Which Describes Your Cybersecurity Program Eager Beaver or Deer in Headlights? October 29, 2015

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1 Which Describes Your Cybersecurity Program Eager Beaver or Deer in Headlights? October 29, 2015

2 What you will learn. How to apply the results from The Office of Compliance Inspections and Examinations ("OCIE") 2015 Cybersecurity Examination Initiative to augment your firm s cybersecurity preparedness. Preparing for OCIE Cybersecurity exams that will involve more testing to assess implementation of firm procedures and controls. Developing the types of policies, documents and reports that need to be created to manage effectively your cybersecurity program and to respond to an OCIE Exam. Assesses risk associated with using a vendor as part of your cybersecurity due diligence. Establishing an incident response program that effectively detects breaches, generates alerts, defines the scope of the incident and provides procedures for communicating the incident to appropriate parties.

3 Why are we discussing it? Cybersecurity should be at the top of a firm s risk assessment. Mary Jo White, SEC Chair

4 Why are we discussing it? Data breaches cost U.S. companies $5.4 million per breach that amounts to $188 per stolen record Source: Ponemon Institute, 2013 Cost of Data Breach Study: Global Analysis

5 Why are we discussing it? FINRA defines cybersecurity as the protection of investor and firm information from compromise through the use in whole or in part of electronic digital media, (e.g., computers, mobile devices or Internet protocol-based telephony system). Compromise refers to a loss of data confidentiality, integrity or availability.

6 Michael Abboud, Founder & CEO TetherView As an experienced CEO with 14 years of experience starting and guiding companies to success. Founded TetherView in 2013 vision to provide Enterprise Class Cloud Services in an affordable offering to the SMB (Small and Medium sized Businesses) market space.

7 Jamie Barnett, Partner Venable LLP Co-Chair of Venable's Telecommunications Group and a partner in the firm's Cybersecurity Practice. Served as the Chief of the Public Safety and Homeland Security Bureau of the Federal Communications Commission where he executed major cybersecurity initiatives. 30 years of experience in the United States Navy and Navy Reserve, rising to the rank of Rear Admiral and serving as Deputy Commander, Navy Expeditionary Combat Command and Director of Naval Education and Training in the Pentagon.

8 Eric Feldman, CIO, The Riverside Company Instrumental in creating Riverside s Information Security Program and restructuring the global business continuity plan to align with evolving business requirements. Served as the Director of MIS for the Office of the Mayor, City of New York. B.A. from Eastern Illinois University.

9 Mark Heil, EVP, PEF Services LLC Founder and Managing Director, CereNova Fund Marketing, placement agent for small and emerging managers. Board member of Private Investors Forum (Angel Network) and Entrepreneurs Forum of Greater Philadelphia (former president). MBA, Drexel University, Marketing; BS, St. Joseph s University, Marketing & Finance.

10 TetherView provides the state of the art Private Cloud services making our clients more secure, mobile, efficient and profitable. We are focused on helping companies with achieving their compliance and security goals. We quickly move your business to the Cloud, a ready to use solution for your IT needs. TetherView combines the best of breed datacenter, hardware, software with our expert service and support staff.

11 Venable LLP is an American Lawyer 100 law firm headquartered in Washington, DC, with offices in California, Delaware, Maryland, New York, and Virginia. Our lawyers and legislative advisors serve the needs of domestic and international clients in all areas of corporate and business law, complex litigation, intellectual property, regulatory matters, and government affairs.

12 The Riverside Company is a global private equity firm focused on investing in growing enterprises valued at up to $250 million/ 200 million. The firm s global portfolio includes more than 75 companies. Since its founding in 1988, Riverside has invested in more than 300 transactions.

13 PEF Services LLC provides GP and LP Fund Administration Services

14 Michael Abboud TetherView Jamie Barnett Venable LLP Eric Feldman The Riverside Company Mark Heil PEF Services LLC (212)

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