Keith Banks President U.S. Trust, Bank of America Private Wealth Management

Size: px
Start display at page:

Download "Keith Banks President U.S. Trust, Bank of America Private Wealth Management"

Transcription

1 Keith Banks President KEITH BANKS is president of, which provides integrated investment, trust, banking and lending services to wealthy and ultra-wealthy clients. He also oversees Global Wealth & Investment Management Banking, which delivers a broad range of customized banking, credit and lending solutions to help meet the needs of high-net-worth and ultra-high-net-worth individuals, and BofA Global Capital Management, which offers money market funds, offshore funds, customized separate accounts and sub-advisory services to institutions and high-networth individuals. Banks is a board member of the Bank of America Charitable Foundation, and he sits on Bank of America s Chief Executive Officer s Operating Committee and Global Diversity & Inclusion Council. Banks previously served as president of Global Private Client, Institutional and Investment Management for Bank of America. This business included U.S. Trust, Institutional Retirement & Philanthropy, Alternative Investments Asset Management and Columbia Management. During his career at Bank of America, he also served as president of Global Wealth & Investment Management and president and chief investment officer of Columbia Management. He joined Bank of America in 2004, following FleetBoston Financial s merger with Bank of America. Prior to this, Banks held the roles of CIO and CEO of FleetBoston Financial s asset management organization after joining the company in Prior to joining FleetBoston, Banks was a managing director and head of U.S. equity for JP Morgan Investment Management. During his 16-year career at JP Morgan, Banks also served as global head of equity research, head of U.S. equity research and a portfolio manager, and equity research analyst for the chemical and textile industries, which was his first role at the firm when he started in Banks began his investment career as an equity analyst at Home Insurance in Banks earned his bachelor s degree in economics, magna cum laude and Phi Beta Kappa, from Rutgers University and his MBA degree in finance from Columbia Business School. He is a Chartered Financial Analyst and a member of the American Bankers Association Investment Advisory Committee. Banks sits on the Rutgers University Board of Overseers, Board of Advisors of Columbia University Medical Center and Columbia Business School Board of Overseers. He is also a member of the Board of Directors of Lincoln Center and is a Director of the Police Athletic League of New York.

2 Joseph P. Quinlan Managing Director and Chief Market Strategist JOSEPH QUINLAN is managing director and chief market strategist at U.S. Trust. In this role, he provides economic and market insights and executes the firm s overall investment strategy, both domestically and globally which is frequently cited in such media venues as Barron s, The Wall Street Journal, The New York Times and the Financial Times. With many years of financial services experience, he previously served as a senior global economist/strategist for Morgan Stanley and started his career at Merrill Lynch. Joe regularly debriefs policy makers and legislators on Capitol Hill on global trade and economic issues. He has testified before the European Parliament. He is also a board member of Fordham University s Graduate School of Arts and Science and serves on Fordham University s President Council. He is the author, co-author, or contributor to 11 books. He has published more than 125 articles on economics, trade and finance that have appeared in Foreign Affairs, the Financial Times, The Wall Street Journal and Barron s. He regularly appears on CNBC, as well as Bloomberg television, PBS and other media venues. He has earned his BA in Political Science/International Affairs from Niagara University and MA in International Political Economics and Development from Fordham University.

3 Jason T. Baron Managing Director Head Portfolio Manager of Social Investment Strategies JASON BARON is the head portfolio manager for Social Investment Strategies at U.S. Trust. He is the creator of U.S. Trust s Socially Innovative Investing suite of products, serving clients across asset classes including domestic equities and domestic taxable corporate fixed income. Jason is a publishing member of the CIO s Thought Leadership Team where he writes on topics of ESG and sustainability. He is a frequent guest lecturer on sustainability and social investing topics including at the Sloan School of Management at MIT, the Harvard Kennedy School, The Yale School of Management, SOCAP, SRI in the Rockies, the Family Office Exchange, Wall Street Without Walls, the Milken Institute and the Aspen Ideas Festival and others. Since joining U.S. Trust in 2010, Mr. Baron has brought to U.S. Trust the ability for institutional and high-net-worth clients to align their investment portfolios with their values, while seeking a comparable market rate of return. Prior to joining U.S. Trust, Jason served as the group head for the Community Investing Team at Lehman Brothers and later Barclays Wealth Management, where he was responsible for the design and implementation of socially responsible and mission-oriented investment products. He began his career as an equity analyst covering the diversified financial sector at Keefe Bruyette & Woods in their Hartford, CT office and was a member of the Wall Street Journal s Best on the Street team in Jason earned his B.S. in business administration from Georgetown University s McDonough School of Business in Washington DC where he served as a 1789 ambassador and his M.B.A. from Yale University s School of Management where he focused on investment management and strategic philanthropy. He is a member of the Hitachi Foundation s investment committee and general Board of Directors, and previously served as Vice Chairman and Treasurer of The City School, a Boston based non-profit focused on education.

4 Ann Limberg Head of Philanthropic Solutions and the Family Office ANN LIMBERG is Head of Philanthropic Solutions and the Family Office for U.S. Trust. She directs the provision of strategy, services and outreach within these dual areas, advancing their synergy and aligned objectives across the wider organization. As Head of Philanthropic Solutions, Limberg oversees strategic, fiduciary, and administrative services to help individuals and families grow, manage and preserve philanthropic capital. She also leads U.S. Trust s direct engagement with nonprofit organizations, facilitating mission fulfillment and organizational stability through investment policy, governance, board and staff education, and development. As Head of the Family Office, a specialty practice within U.S. Trust, Limberg oversees a suite of integrated offerings for multi-generational families with complex needs. Working in concert with a family s advisors, the practice offers integrated financial strategy, investment consulting, fiduciary and administrative services, and cross-generational educational initiatives designed to foster sound stewardship and effective wealth preservation and transfer. Limberg has worked at Bank of America since 2004, taking on increasing responsibilities within the firm. Her previous roles include Northeast Division Executive for U.S. Trust, where she oversaw client outreach and wealth management strategy across 20 offices in nine states, and Regional Executive, where she led the New Jersey, Pennsylvania, and Delaware offices of U.S. Trust. Concurrent with her Regional Executive role, Limberg served as New Jersey state president for Bank of America. Limberg s career also includes senior leadership positions with Fleet Boston Financial, NatWest and Citibank. Limberg has garnered a number of professional and civic honors. Irish America magazine recognized her as a Wall Street 50 honoree. Other honors include NJBIZ s 50 Most Powerful Nonprofit Board Members in New Jersey, the United Way s Women United in Philanthropy Award, The American Conference on Diversity s Humanitarian Award, the Executive Women of New Jersey s Salute to the Policy Makers, and NJBIZ s New Jersey s Best 50 Women in Business and Top 25 Women of Influence. Passionate about philanthropy, Limberg holds a number of leadership roles within the wider community. She serves on the board of trustees of the New Jersey Performing Arts Center, The Valley Hospital, Macaulay Honors College Foundation, and Bergen County s United Way. In addition, Limberg is a member of the City University of New York s Business Leadership Council and the Committee of 200, an organization of leading women executives dedicated to fostering growth and increasing opportunities for women entrepreneurs and corporate leaders worldwide. Limberg received her B.A. in humanities with a minor in business administration from the State University of New York at Stony Brook. She has also completed executive education through the Cannon Trust School.

5 Jackie VanderBrug Senior Vice President and Investment Strategist JACKIE VANDERBRUG, Senior Vice President and Investment Strategist, is responsible for the strategy and support of impact investing at U.S. Trust. A member of the CIO s Thought Leadership Team and co-chair of the Impact Investing Council, Jackie brings a broad array of experiences including entrepreneur, analyst and strategy consultant. Jackie led the development of the emerging field of gender lens investing as a founder of the Women Effect Investments initiative. As Managing Director at Criterion Ventures, she was instrumental in the establishment of the pioneering social investing fund, Good Capital. She led Business Development at ibasis, growing the global VOiP firm through a successful IPO and cofounded WORK IN PROGRESS, a non-profit social enterprise. Her understanding of the interrelated aspects of social change was first formed as a domestic policy analyst for the U.S. Congress and she formed her strategy skills while as a management consultant for CSC Index. Jackie serves on the Advisory Boards of the Opportunity Collaboration, The International Council for Research on Women, and the Trustees of the Donations. She received her M.B.A from the Ross School of Business at the University of Michigan and her B.S. in Mathematics from Calvin College. U.S. Trust operates through Bank of America, N.A., Member FDIC Bank of America Corporation. All rights reserved. ARGXQJVF

FINANCIAL SERVICES TEAM

FINANCIAL SERVICES TEAM FINANCIAL SERVICES TEAM William Spiegel Managing Director, Head of Financial Services Mr. Spiegel is a founding partner and a managing director responsible for managing Pine Brook s financial services

More information

KBB Wealth Management

KBB Wealth Management KBB Wealth Management KBB Wealth Management Todd C. Kelly, CFP, CIMA Senior Vice President Sr. Investment Management Consultant Matt J. Bridge, CFP Senior Vice President Sr. Investment Management Consultant

More information

S P E A K E R B I O G R A P H I E S

S P E A K E R B I O G R A P H I E S Jamie Dimon, Chairman and Chief Executive Officer Jamie Dimon is Chairman of the Board and Chief Executive Officer of JPMorgan Chase & Co., a global financial services firm with assets of $2.6 trillion

More information

Press Release. Seven member Committee announced to review proposals for $50 million economic development loan and grant incentives

Press Release. Seven member Committee announced to review proposals for $50 million economic development loan and grant incentives Press Release For Immediate Release: June 22, 2012 For Information Contact: Scott L. Peterson Press Secretary Office of the County Executive (240) 508-1989 The Office of Prince George s County Executive

More information

UVIMCO : Welcome LEONARD W. SANDRIDGE

UVIMCO : Welcome LEONARD W. SANDRIDGE Page 1 BOARD OF DIRECTORS JOHN O. WYNNE MEETING DATES UVIMCO Board Chairman, Executive Committee Chairman Retired President and Chief Executive Officer of Landmark Communications, Inc. (in Norfolk, Virginia

More information

Private Banking and Wealth Management Fall, 2013 (II) Professors Alan Rappaport and Lex Zaharoff B40 3120.10 Thursdays, 6:00 9:00 pm 3-110

Private Banking and Wealth Management Fall, 2013 (II) Professors Alan Rappaport and Lex Zaharoff B40 3120.10 Thursdays, 6:00 9:00 pm 3-110 Private Banking and Wealth Management Fall, 2013 (II) Professors Alan Rappaport and Lex Zaharoff B40 3120.10 Thursdays, 6:00 9:00 pm 3-110 Course Description This is a case-based mini-course intended to

More information

Leading $700 Million Denver, CO- Based Wealth Management Team, Cardan Capital Partners, Launches as an Independent Advisory Firm

Leading $700 Million Denver, CO- Based Wealth Management Team, Cardan Capital Partners, Launches as an Independent Advisory Firm Media Contact sallycates@dynastyfinancialpartners.com 212-373- 1000 Leading $700 Million Denver, CO- Based Wealth Management Team, Cardan Capital Partners, Launches as an Independent Advisory Firm NEW

More information

TD AMERITRADE Executive Management Team

TD AMERITRADE Executive Management Team TD AMERITRADE Executive Management Team Leads insightfully. Innovates dynamically. Grows strategically. www.amtd.com TD AMERITRADE Executive Management Team Joe Moglia Chief Executive Officer Joe Moglia

More information

OUR SPONSORS. South Florida Hedge Funds 2011 Industry Outlook. The Miami Finance Forum. Presents A Panel Discussion on.

OUR SPONSORS. South Florida Hedge Funds 2011 Industry Outlook. The Miami Finance Forum. Presents A Panel Discussion on. OUR SPONSORS The Miami Finance Forum Presents A Panel Discussion on South Florida Hedge Funds 2011 Industry Outlook Our Panelists: About the Miami Finance Forum The Miami Finance Forum is a non-for-profit

More information

The Investment Committee of Envestnet (titled the PMC Investment Committee) consists of seven members:

The Investment Committee of Envestnet (titled the PMC Investment Committee) consists of seven members: Investment Committee of Envestnet Asset Management, Inc. 35 East Wacker Drive, Suite 2400 Chicago, IL 60601 312 827 2800 www.envestnet.com March 31, 2014 This Brochure Supplement provides information about

More information

Morgan Stanley. R & R Partners. 522 Fifth Avenue, 15th Floor New York, NY 10036 (212)-296-1031. www.morganstanleyfa.com/rudowramos

Morgan Stanley. R & R Partners. 522 Fifth Avenue, 15th Floor New York, NY 10036 (212)-296-1031. www.morganstanleyfa.com/rudowramos R & R Partners 522 Fifth Avenue, 15th Floor New York, NY 10036 (212)-296-1031 www.morganstanleyfa.com/rudowramos 0 Table of Contents Our Mission Page 2 Wealth Management Page 3 Why R and R Partners? Page

More information

BAML Capital Access Funds Management, LLC Team

BAML Capital Access Funds Management, LLC Team The seasoned professionals at BAML Capital Access Funds Management, LLC (CAF) understand the longterm strategies required to invest successfully in private equity, and the special needs of our investors.

More information

Contact Princeton Global Asset Management

Contact Princeton Global Asset Management About Princeton Global Asset Management Princeton Global Asset Management furnishes continuous investment advice to Clients based on their individual needs. We provide US, International and Global investment

More information

U.S. Trust National Wealth Planning Strategists

U.S. Trust National Wealth Planning Strategists U.S. Trust National Wealth Planning Strategists Biographies U.S. Trust Investments August 2014 Important information Always consult with your independent attorney, tax advisor, investment manager, and

More information

IR Leadership Mastering Trust, Integrity & Credibility Speaker Biographies (In Order of Appearance)

IR Leadership Mastering Trust, Integrity & Credibility Speaker Biographies (In Order of Appearance) IR Leadership Mastering Trust, Integrity & Credibility Speaker Biographies (In Order of Appearance) Ben Boyd, President, Practices, Sectors & Offerings, Edelman Ben Boyd has worked in corporate communications

More information

OCC Staff Biographies

OCC Staff Biographies Victoria P. Hackett Staff Attorney 3 Victoria Hackett joined the OCC as an attorney in 2006. Vicki s practice areas at OCC include electric, gas, and water regulation, and she appears frequently before

More information

Ric Andersen Partner, Peak Equity

Ric Andersen Partner, Peak Equity Ric Andersen Partner, Peak Equity Image API EnterpriseDB Vertex G5 American Public Education Barra Foundation Ric Andersen joined PeakEquity Partners as a Partner in 2015. Ric leverages over 30 years of

More information

Global Wealth Management and Private Banking. Thursdays, 6:00 9:00 pm September 18 through December 18, 2014

Global Wealth Management and Private Banking. Thursdays, 6:00 9:00 pm September 18 through December 18, 2014 Global Wealth Management and Private Banking FINC-GB.3357 Professors Alan Rappaport, Ingo Walter and Lex Zaharoff Thursdays, 6:00 9:00 pm September 18 through December 18, 2014 Course Description This

More information

The Professionals of Charles Schwab Bank s Personal Trust Services Division

The Professionals of Charles Schwab Bank s Personal Trust Services Division The Professionals of Charles Schwab Bank s Personal Trust Services Division With Administrative Trustee Services from the Personal Trust Services Division 1 of Charles Schwab Bank, you benefit from the

More information

2012 IRC ORAL PANEL INVESTMENT RESEARCH CHALLENGE TEXAS

2012 IRC ORAL PANEL INVESTMENT RESEARCH CHALLENGE TEXAS 2012 IRC ORAL PANEL INVESTMENT RESEARCH CHALLENGE TEXAS. Donald W. Hultgren CFA Sterne Agee Donald W. Hultgren is affiliated with the Sterne Agee investment banking firm in Birmingham Alabama. He offices

More information

OCC Staff Biographies

OCC Staff Biographies Victoria P. Hackett Staff Attorney 3 Victoria Hackett joined the OCC as an attorney in 2006. Vicki s practice areas at OCC include electric, gas, and water regulation, and she appears frequently before

More information

LNC provides its partners with flexible capital solutions and the strategic support to drive value creation for all stakeholders

LNC provides its partners with flexible capital solutions and the strategic support to drive value creation for all stakeholders LNC provides its partners with flexible capital solutions and the strategic support to drive value creation for all stakeholders LNC Partners is a Northern Virginia based investment firm with over $235

More information

Introduction Concentric's principals have distinguished track records as operators and professional investors in a

Introduction Concentric's principals have distinguished track records as operators and professional investors in a Concentric Equity Partners is a private investment firm based in Chicago, IL. We provide capital and strategic support to exceptional service companies pursuing rapid growth. Our approach is to support

More information

Global Wealth Management and Private Banking. Professors Alan Rappaport, Ingo Walter and Lex Zaharoff

Global Wealth Management and Private Banking. Professors Alan Rappaport, Ingo Walter and Lex Zaharoff Global Wealth Management and Private Banking FINC-GB.3357.30 Professors Alan Rappaport, Ingo Walter and Lex Zaharoff Thursdays, 6:00 9:00 pm February 12 through May 7, 2015 Course Description This is a

More information

The Investment Committee of Envestnet (titled the PMC Investment Committee) consists of seven members:

The Investment Committee of Envestnet (titled the PMC Investment Committee) consists of seven members: Investment Committee of Envestnet Asset Management, Inc. 35 East Wacker Drive, Suite 2400 Chicago, IL 60601 312 827 2800 www.envestnet.com March 31, 2013 This Brochure Supplement provides information about

More information

COMPETITION CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST U.S. FINALS

COMPETITION CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST U.S. FINALS COMPETITION CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST U.S. FINALS Leah R. Bennett, CFA, CIC Managing Director and CIO King Investment Advisors Leah R. Bennett is a portfolio manager and investment analyst

More information

CORBELLINI, EMANUELSON, KALYANDURG & ASSOCIATES. Private Wealth Advisors

CORBELLINI, EMANUELSON, KALYANDURG & ASSOCIATES. Private Wealth Advisors CORBELLINI, EMANUELSON, KALYANDURG & ASSOCIATES s Corbellini, Emanuelson, Kalyandurg & Associates PRIVATE WEALTH ADVISORS 300 Crescent Court Suite 1300 Dallas, TX 75201 800.477.1264 www.pwa.ml.com/ce_group

More information

K. Gunnar Bjorklund Managing Director 415.249.4902 gunnar@sverica.com

K. Gunnar Bjorklund Managing Director 415.249.4902 gunnar@sverica.com K. Gunnar Bjorklund 415.249.4902 gunnar@sverica.com Mr. Bjorklund is a co-founder of Sverica International and is based in the San Francisco office. He serves on the board of several of Sverica s portfolio

More information

CIBC INVESTOR DAY SPEAKER BIOGRAPHIES. Victor G. Dodig. President and Chief Executive Officer, CIBC

CIBC INVESTOR DAY SPEAKER BIOGRAPHIES. Victor G. Dodig. President and Chief Executive Officer, CIBC Victor G. Dodig President and Chief Executive Officer, CIBC Victor Dodig is President and Chief Executive Officer of the CIBC group of companies, one of North America's largest financial services institutions.

More information

The 712 Investment Group. Wealth Management

The 712 Investment Group. Wealth Management The 712 Investment Group Wealth Management Call or e-mail us for further information. Toll-free: 888.775.3752 E-mail: john_j_oneill@ml.com 2 Merrill Lynch makes available products and services offered

More information

SENIOR MANAGEMENT BIOGRAPHIES

SENIOR MANAGEMENT BIOGRAPHIES SENIOR MANAGEMENT BIOGRAPHIES Jamie Dimon, Chairman and Chief Executive Officer Jamie Dimon is the Chairman of the Board and Chief Executive Officer of JPMorgan Chase & Co. Dimon became Chairman of the

More information

David Finley Managing Director 617.695.0201 dave@sverica.com

David Finley Managing Director 617.695.0201 dave@sverica.com David Finley Managing Director 617.695.0201 dave@sverica.com Mr. Finley is a Managing Director in Sverica's Boston office, having joined the firm in October 2006. Mr. Finley leads Sverica s investments

More information

JESSICA LOCHMANN ALLEN

JESSICA LOCHMANN ALLEN JESSICA LOCHMANN ALLEN PARTNER JLOCHMANN@FOLEY.COM 777 E WISCONSIN AVENUE MILWAUKEE, WI 53202-5306 414.297.5817 Jessica Lochmann Allen is a partner with Foley & Lardner LLP, and is a member of the firm

More information

Proceed boldly. Inspire social impact. Make your difference.

Proceed boldly. Inspire social impact. Make your difference. Proceed boldly. Inspire social impact. Make your difference. What s Occurring Today in philanthropy? Donors, foundation executives, philanthropic organizations and the professional advisors who counsel

More information

Industry Leadership Forum 12 June, 2012 The Yale Club of New York City. Forum Participants

Industry Leadership Forum 12 June, 2012 The Yale Club of New York City. Forum Participants The Yale Club of New York City Forum Participants 1 Charlotte B. Beyer Charlotte B. Beyer is the Founder & CEO of the Institute for Private Investors, or IPI, a private membership organization that performs

More information

Atlantic Trust Disclosure

Atlantic Trust Disclosure Atlantic Trust Disclosure Atlantic Trust Private Wealth Management includes Atlantic Trust Company, a division of Invesco National Trust Company (a limited-purpose national trust company), and Stein Roe

More information

Success on Your Terms. How We Help You Achieve Your Financial Goals

Success on Your Terms. How We Help You Achieve Your Financial Goals Success on Your Terms How We Help You Achieve Your Financial Goals The Stone Group at Morgan Stanley One PPG Place, Suite 1300 Pittsburgh, PA 15222 Visit Our Team Website: www.morganstanleyfa.com/thestonegroup

More information

Rebecca Gruss Partner, Deloitte & Touche LLP rgruss@deloitte.com

Rebecca Gruss Partner, Deloitte & Touche LLP rgruss@deloitte.com JOSEPH J. BOEHM, III Senior Vice President Retail Leasing 1026 Terminal Tower 50 Public Square Cleveland, OH 44113 Tele (216) 416-3430 Fax (216) 263-6210 E-mail: joseph_boehm@fceinc.com Joseph J. Boehm,

More information

Corporate Bond Strategy

Corporate Bond Strategy Corporate Bond Strategy FIRM OVERVIEW Established more than a decade ago by the former CIO of a major money manager and a research analyst in Buffalo, NY. $650 million in AUM for private clients, foundations,

More information

How to Launch a Startup Videoconference-Training Program. February 12, 2013

How to Launch a Startup Videoconference-Training Program. February 12, 2013 How to Launch a Startup Videoconference-Training Program February 12, 2013 Trade Representation of the Russian Federation in the United States of America with the support of Ministry of Economic Development

More information

Traff Asset Management BROCHURE SUPPLEMENTS ADV PART II

Traff Asset Management BROCHURE SUPPLEMENTS ADV PART II BROCHURE SUPPLEMENTS BROCHURE SUPPLEMENT JASON D. TRAFF This Brochure Supplement provides information about Jason D. Traff that supplements the Traff Asset Management ADV Part II Brochure. If you have

More information

34% 2008 contribution to operating revenue

34% 2008 contribution to operating revenue Wealth Advisory Services 34% 2008 contribution to operating revenue Wealth Advisory Services WL s approach to wealth management Family relationships that extend across five generations, and professionals

More information

Securities and Advisory Services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser.

Securities and Advisory Services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser. BRAD MCMILLAN, CFA Vice President, Chief Investment Officer As vice president and chief investment officer, Brad leads the Investment Research and Products departments, which incorporates several individual

More information

Course Description. Course Requirements

Course Description. Course Requirements Global Wealth Management and Private Banking Professors Alan Rappaport, Ingo Walter and Lex Zaharoff FINC- GB.3357.30 Fall, 2015, Th 6-9 pm Course Description This is a case- based course intended to provide

More information

Carbon Risk Assessment Strategies for Financial Institutions

Carbon Risk Assessment Strategies for Financial Institutions Carbon Risk Assessment Strategies for Financial Institutions Monday, July 27, 2015 3 pm to 6:30pm (EDT) Hosted by Moody s Investors Service 7 World Trade Center 250 Greenwich Street 20 th Floor New York,

More information

CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST US HOSTS

CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST US HOSTS CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST US HOSTS Leah R. Bennett, CFA, CIC Co-Chief Investment Officer South Texas Money Management Leah R. Bennett, CFA joined South Texas Money Management in 2013 and

More information

Profile of the Directors

Profile of the Directors Mr Ronnie Chichung Chan Chairman Aged 64, Mr Chan joined the Group in 1972, becoming Chairman in 1991. He also serves as Chairman of Hang Lung Properties Limited, the Group s major publicly listed subsidiary.

More information

ITEM 1- COVER PAGE Peter S. Alwardt EisnerAmper Wealth Advisors LLC 750 Third Avenue, New York, New York 11017 212-891-6932

ITEM 1- COVER PAGE Peter S. Alwardt EisnerAmper Wealth Advisors LLC 750 Third Avenue, New York, New York 11017 212-891-6932 ITEM 1- COVER PAGE Peter S. Alwardt EisnerAmper Wealth Advisors LLC 750 Third Avenue, New York, New York 11017 212-891-6932 http://www.eisneramper.com/services/personal_wealth_advisors/investment_advisory_services/

More information

Jason M. Judge. Financial Planning Specialist Vice President - Wealth Management Financial Advisor

Jason M. Judge. Financial Planning Specialist Vice President - Wealth Management Financial Advisor Jason M. Judge Financial Planning Specialist Vice President - Wealth Management Financial Advisor 13625 California Street Suite 400, Omaha, NE 68154 402-399-6354 / MAIN 800-228-3309 / TOLL-FREE 402-399-6336

More information

Message from the Chair of the Pension Plan Management Committee

Message from the Chair of the Pension Plan Management Committee RBC CANADIAN RETIREMENT PROGRAM Message from the Chair of the Pension Plan Management Committee RBC is committed to supporting you in planning and saving for the future, and the RBC Retirement & Savings

More information

Trust Services at Merrill Lynch. Estate Planning Services

Trust Services at Merrill Lynch. Estate Planning Services Trust Services at Merrill Lynch Estate Planning Services Merrill Lynch Wealth Management makes available products and services offered by Merrill Lynch, Pierce, Fenner & Smith Incorporated (MLPF&S) and

More information

CURRICULUM VITAE. LAWRENCE STEPHEN ABELN Dean and Professor of Management University of Adelaide

CURRICULUM VITAE. LAWRENCE STEPHEN ABELN Dean and Professor of Management University of Adelaide CURRICULUM VITAE LAWRENCE STEPHEN ABELN Dean and Professor of Management University of Adelaide LSABELN@AOL.COM SUMMARY 22 years of academic leadership experience including at five top 100 QS world-ranked

More information

The Scott Group at Morgan Stanley Smith Barney

The Scott Group at Morgan Stanley Smith Barney The Scott Group at Morgan Stanley Smith Barney Our Mission We are wealth management advisors and consultants assisting our clients in planning and implementing a diverse range of financial planning strategies.

More information

Challenges in Corporate Governance: The Role of Directors in a Corporate Crisis. Full Bios of Moderator and Panelists

Challenges in Corporate Governance: The Role of Directors in a Corporate Crisis. Full Bios of Moderator and Panelists Challenges in Corporate Governance: The Role of Directors in a Corporate Crisis Full Bios of Moderator and Panelists The Honorable Cynthia A. Glassman, Senior Research Scholar at ICR Cynthia A. Glassman

More information

Private Banking and Wealth Management Professors Alan Rappaport and Ingo Walter B40 3120.30 Thursdays, 6:00 9:00 pm

Private Banking and Wealth Management Professors Alan Rappaport and Ingo Walter B40 3120.30 Thursdays, 6:00 9:00 pm Private Banking and Wealth Management Spring, 2013 (II) Professors Alan Rappaport and Ingo Walter B40 3120.30 Thursdays, 6:00 9:00 pm T-LC21 Course Description This is a case-based mini-course intended

More information

Quantitative Investing

Quantitative Investing Moderator Larry Pohlman Director of Research and Co CIO I ALR Quantitative Research and Investment Management Mr. Pohlman was the Chief Investment Officer at BNP Paribas Quantitative Strategies. His team

More information

Total Return Tax-Free Municipal Bond Portfolio Style

Total Return Tax-Free Municipal Bond Portfolio Style Total Return Tax-Free Municipal Bond Portfolio Style First Quarter 2015 Data through March 31, 2015 Company Profile Managing client portfolios since 1973 Over $2 billion total assets under management Individuals

More information

An Introduction to Impact Investing

An Introduction to Impact Investing An Introduction to Impact Investing Georgetown Webinar August 23, 2011 Georgette Wong CEO, Correlation Consulting CEO, Take Action! Conference Series georgette@correlationconsulting.com www.impactinvestingconference.com

More information

Wealth W Advisory Services September 2009

Wealth W Advisory Services September 2009 Wealth Advisory Services September 2009 Wealth Advisory Services WL s approach to wealth management Family relationships that extend across five generations, and professionals who have worked with the

More information

Workshop on Community Bank Investments & Asset Liability Management

Workshop on Community Bank Investments & Asset Liability Management Darnell Canada Darling Consulting Group Darnell has been working at Darling Consulting Group since 1996. As a Managing Director, Darnell has experience working directly with community banks and credit

More information

John Amore CEO General Insurance Zurich Financial Services

John Amore CEO General Insurance Zurich Financial Services John Amore CEO General Insurance John Amore is a member of the Group Executive Committee and CEO of General Insurance for (Zurich). Mr. Amore joined Zurich in 1992. Before being named CEO of Zurich US

More information

Wealth Management Built on Integrity and Experience

Wealth Management Built on Integrity and Experience Wealth Management Built on Integrity and Experience How Successful Portfolios Can Help You Prepared March 1, 2011 www.successfulportfolios.com 300 South Duncan Avenue, Suite 166 Clearwater, FL 33755 (800)

More information

Family Office Exchange

Family Office Exchange Sara Hamilton, Founder and CEO Family Office Exchange Sara Hamilton is the founder and CEO of Family Office Exchange (FOX), the definitive source of information and best practices associated with the business

More information

My Degree Matters Speakers Bureau

My Degree Matters Speakers Bureau My Degree Matters Speakers Bureau Name: Jon M. Bellum Organization: Colorado State University Global Campus Role: Provost and Senior Vice President Contact Information: jon.bellum@csuglobal.edu Topics

More information

Wealth Planning y Investment Management y Insurance for Family and Business. Serving Main Street with Independent Advice

Wealth Planning y Investment Management y Insurance for Family and Business. Serving Main Street with Independent Advice True Independence Wealth Planning y Investment Management y Insurance for Family and Business Serving Main Street with Independent Advice Wealth Planning y Investment Management y Insurance for Family

More information

FINTECH 3.0: Technology Disruptions & Opportunities for the Investment Industry

FINTECH 3.0: Technology Disruptions & Opportunities for the Investment Industry FINTECH 3.0: Technology Disruptions & Opportunities for the Investment Industry JUNE 23, 2016 PETER S. KRAUS (OPENING REMARKS) CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER, AB Peter S. Kraus was elected

More information

The Weiner Wealth Management Group

The Weiner Wealth Management Group The Weiner Wealth Management Group Helping you pursue your financial goals. The Weiner Wealth Management Group Our mission is to guide our clients in their quest to preserve and grow their assets over

More information

contemporary investment philosophy, creating a dynamic approach to investing and wealth counsel that is intelligent, aligned, and assured.

contemporary investment philosophy, creating a dynamic approach to investing and wealth counsel that is intelligent, aligned, and assured. The art of intelligent investing Unlike coins of lesser worth, the Aureus was intrinsically valuable, made of gold itself. As the most desirable currency of ancient Rome, it was rare, infrequently struck,

More information

This brochure has not been approved by the Securities and Exchange Commission (SEC), nor any state securities authority.

This brochure has not been approved by the Securities and Exchange Commission (SEC), nor any state securities authority. The Program Works, Inc. (dba TPW Financial, Inc.) 450 Lexington Street, Suite 203 Newton, MA 02466 Contact: Chitra R. Staley, CEO&CIO 617-614-9889 cstaley@tpwfinancial.com www.tpwfinancial.com Date of

More information

The Tom Wathen Center

The Tom Wathen Center The Tom Wathen Center @ Historic Flabob Airport 4130 Mennes Avenue #24 Jurupa Valley (Riverside), CA 92509 Tel: (951) 683-2309 ~ Fax: (951) 683-4569 www.flabob.org ~ www.tomwathencenter.org ~ www.facebook.com/flabobairport

More information

Catherine C. Gryczan

Catherine C. Gryczan Catherine C. Gryczan Partner catherine.gryczan@faegrebd.com Contact Numbers T: +1 312 356 5098 F: +1 312 212 6501 311 S. Wacker Drive, Suite 4300 Chicago, Illinois 60606 Governance Emerging Companies &

More information

Fixed Focusing on Income Capital Preservation Specialists and Income

Fixed Focusing on Income Capital Preservation Specialists and Income Fixed Focusing on Income Capital Preservation Specialists and Income Charting a Safe Financial Course Firm Richter Bober Asset Management, LLC specializes in managing fixed income portfolios for individuals

More information

The Black Diamond Group at Morgan Stanley Smith Barney

The Black Diamond Group at Morgan Stanley Smith Barney The Black Diamond Group at Morgan Stanley Smith Barney 1000 Elm Street 14th Floor, Manchester, New Hampshire 03101 603-629-0214 / Main fa.smithbarney.com/ theblackdiamondgroup ian.macdermott@mssb.com One

More information

Master of Financial Management: Faculty Bios

Master of Financial Management: Faculty Bios Master of Financial Management: Faculty Bios Vikas Mehrotra A.F. (Chip) Collins Chair and Professor of Finance Department Chair, Finance and Statistical Analysis Vikas Mehrotra has been a faculty member

More information

PORTFOLIO MANAGEMENT TEAM

PORTFOLIO MANAGEMENT TEAM PORTFOLIO MANAGEMENT TEAM J. Brian Henderson, CFA President of Cavanal Hill Investment Management Brian Henderson oversees the taxable fixed income, tax-free fixed income and the equity management teams

More information

A Study of Leadership within the Nonprofit Sector MNA 70720 (3 credits)

A Study of Leadership within the Nonprofit Sector MNA 70720 (3 credits) A Study of Leadership within the Nonprofit Sector MNA 70720 (3 credits) January 11 April 25, 2016 Presenter: Thomas J. Harvey Emeritus Nonprofit Professional Development Director and Eleven Nonprofit Experts

More information

THE DUCKWORTH GROUP. Private Wealth and Financial Advisors

THE DUCKWORTH GROUP. Private Wealth and Financial Advisors THE DUCKWORTH GROUP Private Wealth and Financial Advisors Private Banking and Investment Group Private Banking and Investment Group provides tailored solutions to help meet the distinct needs of individuals

More information

PRIVATE BANKING INSIGHTS

PRIVATE BANKING INSIGHTS PRIVATE BANKING INSIGHTS September 2013 In This Issue From the Head of Private Banking Dan FitzPatrick spoke to stock analysts and investors recently in New York about the future of Webster Private Bank.

More information

ORGANIZATION OVERVIEW

ORGANIZATION OVERVIEW Synovus Investment Advisors, Inc. ORGANIZATION OVERVIEW Investment products and services provided by Synovus are offered through Synovus Investment Advisors, Inc., Synovus Securities, Inc., Synovus Trust

More information

RESUME BENJAMIN W. HEINEMAN, JR. Home. Harvard I. EMPLOYMENT

RESUME BENJAMIN W. HEINEMAN, JR. Home. Harvard I. EMPLOYMENT RESUME BENJAMIN W. HEINEMAN, JR. Home Harvard 83 Turning Mill Lane Kennedy School/Littauer 362 New Canaan, CT 06840 79 JFK Street 203-801-4338 Cambridge, MA 02138 fax: 203-801-0777 617-496-7305 fax: 617-495-8693

More information

We work with a variety of client types, providing investment consulting services to:

We work with a variety of client types, providing investment consulting services to: 6650 SW Redwood Lane Suite 370 Portland, Oregon 97224 (503) 596 2880 www.sellwoodconsulting.com Sellwood Consulting LLC is an SEC registered investment advisor providing investment consulting services,

More information

FOUNDATION ADVISORY SERVICES

FOUNDATION ADVISORY SERVICES FOUNDATION ADVISORY SERVICES Pursuing your philanthropic vision for your private foundation Philanthropic Solutions COMPREHENSIVE ADVICE AND SOLUTIONS FROM U.S. TRUST Philanthropic planning Foundation

More information

Stellar Capital Management, LLC

Stellar Capital Management, LLC Stellar Capital Management, LLC 2200 East Camelback Road, Suite 130 Phoenix, Arizona 85016 602.778.0307 Form ADV Part 2B The Brochure Supplement March 25, 2015 This Brochure Supplement provides information

More information

The RGL Group at Morgan Stanley: Working With You 2015

The RGL Group at Morgan Stanley: Working With You 2015 The RGL Group at Morgan Stanley: Working With You 2015 Robert M. Ryan CFP, CIMA, CPWA Senior Vice President Wealth Advisor Senior Portfolio Manager FIVE STAR Wealth Manager recipient 2014 Craig A. Lewis

More information

About the Authors...

About the Authors... About the Authors... STEPHEN H. AXILROD is a global economic consultant, working on monetary policy, banking, market, and debt management issues for the OECD, IMF, World Bank, private clients, and several

More information

GREENSTEIN, ROGOFF, OLSEN & CO., LLP

GREENSTEIN, ROGOFF, OLSEN & CO., LLP GREENSTEIN, ROGOFF, OLSEN & CO., LLP c e r t i f i e d p u b l i c a c c o u n t a n t s FREMONT PALO ALTO DANVILLE SAN FRANCISCO Practical Accountant PRACTICE PROFILE Working With Those at the Top Greenstein,

More information

Mrs. Nadine Hopwood Feighan

Mrs. Nadine Hopwood Feighan Mrs. Nadine Hopwood Feighan Nadine H. Feighan is a lifelong Cleveland resident and a graduate of Beaumont School in Cleveland Heights. She did her undergraduate work at Bradford College and Newton College

More information

Christine Merritt, Head of Premier SMB Partnerships, Channel Sales North America

Christine Merritt, Head of Premier SMB Partnerships, Channel Sales North America Ben Wood Americas Director, Channel Sales Ben runs the team responsible for selling Google AdWords, display, video and mobile products to SMB's through partners in the Americas region. He has spent the

More information

Investing in a Transforming World: The Wealth Allocation Framework WEALTH MANAGEMENT INSTITUTE FALL 2014

Investing in a Transforming World: The Wealth Allocation Framework WEALTH MANAGEMENT INSTITUTE FALL 2014 Investing in a Transforming World: The Wealth Allocation Framework WEALTH MANAGEMENT INSTITUTE FALL 2014 In the last 60 years, Modern Portfolio Theory has become an established cornerstone of prudent investment

More information

Michael Allen. Vice President 1 st Light Energy

Michael Allen. Vice President 1 st Light Energy Michael Allen Vice President 1 st Light Energy Michael Allen began his career in Solar energy in 2004 while studying the European Renewable Energy Markets. Upon returning to the US he moved directly into

More information

James R. Burke Partner

James R. Burke Partner James R. Burke Partner Jim s practice is focused in the corporate and business law area. He has worked with public and private clients, including several high-technology companies, and has been involved

More information

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement Form ADV Part 2B Brochure Supplement March 17, 2016 Website: www.tfcfinancial.com E-mail: info@tfcfinancial.com This Brochure Supplement provides information about Jane Taubner Barney, Kathleen A. Chianca,

More information

Credit Markets Symposium 2009 Speaker Bios

Credit Markets Symposium 2009 Speaker Bios Credit Markets Symposium 2009 Speaker Bios Sally Green Master of Ceremonies Sally Green became first vice president of the Federal Reserve Bank of Richmond in 2006, after working nearly 30 years at the

More information

JACLYN FABEAN CHERRY 701 Main Street Columbia, South Carolina 29208 803-777-3394 (office)

JACLYN FABEAN CHERRY 701 Main Street Columbia, South Carolina 29208 803-777-3394 (office) JACLYN FABEAN CHERRY 701 Main Street Columbia, South Carolina 29208 803-777-3394 (office) Academic Experience: University of South Carolina School of Law, Columbia, South Carolina 2008 Present Associate

More information

July 29, 2015. CULLEN/FROST ANNOUNCES EXECUTIVE LEADERSHIP TRANSITION Dick Evans to Retire March 31, 2016; Phil Green to Succeed as Chairman and CEO

July 29, 2015. CULLEN/FROST ANNOUNCES EXECUTIVE LEADERSHIP TRANSITION Dick Evans to Retire March 31, 2016; Phil Green to Succeed as Chairman and CEO N E W S R E L E A S E July 29, 2015 CULLEN/FROST ANNOUNCES EXECUTIVE LEADERSHIP TRANSITION Dick Evans to Retire March 31, 2016; Phil Green to Succeed as Chairman and CEO SAN ANTONIO Cullen/Frost Bankers,

More information

Election Notice. Notice of Annual Meeting of FINRA Firms and Proxy. June 29, 2011. Executive Summary. Suggested Routing. Executive Representatives

Election Notice. Notice of Annual Meeting of FINRA Firms and Proxy. June 29, 2011. Executive Summary. Suggested Routing. Executive Representatives Election Notice Notice of Annual Meeting of FINRA Firms and Proxy Executive Summary The Financial Industry Regulatory Authority, Inc. (FINRA) will conduct its annual meeting of firms on Wednesday, August

More information

About Our Speakers. PlanSmart NJ 118 West State St. Trenton, NJ 08608. 609-393-9434 (ph) 609-393-9452 (fax) www.plansmartnj.org

About Our Speakers. PlanSmart NJ 118 West State St. Trenton, NJ 08608. 609-393-9434 (ph) 609-393-9452 (fax) www.plansmartnj.org About Our Speakers Paul Altieri Paul Altieri is the Director of Manufacturing for Dr. Schar USA, Europe's market leader for gluten free food products. He is establishing manufacturing capabilities for

More information

Horizon Foundation Forum: Health Care Reform and Nonprofits: A New Prescription Tuesday, May 21, 2013 8:30am-3:00pm. Speaker Biography Summary

Horizon Foundation Forum: Health Care Reform and Nonprofits: A New Prescription Tuesday, May 21, 2013 8:30am-3:00pm. Speaker Biography Summary Horizon Foundation Forum: Health Care Reform and Nonprofits: A New Prescription Tuesday, May 21, 2013 8:30am-3:00pm Speaker Biography Summary Nicolette (Nikki) Highsmith Vernick Nhighsmith_vernick@thehorizonfoundation.org

More information

Ferguson & Associates

Ferguson & Associates Ferguson & Associates Merrill Lynch makes available products and services offered by Merrill Lynch, Pierce, Fenner & Smith Incorporated (MLPF&S) and other subsidiaries of Bank of America Corporation (BofA

More information

= a~îáç=kk=aéìíëåü=c=`çãé~åó= ii` = = ÉëíK=NVVP. The Strategic Financial Advisor of Leading Middle -Market Companies

= a~îáç=kk=aéìíëåü=c=`çãé~åó= ii` = = ÉëíK=NVVP. The Strategic Financial Advisor of Leading Middle -Market Companies = a~îáç=kk=aéìíëåü=c=`çãé~åó= ii` = = ÉëíK=NVVP The Strategic Financial Advisor of Leading Middle -Market Companies OVERVIEW & PHILOSOPHY Founded in 1993, David N. Deutsch & Company is a New York-based

More information