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1 AGraduateCourseinAppliedCryptography Dan Boneh Victor Shoup August 17, 2015

2 Preface Cryptography is an indispensable tool used to protect information in computing systems. It is used everywhere and by billions of people worldwide on a daily basis. It is used to protect data at rest and data in motion. Cryptographic systems are an integral part of standard protocols, most notably the Transport Layer Security (TLS) protocol, making it relatively easy to incorporate strong encryption into a wide range of applications. While extremely useful, cryptography is also highly brittle. The most secure cryptographic system can be rendered completely insecure by a single specification or programming error. No amount of unit testing will uncover a security vulnerability in a cryptosystem. Instead, to argue that a cryptosystem is secure, we rely on mathematical modeling and proofs to show that a particular system satisfies the security properties attributed to it. We often need to introduce certain plausible assumptions to push our security arguments through. This book is about exactly that: constructing practical cryptosystems for which we can argue security under plausible assumptions. The book covers many constructions for di erent tasks in cryptography. For each task we define a precise security goal that we aim to achieve and then present constructions that achieve the required goal. To analyze the constructions, we develop a unified framework for doing cryptographic proofs. A reader who masters this framework will be capable of applying it to new constructions that may not be covered in the book. Throughout the book we present many case studies to survey how deployed systems operate. We describe common mistakes to avoid as well as attacks on real-world systems that illustrate the importance of rigor in cryptography. We end every chapter with a fun application that applies the ideas in the chapter in some unexpected way. Intended audience and how to use this book The book is intended to be self contained. Some supplementary material covering basic facts from probability theory and algebra is provided in the appendices. The book is divided into three parts. The first part develops symmetric encryption which explains how two parties, Alice and Bob, can securely exchange information when they have a shared key unknown to the attacker. The second part develops the concepts of public-key encryption and digital signatures, which allows Alice and Bob to do the same, but without having a shared, secret key. The third part is about cryptographic protocols, such as protocols for user identification, key exchange, and secure computation. A beginning reader can read though the book to learn how cryptographic systems work and why they are secure. Every security theorem in the book is followed by a proof idea that explains at a high level why the scheme is secure. On a first read one can skip over the detailed proofs 2

3 without losing continuity. A beginning reader may also skip over the mathematical details sections that explore nuances of certain definitions. An advanced reader may enjoy reading the detailed proofs to learn how to do proofs in cryptography. At the end of every chapter you will find many exercises that explore additional aspects of the material covered in the chapter. Some exercises rehearse what was learned, but many exercises expand on the material and discuss topics not covered in the chapter. Status of the book The current draft only contains part I. Parts II and III are forthcoming. We hope you enjoy this write-up. Please send us comments and let us know if you find typos or mistakes. Citations: While the current draft is mostly complete, we still do not include citations and references to the many works on which this book is based. Those will be coming soon and will be presented in the Notes section at the end of every chapter. Dan Boneh and Victor Shoup August,

4 Contents 1 Introduction Historic ciphers Terminology used throughout the book I Secret key cryptography 17 2 Encryption Introduction Shannon ciphers and perfect security Definition of a Shannon cipher Perfect security The bad news Computational ciphers and semantic security Definition of a computational cipher Definition of semantic security Connections to weaker notions of security Consequences of semantic security Bit guessing: an alternative characterization of semantic security Mathematical details Negligible, super-poly, and poly-bounded functions Computational ciphers: the formalities E cient adversaries and attack games Semantic security: the formalities A fun application: anonymous routing Notes Exercises Stream ciphers Pseudo-random generators Definition of a pseudo-random generator Mathematical details Stream ciphers: encryption with a PRG Stream cipher limitations: attacks on the one time pad The two-time pad is insecure

5 3.3.2 The one-time pad is malleable Composing PRGs A parallel construction A sequential construction: the Blum-Micali method Mathematical details The next bit test Case study: the Salsa and ChaCha PRGs Case study: linear generators An example cryptanalysis: linear congruential generators The subset sum generator Case study: cryptanalysis of the DVD encryption system Case study: cryptanalysis of the RC4 stream cipher Security of RC Generating random bits in practice A broader perspective: computational indistinguishability Mathematical details A fun application: coin flipping and commitments Notes Exercises Block ciphers Block ciphers: basic definitions and properties Some implications of security E cient implementation of random permutations Strongly secure block ciphers Using a block cipher directly for encryption Mathematical details Constructing block ciphers in practice Case study: DES Exhaustive search on DES: the DES challenges Strengthening ciphers against exhaustive search: the 3E construction Case study: AES Sophisticated attacks on block ciphers Algorithmic attacks Side-channel attacks Fault-injection attacks on AES Quantum exhaustive search attacks Pseudo-random functions: basic definitions and properties Definitions E cient implementation of random functions When is a secure block cipher a secure PRF? Constructing PRGs from PRFs Mathematical details Constructing block ciphers from PRFs The tree construction: from PRGs to PRFs Variable length tree construction

6 4.7 The ideal cipher model Formal definitions Exhaustive search in the ideal cipher model The Even-Mansour block cipher and the EX construction Proof of the Even-Mansour and EX theorems Fun application: comparing information without revealing it Notes Exercises Chosen Plaintext Attack Introduction Security against multi-key attacks Semantic security against chosen plaintext attack Building CPA secure ciphers A generic hybrid construction Counter mode CBC mode Case study: CBC padding in TLS Concrete parameters and a comparison of counter and CBC modes Nonce-based encryption Nonce-based generic hybrid encryption Nonce-based Counter mode Nonce-based CBC mode A fun application: revocation schemes Notes Exercises Message integrity Definition of a message authentication code Mathematical details MAC verification queries do not help the attacker Constructing MACs from PRFs Prefix-free PRFs for long messages The CBC prefix-free secure PRF The cascade prefix-free secure PRF Extension attacks: CBC and cascade are insecure MACs From prefix-free secure PRF to fully secure PRF (method 1): encrypted PRF ECBC and NMAC: MACs for variable length inputs From prefix-free secure PRF to fully secure PRF (method 2): prefix-free encodings Prefix free encodings From prefix-free secure PRF to fully secure PRF (method 3): CMAC Converting a block-wise PRF to bit-wise PRF Case study: ANSI CBC-MAC Case study: CMAC PMAC: a parallel MAC A fun application: searching on encrypted data

7 6.13 Notes Exercises Message integrity from universal hashing Universal hash functions (UHFs) Multi-query UHFs Mathematical details Constructing UHFs Construction 1: UHFs using polynomials Construction 2: CBC and cascade are computational UHFs Construction 3: a parallel UHF from a small PRF PRF-UHF composition: constructing MACs using UHFs Using PRF-UHF composition: ECBC and NMAC security Using PRF-UHF composition with polynomial UHFs Using PRF-UHF composition: PMAC 0 security The Carter-Wegman MAC Using Carter-Wegman with polynomial UHFs Nonce-based MACs Secure nonce-based MACs Unconditionally secure one-time MACs Pairwise unpredictable functions Building unpredictable functions From PUFs to unconditionally secure one-time MACs A fun application: timing attacks Notes Exercises Message integrity from collision resistant hashing Definition of collision resistant hashing Mathematical details Building a MAC for large messages Birthday attacks on collision resistant hash functions The Merkle-Damgård paradigm Joux s attack Building Compression Functions A simple but ine cient compression function Davies-Meyer compression functions Collision resistance of Davies-Meyer Case study: SHA Other Merkle-Damgård hash functions Case study: HMAC Security of two-key nest The HMAC standard Davies-Meyer is a secure PRF in the ideal cipher model The Sponge Construction and SHA The sponge construction

8 8.8.2 Case study: SHA3, SHAKE256, and SHAKE Key derivation and the random oracle model The key derivation problem Random oracles: a useful heuristic Random oracles: safe modes of operation The leftover hash lemma Case study: HKDF Security without collision resistance Second preimage resistance Randomized hash functions: target collision resistance TCR from 2nd-preimage resistance Using target collision resistance A fun application: commitment schemes Notes Exercises Authenticated Encryption Authenticated encryption: definitions Chosen ciphertext attacks Chosen ciphertext attacks: a motivating example Chosen ciphertext attacks: definition Authenticated encryption implies chosen ciphertext security Encryption as an abstract interface Authenticated encryption ciphers from generic composition Encrypt-then-MAC MAC-then-encrypt is not generally secure: padding oracle attacks on SSL More padding oracle attacks Secure instances of MAC-then-encrypt Encrypt-then-MAC or MAC-then-encrypt? Nonce-based authenticated encryption with associated data Case study: Galois counter mode (GCM) Case study: the TLS 1.3 record protocol Case study: an attack on non-atomic decryption in SSH Case study: b WEP, a badly broken system Case study: IPsec A fun application: private information retrieval Notes Exercises II Public key cryptography Public key tools A toy problem: anonymous key exchange Trapdoor function schemes Key exchange using a one-way trapdoor function scheme

9 10.3 A trapdoor function scheme based on RSA Key exchange based on the RSA assumption Mathematical details Trapdoor function-pair schemes Key exchange using an unpredictable trapdoor function-pair scheme A trapdoor function-pair scheme based on discrete logarithms Key exchange based on the CDH and DDH assumptions Mathematical details Decision Di e-hellman Attacks on the anonymous Di e-hellman protocol Merkle puzzles: a partial solution to key exchange using block ciphers Collision resistant hash functions from number-theoretic primitves The representation problem Notes Chapter summary Exercises Public key encryption Introduction Two further examples Security against eavesdropping Mathematical details Encryption based on trapdoor function schemes and RSA Instatiating E TF with RSA ElGamal encryption ElGamal and random oracles ElGamal and secure key derivation functions Implications of semantic security Semantic security against chosen plaintext attack Encryption as an abstract service Chosen ciphertext secure public key encryption Introduction CCA secure encryption from trapdoor function schemes and RSA Instatiating E TF with RSA Implications of CCA security CCA security against chosen plaintext attack Encryption as an abstract service CCA secure ElGamal encryption CCA security for basic ElGamal encryption Twin ElGamal encryption CCA security without random oracles CCA security via a generic transformation Instantiation with ElGamal Instantiation with a trapdoor function scheme OAEP

10 Instantiating OAEP+ with RSA Case study: PKCS1 version Case study: PGP Case study: P Case study: Chapter Summary Exercises Digital signatures Definition of a digital signature Secure signatures Mathematical details Security against multi-key attacks Extending the message space with collision resistance Extending the message space using TCR functions Repeated one-way functions: a simple lemma Signatures from trapdoor functions: the full domain hash Signatures based on the RSA trapdoor function Security of RSA-FDH A tight security proof in the random oracle model Case study: PKCS1 v Signatures secure without random oracles The basic GHR signature system The strong RSA assumption Security of the basic GHR system Chameleon hashing The full GHR signature system Signcryption: combining signatures and encryption Case study: legal aspects of digital signatures Further topics Notes Chapter summary Exercises Fast signatures from one-way functions Lamport signatures A general Lamport framework Optimized Lamport HORS signatures: Lamport in the random oracle model Merkle-HORS: reducing the public key size Comparing one-time signatures Applications of one-time signatures Online/o ine signatures from one-time signatures Authenticating streamed data with one-time signatures Merkle stateless signatures: many-time signatures from one-time signatures

11 Extending the number of signatures from a q-time signature The complete Merkle stateless signature system Stateful Merkle signatures Comparing Merkle constructions Notes Chapter summary Exercises Analysis of number theoretic assumptions How reasonable are the factoring and RSA assumptions? Quadratic resudousity assumption How reasonable are the DL and CDH assumptions? The Baby step giant step algorithm The Pohlig-Hellman algorithm Information leakage Random self-reducibility Discrete log in Z p The number field sieve Discrete-log records in Z p How reasonable is decision Di e-hellman? Quantum attacks on number theoretic problems Side channel attacks Notes Chapter summary Exercises Elliptic curve cryptography and pairings The group of points of an elliptic curve Pairings Signature schemes from pairings Advanced encryption schemes from pairings Identity based encryption Attribute based encryption Lattice based cryptography Integer lattices Hard problems on lattices The SIS problem The learning with errors (LWE) problem Signatures from lattice problems Public-key encryption using lattices

12 III Protocols Identification protocols Definitions Password protocols: security against direct attacks Weak passwords and dictionary attacks Preventing dictionary attacks: salts, peppers, and slow hashing More password management issues Case study: UNIX and Windows passwords One time passwords: security against eavesdropping The SecurID system The S/key system Challenge-response: security against active attacks Challenge-response protocols Concurrent attacks versus sequential attacks Notes Chapter summary Exercises Signatures from identification protocols Schnorr s identification protocol Honest verifier zero knowledge and security against eavesdropping The Guillou-Quisquater identification protocol From identification protocols to signatures protocols Signature construction The Schnorr signature scheme The GQ signature scheme Secure against active attacks: OR proofs Okamoto s identification protocol Case study: the digital signature standard (DSS) Comparing signature schemes Notes Chapter summary Exercises Authenticated Key Exchange Introduction Identification and AKE An encryption-based protocol Insecure variations Summary Forward secrecy and an ephemeral encryption-based protocol Insecure variations Formal definitions Security of protocol EBKE

13 20.7 Security of protocol EEBKE Explicit key confirmation Identity protection Insecure variations One-sided authenticated key exchange One-sided authenticated variants of protocols EBKE and EEBKE Real-world security: phishing attacks Password authenticated key exchange Protocol PAKE Protocol PAKE Protocol PAKE Protocol PAKE Explicit key confirmation Generic protection against server compromise Phishing again Case studies SSL IKE Further topics Notes Chapter Summary Exercises Key establishment with online Trusted Third Parties A key exchange protocol with an online TTP Insecure variations of protocol OnlineTTP Security proof for protocol OnlineTTP Case study: Kerberos V O ine TTP vs. Online TTP Notes Chapter summary Exercises Two-party and multi-party secure computation Yao s two party protocol Multi-party secure computation IV Appendices 631 A Basic number theory 632 A.1 Cyclic groups A.2 Arithmetic modulo primes A.2.1 Basic concepts A.2.2 Structure of Z p A.2.3 Quadratic residues

14 A.2.4 Computing in Z p A.2.5 Summary: arithmetic modulo primes A.3 Arithmetic modulo composites B Basic probability theory 637 B.1 Birthday Paradox B.1.1 More collision bounds B.1.2 A simple distinguisher C Basic complexity theory 641 D Probabilistic algorithms

15 Part I Secret key cryptography 17

16 Chapter 2 Encryption Roughly speaking, encryption is the problem of how two parties can communicate in secret in the presence of an eavesdropper. The main goals of this chapter are to develop a meaningful and useful definition of what we are trying to achieve, and to take some first steps in actually achieving it. 2.1 Introduction Suppose Alice and Bob share a secret key k, and Alice wants to transmit a message m to Bob over a network while maintaining the secrecy of m in the presence of an eavesdropping adversary. This chapter begins the development of basic techniques to solve this problem. Besides transmitting a message over a network, these same techniques allow Alice to store a file on a disk so that no one with access to the disk can read the file, but Alice herself can read the file at a later time. We should stress that while the techniques we develop to solve this fundamental problem are important and interesting, they do not by themselves solve all problems related to secure communication. The techniques only provide secrecy in the situation where Alice transmits a single message per key. If Alice wants to secretly transmit several messages using the same key, then she must use methods developed in Chapter 5. The techniques do not provide any assurances of message integrity: if the attacker has the ability to modify the bits of the ciphertext while it travels from Alice to Bob, then Bob may not realize that this happened, and accept a message other than the one that Alice sent. We will discuss techniques for providing message integrity in Chapter 6. The techniques do not provide a mechanism that allow Alice and Bob to come to share a secret key in the first place. Maybe they are able to do this using some secure network (or a physical, face-to-face meeting) at some point in time, while the message is sent at some later time when Alice and Bob must communicate over an insecure network. However, with an appropriate infrastructure in place, there are also protocols that allow Alice and Bob to exchange a secret key even over an insecure network: such protocols are discussed in Chapters 20 and

17 2.2 Shannon ciphers and perfect security Definition of a Shannon cipher The basic mechanism for encrypting a message using a shared secret key is called a cipher (or encryption scheme). In this section, we introduce a slightly simplified notion of a cipher, which we call a Shannon cipher. A Shannon cipher is a pair E =(E,D) of functions. The function E (the encryption function) takes as input a key k and a message m (also called a plaintext), and produces as output a ciphertext c. That is, c = E(k, m), and we say that c is the encryption of m under k. The function D (the decryption function) takes as input a key k and a ciphertext c, and produces a message m. That is, m = D(k, c), and we say that m is the decryption of c under k. We require that decryption undoes encryption; that is, the cipher must satisfy the following correctness property: for all keys k and all messages m, we have D(k, E(k, m) )=m. To be slightly more formal, let us assume that K is the set of all keys (the key space), M is the set of all messages (the message space), and that C is the set of all ciphertexts (the ciphertext space). With this notation, we can write: E : K M!C, D : K C!M. Also, we shall say that E is defined over (K, M, C). Suppose Alice and Bob want to use such a cipher so that Alice can send a message to Bob. The idea is that Alice and Bob must somehow agree in advance of a key k 2K. Assuming this is done, then when Alice wants to send a message m 2Mto Bob, she encrypts m under k, obtaining the ciphertext c = E(k, m) 2C, and then sends c to Bob via some communication network. Upon receiving c, Bob decrypts c under k, and the correctness property ensures that D(k, c) is the same as Alice s original message m. For this to work, we have to assume that c is not tampered with in transit from Alice to Bob. Of course, the goal, intuitively, is that an eavesdropper, who may obtain c while it is in transit, does not learn too much about Alice s message m this intuitive notion is what the formal definition of security, which we explore below, will capture. In practice, keys, messages, and ciphertexts are often sequences of bytes. Keys are usually of some fixed length; for example, 16-byte (i.e., 128-bit) keys are very common. Messages and ciphertexts may be sequences of bytes of some fixed length, or of variable length. For example, a message may be a 1GB video file, a 10MB music file, a 1KB message, or even a single bit encoding a yes or no vote in an electronic election. 19

18 Keys, messages, and ciphertexts may also be other types of mathematical objects, such as integers, or tuples of integers (perhaps lying in some specified interval), or other, more sophisticated types of mathematical objects (polynomials, matrices, or group elements). Regardless of how fancy these mathematical objects are, in practice, they must at some point be represented as sequences of bytes for purposes of storage in, and transmission between, computers. For simplicity, in our mathematical treatment of ciphers, we shall assume that K, M, and C are sets of finite size. While this simplifies the theory, it means that if a real-world system allows messages of unbounded length, we will (somewhat artificially) impose a (large) upper bound on legal message lengths. To exercise the above terminology, we take another look at some of the example ciphers discussed in Chapter 1. Example 2.1. A one-time pad is a Shannon cipher E =(E,D), where the keys, messages, and ciphertexts are bit strings of the same length; that is, E is defined over (K, M, C), where K := M := C := {0, 1} L, for some fixed parameter L. For a key k 2{0, 1} L and a message m 2{0, 1} L the encryption function is defined as follows: E(k, m) := k m, and for a key k 2{0, 1} L and ciphertext c 2{0, 1} L, the decryption function is defined as follows: D(k, m) := k c. Here, denotes bit-wise exclusive-or, or in other words, component-wise addition modulo 2, and satisfies the following algebraic laws: for all bit vectors x, y, z 2{0, 1} L,wehave x y = y x, x (y z) =(x y) z, x 0 L = x, and x x =0 L. These properties follow immediately from the corresponding properties for addition modulo 2. Using these properties, it is easy to check that the correctness property holds for E: for all k, m 2 {0, 1} L,wehave D(k, E(k, m) )=D(k, k m) =k (k m) =(k k) m =0 L m = m. The encryption and decryption functions happen to be the same in this case, but of course, not all ciphers have this property. 2 Example 2.2. A variable length one-time pad is a Shannon cipher E =(E,D), where the keys are bit strings of some fixed length L, while messages and ciphertexts are variable length bit strings, of length at most L. Thus,E is defined over (K, M, C), where K := {0, 1} L and M := C := {0, 1} applel. for some parameter L. Here, {0, 1} applel denotes the set of all bit strings of length at most L (including the empty string). For a key k 2{0, 1} L and a message m 2{0, 1} applel of length `, the encryption function is defined as follows: E(k, m) := k[0.. ` 1] m, 20

19 and for a key k 2{0, 1} L and ciphertext c 2{0, 1} applel of length `, the decryption function is defined as follows: D(k, m) := k[0.. ` 1] c. Here, k[0.. ` 1] denotes the truncation of k to its first ` bits. The reader may verify that the correctness property holds for E. 2 Example 2.3. A substitution cipher is a Shannon cipher E =(E,D) of the following form. Let be a finite alphabet of symbols (e.g., the letters A Z, plus a space symbol, ). The message space M and the ciphertext space C are both sequences of symbols from of some fixed length L: M := C := L. The key space K consists of all permutations on ; that is, each k 2Kis a one-to-one function from onto itself. Note that K is a very large set; indeed, K =! (for = 27, K ). Encryption of a message m 2 L under a key k 2K(a permutation on ) is defined as follows E(k, m) := k(m[0]),k(m[1]),...,k(m[l 1]), where m[i] denotes the ith entry of m (counting from zero), and k(m[i]) denotes the application of the permutation k to the symbol m[i]. Thus, to encrypt m under k, we simply apply the permutation k component-wise to the sequence m. Decryption of a ciphertext c 2 L under a key k 2Kis defined as follows: D(k, c) := k 1 (c[0]),k 1 (c[1]),...,k 1 (c[l 1]). Here, k 1 is the inverse permutation of k, and to decrypt c under k, we simply apply k 1 componentwise to the sequence c. The correctness property is easily verified: for a message m 2 L and key k 2K,wehave D(k, E(k, m) )=D(k, (k(m[0]),k(m[1]),...,k(m[l 1]) ) =(k 1 (k(m[0])),k 1 (k(m[1])),...,k 1 (k(m[l 1]))) =(m[0],m[1],...,m[l 1]) = m. 2 Example 2.4 (additive one-time pad). We may also define a addition mod n variation of the one-time pad. This is a cipher E =(E,D), defined over (K, M, C), where K := M := C := {0,...,n 1}, wheren is a positive integer. Encryption and decryption are defined as follows: E(k, m) := m + k mod n D(k, c) := c k mod n. The reader may easily verify that the correctness property holds for E Perfect security So far, we have just defined the basic syntax and correctness requirements of a Shannon cipher. Next, we address the question: what is a secure cipher? Intuitively, the answer is that a secure cipher is one for which an encrypted message remains well hidden, even after seeing its encryption. However, turning this intuitive answer into one that is both mathematically meaningful and practically relevant is a real challenge. Indeed, although ciphers have been used for centuries, it 21

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