Redefining the Investment Relationship

Save this PDF as:
 WORD  PNG  TXT  JPG

Size: px
Start display at page:

Download "Redefining the Investment Relationship"

Transcription

1

2 Redefining the Investment Relationship W e c r e at e d I b i s C a p i ta l w i t h c o n v i c t i o n f o r u p h o l d i n g a f i r m i n pa rt n e r s h i p w i t h o u r c l i e n t s, s ta n d i n g a s a b e a c o n i n o u r i n d u s t ry and challenging the status quo. Ibis is a private firm designed to select optimal investments unbiased by a single proprietary platform o r b y c o m p e n s at i o n. I b i s w i l l a l s o r e a c h b e y o n d p r o p r i e ta r y r e s o u r c e s t o u t i l i z e b e s t i n c l a s s s e rv i c e s f o r p e r f o r m a n c e r e p o r t i n g, t r a d i n g a n d r e t i r e m e n t s o f t wa r e. T h i s c u t t i n g e d g e structure provides us the greatest opportunity to create and clearly illustrate results for our clients. At Ibis, we have created a home where w e c a n t r u ly b e a l i g n e d w i t h o u r n u m b e r o n e p r i o r i t y our c l i e n t s. The Ibis bird is considered sacred, CAPITAL and other birds look to it for leadership. It uses its instinct to detect danger, giving warning that danger is imminent as a storm approaches. As the storm passes, the Ibis is the first to reappear, a sign clear skies are approaching.

3 Who are the team members at Ibis Capital? Founding Partners, Neal McNeil, Robert Meyer and Ryan Clive-Smith have worked together, combining their fields of expertise, for more than a decade. By keeping 100% ownership of Ibis Capital (Ibis) in the hands of these Founding Partners, the bureaucratic decision making process evident in large organizations is eliminated and the focus kept on the client experience. We have maintained our team of operational and administrative professionals and as our team grows, our goal will remain unchanged to continue to set an unprecedented standard of service for the financial services industry.

4 How is Ibis Capital Structured? Recognizing many investments can only be accessed through a Registered Investment Advisor (RIA) or a broker-dealer, we felt it was important to create a structure that would provide Ibis the flexibility to deliver superior solutions to our clients. Ibis is a Hybrid RIA, an innovative and advanced structure within the financial services industry. By combining an RIA with the services offered by a broker-dealer, we are able to better serve our clients with greater breadth and depth of investment choices.

5 Where will my assets be held and how safe will they be? After researching and negotiating with industry leaders such as Charles Schwab Institutional and TD Ameritrade Institutional, we selected Fidelity Institutional and LPL Financial as our investment platform. With more than $500 billion in client assets, Fidelity Institutional offers a safe, technologically robust platform that meets the needs of our clients, partners and staff. We also maintain a relationship with LPL Financial, the largest independent broker-dealer in the United States,* with corporate headquarters in San Diego, CA, Charlotte, NC and Boston, MA. Neither Fidelity Institutional nor LPL Financial offer proprietary products nor investment banking services, which ensures a conflict-free environment. Through these institutions, our clients have access to the same services they are accustomed to receiving at any major financial firm (e.g. auto deposit, bill pay, checking and credit card services with reward points). Our staff will educate clients on how to implement the services they desire and provide ongoing support to ensure a seamless transition. In addition to the strong balance sheets and reputations of Fidelity and LPL Financial, both firms incorporate Securities Investor Protection Corporation (SIPC), Federal Deposit Insurance Corporation (FDIC), and other insurance specifically for the protection of client assets. * As reported by Financial Planning magazine, June , based on total revenue.

6 Has your investment philosophy changed? No. Our investment philosophy remains unchanged: to strive for absolute return. This means that in any global environment, under any economic conditions, our ultimate goal is to identify opportunities to grow our clients assets. The exciting news is our ability to implement our investment philosophy is improved with the establishment of Ibis. As a privately held firm, we can draw upon a much broader scope of tools, some which were previously unavailable, to ensure our clients have access to more investments and a consistent, transparent experience.

7 How did creating Ibis Capital improve the client experience? Improved access to Investment Solutions At Ibis, our clients have access to additional investment opportunities which were previously not available to us when we were bound by a single firm s recommendations or platforms. We have experienced first hand that advisors at major brokerage firms are limited to the investments of their firms platforms. In today s rapidly changing business environment, it is vital that advisors and clients possess the flexibility to quickly implement solutions without being hindered by the bureaucracy of a large organization. Improved Research and Analysis We are not beholden to one firm s research. Our team has the ability to choose from among the best research from independent and Wall Street firms. In our new environment, we have the flexibility to align ourselves with institutions that specialize in offering due diligence services on virtually any investment. Improved Reporting Our independence also affords us the freedom to search out superior analytical capabilities and employ best in class tools from companies that have proven experience in our industry. For example, we selected a performance reporting solution for Ibis that is considered the leading application in the financial services industry. This application will greatly improve the clarity of how we report investment results to our clients and has the ability to aggregate outside accounts and look at clients performance collectively. We also have access to market leading providers in retirement software analytics, which are much more comprehensive and functional than traditional programs. Uncompromised Fiduciary Role A fiduciary duty is the highest standard of care highlighted by good faith, loyalty and trust. It requires the fiduciary to put the interests of the client ahead of their own. With our structure as a Hybrid RIA, we are required to assume the role of a fiduciary. We are very pleased to be bound to the fiduciary standard.

8 I b i s i s t h e r e s u lt o f f u l f i l l i n g t h e pa r t n e r s h i p w e s h a r e w i t h o u r c l i e n t s. T o t h at e n d, w e v o w to a lway s p r o v i d e o b j e c t i v e a d v i c e, c o m p l e t e t r a n s pa r e n c y a n d a u n i q u e i n v e s t m e n t e x p e r i e n c e t o o u r c l i e n t s. O u r n e w v e n t u r e r e p r e s e n t s a d e e p ly p e r s o n a l o p p o rt u n i t y f o r u s to s h a p e o u r o w n c u lt u r e a n d to e s ta b l i s h a h i g h e r s ta n d a r d o f s e rv i c e a n d p e r f o r m a n c e w i t h i n t h e f i n a n c i a l s e rv i c e s i n d u s t ry. O u r a s p i r at i o n i s t o e s ta b l i s h l o n g-lasting personal relat i o n s h i p s that spa n generat i o n s and we great ly va l u e the opport u n i t y t o serv e your fa m i ly. Neal McNeil III Robert L. Meyer Ryan Clive-Smith

9 Redefining the Investment Relationship El Camino Real, Suite 300 San Diego, CA Toll Free IBIS (4247) fax The Financial Advisors of Ibis Capital are registered representatives with, and securities are offered through LPL Financial, member FINRA/SIPC. Investment advice offered through Stratos Wealth Partners, Ltd., a registered investment advisor and a separate entity from LPL Financial.

ABOUT LPL FINANCIAL. serving. financial advisors. and their clients

ABOUT LPL FINANCIAL. serving. financial advisors. and their clients ABOUT LPL FINANCIAL serving financial advisors and their clients the need for objective advice has never been greater Amid an ever-changing investment landscape, investors need an expert and experienced

More information

THE POWER OF AFFILIATION. Supporting Your Financial Advisor Who Serves You

THE POWER OF AFFILIATION. Supporting Your Financial Advisor Who Serves You THE POWER OF AFFILIATION Supporting Your Financial Advisor Who Serves You Effective wealth management is enhanced by the right partner. In the same way you benefit from the knowledge and guidance of your

More information

ABOUT LPL FINANCIAL. The strength of partnership

ABOUT LPL FINANCIAL. The strength of partnership ABOUT LPL FINANCIAL The strength of partnership supporting financial advisors who serve you the need for objective advice has never been greater Amid an ever-changing investment landscape, investors need

More information

ABOUT LPL FINANCIAL. The strength of partnership

ABOUT LPL FINANCIAL. The strength of partnership ABOUT LPL FINANCIAL The strength of partnership supporting financial advisors who serve you the need for objective advice has never been greater Amid an ever-changing investment landscape, investors need

More information

A Guide for Investors. a different firm for a. different time PMS. 286 - dark blue 430 - gray 292 - light blue

A Guide for Investors. a different firm for a. different time PMS. 286 - dark blue 430 - gray 292 - light blue A Guide for Investors a different firm for a different time PMS objective The need for objective advice has never been greater. Amid an ever-changing investment landscape, investors need an experienced

More information

Define Your Independence: Building Your Future

Define Your Independence: Building Your Future Define Your Independence: Building Your Future Define Your Independence: Building Your Future It used to be that going independent meant going out on your own. Alone. That s not the case anymore. There

More information

Independent, objective advice

Independent, objective advice Independent, objective advice LAINE WEALTH MANAGEMENT S MISSION To help our clients improve the quality of their lives by taking a holistic approach which combines comprehensive wealth planning with their

More information

The Nation s Leading Independent Source of Financial Services and Investment Advice. Linsco/Private Ledger

The Nation s Leading Independent Source of Financial Services and Investment Advice. Linsco/Private Ledger The Nation s Leading Independent Source of Financial Services and Investment Advice Linsco/Private Ledger The Need for Objective Advice Has Never Been Greater Amid an ever-changing investment landscape,

More information

strategic asset management discover financial independence Through Powerful Advice

strategic asset management discover financial independence Through Powerful Advice strategic asset management discover financial independence Through Powerful Advice envision your financial future Set Your Expectations High Whatever your destination, a solid investment program can help

More information

The investment Consulting Process

The investment Consulting Process The investment Consulting Process As your investment partner, we are committed to helping You accomplish your unique financial goals and objectives. After developing a thorough understanding of your risk

More information

Digitizing Wealth Management: Trends, Challenges and Business Opportunities

Digitizing Wealth Management: Trends, Challenges and Business Opportunities Digitizing Wealth Management: Trends, Challenges and Business Opportunities Anthony Perkins Executive Vice President Technology Product Development Member FINRA/SIPC 1 Agenda About LPL Financial LPL s

More information

The Nation s Leading Independent Source of Financial Services and Investment Advice. Linsco/Private Ledger

The Nation s Leading Independent Source of Financial Services and Investment Advice. Linsco/Private Ledger The Nation s Leading Independent Source of Financial Services and Investment Advice Linsco/Private Ledger The Need for Objective Advice Has Never Been Greater You re faced with a wide array of financial

More information

A Focused, Committed Approach to Your Financial Well-Being

A Focused, Committed Approach to Your Financial Well-Being A Focused, Committed Approach to Your Financial Well-Being Our team has vast experience working with executives from the oil and gas industries, as well as small business owners. Because we understand

More information

CONSERVATIVE WEALTH PRESERVATION AND TRUSTED GUIDANCE

CONSERVATIVE WEALTH PRESERVATION AND TRUSTED GUIDANCE CONSERVATIVE WEALTH PRESERVATION AND TRUSTED GUIDANCE Our holistic view of wealth management addresses your needs for today and helps you plan for tomorrow. Knowledge. Trust. Commitment. Financial Strategies

More information

THE COMMONWEALTH CHOICE A Partnership That Benefits You

THE COMMONWEALTH CHOICE A Partnership That Benefits You THE COMMONWEALTH CHOICE A Partnership That Benefits You waltham office 29 sawyer road waltham, ma 02453-3483 toll-free: 866.462.3638 phone: 781.736.0700 main fax: 781.736.0793 san diego office 110 west

More information

LPL FINANCIAL RESEARCH LPL FINANCIAL. LPL Financial Research. advancing. your perspective FOCUSED ON DELIVERING SUPERIOR INVESTMENT ADVICE

LPL FINANCIAL RESEARCH LPL FINANCIAL. LPL Financial Research. advancing. your perspective FOCUSED ON DELIVERING SUPERIOR INVESTMENT ADVICE LPL FINANCIAL LPL Financial Research advancing your perspective FOCUSED ON DELIVERING SUPERIOR INVESTMENT ADVICE Our mission is to offer the best advice, tools, and resources available to help your advisor

More information

FINANCIAL PLANNING INVESTMENTS OBJECTIVE GUIDANCE

FINANCIAL PLANNING INVESTMENTS OBJECTIVE GUIDANCE FINANCIAL PLANNING INVESTMENTS OBJECTIVE GUIDANCE WE LISTEN CAREFULLY AND ANSWER QUESTIONS BECAUSE IT S OUR JOB TO HELP CLIENTS BE FINANCIALLY SUCCESSFUL. RUSTY BYNUM CFP, PRESIDENT A More Personalized,

More information

CUSTOMIZE YOUR PRACTICE, SHAPE YOUR SUCCESS

CUSTOMIZE YOUR PRACTICE, SHAPE YOUR SUCCESS SUCCESS STORIES CUSTOMIZE YOUR PRACTICE, SHAPE YOUR SUCCESS INSIDE Three advisors who leveraged a strong partnership to help grow their practice, while maintaining their flexibility and independence How

More information

THE COMMONWEALTH CHOICE A Partnership That Benefits You

THE COMMONWEALTH CHOICE A Partnership That Benefits You THE COMMONWEALTH CHOICE A Partnership That Benefits You WALTHAM OFFICE 29 SAWYER ROAD WALTHAM, MA 02453-3483 TOLL-FREE: 866.462.3638 PHONE: 781.736.0700 MAIN FAX: 781.736.0793 SAN DIEGO OFFICE 110 WEST

More information

TRUST INTEGRITY SERVICE

TRUST INTEGRITY SERVICE TRUST INTEGRITY SERVICE Nothing is more important to us than maintaining the trust that exists between client and advisor. Christopher Rand, MSFS, CFP, AIF, CLU Partner Personal CFO Built on a Foundation

More information

GUIDING YOU TOWARD FINANCIAL INDEPENDENCE WITH HONESTY, CARE AND RESPECT.

GUIDING YOU TOWARD FINANCIAL INDEPENDENCE WITH HONESTY, CARE AND RESPECT. GUIDING YOU TOWARD FINANCIAL INDEPENDENCE WITH HONESTY, CARE AND RESPECT. Personal Service. Proactive Guidance. Financial Development Systems, LLC, is committed to being your long-term partner, helping

More information

MANAGER SELECT. live your. dream. By Implementing Sophisticated Investment Strategies

MANAGER SELECT. live your. dream. By Implementing Sophisticated Investment Strategies MANAGER SELECT live your dream By Implementing Sophisticated Investment Strategies Maximize the Value of Your Assets Your Total Wealth Management Strategy Full-time professional supervision Disciplined

More information

The advisor you trust for today s needs and tomorrow s goals.

The advisor you trust for today s needs and tomorrow s goals. The advisor you trust for today s needs and tomorrow s goals. WE DO WHAT S RIGHT FOR OUR CLIENTS NOT WHAT S EASIEST Our clients value a partner they can trust to lead them confidently along the path toward

More information

We Are Committed To Your Success

We Are Committed To Your Success Trusted Advice. Exceptional Service. Making a Financial Difference SCH Financial Group, LLC. Wealth Management We Are Committed To Your Success Welcome to the SCH Financial Family Our MISSION At SCH Financial

More information

Go Independent. The advantages of working with an independent advisor

Go Independent. The advantages of working with an independent advisor Go Independent. The advantages of working with an independent advisor Your financial future is impacted by decisions you make today. Whom you work with to help plan that future may be the most important

More information

LPL FINANCIAL CASH MANAGEMENT SERVICES. Cash and Banking Solutions to Manage Your Daily Finances

LPL FINANCIAL CASH MANAGEMENT SERVICES. Cash and Banking Solutions to Manage Your Daily Finances LPL FINANCIAL CASH MANAGEMENT SERVICES Cash and Banking Solutions to Manage Your Daily Finances LPL Financial offers a multitude of services to help you manage your long-term investments and day-to-day

More information

It s All About The Experience: Yours And Ours. WealthConsultingGroup_J.Lee_Bro_FNL.indd 1

It s All About The Experience: Yours And Ours. WealthConsultingGroup_J.Lee_Bro_FNL.indd 1 It s All About The Experience: Yours And Ours WealthConsultingGroup_J.Lee_Bro_FNL.indd 1 Extensive Industry Experience Drives An Exceptional Client Experience WCG is a boutique wealth management firm offering

More information

THE COMMONWEALTH CHOICE A Partnership That Benefits You

THE COMMONWEALTH CHOICE A Partnership That Benefits You THE COMMONWEALTH CHOICE A Partnership That Benefits You WALTHAM OFFICE 29 SAWYER ROAD WALTHAM, MA 02453-3483 TOLL-FREE: 866.462.3638 PHONE: 781.736.0700 MAIN FAX: 781.736.0793 SAN DIEGO OFFICE 110 WEST

More information

Your Business, Your Way. Your Business, Your Way 1

Your Business, Your Way. Your Business, Your Way 1 Your Business, Your Way Your Business, Your Way 1 The right move is the last one you have to make. That s why is pleased to offer five different ways to affiliate giving you the freedom and range of options

More information

Trust Services at Merrill Lynch. Estate Planning Services

Trust Services at Merrill Lynch. Estate Planning Services Trust Services at Merrill Lynch Estate Planning Services Merrill Lynch Wealth Management makes available products and services offered by Merrill Lynch, Pierce, Fenner & Smith Incorporated (MLPF&S) and

More information

Distinctive Guidance for Significant Wealth

Distinctive Guidance for Significant Wealth Distinctive Guidance for Significant Wealth With significant wealth comes great opportunity, as well as an increasing complexity of choice especially with respect to whom you entrust to share your financial

More information

Why Independence? Zappia Family Wealth has been established as the embodiment of our uncompromising focus on the client.

Why Independence? Zappia Family Wealth has been established as the embodiment of our uncompromising focus on the client. Why Independence? Zappia Family Wealth has been established as the embodiment of our uncompromising focus on the client. Why Independence? We believe Zappia Family Wealth gives us the opportunity to be

More information

Schwab Bank Savings. An FDIC-insured deposit feature for retirement plans

Schwab Bank Savings. An FDIC-insured deposit feature for retirement plans Schwab Bank Savings An FDIC-insured deposit feature for retirement plans It s different from the usual cash preservation options, with a lot of benefits In conversations with our clients, Schwab Bank has

More information

Leverage Lincoln Financial Network. Make the move to independence. Your business. Our network.

Leverage Lincoln Financial Network. Make the move to independence. Your business. Our network. Leverage Lincoln Financial Network Make the move to independence. Your business. Our network. It s your move You are a successful financial advisor. You ve built your practice on your strong reputation,

More information

Personal Investment Services. Supported by an industry leader

Personal Investment Services. Supported by an industry leader Personal Investment Services Supported by an industry leader To respond to your changing investment needs, the financial services landscape is also changing. Investors like you are taking more responsibility

More information

The Evolution of Investment Consulting

The Evolution of Investment Consulting The Evolution of Investment Consulting bluepointinvest.com On June 15, 2012, we launched an independent, SEC-registered investment advisory firm, bluepoint Investment Counsel. bluepoint represents the

More information

Becoming an RIA? Should You Consider Going Hybrid?

Becoming an RIA? Should You Consider Going Hybrid? Becoming an RIA? Should You Consider Going Hybrid? Key Questions for Finding a Broker-Dealer for Your Commission Business Perspective Perspective Becoming an RIA? Should You Consider Going Hybrid? Executive

More information

with trust comes solutions

with trust comes solutions atfinancial.com WHO WE ARE @financial is a full service financial services brokerage specializing in comprehensive, holistic financial planning, and offers a complete line of financial services and products

More information

Clarity Confidence Compassion Financial Planning on Your Terms

Clarity Confidence Compassion Financial Planning on Your Terms Clarity Confidence Compassion Financial Planning on Your Terms & Investment Management, Inc. Goals + Planning Uncertainty = Happiness This simple equation is the core focus of our practice. Experience

More information

Financial Advisors: Choosing Between Insurance Agents, Brokers, and Registered Investment Advisors Find the Right Advisor for You

Financial Advisors: Choosing Between Insurance Agents, Brokers, and Registered Investment Advisors Find the Right Advisor for You White Paper Financial Advisors: Choosing Between Insurance Financial Advisors: Choosing Between Insurance Agents, Brokers, and Registered Investment Advisors Find the Right Advisor for You Infinium Investment

More information

Embracing the Freedom of Independence Please call 800-478-2602 or visit www.woodstockfg.com

Embracing the Freedom of Independence Please call 800-478-2602 or visit www.woodstockfg.com Embracing the Freedom of Independence Please call 800-478-2602 or visit www.woodstockfg.com Adviser can now own their financial practice, removing themselves from the typical office setting and turn possibilities

More information

Your need for objective advice drives our independence

Your need for objective advice drives our independence Your need for objective advice drives our independence Independence ~ Objectivity ~ Integrity In a profession based on objective advice, true independence offers many choices intended to benefit you, the

More information

One California Street, Suite 2800 San Francisco, CA 94111. 415.249.6337 www.deltaim.com

One California Street, Suite 2800 San Francisco, CA 94111. 415.249.6337 www.deltaim.com An Introduction to the Delta Tactical Strategy and Investment Philosophy One California Street, Suite 2800 San Francisco, CA 94111 415.249.6337 www.deltaim.com Who We Are and What We Do Registered Investment

More information

Being. independent. affinity. Independent: Not subject to control by others; selfgoverning; showing a desire for freedom. Advisor: The person

Being. independent. affinity. Independent: Not subject to control by others; selfgoverning; showing a desire for freedom. Advisor: The person further the Being common interests of the members; union by to control independent by others; self-governing; showing a desire for freedom. Advisor: The person or company responsible for making investments

More information

Mergers and Acquisitions:

Mergers and Acquisitions: RIA Products + Services Mergers and Acquisitions: Top Trends and Best Practices for RIAs Advisors now have the tools to make key choices themselves, including investment choices, providing greater flexibility

More information

Lincoln Financial Advisors

Lincoln Financial Advisors Lincoln Financial Advisors A Commitment to Excellence A promise to listen When you retain Lincoln Financial Advisors, you benefit from personal service and our extensive financial experience. We take the

More information

10-Year Treasury Constant Maturity Rate (DGS10)

10-Year Treasury Constant Maturity Rate (DGS10) 10-Year Treasury Constant Maturity Rate (DGS10) S&P 500 Stock Price Index (SP500) CBOE Volatility Index: VIX (VIXCLS) The Cost of Market Timing Risk of missing the best days in the market 1993-2012 Pilots

More information

Advisors Turning Independent Study. February 2012

Advisors Turning Independent Study. February 2012 Charles Schwab Advisors Turning Independent Study February 2012 2012 Charles Schwab & Co., Inc. ( Schwab ). All rights reserved. Member SIPC. Schwab Advisor Services includes the custody, trading and support

More information

Your TD Ameritrade Retirement Plan Proposal Provided by TD Ameritrade Trust Company

Your TD Ameritrade Retirement Plan Proposal Provided by TD Ameritrade Trust Company Your TD Ameritrade Retirement Plan Proposal Provided by TD Ameritrade Trust Company A solution that delivers outstanding investment flexibility and ease of administration all from a recognized and established

More information

Building a strong business continuity plan

Building a strong business continuity plan Building a strong business continuity plan Protect your clients and firm with a well-planned business continuity plan A solid business continuity plan (BCP) is about more than simply staying in compliance.

More information

DO YOU HAVE A SUCCESSION PLAN FOR YOUR BUSINESS?

DO YOU HAVE A SUCCESSION PLAN FOR YOUR BUSINESS? DO YOU HAVE A SUCCESSION PLAN FOR YOUR BUSINESS? SMART SUCCESSION PLANNING IS IMPORTANT TO BOTH YOU AND YOUR CLIENTS. But far too many advisors don t have a clear plan in place. Transitioning your business

More information

Your need for objective advice drives our independence. You control the journey.

Your need for objective advice drives our independence. You control the journey. Your need for objective advice drives our independence You control the journey. Independence ~ Objectivity ~ Integrity In a profession based on objective advice, true independence offers many choices intended

More information

INDEPENDENT ADVISOR OUTLOOK STUDY contacts:

INDEPENDENT ADVISOR OUTLOOK STUDY contacts: INDEPENDENT ADVISOR OUTLOOK STUDY contacts: November 2014 Media Contacts Anita Fox Sarah Gormley Charles Schwab The Neibart Group 510-289-9155 718-875-2122 Anita.Fox@schwab.com sas@neibartgroup.com For

More information

JOIN LPL TODAY. RIA Solutions. Integrated custody, clearing and broker/dealer services

JOIN LPL TODAY. RIA Solutions. Integrated custody, clearing and broker/dealer services JOIN LPL TODAY RIA Solutions Integrated custody, clearing and broker/dealer services RIA Solutions As a Registered Investment Advisor, you enjoy the freedom and rewards that come with successful business

More information

An Overview to Equity Services Incorporated

An Overview to Equity Services Incorporated An Overview to Equity Services Incorporated 30 % 64086 MK3302(0711) TC58836(0211) Putting ESI on the Map Nearly 600 registered representatives Of which, approximately 400 are Investment Adviser Representatives

More information

Right Connections The Teams Behind Our Relationship

Right Connections The Teams Behind Our Relationship The Right Connections The Teams Behind Our Relationship Abelson & Company, LLC The Right Connections to Stay Focused on You Just as I stand behind you to help you pursue your financial dreams, I have teams

More information

Wealth Planning y Investment Management y Insurance for Family and Business. Serving Main Street with Independent Advice

Wealth Planning y Investment Management y Insurance for Family and Business. Serving Main Street with Independent Advice True Independence Wealth Planning y Investment Management y Insurance for Family and Business Serving Main Street with Independent Advice Wealth Planning y Investment Management y Insurance for Family

More information

Committed to Responsible Wealth Management Since 1849

Committed to Responsible Wealth Management Since 1849 Committed to Responsible Wealth Management Since 1849 One belief has carried us through time. From the very beginning, our founders believed that matters of finance are highly personal and deserve an equally

More information

Working Smarter: Advantages of Independence

Working Smarter: Advantages of Independence Working Smarter: Advantages of Independence Working Smarter: Advantages of Independence What is driving the tremendous growth in the independent broker/dealer channel and should you consider getting on

More information

IMPORTANT QUESTIONS YOU SHOULD ASK ABOUT

IMPORTANT QUESTIONS YOU SHOULD ASK ABOUT IMPORTANT QUESTIONS YOU SHOULD ASK ABOUT JAMES KIRBY ACCOUNTANCY CORPORATION JAMES KIRBY ACCOUNTANCY CORPORATION Registered Investment advisor 2601 Saturn Street, Suite 106 Brea, CA 92821 6702 (714) 203

More information

Distinctive Guidance for Wealth Management

Distinctive Guidance for Wealth Management Distinctive Guidance for Wealth Management Putting your wealth to work for you Our purpose is to deliver exceptional financial guidance and personalized service to help you build and preserve your wealth,

More information

Advisors Turn to ETF Managers. Growing Assets and Increasing Client Value

Advisors Turn to ETF Managers. Growing Assets and Increasing Client Value Advisors Turn to ETF Managers Growing Assets and Increasing Client Value Advisor partnerships with ETF managers are on the rise ishares has tracked an increased number of advisors partnering with ETF managers.

More information

How Financial Advisors Get Paid and

How Financial Advisors Get Paid and How Financial Advisors Get Paid and Why it Matters to You January 2012 Helping you take care of your money so you can do more of what you love! How Financial Advisors Get Paid and Why It Matters to You

More information

Our firm and Fidelity. Working together for you.

Our firm and Fidelity. Working together for you. Our firm and Fidelity. Working together for you. Helping to serve your best interests. A powerful combination. 1 As your financial advisor, we re expected to make decisions about your money based on the

More information

Independence ~ Objectivity ~ Integrity. What is an independent financial professional? What is an independent Broker/Dealer?

Independence ~ Objectivity ~ Integrity. What is an independent financial professional? What is an independent Broker/Dealer? Independence ~ Objectivity ~ Integrity. In a profession based on objective advice, true independence offers many choices intended to benefit you, the client. Your choice of an independent financial professional

More information

AXA Advisors, LLC. a world of people a world of opportunity

AXA Advisors, LLC. a world of people a world of opportunity AXA Advisors, LLC a world of people a world of opportunity our mission AXA Advisors mission is to attract, select, place and promote individuals based on their qualifications a philosophy that has always

More information

Planning for a Sustainable Retirement

Planning for a Sustainable Retirement Planning for a Sustainable Retirement Investing in You Working together, we endeavor to develop a financial strategy that helps you live the life you have envisioned. Beronio Wealth Planning Solutions

More information

What s a fee-only financial advisor? Steve Juetten, CFP November 7, 2011

What s a fee-only financial advisor? Steve Juetten, CFP November 7, 2011 What s a fee-only financial advisor? Steve Juetten, CFP November 7, 2011 Introduction Someone giving personal financial advice may use a variety of titles: financial adviser, financial consultant, financial

More information

Financial Advisor Value Proposition Page 2. Financial Advisor Types Page 4. Investment and Financial Planning Careers Page 5

Financial Advisor Value Proposition Page 2. Financial Advisor Types Page 4. Investment and Financial Planning Careers Page 5 Index Financial Advisor Value Proposition Page 2 Financial Advisor Types Page 4 Investment and Financial Planning Careers Page 5 Selecting a Sound Financial Advisor Page 6 Common Advisor Concerns Financial

More information

Your need for objective advice drives our independence. You control the journey.

Your need for objective advice drives our independence. You control the journey. Your need for objective advice drives our independence. You control the journey. Independence ~ Objectivity ~ Integrity. In a profession based on objective advice, true independence offers many choices

More information

FINANCIAL PLANNING. the benefits of. financial planning. Prepare to reach your goals

FINANCIAL PLANNING. the benefits of. financial planning. Prepare to reach your goals FINANCIAL PLANNING the benefits of financial planning Prepare to reach your goals Take Control of Your Financial Future When you apply for life insurance, you typically will be asked to have a medical

More information

The path to financial independence. SM. Wealth Management Services

The path to financial independence. SM. Wealth Management Services The path to financial independence. SM Wealth Management Services 1 st Portfolio s integrated services featuring Wealth Connect TM are custom-built to address the unique needs of wealthy individuals and

More information

IPS RIA, LLC CRD No. 172840

IPS RIA, LLC CRD No. 172840 IPS RIA, LLC CRD No. 172840 ADVISORY CLIENT BROCHURE 10000 N. Central Expressway Suite 1100 Dallas, Texas 75231 O: 214.443.2400 F: 214-443.2424 FORM ADV PART 2A BROCHURE 1/26/2015 This brochure provides

More information

We focus on retirement planning, so you can focus on your business. Retirement Planning Services

We focus on retirement planning, so you can focus on your business. Retirement Planning Services We focus on retirement planning, so you can focus on your business. Retirement Planning Services Smith Anglin provides retirement plan management and consulting services for businesses with plan assets

More information

Form ADV Part 2A Disclosure Brochure

Form ADV Part 2A Disclosure Brochure Form ADV Part 2A Disclosure Brochure Effective: June 1, 2015 This Disclosure Brochure provides information about the qualifications and business practices of Connecticut Wealth Management, LLC ( CTWM ).

More information

One California Street, Suite 2800 San Francisco, CA 94111. 415.249.6337 www.deltaim.com

One California Street, Suite 2800 San Francisco, CA 94111. 415.249.6337 www.deltaim.com An Introduction to the Delta Tactical Strategy and Investment Philosophy One California Street, Suite 2800 San Francisco, CA 94111 415.249.6337 www.deltaim.com Who We Are and What We Do Registered Investment

More information

SOLUTIONS FOR REGISTERED INVESTMENT ADVISORS

SOLUTIONS FOR REGISTERED INVESTMENT ADVISORS SOLUTIONS FOR REGISTERED INVESTMENT ADVISORS Delivering customized investment solutions and strategies to sophisticated fiduciaries and intermediaries For Use with Financial Professionals Only. Not for

More information

UBS Municipal Trading and Portfolio Specialist Group. Understanding your options and opportunities in today s municipal bond marketplace.

UBS Municipal Trading and Portfolio Specialist Group. Understanding your options and opportunities in today s municipal bond marketplace. ab UBS Municipal Trading and Portfolio Specialist Group Understanding your options and opportunities in today s municipal bond marketplace. The expertise you need to guide your municipal bond decisions.

More information

EMPLOYEE BENEFITS. Collaborate. Innovate. Elevate.

EMPLOYEE BENEFITS. Collaborate. Innovate. Elevate. EMPLOYEE BENEFITS Collaborate. Innovate. Elevate. In today s corporate world, business and HR managers at companies of all sizes are being asked to do more when it comes to employee benefits. To provide

More information

STATEMENT OF HEARING ON

STATEMENT OF HEARING ON STATEMENT OF STEVEN QUIRK SENIOR VICE PRESIDENT, TRADER GROUP TD AMERITRADE FOR THE UNITED STATES SENATE PERMANENT SUBCOMMITTEE ON INVESTIGATIONS HEARING ON CONFLICTS OF INTEREST, INVESTOR LOSS OF CONFIDENCE

More information

Form ADV Part 2A Disclosure Brochure

Form ADV Part 2A Disclosure Brochure Form ADV Part 2A Disclosure Brochure Effective: February 3, 2014 This Disclosure Brochure provides information about the qualifications and business practices of Congress Capital Partners, LLP ( Congress

More information

CBRE GROUP INC. Headquartered in Los Angeles, CBRE Group, Inc. is the world s largest commercial real estate services firm. We are a Fortune 500 and

CBRE GROUP INC. Headquartered in Los Angeles, CBRE Group, Inc. is the world s largest commercial real estate services firm. We are a Fortune 500 and Singapore SERVICES 2012 CBRE, Inc. Information herein is based on third party sources we believe reliable and we do not assure its accuracy or completeness. Offerings are subject to price changes, rental,

More information

STRONG FOUNDATIONS, PROVEN GUIDANCE, PERSONAL SERVICE

STRONG FOUNDATIONS, PROVEN GUIDANCE, PERSONAL SERVICE STRONG FOUNDATIONS, PROVEN GUIDANCE, PERSONAL SERVICE For You and Your Family Since 1959, the Leveroni family has offered clients a caring environment where their interests come first. Leveroni Financial

More information

Fiduciary Guidance for Nonprofits: Separating Exceptional Financial Advisors from Slick Salesmen

Fiduciary Guidance for Nonprofits: Separating Exceptional Financial Advisors from Slick Salesmen Fiduciary Guidance for Nonprofits: Separating Exceptional Financial Advisors from Slick Salesmen Wednesday, September 18 th, 2013 Guest Hosts: Mark B. Weinberg Senior Partner Doug Black - Director 2013

More information

H i l l t o p S e c u r i t i e s C o r p o r a t e O v e r v i e w On Higher Ground

H i l l t o p S e c u r i t i e s C o r p o r a t e O v e r v i e w On Higher Ground Hi l ltop S e c u ri t i e s C orp or at e O v e rv i ew On Higher Ground HilltopSecurities On Higher Ground Relationships. Expertise. Passion. At HilltopSecurities, our goal is to provide solutions tailored

More information

TD Ameritrade Institutional, Division of TD Ameritrade, Inc.TD Ameritrade, Inc., member FINRA/SIPC/NFA, is a subsidiary of TD Ameritrade Holding

TD Ameritrade Institutional, Division of TD Ameritrade, Inc.TD Ameritrade, Inc., member FINRA/SIPC/NFA, is a subsidiary of TD Ameritrade Holding TD Ameritrade Institutional, Division of TD Ameritrade, Inc.TD Ameritrade, Inc., member FINRA/SIPC/NFA, is a subsidiary of TD Ameritrade Holding Corporation. TD Ameritrade is a trademark jointly owned

More information

Sandler O Neill Global Exchange & Brokerage Conference. June 6, 2013

Sandler O Neill Global Exchange & Brokerage Conference. June 6, 2013 Sandler O Neill Global Exchange & Brokerage Conference June 6, 2013 Disclaimer The following information contains certain forward-looking statements that reflect the Company's current views with respect

More information

State of the Firm: Attacking the Challenges of Running an Independent Firm Today January 29, 2013. Presented by Dennis Gallant, GDC Research

State of the Firm: Attacking the Challenges of Running an Independent Firm Today January 29, 2013. Presented by Dennis Gallant, GDC Research State of the Firm: Attacking the Challenges of Running an Independent Firm Today January 29, 2013 Presented by Dennis Gallant, GDC Research Our Discussion Marketplace Opportunities and Strengths Review

More information

Your need for objective advice drives our independence

Your need for objective advice drives our independence Your need for objective advice drives our independence Independence Objectivity Integrity In a profession based on objective advice, true independence offers many choices intended to benefit you, the client.

More information

KMH Wealth Management, LLC PO Box 2549 101 S. Main St. Suite 300 Victoria, TX 77902 FORM ADV PART 2 BROCHURE

KMH Wealth Management, LLC PO Box 2549 101 S. Main St. Suite 300 Victoria, TX 77902 FORM ADV PART 2 BROCHURE KMH Wealth Management, LLC PO Box 2549 101 S. Main St. Suite 300 Victoria, TX 77902 361 573-4383 Fax 361 573-1168 www.kmhwealth.com mail@kmhwealth.com 3/19/2014 FORM ADV PART 2 BROCHURE This brochure provides

More information

WELCOME to THE ALDER FINANCIAL GROUP

WELCOME to THE ALDER FINANCIAL GROUP WELCOME to THE ALDER FINANCIAL GROUP How do I become financially independent? Over the years, one question seems to be asked repeatedly: How much money do I need to be wealthy? The answer to this question

More information

LPL Financial Cash Management Services

LPL Financial Cash Management Services OPERATIONS LPL Financial Cash Management Services Cash and Banking Solutions to Manage Your Daily Finances an added level of protection Table of Contents 3 Premier Plus Account 4 Insured Cash Account 4

More information

Nonprofit management. An integrated approach to helping you fulfill your mission

Nonprofit management. An integrated approach to helping you fulfill your mission Nonprofit management An integrated approach to helping you fulfill your mission Institutional Investments & Philanthropic Solutions (II&PS) is part of U.S. Trust, Bank of America Corporation (U.S. Trust).

More information

FORM ADV PART 2A Brochure

FORM ADV PART 2A Brochure FORM ADV PART 2A Brochure HERITAGE WEALTH ADVISORS 901 EAST BYRD ST. WEST TOWER, SUITE 1300 RICHMOND, VA 23219 (804) 643-4080 WWW.HERITAGEWEALTH.NET Brochure updated MARCH 17, 2011 This brochure provides

More information

Fiduciary Study Findings

Fiduciary Study Findings Fiduciary Study Findings For CFP Board June 2013 Page 1 Page 1 Summary of Major Findings Business models cut across regulatory worlds; close to 60% of registered representatives (RRs) are licensed as investment

More information

GOING HYBRID. Understand your options when building a hybrid RIA platform for your practice. HYBRID RIA KEY TAKEAWAYS

GOING HYBRID. Understand your options when building a hybrid RIA platform for your practice. HYBRID RIA KEY TAKEAWAYS GOING HYBRID Understand your options when building a hybrid RIA platform for your practice. HYBRID RIA KEY TAKEAWAYS Is the hybrid RIA platform right for your practice? What does hybrid mean? What are

More information

Now more than ever, investors are actively

Now more than ever, investors are actively NAVIGATING THE SEA OF WEALTH MANAGEMENT CHOICES Now more than ever, investors are actively re-evaluating their investment and wealth management providers. Investors are finding that many of the institutions

More information

Your need for objective advice drives our independence

Your need for objective advice drives our independence Your need for objective advice drives our independence Independence Objectivity Integrity In a profession based on objective advice, true independence offers many choices intended to benefit you, the client.

More information

G. Robert King II, CFP, CLTC

G. Robert King II, CFP, CLTC RETIREMENT PLAN CONSULTING SERVICES G. Robert King II, CFP, CLTC Serving businesses on Cape Cod, since 1986 Expertise. Knowledge. Peace of Mind. Securities products are offered through New England Securities

More information