Publications- Articles

Transcription

1 Publications- Articles The definition of instrumentality under the FCPA SCCE Magazine, September GlaxoSmithKline and compliance lessons tom China SCCE Magazine, April The Five Essential Elements of a Corporate Compliance Program, SCCE Magazine, November/December 2013 The Drugstore Cowboy and Compliance Aegis Journal, Volume 16, Number 06. The Lance Armstrong Confession - Lessons in Ethics and The NALS Magazine For Legal Professionals, Summer 2013, Vol. 62, Issue 1 " The LIBOR Scandal - Teachable Moments for the Compliance Practitioner, SCCE Magazine, June 2013 The Lilly FCPA Enforcement Action - Key Lessons Learned, Compliance Today, May 2013 Transaction Monitoring as the New Best Practice?, Ethisphere Magazine\\2013\\Q1 The Pfizer DPA: The new minimum best practices for a FCPA compliance program?, Compliance Today, December 2012 Board Responsibility Under the FCPA, The Corporate Board, August/July 2012 Senator Specter Answered: Indictments against Individual Siemens Employees, LexisNexis Emerging Issues Analysis, January 2012 Best Practices in Anti- Corruption: The UK Bribery Act Guidance, Compliance and Ethics Magazine, Volume 7, Number 6, (December 2010) U.K. Bribery Act Guidance Released, ABA Section of International Law, International Anti- Corruption Newsletter, October 2010 FCPA Compliance and Continuous Controls Monitoring, Compliance and Ethics Magazine, Volume 7, Number 4, (August 2010) Plotting a steady course in Venezuelan business Latin Lawyer, Volume 9, Issue 6 (July 2010)(with Sotillo and Lozier) Effective Ethics and Compliance Training under the FCPA Compliance and Ethics Magazine, Volume 7, Number 2, (April 2010) Complacent About Compliance CTO Forum, February, 2010 Risk- Based Due Diligence for Supply Chain Vendors Under the FCPA Compliance and Ethics Magazine, Volume 7, Number 1, (February 2010)

2 Risk Based Compliance A Framework for Analysis Corporate Compliance Insights, November 9, 2009 Business Partner Due Diligence: Selecting and Managing Agents, Joint Ventures and Consultants Compliance and Ethics Magazine, Volume 6, Number 2, (August 2009) Gifts and Entertainment under the FCPA Corporate Compliance Insights, (July 23, 2009) FCPA Compliance and FCPA Enforcement: A Look Ahead to 2009 and Beyond, Corporate Compliance Insights, May 19, 2009 How to Keep the Genie in the Bottle: Trade Secret Protection- A Primer, 20 Corporate Counsel Review No. 1 (May 2000). "I Want My Money Back," 18 Corporate Counsel Review No.2 (October 1999). "Greeks, New Orleans and the Texas Anti- Indemnity Act: the Fifth Circuit Opinion in Certain Underwriters at Lloyd's London v. Oryx Energy Company," 9 Coverage 1 (Jan./Feb. 1999). "'Knock for Knock' No Longer Equal: Fifth Circuit Reinterpretation of the Insurance Obligations in the Texas Anti- indemnity Statute," International Insurance Law Review, June "Risk Shifting from Ethyl to Green: Fork in the Road or New Path?" The Houston Lawyer, July/August "No Duty to Notify: Texas Supreme court Declines to Create a New Duty," Oil & Gas Law and Taxation Review, February "Joint Defense Agreements," Strategic Research Institute, March "Multi- Party Trial Alternatives," Texas Corporate Counsel Law Review, Spring "It's a Privilege to Audit: Self- auditing Laws Facilitate Cleanups and Provide Protection Against Discovery," Soil & Groundwater Cleanup, January "Alternatives for Resolution of Mass Toxic Tort Litigation Cases: A Discussion of Class Action Certification, Summary Jury Trials, Bell Weather Plaintiff Trials, and Other Alternatives for Management of and Resolution of Mass Toxic Tort Litigation Matters," Toxic Tort Litigation, December "Gatekeeper Hearings in Texas State And Federal Courts: a Discussion of Daubert and Robinson Hearings and Queries for Preparation," Clyde & Co., November "Discovery Concerns in Environmental Litigation: State Audit Privilege and Other Privileges To Consider in Environmental Litigation," Environmental Law Update 1996.

3 "The Deferral Policy Revised... from Spielberg to Suburban Motors," Journal of Collective Negotiations in the Public Sector, Vol. II, No. 3, 1982, with Glenna M. Witt and M.J. Fox, Jr. "The Weingarten Doctrine," The Arbitration Journal, 40(2), with Louis V. Baldoven, Jr. and M.J. Fox, Jr. Publications- Books Compliance Lessons Learned from the Beautiful Game: FIFA and World Cup - published July the FCPA Year in Review - published December, 2013 Anti- Bribery Leadership - co- authored with Jon Rydberg, published December 2013 GSK- a Game Changer in Compliance - published September, 2013 Best Practices Under the FCPA and Bribery Act - published April, 2013 Lessons Learned in Compliance and Ethics - published March, 2012 Speeches FCPA- From the Headlines and Beyond - UL EduNeering Leadership Forum, Boston MA, June FCPA Today Houston International HR Association, Houston, TX, June Mergers and Acquisitions Under the FCPA The Network event, Denver, CO, June A FCPA Conversation Compliance Week, Washington DC, May, Monitoring Third Parties: Limiting Risk in this Vulnerable Area - co- panelist at Dow Jones Global Compliance Symposium, Washington DC, Lessons Learned in FCPA Compliance- From 2013 into - Society of Corporate Compliance and Ethics, Energy and Utility Conference, Houston, TX, March Practical Tips for Doing Business Under the FCPA the Center for International Private Enterprise, Houston, TX February, FCPA Year in Review - Calgary Bar Association, Calgary, Canada, December, 2013 Reviewing new and updated guidelines for the US FCPA and the DOJ's compliance priorities in 2013 Corruption & Compliance Congress Asia 2013, Hong Kong, June 2013 Preparing for the Big Games: FCPA Compliance in Brazil 1st Congress of International Compliance, Sao Paulo Brazil, May 2013

4 FCPA Enforcement Update Society of Corporate Compliance and Ethics, Energy and Utility Conference, Houston, TX, February 2013 The FCPA in 2012 Society of Corporate Compliance and Ethics, Annual Conference, Las Vegas NV October 2012 UK Bribery Act- An Update, World Check Event, Washington DC, March 2011 FCPA Guidance from 2011 DPAs, Society of Corporate Compliance and Ethics, Energy and Utility Conference, Houston, TX, March 2011 Anti- Corruption and FCPA Developments and Best Practices, Ethisphere Event, Atlanta, March, 2011 UK Bribery Act- an Overview, World Check Event, Houston, Texas, February 2011 OECD Good Practice Guidance, the UK Bribery Act and Adequate Procedures, Society of Corporate Compliance and Ethics, Houston Regional Conference, Houston, TX, November 2010 Top Three FCPA Cases of 2010, Ethisphere and World Check Event, New York City, October 2010 FCPA Risk Management, Society of Corporate Compliance and Ethics, Energy and Utility Conference, Houston, TX, March 2010 FCPA Compliance in the Supply Chain, Verse Consulting Supply Chain Conference, Houston, TX, February, 2010 Ethical Contracts that Comply with Key International Trade Provisions, Advanced Contract Risk Management in the Upstream Oil and Gas Industry Conference Workshop, Houston TX, June, International Ethics and Compliance in the Oil and Gas Industry, London UK, March Conference Co- Chair. Pre- emptive Dispute Resolution Contractual Clauses, Contract Risk Management in Oilfield Service Contracts, London UK, July Compliance- A New Vision, Advanced Contract Risk Management in the Upstream Oil and Gas Industry, Houston TX, May, Best Practices in Structuring Technology Contracts, Conference on Intellectual Property Assets in Oil and Gas, Houston, October, Licensing and Technology in Energy Contracts, Contract Risk Management in Upstream Oil & Gas, Houston, June Risk Shifting Clauses as a Tool for Financial Stability, Achieving Fiscal Stability in Upstream Contracts 2007, Houston, November, Risk Management in the International Contracting Area, Contract Risk Management in Upstream Oil & Gas, Houston, June 2006.

5 Shakespeare as a Guide to Contract Drafting, Contract Risk Management in Upstream Oil & Gas, Houston, July Indemnities and Fault in the International Arena, Contract Risk Management in Upstream Oil & Gas, Houston, July Ethical Considerations and Legal Malpractice Prevention in Civil Litigation Under The New Rules of Civil Procedure Governing Discovery, IPC Winter Conference, Houston, January The Journey of the Texas Anti- Indemnity Act: The Texas Supreme Court Decision in Ken Petroleum and Weber Energy, IADC Contracts and Risk Management Conference, Houston, October "Reimbursement of Settlement and Defenses Costs," TADC Fall Seminar, Montreal, October "The Texas Anti- Indemnity Act: Fifth Circuit Reinterpretation," Davis & Shank and Clyde & Co. Risk Management Seminar, Houston, December "Defending Against the WCB," TADC Summer Meeting, Ruidoso, NM, July 1998 "Joint Defense Agreements," Strategic Research Institute, New Orleans, March "Alternatives for Resolution of Mass Toxic Tort Litigation Cases: A Discussion of Class Action Certification, Summary Jury Trials, Bell Weather Plaintiff Trials, and Other Alternatives for Management of and Resolution of Mass Toxic Tort Litigation Matters," Toxic Tort Litigation Seminar, Houston, December "Mock Lead Defense Counsel: A Mock Trial: Demonstration of Texas Trial Procedure in Mock Tort Litigation," Clyde & Co. and The Kleberg Law Firm Trial Advocacy Conference, London, November "Discovery Concerns In Environmental Litigation: State Audit Privilege and Other Privileges To Consider in Environmental Litigation," Environmental Law Update Seminar, Houston, June "Transfer of A Case From Texas To The UK: The Texas Doctrine of Extraterritorial Jurisdiction," The Kleberg Law Firm and Clyde & Co. Joint Seminar, Houston, November "Recent Developments in Punitive Damages & The Texas Forum Non- Convenes Statute," The Kleberg Law Firm and Clyde & Co. Joint Seminar, London, October 1994.