In-specie Transfer Form Russell Class A Funds Complete this form to transfer Russell Class A funds you hold with another provider into your Russell iq Investment Account. You should also complete the Australian Standard Transfer Form for each fund you wish to transfer. Tax parcel history details should be sent to us if you also wish to have your tax parcel history transferred. Print clearly in BLOCK LETTERS. 1. ACCOUNT DETAILS a. Account name b. Account number AUTHORISED SIGNATORY 1 a. Title (please select) Mr Mrs Miss Ms Dr Other b. Surname c. First name(s) d. Date of birth (DD MM YYYY) e. Address f. Home telephone g. Mobile State Postcode h. Work telephone i. Email Continued on next page. BEFORE MAKING ANY DECISION REGARDING YOUR INVESTMENT IN THE RUSSELL IQ PORTFOLIO SERVICE, WE RECOMMEND THAT YOU SEEK ADVICE FROM A QUALIFIED FINANCIAL ADVISER, TAILORED TO YOUR PARTICULAR CIRCUMSTANCES. RUSSELL INVESTMENT MANAGEMENT LIMITED, ABN 53 068 338 974, AFSL NO. 247185 IS THE OPERATOR AND CUSTODIAN THE RUSSELL IQ PORTFOLIO SERVICE AND THE RESPONSIBLE ENTITY THE FUNDS FERED THROUGH THE SERVICE. R_P_iQ_F_InSpecieTransfer_V1F_1506 PAGE 1 5
1. ACCOUNT DETAILS (continued) AUTHORISED SIGNATORY 2 (for joint signatories where applicable) a. Title (please select) Mr Mrs Miss Ms Dr Other b. Surname c. First name(s) d. Date of birth (DD MM YYYY) e. Address f. Home telephone g. Mobile State Postcode h. Work telephone i. Email 2. IN-SPECIE TRANSFER DETAILS a. Original service provider s name b. Original account number c. Transfer amount (estimate) $.00 CURRENT INVESTMENT ALLOCATION TO BE TRANSFERRED Please indicate the number of units you are transferring and how you would like your distributions to be paid (tick either reinvest or cash). Distribution election ( tick either reinvest or cash) Investment option APIR code Number of units Reinvest Cash Russell After-Tax Australian Shares Fund RIM0046AU Russell Australian Bond Fund Russell Australian Bond Income Fund Russell Australian Cash Enhanced Fund Russell Australian Opportunities Fund Russell Australian Shares Enhanced Income Fund RIM0005AU RIM0045AU RIM0037AU RIM0029AU RIM0044AU Continued on next page. PAGE 2 5
2. IN-SPECIE TRANSFER DETAILS (continued) CURRENT INVESTMENT ALLOCATION TO BE TRANSFERRED Please indicate the number of units you are transferring and how you would like your distributions to be paid (tick either reinvest or cash). Distribution election ( tick either reinvest or cash) Investment option APIR code Number of units Reinvest Cash Russell Australian Shares Fund RIM0006AU Russell Emerging Markets Fund Russell Global Listed Infrastructure Fund $A Hedged Russell Global Opportunities Fund Russell Global Opportunities Fund $A Hedged Russell International Property Securities Fund $A Hedged Russell International Shares Fund Russell International Shares Fund $A Hedged Russell Balanced Fund Russell Conservative Fund Russell Diversified 50 Fund Russell Growth Fund Russell High Growth Fund Russell II Portfolio Russell IV Portfolio Russell V Portfolio PartnerShip Balanced Fund PartnerShip Growth Fund PartnerShip Income Seeker Fund Russell International Bond Fund $A Hedged RIM0038AU RIM0042AU RIM0032AU RIM0039AU RIM0031AU RIM0008AU RIM0009AU RIM0001AU RIM0002AU RIM0003AU RIM0004AU RIM0034AU RIM0023AU RIM0024AU RIM0025AU RIM0086AU RIM0087AU RIM0089AU RIM0007AU Total units allocated 3. TAX PARCEL HISTORY Select one of the following: Incomplete tax parcel history I understand I have not supplied my tax parcel history and the date of purchase will be reset to the date of transfer. Tax parcel history In order to transfer your complete tax parcel history you need to complete an Australian Standard Transfer Form for each fund and send us your tax parcel history using the spreadsheet available at www.russell.com.au/solutions/russell-iq-investments/resources or contact us via email at russelliq@russell.com PAGE 3 5
4. DECLARATION AND SIGNATURE By completing and signing the in-specie transfer form, I/we» Understand I/we are the registered holder(s) and authorise the transfer of assets as specified to Russell iq. Any parcel history provided is accurate.» Understand that any investment fund transferred that does not have a complete transaction/parcel history may result in incorrect capital gains tax being calculated and reported by RIM for as long as the investment fund is invested in the IDPS.» Understand that the legal ownership of the assets listed are to be transferred to RIM AFSL 247185 as Trustee for Russell iq.» Declare that I/we have read and understood the current Russell iq Investments IDPS Guide and the Fund Product Disclosure Statement (PDS) for each underlying investment fund selected. AUTHORISED SIGNATORY 1 Name AUTHORISED SIGNATORY 2 (for joint signatories where applicable) Name ADVISER AUTHORITY (if applicable) Adviser name 5. NEXT STEPS Select one of the following: I have completed and attached the Australian Standard Transfer Form for each fund I am transferring. For example, if you are transferring Russell Australian Shares Fund and Russell Balanced Fund you will need to complete two forms. If transferring tax parcel history, I have provided a complete tax parcel history. A tax parcel history spreadsheet template is available for you to use at www.russell.com.au/solutions/russell-iq-investments/resources Taking into consideration the complexity of the process, an in-specie transfer could take up to three months. The timing is dependent on processing by third parties such as existing investment providers, state revenue offices, fund managers and custodians. Please return to: Russell iq Investments GPO Box 4741 Sydney NSW 2001 Fax: (02) 9229 5511 1800 040 402 russelliq@russell.com PAGE 4 5
AUSTRALIAN STANDARD TRANSFER FORM AFFIX OR IMPRESS STAMP DUTY HERE IMPRESS MARKING / CERTIFICATION STAMP HERE NAME COMPANY OR ELIGIBLE BODY DESCRIPTION SECURITIES Class If not fully paid, paid to Register QUANTITY Words Figures SELLING BROKER S STAMP NAME(S) SELLER(S) Mr Mrs Miss Address Surname(s) Given Name(s) Please use BLOCK letters No change of beneficial owner CONSIDERATION $A S/Duty = $ A Uncertificated Transferor Identification SIN/SBN/IPN HIN TOTR Date of Purchase / / NAME(S) BUYERS(S) Surname(s) Mr Mrs Miss Given Name(s) Russell Investment Management Ltd (Russell iq Portfolio Series) FOR USE BY AUSTRALIAN SELLING BROKERS ONLY TRANSFER IDENTIFICATION NUMBER POSTAL ADDRESS BUYER(S) GPO Box 4741 Sydney NSW 2001 Please use BLOCK letters Transferor s Broker Hereby certifies:- (a) As to the validity of Documents (b) That Stamp Duty, if payable has been or will be paid. REMOVAL REQUEST Please enter these securities on the REGISTER Uncertificated Transferee Identification SIN/SBN/IPN HIN TETR I/We the registered holder(s) and undersigned Seller(s) for the above consideration do hereby transfer the above names(s) hereafter, called the Buyer(s) or to the several buyers named in Part 2 of the brokers Transfer Form(s) or Split Transfer form(s), the Securities as specified above standing in my/our name(s) in the books of the above-named Company or eligibly body subject to the several conditions on which I/We held the same at the time of signing hereof and I/We the Buyer(s) do hereby agree to accept the said securities subject to the same conditions. I/We the registered holder(s) and undersigned Seller(s) hereby transfer the above securities to the several transferees name in Part 2 of the Brokers Transfer Form(s) or Split Transfer Form(s) relating to the above securities. I/We have not received any notice of revocation of the Power of Attorney by death of the grantor or otherwise, under which the transfer is signed. Delete whichever does not apply. TRANSFEROR S BROKER STAMP Affixed at On:- SELLER(S) SIGN HERE FOR COMPANY USE DATE SIGNED / / BUYERS(S) SIGN HERE Mr Gary Jennings DATE SIGNED / / LODGING AGENT S STAMP