Evolution Strategy. Evolution Highlights. Chryson Evolution Strategy & Performance 2012-2013



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Evolution Strategy Chryson Evolution Strategy & Performance 20-20 Evolution Highlights Trading with defined strategy Trade CFDs only in FTSE 100 companies Utilising short and long positions Due to the nature of CFDs, leverage up to a multiple of the margin deposited Access your account 24/7 Chryson program actively reviewed on an ongoing basis Technical analysis used to identify stock opportunities

Introduction to Chryson Chryson is a boutique stockbroking firm, operating from Glasgow. We are regulated by the Financial Conduct Authority, reference 4908, and have been trading for a number of years. We specialise in providing a discretionary Contracts for Difference (CFDs) service; named the Chryson Evolution Strategy (CES). Our friendly team of highly experienced people offers a highly professional service. Our objective is to produce growth of capital for our clients. The CES has been trading for over a year and has developed an extensive client base. This brochure provides an overview of the CES and details of the performance since launch. In addition we provide an explanation of what a CFD is in order to assist our clients understanding prior to investing. Any questions please feel free to contact us. Consider Chryson - A wealth of experience available to you...

Chryson Evolution Strategy 1 st April 20-30 th June 20 Chryson offers investors a discretionary management service. This document refers to the Chryson Evolution Strategy ( CES ). The CES uses Contracts for Difference (CFD s). CFD s are derivatives whose value mirrors movement in the underlying equity prices. The CES is suited to clients who have a high risk tolerance and where the investment represents a wish to speculate as part of an overall investment strategy. The operation of the CES is based upon technical and fundamental analysis of underlying equities and market trends. A changing target universe of stocks from the FTSE100 is reviewed on an ongoing basis to identify equities which fulfil criteria based on fundamentals and trends. Positions are taken where the stocks are viewed as having clear technical signals, whether bullish (buy) or bearish (sell). Positions can be traded frequently therefore there can be a high number of trades per account. Such strategies can incur a comparatively high level of charges. The frequency is high as we target regular small profits to maximise the return on client s accounts, but equally important to manage risk. Gearing enables us to benefit from small movements in the underlying stock. Profit is not guaranteed and positions could also be subject to significant losses. The positions taken can be heavily weighted long or short in the market, based on our interpretation of market sentiment and economic data. What Stocks do Chryson Trade? FTSE 100. Beta Rating above 0.5 and below 1.8 (Beta is a measurement of volatility). Market capital of over 3 Billion. Mix of sectors. Fundamentals Monitor news stories for stocks that we have identified as possible selection through our technical analysis. Monitor for key dates in the identified stocks (AGM, year end, dividends etc). Monitor general market news. Risk Mitigation Chryson act to mitigate risk as follows:- Asset Allocation Procedures inside Chryson revolve around stock selection and ongoing monitoring of key factors. The investment philosophy is to identify targets within the FTSE100 stocks. Trading CFDs are a leveraged product and are high risk. To manage risk, our trading accounts open positions at 5 times gearing on their initial deposit, and the account value thereafter. NOTE for SIPP accounts our maximum initial gearing is 4 times. An example appears later in this brochure. As a matter of operational procedure, the CFD provider, SCML will inform clients directly of margins on positions reaching 90%. At this point approx 50% of capital would still remain. (Please read this along with the Chryson CFD section of this brochure and also the Chryson Terms of Business for information on the features and risks associated with CFDs). Execution Risk Chryson has direct market access which acts to mitigate execution risk which lowers the possibility of movement in stock prices between selecting the stock for trading and the execution of the trade. How do Chryson Select their Stocks? Use of various technical indicators to determine trends and price movements together with fundamental analysis of markets, sectors and stocks. Technicals Moving averages over 10 day, 3 month and 1 year charts. RSI (Relative Strength Index): A technical indicator that is used widely, which compares recent gains to recent losses to determine overbought and oversold conditions of a share price. Price support and resistance levels: A support level is a level where the price tends to find support as it is going down. A resistance level is a level where the price tends to find a resistance as it is going up. ATR (Average True Range): How much the stock has moved in a day. Charges A charge of 0.2% is made by the CFD provider e.g Saxo Capital Markets UK Ltd (SCML) on the opening and closing of a transaction. This charge applies to the total (i.e. geared up) value of the position rather than to the amount deposited as margin. A daily funding charge on any outstanding overnight trades is also made by SCML of, currently 3% above one month LIBOR for long positions. Short positions can receive funding, currently 2.5% below LIBOR. NOTE in periods of extremely low interest rates clients will pay funding charges on short positions. Chryson receive a share of these charges. Chryson will inform you by email of any changes to trading charges. Funding charges are published at: www.saxobank.com/trading-products/cfds/cfd-rates-conditions Applications: 0141 342 2270 www.chryson.co.uk

Chryson Evolution Performance 1 st April 20-30 th June 20 The CES has been trading for more than one year and below is an overview of the performance within the period. Trades shown on this chart represent all the trades participated in by Chryson which are now closed. Profit is shown after the deduction of commission, and excluding the effect of any funding charges. You can see that within the year we have a net return of 33.56% and outperformed our benchmark in 5 of the last 6 quarters. IMPORTANT PLEASE READ THE FOLLOWING CAREFULLY Investors should be aware of the following Risk Warnings: Past performance is no guarantee of future performance and you may not get back the amount you invest. The value of investments and the income from them may go down as well as up and are not guaranteed. CFDs and Spread Bets are highly leveraged products and carry a high level of risk to your capital. Due to the leverage offered it is possible for you to incur losses in excess of your initial margin in a trade. These products are not suitable for all investors so please make sure that you understand the risks involved. You should not trade with capital you cannot afford to lose. The levels and basis of, and reliefs from, taxation may change in the future. Rates of exchange may cause the value of investments to go up or down. Not for distribution in the United States. We benchmark our performance against the FTSE 100 Ultra Leverage Index, full details available at http://www.ftse.com/indices/ftse_short_and_leveraged_indices/downloads/ftse_100_250_leveraged_index_rules.pdf Percentage (%) Return 50.00 40.00 30.00 20.00 10.00 0.00-10.00-20.00 Mar- Apr- May- Jun- Jul- Aug- Sep- Oct- Nov- Dec- Jan- Feb- Mar- Apr- May- Jun- Chryson Cumulative NET Performance Vs FTSE 100 Ultra-Leveraged Index Chryson NET FT Ultra-Leverage -30.00-40.00 Note: Details of CES since launch can be obtained by contacting Chryson. April 20 Net Performance -0.78% Trades 11 Winning Trades 8 Losing Trades 3 May 20 Net Performance 0.88% Trades Winning Trades 10 Losing Trades 2 June 20 Net Performance 7.71% Trades 16 Winning Trades 16 Losing Trades 0 July 20 Net Performance 7.63% Trades 25 Winning Trades 22 Losing Trades 3 August 20 Net Performance 4.22% Trades 16 Winning Trades 14 Losing Trades 2 September 20 Net Performance 1.50% Trades 7 Winning Trades 6 Losing Trades 1 October 20 Net Performance 3.44% Trades Winning Trades 10 Losing Trades 2 November 20 Net Performance 3.82% Trades 25 Winning Trades 22 Losing Trades 3 December 20 Net Performance 0.26% Trades 5 Winning Trades 4 Losing Trades 1 January 20 Net Performance -3.20% Trades 30 Winning Trades 21 Losing Trades 9 February 20 Net Performance 0.39% Trades Winning Trades 9 Losing Trades 3 March 20 Net Performance -0.91% Trades 22 Winning Trades 11 Losing Trades 11 April 20 Net Performance 0.89% Trades 34 Winning Trades 25 Losing Trades 9 May 20 Net Performance 6.69% Trades 54 Winning Trades 35 Losing Trades 19 June 20 Net Performance 1.02% Trades 42 Winning Trades 32 Losing Trades 10 Cumulative Net Performance: 33.56%

Chryson Evolution Strategy FAQs Below are some frequently asked questions and answers directly relating to the Chryson Evolution Strategy. Q: Is this a fund? A: No, clients invest into a managed account setup in their own name, and we trade through a Power of Attorney. Clients will have access to view the balance of their individual account at any time. Q: Is it regulated? A: Chryson is FCA regulated, as are our partners SCML (Saxo Capital Markets Ltd). Q: What are the charges on the strategies? A: Clients are charged 0.2% on the leveraged trade value. A trade takes place on entry and exit of a position. Funding costs charged by the provider, eg SCML. Q: Is a performance fee charged? A: No. Q: What are investment minimums? A: 15,000. Q: What are the client exit penalties on the fund? A: There are no exit penalties, a client can instruct the account closure at anytime. If positions are transferred to another manager by the client a charge of 1% of position values will be levied to cover costs associated with transfer administration. Transfers of open positions are viewed as detrimental to the client. Q: What is the liquidity of the strategies? A: The Strategies invest in CFDs denominated in UK Sterling ( ). The CFD s relate to liquid stocks quoted on a recognised exchange, LSE for FTSE strategies. Q: How can clients invest? A: The fund is available directly (both individual and corporate), and within SIPP/SSAS/QROPS. Q: How do the strategies aim to make investors money? A: The Strategies will follow and aim to profit from underlying trends in the movement of equity prices in the targeted sectors/markets incorporating tight risk management. We look to profit on small movements on the underlying stocks through leveraged positions. Q: What are the main risks to the strategies and to investors' capital? A: You can lose more than the capital you invested. Risks include Market Risk, Interest Rate Risk, Margin Supplements and Leverage. Q: Is there any borrowing in the strategies? A: Yes, The Strategies use gearing. Please refer to the glossary for a definition. Q: What are tax implications? A: CFDs are liable for Capital gains tax under current tax legislation. Stamp Duty is not paid. These tax implications are subject to individual circumstances and may be subject to change in the future. Q: Can a client top up their investment should they wish to do so? A: Yes, to a suitable level within their portfolio and risk profile. Q: Is Chryson Limited authorised? A: Chryson is authorised and regulated by the Financial Conduct Authority. Q: How can I contact Chryson Limited? A: There are a number of ways you can contact Chryson, by post to Chryson Limited, 27 Park Circus, Glasgow, G3 6AP, by email to info@chryson.co.uk, by telephone 0141 342 2270. Q: How Chryson Limited communicate with me? A: Chryson utilises on-line communications. You can access your account details through a password protected site, details of which are supplied to clients at the time of the account opening. Chryson will also utilise e-mails to communicate with you. If you request it, Chryson will communicate by mail using paper copy. All Communications will be in the English Language. Q: Does Chryson Limited participate in a compensation scheme? A: Chryson participates in the Financial Services Compensation Scheme (www.fscs.org.uk). The compensation level for investment products is currently 50,000. Q: How can I access information on investments? A: You will have access to your account through a secure site with your personalised password. Additionally, as this is a leveraged product, Chryson will send to you a monthly statement and a benchmark comparison. This will be sent by e-mail unless you request otherwise. Q: What is a benchmark? A: This shows the performance of an index which is viewed by Chryson as providing a comparison mechanism for Chryson CFD trading performance. Chryson utilises the FTSE 100 Ultra-leveraged index, details of which can be found earlier in this brochure. Q: How does Chryson Limited manage conflicts of Interest? A: Chryson published a conflicts of interest policy which is set out in our terms of business document. A copy of the policy is available to clients on request. Q: What types of investments will Chryson Limited undertake? A: Chryson managed investments in Contracts for Difference as described in this document. These are leveraged products which are used for speculative investments and are not suitable for all investors. Q: Where are my funds held? A: Chryson does not hold client assets. Funds are held by the provider subject to their terms of business of which you should make reference to for details. Applications: 0141 342 2270 www.chryson.co.uk

Chryson CFDs Contract for Difference Contracts for Difference are proving to be one of the more popular ways of providing flexible and cost effective exposure to equities without having to trade in the underlying shares. CFDs are at present revolutionising the way that we both trade and look at equities. Now the individual can enjoy not only the flexibility that CFDs offer but can also take advantage of leverage and its benefits. General Features of CFDs FLEXIBILITY: Trade short and profit from falling markets as easily as trading long and profit from rising markets. COST: Typically from 0.2%, and No Stamp Duty. NO SETTLEMENT PERIOD: Both long/short trades can be kept open indefinitely (subject to margin requirements). LEVERAGE: Typically 10-1 leverage on most FTSE 100 stocks can be available. Chryson operate with a maximum leverage of 5 at open. What Are CFDs? A CFD is an agreement to pay or receive the difference between the entry price and exit price of an underlying asset. For instance, if you buy a contracts for difference at 14 and sell at 16 then you will receive the 2 difference. If you buy a CFD at 10 and sell at 8 then you pay the 2 difference per share. A CFD allows a trader (ie Chryson) to gain access to the movement in the underlying share price by putting down a small amount of cash, known as a margin, compared to the value of the deal being transacted. Trades are conducted on a leveraged basis with margins eg 10% of the face value of FTSE 100 stocks (as an example of you buy 10,000 worth of shares, your initial margin would be 1,000, or 10%). CFDs do not have an expiry date like options or futures contracts. As opposed to an expiry date a CFD is effectively renewed at the close of each trading day and rolled forward if desired - you can keep your position open indefinitely, providing there is enough margin in your account to support the position. While the contract remains open, your account with the provider will be debited or credited to reflect funding charges and dividend adjustments. One of the features of CFDs is that you are able to trade on both the long and the short side of the market i.e. you can choose to go 'long' or 'short' a position, long means you are speculating on a price rise, short means you are speculating on a fall - if you are long, you receive dividends and pay interest, if you are short you do the reverse (although with current low interest rates you also pay for interest on short positions). It is worth noting that commission is paid on either side of the contract and you can close a contract at any time. Equity Performance As with shares, CFD investors benefit from market movements. Buyers (long) will benefit if the value of the contract/shares increases and similarly, a short seller will benefit from any fall in value. The holder of a long/short CFD can instruct the close of his/her position any time during regular Stock Market hours. Clients open positions are valued every night at the close of business. Profits or losses will be credited/debited to the client s margin account each day. Corporate actions are applied to the client s account when they occur. Clients receive 90% of the gross dividend the day after the company goes ex-dividend, or pay 100% of the gross dividend if they have a short position in the stock, when it goes ex-dividend. Benefits of CFDs, Example Trader A and Trader B, each have 25,000 and both want to invest in XYZ Plc. Trader A deals through their traditional stockbroker and Trader B deals CFDs through Chryson. Dealing CFDs is almost exactly the same as using a traditional stockbroker to buy and sell shares, usually with the same dealing price. The main differences are the ability to gear and ZERO stamp duty using CFDs. (This tax treatment may be subject to change in the future) Trader A Uses his Stockbroker: Trader A is quoted a price of 1 to buy XYZ Plc shares. They invest their full capital. Buy 25,000 XYZ shares at 1 25,000.00 Commission at 1%* 250.00 Stamp Duty (0.5%) 5.00 Ptm Levy 1.00 Total capital outlay 25,376.00 Trader B Uses Chryson: Trader B is quoted the same price of 1 to buy XYZ Plc CFD s and again asks to invest their full capital, however, as you can gear your position using CFD s, trader B can utilise up to ten times their capital. Buy 25,000 XYZ CFDs at 1 25,000.00 Commission at 0.2% (to open) 50.00 Stamp Duty 0.00 Initial capital outlay (margin used for transaction) 2550.00 In our example you will note that to complete the same transaction, you require less initial capital outlay when trading using CFDs. The reason for this, is that you are trading on margin, this means you are only required to deposit part of the entire transaction value, in our example we have assumed 10%

Example Results Trader A sells through his Stockbroker: Trader A sells through their traditional stockbroker at 1.10. Sell 25,000 XYZ shares at 1.10 27,500.00 Commission at 1% (to close) 275.00 Ptm Levy 1.00 Sale Proceeds 27,224.00 Note: As trader A invested 25,376, and received 27,224, they made a return on their capital employed of 1848. This equates to a return on their capital employed of 7.3%. Trader B sells through Chryson: Trader B sells Chryson at 1.10. Sell 25,000 XYZ CFDs at 1.10 27,500.00 Commission at 0.2% (to close) 55.00 Funding cost for 1 month (based on 5% per annum rate) 114.58 Sale Proceeds 27,330.42 Note: As trader B geared their capital, the initial capital outlay for trade was considerably less than that for trader A. Trader B received a return of 2330.42, on their initial capital outlay of 2550, representing a return on capital employed of 91.4%. Understanding the Risks of CFDs CFDs are a high risk product, in order to demonstrate the effects of leverage and the potentials risk associated with its use, we will use the example above to demonstrate the potential loss on each trade based on a 10% fall in the stock price after 1 month. Trader A would have a loss of 2500 of capital, plus commission and charges, representing on overall percentage loss on capital employed of 10.8%. Trader B, our CFD trader, has a similar capital loss, in addition to their commission and funding charges, however, this is based on a small amount of capital employed, ie 2550.00 (10% of transaction value plus commission), representing a significant loss of circa 103.4%. This highlights the potential high risks associated with margin trading. Example Conclusion What is interesting in both examples is that the XYZ shares have been transacted on the London Stock Exchange by both brokers at the same time and price. The traditional broker who traded for trader A will pass on the physical shares to his client, whereas Chryson who acted for Trader B does not do so. The CFD broker instead transacted via its agent say Saxo Bank, and normally no physical transfer of shares is required. In effect CFD clients are not interested so much in the physical transfer share certificate, rather the profit and loss on the share price movement. Because CFDs are predominantly all about making money on share price movements they are also perfectly suited for shorting the market. This is where you sell a share expecting the price to drop, in order that you can close it at a lower price. *In our example we have based our commission on trading a certificated trade through a traditional stockbroker. CFD FAQs/Glossary What are equity CFDs (Contract For Difference)? An equity CFD is a financial instrument (derivative) that mirrors the price movement of the underlying stock. You do not own the physical stock. The CFD is merely a contract with the CFD provider whereby you will be paid if price moves in your favour and where you will pay the CFD provider if price moves against you. Is UK stamp duty levied on CFD? No, equity CFDs are not presently subject to U.K stamp duty (0.5%), offering for example a 50 saving on a purchase of 10,000 worth of shares. How will corporate actions such as a rights issue affect my CFD? You will receive all the benefits of any corporate action on the underlying share (or the cash equivalent), which is credited into your margin account. However normally a CFD holder is not allowed to vote in company resolutions etc. How are dividends handled? Net dividends are credited to long CFD positions and debited from short CFD positions. If you are long a share (via a CFD) that pays a dividend then you will receive 90% of the dividend value. Short CFD traders will pay 100% of the dividend. What is the minimum and maximum trade size I can transact using CFDs? There is no minimum deal size, although we do have a minimum dealing charge of 20. Conversely, there is no maximum dealing size, as long as the client has enough free margin in his account to cover the position. How long can CFDs be held? There are no expiry dates on CFDs, so long or short the CFD position may be held indefinitely. Note: This assumes you always maintain the margin to keep the position opened. What markets can CFDs be traded in? Chryson offers CFDs based on trading FTSE 100 stocks. What is meant by Margin? The minimum cash deposit that you are permitted to hold against an open position, normally expressed as a percentage of the total exposure. Funds that a trader must have in a margin account that represent a percentage of the current market value of the securities held by the trader. The required margin will vary according to the stock type. What is meant by Margin Call? When you have exceeded your allowed operating margin, you are subject to a margin call to remedy the situation. To avoid having your positions closed for you (being stopped out), you must either close or reduce open positions, or send additional funds to cover your positions. What is meant by Gearing? (also see Leverage) It is the ability to hold an investment position of greater value than that of your deposit (collateral). When gearing (also called leveraging) your investment, you need only deposit a percentage of the current value of the instrument you are investing in. For example if the equity you are trading in requires a margin of 10%, this allows you to leverage (or gear) your investment 10 times. In other words, a deposit of GBP 10,000 can hold a position of GBP 100,000. A position with high gearing or leverage stands to make or lose a large amount from a small initial outlay. the initial outlay is normally the deposit for the trade (ie margin required for a trade to remain open). What is meant by Leverage? The ability to establish a large exposure with a relatively small outlay. Also known as "gearing", see above. What does LIBOR stand for? London Interbank Offer Rate. The overnight lending rate between major international banks. Applications: 0141 342 2270 www.chryson.co.uk

IMPORTANT PLEASE READ THE FOLLOWING CAREFULLY Investors should be aware of the following Risk Warnings: Past performance is no guarantee of future performance and you may not get back the amount you invest. The value of investments and the income from them may go down as well as up and are not guaranteed. CFDs and Spread Bets are highly leveraged products and carry a high level of risk to your capital. Due to the leverage offered it is possible for you to incur losses in excess of your initial margin in a trade. These products are not suitable for all investors so please make sure that you understand the risks involved. You should not trade with capital you cannot afford to lose. The levels and basis of, and reliefs from, taxation may change in the future. Rates of exchange may cause the value of investments to go up or down. Not for distribution in the United States. CHRYSON PERFORMANCE NOTE PLEASE READ THE FOLLOWING CAREFULLY The chartered performance of The Chryson Evolution Strategy utilises figures relating to all closed trades undertaken by Chryson and not those of any particular client. Figures are net of commission. Corporate actions and interest earned or charged are not included. The figures show as the accumulation of the arithmetic sum of relevant monthly performance, The benchmark, as set out within the brochure, is taken from published sources directly. Chryson Ltd, 27 Park Circus, Glasgow, G3 6AP Telephone: 0141 342 2270 Fax: 0141 331 2020 Email: info@chryson.co.uk www.chryson.co.uk Registered Office: The Ca d oro, 45 Gordon Street, Glasgow G1 3PE Registered in Scotland No. SC327508 Chryson Ltd is authorised and regulated by the Financial Conduct Authority