ISO 9001:2008 Clause 5.6 PR004 Management Review Procedure

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ISO 9001:2008 Clause 5.6 PR004 Management Review Procedure Strode Park Foundation for People with Disabilities Approvals 1

The signatures below certify that this procedure has been reviewed and accepted, and demonstrates that the signatories are aware of all the requirements contained herein and are committed to ensuring their provision. Name Signature Position Date Prepared by Jacky Moat HR Support 03/04/12 Reviewed by David Dye HR Director/Quality Manager 03/04/12 Approved by Quality Meeting 15/05/12 Amendment Record This procedure reviewed to ensure its continuing relevance to the systems and process that it describes. A record of contextual additions or omissions is given below: Page No. Context Revision Date 4 & 5 Reference to M004-1 Quality Issues Monthly Management Meeting 2 April 2013 Various Addition of appropriate Director 2 April 2013 2

Contents CONTENTS 3 P004 MANAGEMENT REVIEW PROCEDURE 4 1. INTRODUCTION & PURPOSE 4 2. REFERENCES 4 3. TERMS & DEFINITIONS 4 4. APPLICATION & SCOPE 4 5. REQUIREMENTS 4 5.3 Agenda 4 5.2 Frequency and Scheduling 5 5.3 Attendance 5 6.0 QUALITY MANAGEMENT SYSTEM PERFORMANCE 5 6.1 Review Input 5 6.2 Quality Policy & Quality Objectives 6 6.3 Review Output 7 6.4 Management Review Documentation & Records 7 6.5 Management Review Process Map 8 3

P004 Management Review Procedure 1. Introduction & Purpose The purpose of this procedure is to define a system necessary to assign responsibilities for scheduling, conducting and recording management reviews of the quality system in accordance with Clause 5.6 of ISO 9001:2008. 2. References Reference Title & Description 5.6 Quality System Manual M004 Management Review Agenda & Minutes M004-1 Quality Issues Monthly Management Meeting Agenda & Minutes 3. Terms & Definitions Term ISO Clause Definition Effectiveness 3.2.14 Extent to which planned activities are realised and planned results achieved Review 3.8.7 An activity undertaken to determine the suitability, adequacy and effectiveness of the subject matter to achieve established objectives 4. Application & Scope This procedure applies to the management review process and covers the following management activities: Implementation of the quality management system (4.1) Continuous improvement of quality management system performance (4.1) Analysis of the performance of the quality management system (4.1.e) Analysis of the performance of customer related processes (4.1.e) Identification and implementation of actions to achieve planned results (4.1.f) Continual improvement of the customer related processes (4.1.f) Provision of resources needed for the quality management system (5.1.e) 5. Requirements 5.3 Agenda The agenda for management review meetings is prepared by the Quality Management Representative (HR Director) then distributed to the participating managers At a minimum, the agenda covers all items listed in the review input section of the procedure 4

Form No. M004; Management Review Agenda & Minutes; and Form M004-1 Quality Issues Monthly Management Meeting Agenda & Minutes; are used as a template in order to generate records related to the management review process 5.2 Frequency and Scheduling Overall quality performance of the quality management system is reviewed by Senior Management at least once a year The Quality Management Representative determines the review schedule and dates in coordination with participating attendees 5.3 Attendance Management review meetings are chaired by the Chief Executive and are attended by Senior managers and other personnel as applicable Absent attendees receive minutes of the review meeting and, after reviewing the minutes, may submit their input for inclusion 6.0 Quality Management System Performance It is the responsibility of the Quality Management Representative (HR Director) to ensure that the review process assesses opportunities for improvement and the need for changes to the quality management system, including quality policy (5.1.b) and quality objectives (5.1.c); to maintain records of management reviews in accordance with Clause 4.2.4. The Quality Management Representative ensures that management reviews include: Requirements of the quality management system, e.g. results of internal audits quality management system performance and trends Opportunities for continual improvement (8.5.1) Monitoring of quality objectives (5.1.c) Results of the regular reporting and evaluation of the cost of poor quality 6.1 Review Input As a minimum, the following information and data is presented during the management review: 6.1.1 Action items from last meeting Quality Management Representative (HR Director) and the appropriate Director report on the status of action items from previous meeting. Items that are not completed are carried on as continuing actions and are recorded as such in the minutes 6.1.2 Service performance and product conformance Quality Management Representative and the appropriate Director present quality performance data. 6.1.3 Internal and external quality audits Quality Management Representative and the appropriate Director present results of internal and/or external quality system audits. This includes summaries of results for the cycle, frequencies of audit findings against particular elements of the quality system, and discussion of particularly important findings 5

6.1.4 Corrective/preventive actions Quality Management Representative and the appropriate Director present highest risk corrective/preventive actions implemented through the period and the status of pending actions 6.1.5 Customer feedback and complaints The Director of Care presents summaries of customer feedback and complaints, including analysis of trends for particular categories 6.1.6 Customer satisfaction The Director of Care presents customer satisfaction data and trends 6.1.7 Training & development Human Resources reports on the status of training programs and the effectiveness of training provided 6.1.8 Continual improvement Quality Management Representative and the appropriate Director present data demonstrating progress toward achieving continual improvement goals, and reviews current and completed improvement projects 6.1.9 Changes that affect the quality system Quality Management Representative and the appropriate Director highlight any service delivery, process, capacity, or other operational or organizational changes that affect the quality system; and proposes specific actions to update or modify the system in response to these changing circumstances 6.1.10 Additionally The management review may also consider such issues as cost of quality and non-quality; integration of the quality system with other operations and activities; market and customer response to the quality effort Following each presentation, the participating managers discuss the issues, compare their status and performance with preceding periods, and identify areas where improvement is required 6.2 Quality Policy & Quality Objectives Quality objectives established through the review period are systematically evaluated to assess progress: Objectives that have been achieved may either be upgraded to a higher performance level, or be closed out to free resources for improvement in another area When objectives are not achieved on time, the review investigates and determines causes for failing to achieve the objectives Depending on the nature of the objective and causes for failure to achieve it, Senior Management may decide to drop the objective, reduce its scope or level, reassign responsibilities and/or allocate additional resources, or extend the due date for achieving the objective Any decisions regarding quality objectives are recorded in the minutes of the review New objectives are established where it is necessary to improve performance in order to fulfil the quality policy or other organizational goals or aspirations. New objectives are documented in the minutes of the review The quality policy is reviewed to ensure its continuing relevance: The quality policy is changed when: the goals expressed in the policy have been achieved, or when changes within or outside the Foundation render the policy inadequate or inappropriate 6

6.3 Review Output Output from the management review process includes decisions and actions related to: Requests for corrective action (8.5.2) and/or preventive action (8.5.3) Plans for QMS and/or process improvement (5.6.3.a) Improvement of service delivery or material related to customer requirements (5.6.3.b) Supply and resource needs (5.6.3.c) Records of the results and actions from the evaluation of the suppliers (7.4.1) Actions taken to promote supplier process monitoring (7.4.3) The Quality Policy (5.3) The Quality Objectives (5.4.1) Management review output is documented in the minutes of the review meeting: Action items are highlighted to ensure that they are easily identifiable Action items include the assignment of responsibility Action items include timeframe and allocation of resources for implementation Upon complete review of all inputs and generation of the outputs, management will determine the continued suitability, adequacy and effectiveness of the quality management system. 6.4 Management Review Documentation & Records Minutes of management review meetings are prepared by the Quality Management Representative and are distributed to attending and, if any, absentees. The minutes and other documents associated with the review are confidential. The location and retention period for management review records are managed in accordance with ISO 9001:2008, Clauses 4.2.3 & 4.2.4. 7

6.5 Management Review Process Map Quality Management Representative (HR Director) Management Review Input Agenda (M004-1) Review Actions from Previous Meeting Process Performance Issues Service delivery Conformance Issues Internal and External Quality Audits Corrective/Preventive Actions Customer Feedback and Complaints Customer Satisfaction Supplier Quality and Delivery Training & Resources Continual Improvement Opportunities Changes Affecting the QMS Quality Objectives Quality Policy Management Review Team Management Review Output Requests for corrective action Requests for preventive action Plans for QMS/process improvement Improvements to service delivery Supply and resource needs Results/actions of supplier evaluation Supplier process monitoring Quality policy Quality objectives Minutes of review meeting No System Changes Determine Continued Suitability Implement System Changes Documentation & Records (4.2.3 & 4.2.4) 8