contracts for difference TRADING EXAMPLES Contracts for Difference Trading examples Halifax Investment Services Limited



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TRADING EXAMPLES contracts for difference Halifax Investment Services Limited Australian Financial Services Licence No. 22573 Date 26th April 2013 Halifax Trading Examples 1

Example 1: Going Long If you expect Coles Myer to announce good profit results to the market and anticipate its price could rise by 7% over the next sixteen days. Open Position Buy Quantity Price $.10 Contract Value $45,500.00 Initial Margin 10% $4,550.00 Commission 0.30% $136.50 Sell Quantity Price $.72 Contract Value $48,600.00 Commission 0.30% $145.80 Gross Profit $48,600.00 $45,500.00 $3,100.00 Commission (Bought & Sold) ($136.50) ($145.80) ($282.30) Financing Cost *(RBA Cash Rate 5.25% + 3.00%) 45,500 x 8.25% x 16/365 ($164.55) Net Profit $2,64 * Please note for the purpose of this example the Coles Myer chart long/profit.72 (3100).1.2.4.1.2 8..2.4.6 (2500) In this example we have assumed no increase or decrease in initial margin requirements. 2 Halifax Trading.4 Examples.2.2

Alternatively: your expectations prove to be incorrect and your stop loss is triggered. Sell Quantity Price $8.2 Contract Value $44,600.00 Commission 0.30% $133.80 Gross Loss $44,600.00 $45,500.00 $00.00 Commission (Bought & Sold) ($136.50) ($133.80) ($270.30) Financing Cost *(RBA Cash Rate 5.25% + 3.00%) 45,500 x 8.25% x 16/365 ($164.55) Net Profit (loss) ($1,334.85) * Please note for the purpose of this example the.1.2.4.1.2 8..2 Coles Myer chart long/loss.4.6 (2500).72 (3100).1.4.2.1.2 8..2 8.2 (-00) 8.24 (-4300) 8.2 (-00) In this example we have assumed no increase or decrease Price in of initial CFD margin Top requirements. figure (-1550) 15.48 (-200) Halifax Trading Examples 3

Example 2: Going Short If you anticipate that the rally in BHP Billiton shares has peaked and anticipate that it could fall by as much as 8% over the next ten days. Open Position.72 (Variation Margin required) Bottom the loss, figure you will be required to fund the shortfall (3100) Sell Quantity Price.4 $14.0.6 Contract Value $74,500.00 Note: CFD investors do not.4 own or have (2500) any Initial Margin 20%.2 $14,00.00.2.1 Commission.2.1 0.3% $223.50 Buy Quantity 8. Price $13.71 Contract Value $68,550.00 Commission 0.30% $205.65 Gross Profit $74,500.00 $68,550.00 $5,50.00 Commission (Sold & Bought) ($223.50) ($205.65) ($42.15) Interest Earned *(RBA Cash Rate 5.00% 2.50%).4 74,500 x 2.50% x 10/365 $51.03.2.2 Net.1 Profit $5,571.88.2.1 * Please note for the purpose of this example the 8. BHP chart short/profit 8.2 (-00) 8.24 (-4300) 8.2 (-00) 14. 14.82 (400) (-1550) 14.5 (-250) 15.48 (-200) 14.73 (850) 14.26 (3200) (-1150) 14.2 (3050) 14.32 (200) 13.82 (5400) 13.71 (550) 13.6 (6050) In this example we have assumed no increase or decrease Price in of initial CFD margin Top requirements. figure 4 Halifax Trading Examples 15.48 (-200) ( ) 15.20

.2.1 Alternatively: your expectations prove to be incorrect and your stop loss is triggered. * (RBA Cash Rate 5.00% 2.50%) 8. 74,500 x 2.50% x 10/365 $51.03 Net Loss (loss) ($1,00.47) * Please note for the purpose of this example the Please note that CFDs are highly leveraged derivatives and involve the potential for (Variation both profit Margin required) Bottom figure Trading examples Buy Quantity Price Price $15.20 of CFD Top figure Contract Value (Variation $76,000.00 Margin required) Bottom figure Commission 0.3% $228.00 Gross Loss.4 $74,500.00 $76,000.00.2.2.1 $1,500.00.2.1 Commission (Sold & Bought) ($223.50) ($228.00) 8.2 ($451.50) 8. (-00) Interest Earned and losses, as reflected in the examples shown above. 15.48 (-200) 14. 14.82 (400) (-1550) 14.5 (-250) 14.73 (850) 14.26 (3200) (-1150) BHP chart short/loss 14.2 (3050) 14.32 (200) 13.82 (5400) 8.24 (-4300) 8.2 (-00) 13.71 (550) 13.6 (6050) 14. 14.82 (400) 14.5 (-250) 15.48 (-200) 14.73 (850) 14.26 (3200) (-1150) 14.2 (3050) 14.32 (200) 14.42 (2400) 15.20 In this example we have assumed no increase or decrease in initial margin requirements. Halifax Trading Examples 5

Example 3: How you can lose more than what s in your account over 1 day In this example a small mining stock is trading at 20 cents and you have read favourable reports about the stock and decide to buy $10,000 worth of stock with the Initial Margin required from the CFD provider being $2000 (20%). Previous to taking out the trade you have no open positions and an account balance of $4000 Open Position Buy Quantity 50,000 Price $0.20 Contract Value $10,000 Initial Margin $2,000 Commission 0.30% $30 Sell Quantity 50,000 Price $0.04 Contract Value $2,000.00 Commission 0.03% or $10.00 $10.00 Gross Profit/Loss $10,000.00 $2,000.00 $8,000.00 Commission (Sold & Bought) ($30.00) ($12) ($40) Financing cost RBA Cash rate 5.25% + 3%) 10,000 x 8.25% x 1/365 2.26 Net Loss $8,042.26 0.2 0.18 0.22 (1000) 0.21 Example However, after the close of business that day a mine accident occured as a result of their only mine collapsing. After accessing the trading platform the following day you are shocked to find that the stock price is 4 cents and that your stock has been forcibily sold at the opening price. As the stock has lost 60% of its value your Equity in the CFD immediately went into default and was closed out. As the loss was $8,042.26 (the CFD transaction and costs) which is greater than what was was in your account prior to the trade, you are now in deficit to the amount of $4,042.26 and thus owe this money to the CFD provider. 0.2 0.25 (2500) 0.17 0.04 (-8000) 10:30 AM 11:30 AM 12:30 PM 1:30 PM 2:30 PM 3:30 PM 4:30 PM Openning price Tuesday Tuesday Tuesday Tuesday Tuesday Tuesday Tuesday Wednesday In this example we have assumed no increase or decrease in initial margin requirements. 6 Halifax Trading Examples