The Foundations of Successful Reference Data Management



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TopQuadrant Webcast with Malcolm Chisholm March 18, 2015 The Foundations of Successful Reference Data Management

Introduction of Agenda and Speakers Today s Program I. Foundations of Successful Ref. Data Management What is reference data and why is it important? Challenges of reference data management What are some best practices for governance and management What capabilities should you look for in a reference data solution? Robert Coyne Malcolm Chisholm II. III. IntroducingTopQuadrant s new offering for RDM TopBraid Reference Data Manager Designed to address core capabilities identified by Malcolm to support a modern RDM solution Short walkthrough of tasks that support the life-cycle of a reference dataset Questions and Answers Bob DuCharme Copyright 2015 TopQuadrant Inc Slide 2

TopQuadrant Company Focus: TopQuadrant was founded in 2001 Our focus is to harness emerging technology to build practical but innovative business applications. Foundation: We continue our strong commitment to standards-based approaches to data semantics Our Mission: Empower people by making enterprise information meaningful Copyright 2015 TopQuadrant Inc. Slide 3

TopBraid Solutions TopBraid Enterprise Vocabulary Net supports collaborative management of enterprise metadata, business glossaries and taxonomies used in search, content navigation and data integration. TopBraid Insight is a semantic virtual data warehouse that enables federated querying of data across diverse data sources as if they were in one place. TopBraid Reference Data Manager supports the governance and provisioning of reference data including the curation of reference datasets (code-lists) with comprehensive metadata. Copyright 2015 TopQuadrant Inc. Slide 4

Reference Data in Context Increasing: Per Value Data Quality Importance Semantic Content Metadata Reference Data Transaction Structure Data Enterprise Structure Data Transaction Activity Data Transaction Audit Data Most Relevant To Design Most Relevant To Outside World Most Relevant To Business Most Relevant To Technology Increasing: Volume of Data Population Later in Time Shorter Life Span AskGet.com Inc., 2015. All rights reserved Slide 5

Layers of Data Metadata Reference Data Transaction Structure Data Enterprise Structure Data Transaction Activity Data Transaction Audit Data The data that describes all aspects of an enterprise s information assets, and enables the enterprise to effectively use and manage these assets. Here it is confined to the structure of databases. Found in a database s system catalog. Sometimes included in database tables. Any kind of data that is used solely to categorize other data found in a database, or solely for relating data in a database to information beyond the boundaries of the enterprise. Codes and descriptions. Tables containing this data usually have just a few rows and columns. Data that represents the direct participants in a transaction, and which must be present before a transaction fires. The parties to the transactions of the enterprise. E.g. Customer, Product. Data that permits business activity to be reported and/or analyzed by business responsibility. Typically, data that describes the structure of the enterprise. E.g. organizational or financial structure. Data that represents the operations an enterprise carries out Traditional focus of IT in many enterprises the only focus. Data that tracks the life cycle of individual transactions. Includes application logs, database logs, web server logs. AskGet.com Inc., 2015. All rights reserved Slide 6

Importance of Reference Data Data Quality problems have widespread impact Lack of understanding leads to bad business decisions The same table occurs in many different applications 20-50% of the tables in a database are Reference Data Unnecessary and difficult mappings for data integration Need it to understand the world outside the enterprise Need it to turn data into business information AskGet.com Inc., 2015. All rights reserved Slide 7

Central Reference Data Management Unit Why Specialized? Reference Data has unique properties E.g. It has meaning, and is added to production environments Why Centralized? Need for standardization E.g. Which Country Code will be use GENC, ISO Alpha-2, ISO Alpha-3 Reference Data has unique challenges E.g. It has to be synchronized across many applications Reference Data has unique risks E.g. It is often misunderstood leading to miscodings etc. Need for one place in enterprise to deal with external authorities E.g. Who ensures we get the NAICS updates Need to set up governance for internal reference data mgmt. E.g. How are Customer Type, Product Line managed? There are a number of reasons why enterprises should set up a central unit for RDM AskGet.com Inc., 2015. All rights reserved Slide 8

Governing and Managing External Reference Data External World Enterprise Authority Ref Data Standard Ref Data Standard Ref Data Standard Ref Data Standard Authority Ref Data Standard Ref Data Standard Ref Data Standard Ref Data Standard Discovery Authority Profile Source Data Profile Dataset Onboarding Subscription Management Periodic Reconciliation Central Reference Data Unit There are many tasks that a central Reference Data Unit (RDU) must perform for External Reference Data. Some of these tasks could be performed outside the RDU but all must be governed by the RDU. AskGet.com Inc., 2015. All rights reserved Slide 9

Governing and Managing Internal Reference Data Enterprise Central Reference Data Unit GOVERNANCE MANAGEMENT Internal Reference Data Producers Internal Reference Data Producers Internal Reference Data Producers Internal Reference Data Producers Internal Reference Data Producers Internal Reference Data Producers Reference Data Table Reference Data Table Reference Data Table Reference Data Table Reference Data Table Reference Data Table Typically Internal Reference Data tables are managed poorly and have no governance Governance is needed to assign accountabilities and enforce standard processes that drive up quality AskGet.com Inc., 2015. All rights reserved Slide 10

Governing Reference Data in Operational Environments Enterprise Internal Reference Data Producers Central Reference Data Unit Govern Example: Customer Type Reference Data Table Govern OPERATIONS Why isn t Corporate Customer in this table? I think Goldman Sachs is a Retail Bank I ll use the code for Asset Manager to book Private Equity Hmm no code for Hedge Fund I ll put one in Accts Recvbl Order Entry Sales Data Warehouse Treasury Producers of Internal Reference Data may be well governed, but both Internal and External Reference Data can be misunderstood, misused, and abused in operational environments This impacts downstream use, data integrity across the enterprise Governance is required AskGet.com Inc., 2015. All rights reserved Slide 11

Governing Reference Data in Operational Environments Enterprise Internal Reference Data Producers Central Reference Data Unit Govern Example: Customer Type Reference Data Table Govern OPERATIONS Why isn t Corporate Customer in this table? I think Goldman Sachs is a Retail Bank I ll use the code for Asset Manager to book Private Equity Hmm no code for Hedge Fund I ll put one in Accts Recvbl Order Entry Sales Data Warehouse Treasury Producers of Internal Reference Data may be well governed, but both Internal and External Reference Data can be misunderstood, misused, and abused in operational environments This impacts downstream use, data integrity across the enterprise Governance is required AskGet.com Inc., 2015. All rights reserved Slide 12

Traditional Reference Data Hub Approach TRANSACTION APPLICATIONS App 1 App 2 Cleanse Integrate Produce Master Data Steward App 3 App... REF DATA HUB Other Functionality Publish OTHER CONSUMING APPLICATIONS App A App B App... This Hub is for both the production and distribution of Reference Data Data Stewards typically produce some data in the Hub The Hub may source some (usually most) Reference Data from legacy applications (typically transaction applications) AskGet.com Inc., 2015. All rights reserved Slide 13

Farm And Market Approach to Reference Data REFERENCE DATA PRODUCTION ( FARMS ) Ref. Data Entity 1 App Ref. Data Entity 2 App Ref. Data Entity 3 App Ref. Data Entity N App TRANSACTION APPLICATIONS App 1 Reduced Cleansing Reduced Integration App 2 App 3 App... REF. DATA HUB ( MARKET ) Other Functionality Publish OTHER CONSUMING APPLICATIONS App A App B App... Production of Reference Data is done in specialized environments. Only production-ready Reference Data is placed in the Hub. All other environments subscribe to Reference Data from the Hub. AskGet.com Inc., 2015. All rights reserved Slide 14

Summary and Capabilities to Consider in Solutions Profile an External Authority Profile an External Reference Dataset Support Semantic Analysis of each Element in Reference Dataset Document Semantic Analysis Import Reference Data into a Repository Assign Accountabilities for RDM Tasks Track Changes to Reference Data Support Distribution of Reference Data There are other capabilities to consider in Reference Data solutions, but these are fundamental. AskGet.com Inc., 2015. All rights reserved Slide 15

Summary and Capabilities to Consider in Solutions Profile an External Authority Profile an External Reference Dataset Support Semantic Analysis of each Element in Reference Dataset Document Semantic Analysis Import Reference Data into a Repository Assign Accountabilities for RDM Tasks Track Changes to Reference Data Support Distribution of Reference Data There are other capabilities to consider in Reference Data solutions, but these are fundamental. AskGet.com Inc., 2015. All rights reserved Slide 16

A flexible web-based solution for governing and provisioning reference data in the enterprise: Governance Provisioning Comprehensive metadata Enrichment TopBraid Reference Data Manager (TopBraid RDM) makes it easy to bring consistency and accuracy to reference data management and use. Copyright 2015 TopQuadrant Inc Slide 17

Making Reference Data Meaningful TopBraid RDM enables more meaningful and effective use of reference data by capturing and managing semantic metadata about reference data and also about reference datasets Copyright 2015 TopQuadrant Inc Slide 18

Who Benefits from RDM? TopBraid RDM has a variety of users including: Data stewards whose primary responsibility is governance of reference data Subject matter experts who contribute to identification and development of reference data and advise the data stewards Data managers who consult RDM to find reference data suitable for their applications Application administrators and database administrators who create and use RDM exports in order to load reference data into the systems they are responsible for maintaining Business analysts who want to better understand the meaning of reference data as they design business reports End users of reference data who want to make sure that they are using correct codes and contribute knowledge that may enrich the body of information managed by RDM Copyright 2015 TopQuadrant Inc Slide 19

Today s Example Data Steward: dataset governance Creating a Reference Dataset Importing Reference Data (Role = Manager) Maintaining Reference Dataset Metadata Modifying Reference Data Exporting Reference Data Extending Business Concept Model (Ontology) to support additional properties Copyright 2015 TopQuadrant Inc Slide 20

Demo Copyright 2015 TopQuadrant Inc Slide 21

Collaboration features Change management, versioning and working copies Task assignment Security and permissions RACI support: Responsible, Accountable, Consulted, Informed Copyright 2015 TopQuadrant Inc Slide 22

RACI support Copyright 2015 TopQuadrant Inc Slide 23

Additional features Data quality and validation rules Hierarchy management Crosswalks APIs, integration and customization Copyright 2015 TopQuadrant Inc Slide 24

Questions? Want to Learn More? Model driven flexibility for present and future needs Empowers data stewardship easy maintenance minimal IT involvement User friendly web-based UI Metadata capabilities Easy customization Governance For more information: rdm-info@topquadrant.com Copyright 2015 TopQuadrant Inc Slide 25