529 College Savings Plan Alliance Bernstein RI (800) 227-4618 Allianz Life Financial Services, LLC OK (866) 529-7462 Allianz Life Financial Services, LLC MI (866) 529-7462 Allianz Life Financial Services, LLC SD (866) 529-7462 American Century KS (877) 882-6236 American Funds VA (800) 421-9900 Blackrock OH (800) 882-0052 Bright Directions IL (866) 722-7283 Calvert DC (800) 368-2746 Columbia SC (800) 688-8259 Columbia NY (800) 688-8259 Fidelity Advisor CA (800) 522-7297 Fidelity Advisor NH (800) 522-7297 First National Bank NE (877) 846-7283 Franklin Templeton NJ (800) 342-5236 Hartford CT (866) 574-3542 Alliance Bernstien Collegboundfund RI Allianz OklahomaDream 529 Plan Allianz MI 529 Advisor Allianz CollegeAccess 529 Plan American Century Learning Quest 529 Kansas American Funds College America 529 Plan, Virginia BlackRock CollegeAdvantage 529 Plan OH Bright Directions College Savings Program IL Calvert DC College Savings Plan DC Columbia Future Scholar 529 Plan SC Columbia New York State College Choice 529 plan NY Fidelity The ScholarShare Advisor College Savings Plan, CA Fidelity Advisor College Savings Plan, NH NEST 529 (Nebraska Education Savings Plan) Franklin Templeton College Savings 529 Plan, New Jersey Hartford Chet 529, Connecticut Page 1
Hartford WV (866) 574-3542 ING WI (800) 334-3444 INVESCO/AIM NE (800) 421-5666 John Hancock AK (866) 222-7498 Legg Mason CO (888) 572-4652 Massachusetts Financial Services OR (800) 343-2829 Oppenheimer TX (866) 529-7283 Oppenheimer NM (866) 529-7283 Oppenheimer IL (866) 529-7283 Putnam NV (877) 711-1890 Union Bank and Trust Company of Lincoln IL (866) 722-7283 Upromise Indiana IN (866) 485-9413 Upromise Iowa IA (800) 774-5127 Upromise Missouri MO (800) 621-1148 Upromise NY NY (800) 774-2108 Van Kampen AL Hartford Smart 529, West Virginia Tomorrow's Scholar 529 Plan WI Invesco AIM (College Savings Plan) NE John Hancock Freedom 529 Plan for Alaska LeggMason Scholars Choice, Colorado MFS 529 Savings Plan, Oregon Oppenheimer Funds LoneStar 529 Plan, Texas Oppenheimer Scholars Edge, New Mexico Oppenheimer Funds Bright Start 529 Plan, Illinois Putnam 529 Plan of America, Nevada Bright Directions College Savings Program IL CollegeChoice Advisor 529 Savings Plan Iowa Advisor 529 Plan MOST - Missouri's 529 Advisor Plan New York's 529 Advisor-Guided College Savings Plan Higher Education Fund Alternative Investments: Business Development Company Page 2
CNL Franklin Square Capital Partners Corporate Capital Trust BDC FS Energy and Power Fund, Franklin Square (FS) Investment Company Fund II Alternative Investments: Energy Investing Atlas Energy (800) 251-0171 US Energy (800) 636-7606 Service Only: Atlas Public 18-2009(C), Atlas Resources Public #17-2008, Atlas Resources Series 30-2011 LP, Atlas Resources Series 31-2011 LP, Atlas Resources Series 32-2012 LP, Public 16-2007A Service Only: 2008 Omega Drilling Program 2 LP, 2011 Alpha Energy Partners Drilling Program B, US Energy 2012 Alpha A, US Energy 2012 Genesis I II (non-qualified $ only), US Energy Omega 2009, US Energy Platinum 2009, US Energy Platinum Energy 2007 B Alternative Investments: Infrastructure Investing ATEL Fund 15 ICON Capital (800) 435-5697 ICON Fund 15 Alternative Investments: Managed Futures Altegris (800) 828-5225 Steben & Company Inc. (800) 726-3400 Winton Futures Fund Futures Portfolio Fund Alternative Investments: Real Estate Exchange (1031) AEI (800) 328-3519 Inland (800) 826-8228 (contact sponsor for currently approved programs) Cranberry Retail Venture DST (aka Dick's Sporting Goods) Service Only: Bradenton Mutlifamily DST, Inland National Net Lease Portfolio II Page 3
Alternative Investments: Real Estate Investing AEI (800) 328-3519 American Realty Capital Corporation (877) 373-2522 Accredited Investor Fund VII American Realty Capital NY Recovery REIT, American Realty Capital Trust V (ARCTV) Service Only: American Realty Capital Healthcare Trust, Inc., American Realty Capital Trust III (ARCTIII), American Realty Capital Trust IV (ARCTIV) Behringer Harvard (866) 655-3600 CNL (800) 522-3863 Clarion Partners (800) 334-3444 Cole (866) 341-2653 Service Only: Opportunity Reit I Inc Service Only: Global Trust REIT Clarion Partners Property Trust Cole Corporate Income Trust, Cole Credit Property Trust IV (CCPT IV) Service Only: Cole Credit Property Trust II, Cole Credit Property Trust III, Cole Opportunity Fund Dividend Capital (866) 324-7348 Griffin Capital (866) 606-5901 Hines Inland (888) 671-1031 KBS Real Estate Investment Trusts (866) 527-4264 Industrial Income Trust Griffin American Essential Asset follow-on (formerly Net Lease), Griffin American Healthcare Reit II Hines Global Reit Follow On Service Only: Diversified REIT KBS REIT III Service Only: KBS REIT I, KBS Reit II, Strategic Opportunity REIT NorthStar (877) 940-8777 SC Distributors (888) 292-3178 Northstar REIT Carter Validus Mission Critical REIT Page 4
Steadfast Capital Markets Group (877) 525-7264 WP Carey, Inc. (800) 972-2739 Wells Real Estate (800) 448-1010 clearwater (866) 217-4906 Steadfast Income REIT Carey Watermark Investors Service Only: Core Office Income REIT, Wells REIT II, Wells Timberland REIT Service Only: 2008 Note Program LLC Annuity: Fixed Annuity The products that are designated as "(service only)" identify products on which a rep can become a rep of record and provide ongoing service, but new sales are not allowed. For more information on this topic please reference the Understanding the guide link at the bottom of this page. AIG/American General (AIG Valic) (800) 975-7856 AXA Distributors (888) 517-9900 Allianz Life Financial Services, LLC (College Access 529) (800) 950-7372 Allstate (888) 525-7355 Hartford (Fortis Advisors) (800) 523-7798 Retirement Premiere Guaranteed Growth Annuity (GGA) Dominator, SPIA Service Only: Treasury Link Plus Income Security, Savers Plus Service Only: Immediate Annuity, Saver Certainty, Saver Max ING (Security Life of Denver) (800) 369-5301 Jackson (800) 711-5653 Guaranty Choice Action, Bonus Max, Max, Max One, Max One XL, Max XL, Super Max, Target Select Service Only: Jackson Single Max Annuity, Flex 1 John Hancock (T.Rowe Price Alaska 529 plan) Service Only: GPA 1, GPA Plus Page 5
Massachusetts Mutual Life Insurance Company (800) 262-1626 MetLife (Paragon Life) (800) 848-3854 Midland National Life Insurance (877) 586-0240 Nationwide Financial (Gartmore ) Service Only: Immediate, Odyssey, Odyssey Plus Service Only: Account for Keeps (SPDA), FA, SPDA-XLC, SPIA-XLC, XG, XR Cash Management, Direct Income, Flex II, National Flex I Eagle Plus (NY), Income Promise (SPIA), Platinum III New York Life (888) 474-7725 Service Only: Lifetime Income, New York Life Fixed Annuity, Preferred, Select 5 Pacific Life (800) 722-2333 Expedition, Explorer, Explorer (NY), Frontiers II, Frontiers II (NY), Income Provider Service Only: Pacific Frontiers Protective (800) 628-6390 Security Benefit Life (800) 888-2461 Sun Life Financial (866) 637-5348 Symetra (800) 706-0700 ProSaver Platinum Service Only: Security Benefit Choice Focus Five, Keyport Value Custom Products Service Only: Flex Premium Plus, Preference FP, Secure, Select 3 Annuity: Fixed Annuity (Sold with a prospectus) Hartford (Fortis Advisors) (800) 523-7798 CRC Select III Service Only: CRC, CRC Select, CRC Select II, Simple Income Solution ING (Security Life of Denver) (800) 369-5301 Lifetime Income annuity, Select Rate Service Only: Golden Select Guarantee Annuity John Hancock (T.Rowe Price Alaska 529 plan) (800) 334-4437 Signature 401(k) Page 6
Nationwide Financial (Gartmore ) Penn Mutual Protective (800) 628-6390 Prudential (Strategic Partner Funds ) Best of America Platinum Edge Penn Flexible Premium Fixed Deferred Annuity Pro Saver Platinum Service Only: Discovery Classic, Discovery Select Annuity: Index Annuity Registered representatives may sell the following equity indexed annuity (EIA) products. EIA product applications and forms must be submitted to Woodbury Financial Brokerage Operations. Visit the index annuities page for a comprehensive explanation of our operating procedures including appointment instructions, business processes, compliance guidelines, and compensation schedules. Allianz Life Financial Services, LLC (College Access 529) (800) 542-5427 222 Annuity, 360, 365i, Endurance Elite, Endurance Plus, MasterDex 5 Plus, MasterDex X, ProV1 Service Only: MasterDex Plus Great American Financial Resources, Inc. (888) 504-7109 Hartford (Fortis Advisors) American Valor 10, Safe Outlook, Safe Return Saver Solution, Saver Solution Choice ING (Security Life of Denver) (800) 369-5301 Envoy Liquidity Option 6, Envoy Liquidity Option 9, MultiIndex 10, MultiIndex 7, Secure Index 5, Secure Index 7, Secure Index Opportunities Plus Service Only: Envoy Liquidity Option 3 Jackson (800) 711-5653 Ascender Plus Select, Elite Annual Reset 10, Elite Annual Reset 5, Elite Annual Reset 7, Elite Choice (version 10), Elite Choice (version 6), Elite Choice (version 8), Elite Choice Rewards (8, 10 yr CDSC only) Lincoln Financial Group (888) 895-4830 New Direction 6, New Direction 8, OptiChoice 5, OptiChoice 7, OptiChoice 9, Optipoint 10, Optipoint 8 Page 7
Midland National Life Insurance (877) 586-0241 Capstone 7(Seven-year only), Diversity 10, Innovator 7 (Seven year only), MNL Pinnacle, Main Street Four, Prosperity 7 (Seven year only), Select 10, Select 6, Select 8 Service Only: Veridian, Veridian Seven Nationwide Financial (Gartmore ) (800) 321-6064 Pacific Life Clear Horizon Pacific Index Choice Annuity: Variable Annuity The products that are designated as "(service only)" identify products on which a rep can become a rep of record and provide ongoing service, but new sales are not allowed. For more information on this topic please reference the Understanding the guide link at the bottom of this page. AIG Alliance Bernstein (800) 828-3462 AIG/American General (AIG Valic) (800) 251-6071 Service Only: Alliance Ovation, Alliance Ovation Advisor, Alliance Ovation Plus, Ovation Advantage, Ovation Five, Profile Assured Choice, Portfolio Director Service Only: Generations Variable Annuity, Platinum Investor Variable Annuity AUL (One America) (877) 446-4285 AXA Distributors (888) 517-9900 DirectPoint, Flexible Premium, SelectPoint Plus "Bonus" Flexible Premium, SelectPoint Single Premium, Starpoint Flexible Premium, Voyage Protector Accumulator, Accumulator 11, Accumulator Elite, Accumulator Plus, Accumulator Select, Cornerstone 11, Retirement Cornerstone 13, Structured Capital Strategies Series B, Structured Capital Strategies Series C, Structured Capitial Strategies Fee-based Service Only: Cornerstone 11 B Series, Income Manager Payout Annuity, Mony Variable Annuity, Retirement Cornerstone 12 b Allianz Life Financial Services, LLC (College Access 529) (800) 542-5427 All Franklin ValueMark annuity products, Alterity, Charter II, Rewards, ValueMark Income Plus Immediate, Vision Service Only: Charter VA, High Five, USAllianz Dimensions Page 8
Allstate (800) 457-7617 American National Insurance (800) 306-2959 Ameriprise (Riversource) (800) 817-4647 Ameritas (The UNIFI Group) (800) 319-6903 Service Only: AIM Lifetime Plus II, Advisor Variable Annuities, Allstate Advisor, Allstate Advisor Plus, Allstate Marketsmart, Allstate Treasury-Linked Annuity, Putnam Advisor Plus, Putnam Advisor Preferred, Putnam Allstate Advisor Service Only: Wealth Quest III Group, WealthQuest IIIVA Service Only: Riversource FlexChoice Select C, Riversource FlexChoice Select L, Riversource Innovations Select (NY), Riversource Signature One Select, Riversource Signature Select, Wells Fargo-branded Riversource VAs Overture Medley Service Only: Annuity III Plus, Flexible Premium Deferred Annuity, Overture Accent, The Visionary, The Visionary Choice, The Visionary Star, Union Central VA Ameritas Acacia (The UNIFI Group) (800) 745-6665 Overture Medley, Annuity III Plus Service Only: Overture Accent, The Visionary, The Visionary Choice, The Visionary Star Canada Life (800) 905-1959 Chase Insurance (800) 554-5426 Service Only: Trillium, Varifund Advantage III, Preferred Plus Service Only: Destinations, Passport Forethought Insurance Company (866) 645-2449 Genworth (GE Financial Assurance) (800) 521-8884 GlenBrook Life (800) 776-6978 Great American Financial Resources, Inc. (800) 438-3398 ForeRetirement B, ForeRetirement C, ForeRetirement L Service Only: Commonwealth Extra, Commonwealth VA Plus, Retire Ready Choice, Retire Ready Extra, Retire Ready Freedom, Retire Ready One, Retire Ready Selections, Retirement Answer AIM Lifetime Plus II VA Access100, ContributorPlus, Flex(b) (403(b)), Transition20 Service Only: Commodore Advantage, Commodore Americus, Commodore Helmsman, Commodore Independence, Commodore Majesty, Commodore Nauticus, Commodore Navigator, Commodore Spirit, GT Global Allocator Page 9
Guardian Insurance & Annuity(RS Mutual funds) (866) 390-7268 CxC, Guardian Income Access, Guardian Tradition, Investor Asset Builder, Investor Variable Annuity B Series, Investor Variable Annuity L Series Service Only: Guardian C+C, Guardian Investor Retirement Asset Manager Hartford (Fortis Advisors) (800) 523-7798 Personal Retirement Manager, Personal Retirement Manager (B, C, L) Service Only: All Director M VAs, All Director VAs, All Leaders VAs, All New York Variable Annuities, All Putnam Capital Manager-branded VAs, All Union Security-branded (formerly Fortis) VAs, Director Edge, Director Epic, Director Outlook, EmPower VA, Masters VA, Nations, Opportunity VA Plus, Select Leaders ING (Security Life of Denver) (800) 238-6254 Advantage Century Series 403(b), Retirement Choice 403(b) Service Only: Advantage Century Plus, Advantage Periodic Series, Advantage Transfer Series, Asset Accumulator, Asset Portfolio, Empire Traditions, Encore, Encore Flex, Equi Select, Estate Designer, Future Dimensions, Golden Select - Generations, Golden Select Access, Golden Select DVA, Golden Select ES II, Golden Select Guarantee, Golden Select Landmark, Golden Select Opportunities, Golden Select Premium Plus, ING Architect VA, ING Golden Select Value VA, ING Smart Design, Immediate VA, Marathon Plus, MultiVest, Smart Design Advantage, Smart Design MRI, Smart Design Signature, Strategic Investor Integrity Life Insurance (800) 804-4465 AdvantEdge, AnnuiChoice, Pinnacle Flexible Premium Variable Annuity, Pinnacle V Service Only: Grand Master Flex 3, IQ3 The Smart Annuity, Momentum Advantage Series 10, Momentum Advantage Series 4, Momentum Advantage Series 5, Momentum Advantage Series 7, New Momentum II, Pinnacle IV, Pinnacle Plus Jackson (800) 711-5653 Advisor II, Elite Access, L Series, Perspective II, Perspective Rewards Service Only: Defined Strategies, Perspective, Perspective Advantage, Perspective Focus, Perspective Investor Jefferson National (866) 667-0564 Advantage, Advantage Plus, Advantage Reward, Advantage Reward 2 Plus2, Advantage Strategy, Advisor, Educator, Maxiflex, Monument Page 10
John Hancock (T.Rowe Price Alaska 529 plan) (800) 334-4437 Annuity Note, Flexible Premium, Venture, Venture 4, Venture 7, Venture III, Venture Vantage, Venture Vision Service Only: Accommodator, Declaration, Independence 2000, Patriot, Performance Plus, Revolution, Revolution Access, Revolution Extra, Revolution FX, Revolution Value, Scudder Destinations, Scudder ML3, Scudder Wealthmark, Venture Opportunity Lincoln Benefit Life (800) 865-5237 Consultant Solutions (Classic), Consultant Solutions (Select) Service Only: Consultant I, Consultant II, Consultant Solutions (Elite), Consultant Solutions (Plus), Investors Select, Premier Planner Lincoln Financial Group (800) 443-8137 American Legacy II, American Legacy III, American Legacy III View, Choice Plus Assurance, Choice Plus Assurance Bonus, Legacy, Legacy III Plus, Multi-Fund Select Service Only: American Legacy O shares (Edward Jones), Choice Plus II Accru, Choice Plus O shares (Edward Jones), Shareholders Advantage Massachusetts Mutual Life Insurance Company (800) 262-1626 MetLife (Paragon Life) (800) 848-3854 Service Only: Artistry, Evolution, LifeTrust, Panorama, Panorama Passage, Panorama Plus, Panorama Premier, Transitions, Transitions Select Capital Preservation Account, Portfolio Architect PLUS, Protector Equity Portfolio, Series C, Series L, Series VA, Universal, Zenith Performer, Zenith Retirement Service Only: Annuity Class AA, Class A, Class B, Class C, Index, MLI VAriable Annuity Class VA, MLI VAriable Annuity Class L, MLI Variable Annuity Series L, MLI Variable Annuity Series VA, Pioneer Annuist, Portfolio Architect Access, Portfolio Architect Accumulator, Portfolio Architect II, Portfolio Architect L, Preferance Plus Select B, Preference Plus Account, Preference Premier (all), Series S, Series XC, Series XTRA, Vintage III, Vintage XC Midland National Life Insurance (877) 586-0240 Advantage II, National Advantage, Variable Annuity II Service Only: Vector, Vector II Mutual of Omaha (United of Omaha life) (800) 238-9354 National Life Insurance Company (800) 732-8939 Service Only: Ultra Annuity V Sentinel Advantage VA Page 11
Nationwide Financial (Gartmore ) (800) 451-8333 BOA Future II Annuity, BOA IV Annuity, BOA Successor Annuity, Destination B, Destination C, Destination EV, Destination L Annuity, MarketFLEX II Service Only: America's INCOME Annuity, America's MarketFLEX Annuity, BOA Achiever Annuity, BOA All American Annuity, BOA All American Gold Annuity, BOA America's Exclusive Annuity, BOA America's Exclusive Annuity II, BOA America's Vision Annuity, BOA Choice Venue II, BOA Elite Venue Annuity, BOA ElitePro CLASSIC Annuity, BOA ElitePro LTD Annuity, BOA FUTURE Annuity, Market Street VIP 2, Options VIP, Platinum V, VIP, VIP Extra Credit, VIP Premier, VIP2, MarketFLEX Advisor New York Life (800) 535-5162 MaINSTay Plus II, MaINSTay Premium Plus, MaINSTay Select Service Only: MaINSTay Access, MaINSTay Plus Ohio National Life Insurance (888) 744-7355 Oncore Lite, Oncore Lite II, Oncore Premier, Oncore Value, Oncore Xtra Service Only: Oncore Flex Pacific Life (800) 722-2333 Choice VA (All share classes), Pacific Innovations Select, Pacific Odyssey, Pacific One Select, Pacific Portfolios, Pacific Value, Pacific Value Edge, Pacific Value NY, Pacific Value Select, Pacific Voyages Service Only: Pacific Destinations (O share) VA, Pacific Select Variable Annuity Penn Mutual (800) 818-8184 Enhanced Credit, Inflation Protector, Penant Select, Penn Freedom, Retirement Planner, Smart Foundation Flex VA, Smart Foundation Plus, Smart Foundation VA Service Only: Commander, Diversifier II Principal (Principal Investors Fund) (800) 654-4278 Protective (800) 628-6390 Service Only: Flexible VA, Investment Plus Access XL C Share, Rewards Elite L Share, Rewards II B Share, Variable Annuity B, Variable Annuity C, Variable Annuity L Service Only: Advantage A Share, Advantage A Share Special Buyers Version, Elements Access, Elements Classic, Elements Plus, Mileage Credit, PVA, PVAII, Platinum Series (NY), Protective Access, Protective II, Protective Values Advantage, Values, Values Access, Values Advantage Page 12
Prudential (Strategic Partner Funds ) (800) 752-6342 Defined Income Annuity, Prudential Premier Retirement Series B, Prudential Premier Retirement Series C, Prudential Premier Retirement Series L Service Only: Advanced Series (Apex) II, Advanced Series (Choice 2000), Advanced Series (Impact), Advanced Series (Protector), Advanced Series (Xtra) Credit, Advanced Series (Xtra) Credit Eight, Advanced Series (Xtra) Credit Six, Advanced Series Advisor Plan (ASAP) III, Advanced Series Advisors Plan(ASAP) II NY, Advanced Series Lifevest (ASL), Advanced Series Lifevest (ASL) II, Defined Investments Annuity, Discovery Select Exchange, Optimum Four, Pru Premier Retirement VA B Series, Pru Premier Retirement VA L Series, Pru Premier Retirement VA X Series, Strategic Partners (SM) Horizon, Strategic Partners Advisor (Basic), Strategic Partners Annuity One, Strategic Partners Annuity One III, Strategic Partners Annuity One III Non Bonus, Strategic Partners Bonus, Strategic Partners Enhanced, Strategic Partners Select VA, Variable Investment Plan SE2 Commonwealth (800) 533-7881 Sammons Retirement Solutions Securian (Minnesota Life) (866) 335-7355 Service Only: Allmerica Advantage, Allmerica Select Acclaim, Allmerica Select Resourses II Livewell VA Mulit-Option Legend, Multi-Option Advisor, Multi-Option Extra, Multi-Option Guide VA B, Multi- Option Guide VA L Service Only: Adjustable Income Mega Multi Option Classic, Multi-Option Achiever, Mutli-Option Select Security Benefit Life (800) 888-2461 AdvisorDesigns VA, All Variflex products, Security Benefit Advanced Design, Security Benefit Advisor, Security Design Service Only: LS, Security Benefit Extra Credit Sun Life Financial (800) 752-7216 Futurity III, MFS Regatta (Choice I), MFS Regatta (Extra), MFS Regatta (Flex II), MFS Regatta four, Masters Access, Masters Choice, Masters Extra, Masters Flex, Regatta Choice II, Regatta Classic Service Only: Compass 1, Compass 2, Compass 3, Futurity, Futurity II, MFS Regatta Platinum, Regatta Gold Page 13
SunAmerica Asset Management Corp (AIG SunAmerica ) (888) 502-2900 Polaris Advantage, Polaris Advantage II, Polaris Choice II, Polaris Choice IV, Polaris Platinum III, Seasons Advisor II Service Only: Anchor ICAP II, Diversified Strategies III (WM Funds), Ovation Plus, Polaris Advisor, Polaris Choice III, Polaris II, Polaris Platinum II, Polaris Plus, Seasons Advantage, Seasons Select II, Seasons Triple Elite, Seasons Triple Elite NY Symetra (800) 706-0700 Spinnaker (nonqualified), Spinnaker (qualified), Spinnaker Advisor Service Only: Spinnaker Plus Transamerica (PFL business) (800) 851-7555 Transamerica Landmark TFLIC(NY), Transamerica Liberty TFLIC (NY), Transamerica Principium II, Transamerica Principium II TFLIC(NY), Transamerica Principium III, Transamerica VA Series B Share (fka Landmark), Transamerica VA Series C Share (fka Freedom), Transamerica VA Series L Shaer (fka Liberty), Transamerica VA Series X Share (fka Extra) Service Only: Bounty, Catalyst, Classic, Landmark II, Merrill Lynch Investors Choice, Retirement Income Builder II, Transamerica Access, Triple Advantage US Life Insurace Co. NY (AIG) (877) 814-4015 United Investors Life Insurance Company (800) 288-2722 Western Reserve Life Assurance Co (800) 443-9975 US Life Polaris Advantage II NY (Bonus), US Life Polaris Choice IV NY (L-Share), US Life Polaris Platinum III (B-Share) Titanium Investor VA Access II, Enhancer II, Freedom Premier III, WRL Freedom Multiple Service Only: Freedom Attainer, Freedom Bellwether, Freedom Conqueror, Freedom Premier, Freedom Wealth Creator Western-Southern Financial Group (800) 285-2858 Service Only: Touchstone, Touchstone II, Touchstone Select Employer-Sponsored Group Plan: Group Annuity AIG/American General (AIG Valic) (877) 692-6738 AUL (One America) (800) 561-3329 Polaris 401(k), VALIC 403(b) product, VALIC products Framework 401(k), One Solution, One Solution 403(b) Service Only: AULternative, Dimension Page 14
Ameritas (The UNIFI Group) (800) 923-2732 Advantage Select, Ameritas Edge Service Only: Daily Dimensions IV, Daily Dimensions V, Daily Dimensions VI, Daily Dimensions VII, ESP 401(k) Assurity(Security Financial Life Insurance) (800) 276-7619 Diversified Investment Advisors (800) 770-6797 First Mercantile (800) 753-3682 Genworth (GE Financial Assurance) (800) 521-8884 Great American Financial Resources, Inc. (800) 438-3398 Great West Life (877) 630-4015 Guardian Insurance & Annuity(RS Mutual funds) (866) 390-7268 401(k) Diversified Investors Strategic Allocation Funds:, MOD P70893 TDA Variable Group Tax Deferred Annuity Retirement Services Service Only: Commonwealth 401(k), RetireReady One, RetireReady One NY TotalGroup ( use with 457 plans) 403(b), Key 401(k), NAV 401(k), Premier key Choice, Guardian Advantage Service Only: 401(k) Investor Hartford (Fortis Advisors) (800) 874-2502 Advantage 401(k), Aviator 401(k), Emerging Business 401(k), Premier Enterprise 403(b), Premier Solutions 403(b) Service Only: Record Keeper Plus ING (Security Life of Denver) (866) 481-3653 John Hancock (T.Rowe Price Alaska 529 plan) (877) 346-8378 Custom Choice 457 plan, MAP+, Retirement Choice 403(b), Retirement Plus II 403(b) Signature Service Only: Allocated Retirement Account, Asset Builder, Money Manager, Optimix, Ultraflex Lincoln Financial Group (800) 443-8137 Massachusetts Mutual Life Insurance Company (800) 767-1000 The Director 401(k), 403(b) Artistry Page 15
MetLife (Paragon Life) Mutual of Omaha (United of Omaha ) (877) 401-7253 Nationwide Financial (Gartmore ) (800) 321-6064 Service Only: Employee Benefits Group Annuity 401(k) plans, Financial Freedom Select, Gold Track, Informed (k) Service Only: Mutual of Omaha standard 401(k) plan BOA Group 403(b), BOA Retirement Advisor, BOA Retirement Plan Trust, BOA Soloist, BOA Vision, Flexible Advantage, Retirement Innovator, Retirement Resource Service Only: Selector Plus Ohio National Life Insurance (877) 665-2468 Penn Mutual (800) 818-8184 Phoenix (800) 541-0171 Pension Advantage, Performance Advantage, Portfolio Advantage, Retirement Advantage Group Annuity Service Only: Diversifier I Service Only: Group Strategic Edge Principal (Principal Investors Fund) (800) 952-3343 Principal Comprehensive Retirement Program (PCRP), Flexible Pension Investment Service Only: 401(k): Flexible Investment Annuity, Select Investment Plus Security Builder Prudential (Strategic Partner Funds ) (800) 353-2847 Securian (Minnesota Life) (877) 876-4015 Standard Insurance (800) 262-7111 Sun Life Financial (866) 637-5348 SunAmerica Asset Management Corp (AIG SunAmerica ) (877) 814-4015 Symetra (800) 706-0700 Transamerica (PFL business) (888) 401-5826 Discovery, Medley Advantage Plan, Express Plan, Select Plan Annuity Service Only: Architect Group Annuity, Compass 3, Compass Group VA Polaris 401(k) Service Only: 401(k) AssetBuilder, The Plan, Partner iseries, The Plan Service Only: Transamerica/Paychex 401(k) Plan Page 16
Western Reserve Life Assurance Co (800) 443-9975 Asset Accumulator Employer-Sponsored Group Plan: Group Funding Agreement Hartford (Fortis Advisors) Aviator 401(k) Employer-Sponsored Group Plan: Group Life Hartford (Fortis Advisors) Hartford 457 Paragon Life (800) 685-0124 Securian (Minnesota Life) (866) 335-7355 Paragon Select G VUL GRPL Employer-Sponsored Group Plan: Group Mutual Fund Alliance Bernstein (Alliance Capital Management) American Funds (College America) (800) 421-9900 Service Only: Link 401(k) Plan Premier, Plan Premier TPA, RecordKeeper Direct Service Only: RecordKeeper Connect Aspire (ASP 403b) (866) 634-5873 Fidelity Advisor (800) 544-9999 Hartford (Fortis Advisors) (800) 874-2502 Lincoln Financial Group Nationwide Financial (Gartmore ) (800) 321-6064 403b Non ERISA plan Fidelity Advisor 401(k) Program Service Only: Record Keeper Plus Lincoln Alliance Flexible Advantage, Retirement Innovator Page 17
Pacific Life (800) 722-2333 Principal (Principal Investors Fund) (800) 952-3343 Pacific Life Kestone 401(k) Principal Advantage Service Only: Pension Provider Putnam (College Savings Plan of Nevada) (866) 207-7261 Putnam 401(k) Employer-Sponsored Group Plan: Individual K AUL (One America) (800) 561-3329 Ameritas (The UNIFI Group) (800) 923-2732 Hartford (Fortis Advisors) (800) 874-2500 ING (Security Life of Denver) (866) 481-3653 INVESCO/AIM (Van Kampen) (800) 337-4246 John Hancock (T.Rowe Price Alaska 529 plan) (800) 225-6020 Oppenheimer (Lone Star) Pacific Life (800) 722-2333 Pioneer (800) 225-6292 Principal (Principal Investors Fund) (800) 952-3343 Putnam (College Savings Plan of Nevada) (866) 207-7261 SunAmerica Asset Management Corp (AIG SunAmerica ) (800) 858-8850 One Solution Solo Plus Service Only: Hartford Individual 401(k) Plan K(Choice) INVESCO Solo (k) Plan T(k)O Total 401(K) for owners Oppenheimer Single (k) Indivigual K Pioneer Uni (k) Individual 401(k) Putnam Indivigual 401(K) SunAmerica Individual 401(K) Page 18
Employer-Sponsored Group Plan: TAMP Aris Corporation (800) 378-6777 Brinker Capital (800) 333-4573 Meeder Financial (866) 633-3371 Probity Advisors (214) 891-8131 SEI Investments (888) 734-2679 Retirement Services Retirement Plan Services Retirement Plan Services Qualified Retirement Plans Retirement Plan Services Life Insurance: Index Universal Life Equity Indexed Universal Life (EIUL) policies are considered a fixed life insurance product. Applications do not need to be submitted to Woodbury Financial.Note: Equity Indexed Annuities must be submitted to Woodbury Financial Brokerage Operations. Hartford (Fortis Advisors) (877) 800-2738 Midland National Life Insurance (877) 586-0240 Nationwide Financial (Gartmore ) (800) 321-6064 Pacific Life (800) 800-7681 Frontier Indexed UL Indexed ULXL CV, Indexed ULXL CV2, Indexed ULXL EC YourLife Indexed UL Indexed Pacific Estate Preserver UL, Pacific Indexed Accumulator III, Pacific Prime IUL Life Insurance: Private Placement Variable Universal Life (PPVUL) Corporate-Owned Life Insurance (COLI), Bank-Owned Life Insurance (BOLI), or Individual Private Placement.Private Placement VUL (PPVUL) is a unique product typically reserved for the higher net worth or corporate/business owned entities. Typical minimums are $10 million premium for the corporate level ($5 million on a recurring premium case) and typically a $1 million premium on the individual.as with any brokerage product, any Private Placement VUL business requires submission through the home office by utilizing all Woodbury Financial Services required point of sale documentation and broker dealer applications. Page 19
Great West Life (303) 737-6891 Hartford (Fortis Advisors) (800) 854-3384 Lincoln Financial Group (860) 466-1441 Massachusetts Mutual Life Insurance Company (860) 562-4630 Sun Life Financial (781) 446-3363 Service Only: Private Placement Variable Universal Life Service Only: BOLI-COLI, Private Placement Variable Universal, Private client services (individual) Service Only: Private Placement Variable Corporate and specialty markets - COLI only Service Only: Private Placement Group Variable Universal Life Service Only: Large Case Private Placement Variable Universal Life Life Insurance: Survivor Variable Universal Life Ameritas (The UNIFI Group) (800) 745-6665 Overture Bravo (SVUL) Service Only: Overture Life (SPVL) Hartford (Fortis Advisors) (800) 800-2000 ING (Security Life of Denver) (866) 464-7355 Hartford VUL Last Survivor Variable Estate Design (SVUL) Service Only: Variable Survivorship Universal Life John Hancock (T.Rowe Price Alaska 529 plan) (888) 266-7498 Accumulation SVUL, Protection SVUL Service Only: Venture SVUL Lincoln Benefit Life (800) 865-5237 Lincoln Financial Group (877) 533-0114 Consultant SL American Legacy PreservationEdge SVUL, Lincoln SVUL One Service Only: Ensemble SL, SVUL II Massachusetts Mutual Life Insurance Company (800) 767-1000 Service Only: SVUL Guard, SVUL II Page 20
MetLife (Paragon Life) (877) 638-0411 Midland National Life Insurance (800) 588-2066 National Life Insurance Company (800) 732-8939 Nationwide Financial (Gartmore ) (800) 321-6064 Service Only: Travelers Variable Life Survivorship II, Zenith Survivorship Variable Survivorship Life Sentinel Estate Provider SVUL Best of America Next Generation Survivorship VUL, Best of America Protection Survivorship VUL, YourLife Survivorship VUL Service Only: BOA Next Generation Last Survivor VUL, Survivor Options Elite, Survivor Options Premier New York Life (888) 695-4748 Survivorship VUL Accumulator Service Only: Survivorship Ohio National Life Insurance (800) 366-6654 Principal (Principal Investors Fund) (800) 654-4278 Protective (800) 628-6390 Prudential (Strategic Partner Funds ) (800) 782-5356 Vari-Vest Survivor SVUL Service Only: Premier Survivor SVUL II Service Only: Platinum Investor Survivor Sun Life Financial (866) 990-2399 Transamerica (PFL business) (800) 346-3677 Service Only: Futurity Survivorship II TransSurvivor Life Life Insurance: Term Life Insurance AXA Distributors (888) 517-9900 ART, Term 10, Term 20, Term 30, Term ROP 20, Term ROP 25, Term ROP 30 Service Only: MONY Level Term Page 21
Ameritas (The UNIFI Group) (800) 319-6903 LTI 10, LTI 15, LTI 20, LTI 30 General American (GenAm Financial) (800) 237-6580 Term 10, Term 20 Hartford (Fortis Advisors) (800) 800-2000 Bicentennial Term 10, Bicentennial Term 15, Bicentennial Term 20, Bicentennial Term 30 Jackson (800) 711-5653 Protector 30 Service Only: Protector 10, Protector 15, Protector 20 Lincoln Financial Group (877) 533-0114 Term Massachusetts Mutual Life Insurance Company (800) 767-1000 Term 10, Term 20, Term 5 Service Only: Term 30Guarantee MetLife (Paragon Life) (877) 638-0411 Guaranteed Term 10, Guaranteed Term 15, Guaranteed Term 20, Guaranteed Term 30 Midland National Life Insurance (877) 586-0240 Nationwide Financial (Gartmore ) (800) 321-6064 20 Year Term, Executive Term, Premier Term Guaranteed Level Term, Guaranteed Term Series, YourLife Term II Ohio National Life Insurance (888) 744-7355 Flex Term Series 10, Flex Term Series 15, Flex Term Series 20 Pacific Life (800) 800-7681 PRO/ART, Protector 10, Protector 20 Phoenix (800) 417-4769 Term Life Success Principal (Principal Investors Fund) (800) 654-4278 ART, Term 10, Term 20 Protective (800) 628-6390 MultiTerm Prudential (Strategic Partner Funds ) (800) 286-7745 Elite, Essential 10, Essential 15, Essential 20, Essential 30 Symetra (800) 706-0700 ART, Term 10, Term 15, Term 20, Term 30 Page 22
Western Reserve Life Assurance Co (800) 443-9975 Freedom Term II (10), Freedom Term II (15), Freedom Term II (20), Freedom Term II (30) Life Insurance: Universal Life AIG/American General (AIG Valic) (800) 251-6071 AXA Distributors (888) 517-9900 Second-To-Die: Platinum Investor Survivor II Athena Survivorship III, Athena Universal Life III Service Only: Athena, Athena UL, Equitable Survivorship Universal Life II (ESUL II), Equitable Universal Life II (EUL II), MONY UL General American (GenAm Financial) (800) 237-6580 Hartford (Fortis Advisors) (800) 800-2000 General American UL Bicentennial UL Founders II, Bicentennial UL Freedom, Bicentennial UL Joint Freedom II Service Only: Advanced LSUL, Advanced UL, Stag UL, UL CV Jackson (800) 711-5653 Lincoln Financial Group (877) 533-0114 Service Only: Accumulator UL, Generations UL LSUL DB 2, LSUL LPR-6, LSUL Trust Series, MoneyGuard Flex II, MoneyGuard Reserve, UL DB 2, UL LPR 6, UL LPR 7 Service Only: Life Guarantee UL Massachusetts Mutual Life Insurance Company (800) 767-1000 MetLife (Paragon Life) (877) 638-0411 Survivorship Universal Life Guard, Universal Life Guard 2, Universal Life Navigator Guaranteed Advantage, Legacy Advantage Survivorship UL, Universal Advantage Service Only: Flex Premium Multi-funded Life, Life Time Protection UL (LPUL) Midland National Life Insurance (877) 586-0240 Executive UL 5, Innovation UL 2, Primier UL 4, Survivorship Innovation UL, Utimizer 5 Nationwide Financial (Gartmore ) (800) 321-6064 Future Executive UL, Ultimate UL, YourLife Current Assumption UL, YourLife No-Lapse Guarantee SUL, YourLife SUL, YourLife Single Premium UL Service Only: Flexible Premium UL, Legacy Provider UL, Survivorship Legacy Provider UL, UL Protector Page 23
Ohio National Life Insurance (888) 744-7355 Pacific Life (800) 800-7681 Phoenix (800) 417-4769 Principal (Principal Investors Fund) (800) 654-4278 Protective (800) 628-6390 Survivor Life LP, Virtus LP Pacific Estate Preserver III, Pacific Indexed Accumulator III, Pacific PremierCare, Versa Flex VI, Versa-Flex NLG Accumulator UL, Estate Legacy, Protector UL Accumulator, Protector III, Survivorship UL, UL III Centennial G II Plus UL, Centennial G II UL, Centennial Survivor G UL, ProClassic UL Service Only: Classic UL, Custom UL, Protective 100, Protective 100 Plus, Protective 100G, Protective 500, Select ULVI, Survivor Select UL III Prudential (Strategic Partner Funds ) (800) 286-7745 Sun Life Financial Symetra (800) 706-0700 Western Reserve Life Assurance Co (800) 443-9975 Prulife Universal Plus, Prulife Universal Protector Service Only: Sun AccumULator, Sun Executive UL, Sun Universal ProtectorPlus Accelerated UL, Target Excellence Freedom 100, Freedom Protector II Life Insurance: Variable Universal Life The products that are designated as "(service only)" identify products on which a rep can become a rep of record and provide ongoing service, but new sales are not allowed. For more information on this topic please reference the Understanding the guide link at the bottom of this page. AIG/American General (AIG Valic) (800) 251-6071 Income Advantage, Platinum Investor Flex Director, Platinum Investor VIP Service Only: AIG Legacy Plus, Platinum Investor I, Platinum Investor II, Platinum Investors III AUL (One America) (877) 446-4285 Allianz Life Financial Services, LLC (College Access 529) (800) 542-5427 Asset-Care Single Premium, Flexible Premium, Individual VUL Service Only: ValueMark Single Premium, Variable Life Fund Page 24
American National Insurance (800) 899-6508 WealthQuest III Service Only: WealthQuest EDWU Ameritas (The UNIFI Group) (800) 319-6903 Advisor Services Series VUL, Excel Accumulator, Excel Accumulator VUL, Excel Performance VUL, Flex Account Ultra VL, Overture Medley, Overture Ovation, Overture Viva, Protector VUL Service Only: Overture Applause II, Overture Encore, Overture Life (SPVL) Canada Life (800) 905-1959 Genworth (GE Financial Assurance) (804) 289-6816 Hartford (Fortis Advisors) (800) 800-2000 Service Only: Prestige Service Only: Commonwealth III, Commonwealth VL Flex, GE Accumulator, GE Estate Optimizer, GE Legacy, GE Protection Plus Leaders VUL Joint Legacy, Leaders VUL Legacy, Leaders VUL Liberty Service Only: Accumulator II, Director Life Series, Protector II, Quantum II, Stag Wall Street, Wall Street Series ING (Security Life of Denver) (866) 464-7355 Asset Portfolio Manager, ING Corporate Variable Universal Life, ING Investor Elite, ING Protector Elite, ING Survivorship Variable Universal Life - CV, ING Variable Universal LIfe - ECV, ING Variable Universal Life - CV, Select Life II New York, Strategic Investor, Variable Accumulation Design Service Only: Asset Porfolio Manager, Asset Portfolio Manager, Corporate Benefit, Estate Designer, Flex Design, ING Investor Elite, ING Protector Elite, Life Design Asset Accumulator VUL, Market Dimensions, Select Life I, Select Life II, Strategic Investor, Strategic Investor VUL, Survivor Dimension, Variable Accumulation Design, Variable Estate Design Jackson (800) 711-5653 John Hancock (T.Rowe Price Alaska 529 plan) (888) 266-7498 Service Only: Perspective Investor VUL, Ultimate Investor VUL Accumulation VUL, Protection VUL Service Only: Flex Variable II, Flex Variable V, Medallion, Medallion Executive, Medallion Variable Edge I, Medallion Variable Edge II, Variable Estate Protection Plus, Venture, Venture Accumulation, Venture Protector Lincoln Benefit Life (800) 865-5237 Consultant Accumulator, Consultant Protector, TotalAccumulator Service Only: AIM Lifetime Plus SPVL, Flexable Premium Variable Life, Investor Select VUL Page 25
Lincoln Financial Group (877) 533-0114 Ensemble Protector, Lincoln AssetEdge Exec VUL, Lincoln AssetEdge VUL, PreservationEdge SVUL, VUL One Service Only: ALVULDBIV, Accru, AetnaVest Plus, American Legacy, American Legacy Estate Builder, Ensemble Accumulator, Ensemble Exec, Ensemble II, Ensemble III, Lincoln VUL Flex, SVULIV, Ultimate Investor, VUL DB II, VULCV II, VULCV-III, VULCV-IV, VULDBIV Massachusetts Mutual Life Insurance Company (800) 767-1000 Variable Universal Life III Service Only: Strategic Life, VUL, VUL Guard, VUL II MetLife (Paragon Life) (877) 638-0411 Class VL, Commonchassis VUL, Enterprise Executive Adv., Equity Advantage, SPVL, VUL, VULC Service Only: Flexible Premium Multifunded Life, Market Life VUL, MarketLife, MarketLife VUL, New England VL 65, New England Variable Ordinary Life, Travelers Variable Life Accumulator Midland National Life Insurance (800) 588-2066 Mutual of Omaha (United of Omaha life) (800) 238-9354 National Life Insurance Company (800) 732-8939 Advisor VUL, Foundation VUL, Premier VUL Service Only: Ultra Variable Life (flexible premium), Ultra Variable Life (single premium) Investor Select Service Only: Vari Trak VUL Nationwide Financial (Gartmore ) (800) 321-6064 YourLife Accumulation VUL, YourLife Protection VUL Service Only: BOA Next Generation II, BOA Next Generation Protection, Flexible Premium VUL, MarketFLEX Variable Universal Life, Modified Single Premium Variable Life I, Modified Single Premium Variable Life II, Options Elite VUL, Options Plus, Options Premier, Options Select VUL, Options VL, Protection VUL, Special Product New York Life (888) 695-4748 VUL Accumulator Service Only: Corporate Exec Series, Corporate Sponsored, Pinnacle, Single Premium Ohio National Life Insurance (800) 366-6654 Growth Perspective, Vari-Vest Asset Builder, Vari-Vest V Page 26
Pacific Life (800) 800-7681 Pacific Estate Preserver IV, Pacific Estate Preserver V, Pacific Select VUL, Prime VUL, Select Exec V, Select Performer 500 Service Only: Select Estate Maximizer, Select Exec, Select Exec II, Select Exec III, Select Exec IV Penn Mutual (800) 818-8184 Cornerstone III, Cornerstone IV, Diverisified Growth VUL, EstateMax III, EstateMax IV Service Only: Cornerstone I, Cornerstone II Phoenix (800) 417-4769 Corporate Edge, Joint Edge, Phoenix Benefit Choice, Phoenix Edge, Phoenix Express, Phoenix Individual Edge, Second-To-Die: Estate Edge Service Only: Flex Edge Success Principal (Principal Investors Fund) (800) 654-4278 Protective (800) 628-6390 Accumulator II, Benefit VUL, Executive VUL (EVUL), Income, Income Plus, Prinflex Premier III, Protective Preserver II (single premium) Service Only: Capital Solutions VUL, Premier Executive, Premier Protector, Premiere II, Protective SPVL, Protective VUL Prudential (Strategic Partner Funds ) (800) 782-5356 Prulife Custom Premier II, VUL Protector, Variable Appreciable Life Service Only: Advanced Series Life Focus, Second to die, Single Premium Variable Life Sun Life Financial (866) 990-2399 Symetra (800) 706-0700 Transamerica (PFL business) (800) 346-3677 Service Only: Futurity Accumulator II VUL, Sun Executive VUL, Sun Protector VUL Enhanced Accumulation, Premier Accumulation TransAccumulator, TransUltra Service Only: Lineage Single Premium 1 United Investors Life Insurance Company (800) 288-2722 Titanium Investor VUL Page 27
Western Reserve Life Assurance Co (800) 443-9975 Excelerator Exec, Exelerator Focus, Freedom Elite Builder, Freedom Wealth Protector, WRL for Life, Xcelerator Service Only: Financial Freedom Builder, Freedom Equity Protector Life Insurance: Whole Life AXA Distributors (888) 517-9900 Interest Sensitive Whole Life Service Only: MONY Whole Life Hartford (Fortis Advisors) (800) 800-2000 Lincoln Financial Group (877) 533-0114 Massachusetts Mutual Life Insurance Company (800) 767-1000 Nationwide Financial (Gartmore ) Ohio National Life Insurance (888) 744-7355 Pacific Life (800) 800-7681 Sun Life Financial ExtraOrdinary Whole Life Survivor Whole Life, Whole Life Legacy 10 Pay, Legacy 100, Legacy 65, Legacy HECV (High Early Cash Value), Survivorship Whole Life YourLife WL XPXL Flex Protector, Flex Protector II, Flex XV Service Only: Sun Care WL Mutual Fund Funds are available through Pershing brokerage accounts and by application with the fund family. Please note, fund families footnoted with a '1' are accessible in a Pershing brokerage account only. AKRE Focus Fund¹ (877) 862-9556 AdvisorOne¹ (866) 811-0225 Page 28
Alger (800) 992-3863 Alliance Bernstein (Alliance Capital Management) (888) 882-3100 Allianz Life Financial Services, LLC (College Access 529) (800) 426-0107 American Century (Learning Quest 529) (816) 340-4556 American Funds (College America) (800) 421-9900 American Growth Fund, Inc. (American Growth Fund Sponsors, Inc. )¹ (800) 525-2406 Aquila (800) 437-1000 Artisan Mutual Funds¹ (800) 344-1770 BB & T (Sterling Capital Funds) (800) 228-1872 Blackrock (888) 825-2257 Bogle Mutual Funds¹ (877) 264-5346 Brandes Investment Partners (858) 755-0239 Burnham (800) 462-2392 Calamos (800) 323-9943 Calvert (Summit Mutual Funds) (800) 368-2746 Catholic Financial Services¹ (877) 846-2372 CenturyFunds (800) 303-1928 Page 29
Choice Mutual funds¹ (866) 868-8825 Cohen & Steers Mutual Funds (800) 330-7348 Colorado Bondshares Mutual Funds¹ (800) 572-0069 Columbia (Nations Funds) (800) 426-3750 Compass EMP Funds (866) 376-7890 DWS Scudder (800) 767-3524 Davis Funds (Selected Funds) (800) 279-2279 Delaware Funds (800) 362-7500 Diamond Hill¹ (888) 226-5595 Dodge & Cox Mutual Funds¹ (800) 621-3979 DoubleLine¹ (877) 354-6311 Dreyfus (Bear Stearns) (800) 242-8671 Eagle Asset Management (Heritage Funds) (800) 421-4184 Eaton Vance (800) 225-6265 Evergreen (800) 633-4900 FBR Funds¹ (888) 200-4710 FPA Funds¹ (800) 982-4372 Page 30
Federated Funds (800) 245-5051 Fidelity Advisor (800) 544-9999 Fifth Third Funds¹ (800) 282-5706 First American Funds (800) 814-3406 First Eagle (800) 334-2143 First Investors (800) 423-4026 Forum¹ (800) 943-6786 Forward Funds (Kensington Funds) (800) 999-6809 Franklin Templeton (800) 342-5236 Gabelli & Company, Inc. (800) 422-3554 Goldman Sachs (First Funds) (800) 762-5035 Guardian Insurance & Annuity(RS Mutual funds) (877) 500-2388 Guggenheim(Rydex) (Rydex/SGI funds) (800) 258-4332 Hartford (Fortis Advisors) (800) 523-7798 Highmark (Liquidations only) (North Track Funds) (800) 455-5609 Hotchkis and Wiley (800) 796-5606 ICON Capital Page 31
ING (Security Life of Denver) (800) 334-3444 INVESCO/AIM (Van Kampen) (800) 337-4246 IVY Mutual funds (Waddell & Reed) (800) 456-5111 Integrity Mutual Funds (800) 276-1262 JP Morgan (One Group Funds) (800) 480-4111 James Advantage Funds (800) 995-2637 Janus (800) 525-3713 John Hancock (T.Rowe Price Alaska 529 plan) (800) 257-3336 Keeley¹ (800) 621-5084 Legg Mason (Scholars Choice) LoCorr Mutual Funds (952) 513-8637 Loomis Sayles (800) 633-3330 Lord Abbett (800) 821-5129 MTB (800) 836-2211 MainStay (800) 695-9950 Mairs & Power¹ (800) 304-7404 Managers¹ (800) 835-3879 Page 32
Massachusetts Financial Services (MFS) (800) 343-2829 Merrill Lynch¹ (866) 637-2879 Morgan Stanley Distribution Inc (800) 869-6397 Munder (800) 468-6337 Nationwide Financial (Gartmore ) (800) 762-5035 Natixis Funds (Loomis Sayles) (800) 862-4863 Neuberger Berman¹ (877) 628-2583 New Alternatives Funds (800) 423-8383 Nottingham (800) 525-3863 Nuveen (First American Funds) (800) 253-2356 Old Mutual (800) 638-8194 Olstein¹ (800) 779-2113 Oppenheimer (Lone Star) (800) 255-2750 PIMCO (800) 426-0107 PNC Funds (Allegiant Funds) (800) 622-3863 PRIMECAP ODYSSEY FUNDS (800) 729-2307 Pacific Advisor Funds¹ (800) 989-6693 Page 33
Pacific Capital Funds (800) 258-9232 Pacific Life (800) 722-2333 Parnassus¹ (800) 999-3505 Pineridge Mutual Funds (Brazos funds)¹ (800) 426-9157 Pioneer (800) 225-6292 Praxis (Everence) (800) 348-7468 Principal (Principal Investors Fund) (800) 222-5852 Prudential (Strategic Partner Funds ) (888) 778-5471 Putnam (College Savings Plan of Nevada) (800) 354-4000 Quaker (888) 220-8888 RS Funds (800) 221-3253 RidgeWorth Mutual Funds (866) 595-2470 Rochdale Investment Management¹ (800) 245-9888 Russell Investments (866) 534-3911 Saratoga¹ (800) 807-3863 Saturna Capital Corporation (Amana Funds) (800) 728-8762 Security Benefit Life (800) 888-2461 Page 34
Sentinel (800) 233-4332 Stadion Mutual Funds¹ (800) 222-7636 SunAmerica Asset Management Corp (AIG SunAmerica ) (800) 858-8850 Thornburg (800) 847-0200 Touchstone Family of Funds (800) 638-8194 Transamerica (PFL business) (800) 624-4339 Tweedy Browne Co., LLC (800) 432-4789 UBS Financial Global Funds(Liquidations only)¹ (888) 793-8637 Van Eck (800) 544-4653 Van Kampen (800) 225-2222 Vanguard¹ (877) 662-7447 Victory Funds (877) 660-4400 Villere Mutual Funds ¹ (504) 525-0808 Virtus Investment Partners (phoenix mutual funds) (800) 243-4361 Vontobel Mutual Funds¹ (800) 527-9525 WBI Investments¹ Wayne Hummer Funds (800) 943-4732 Page 35
Wells Fargo (Tomorrows Scholar 529) (888) 877-9275 Wells S&P Real Estate Funds (800) 448-1010 William Blair¹ (800) 742-7272 World Funds (800) 527-9525 Wright Funds (800) 888-9471 Turnkey Asset Management Program: Mutual Fund/ETF Wrap Program Aris Corporation (800) 378-6777 Brinker Capital (800) 333-4573 CLS Investments (888) 455-4244 Genworth Financial Wealth Management (800) 664-5345 Hanlon Investment Management, Inc. (888) 641-7100 Lindner Capital Advisors (800) 229-4306 Lockwood Advisors (800) 200-3033 Loring Ward (800) 366-7266 Meeder Financial (866) 633-3371 Probity Advisors (800) 818-2663 Asset Builder, Income Builder, Tactical Asset Allocation, Values Based Investing Destinations Mutual Fund/ETF Wrap Program Distribution Strategies, ETF Portfolios, Mutual Fund Portfolios Mutual Fund/ETF Wrap Program Contemporary Portfolio Series, Defensive Portfolio Series, Global Portfolio Series, Traditional Portfolio Series Lockwood Asset Allocation Portfolios, AdvisorFlex Portfolios Structured Investing Advantage, Structured Investing Portfolio Services Asset Allocation Portfolios Tactical Allocation Platform Page 36
SEI Investments (888) 734-2679 Distribution-Focused Strategies, Goals Based Approach, Mutual Fund Strategies Turnkey Asset Management Program: Separately Managed Account (SMA) Aris Corporation (800) 378-6777 Brinker Capital (800) 333-4573 Clark Capital (800) 766-2264 Genworth Financial Wealth Management (800) 664-5345 Lockwood Advisors (800) 200-3033 Manning & Napier (800) 444-6885 Rochdale Investment Management (800) 245-9888 SEI Investments (888) 734-2679 Stonebridge Capital (800) 317-1127 WBI Investments (800) 772-5810 Privately Managed Account, Wealth Manager Core Asset Manager Separately Managed Accounts Privately Managed Accounts Lockwood Separately Managed Accounts Separately Managed Accounts Separately Managed Accounts Separately Managed Accounts Separately Managed Accounts Separately Managed Accounts Turnkey Asset Management Program: Unified Managed Account (UMA) Brinker Capital (800) 333-4573 Clark Capital (800) 766-2264 Curian Capital (877) 847-4192 Crystal Strategy, Unified Managed Account Navigator Unified Solutions Custom Style Portfolios Page 37
Genworth Financial Wealth Management (800) 664-5345 Lockwood Advisors (800) 200-3033 Manning & Napier (800) 444-6885 Probity Advisors (800) 818-2663 Unified Managed Accounts Lockwood Investment Strategies Multi-Asset Class Portfolios Advantage Platform Unit Investment Trust Advisors Asset Management (800) 697-7220 First Trust (800) 621-1675 INVESCO/AIM (Van Kampen) AAM UIT's First Trust UIT Invesco Van Kampen UIT Page 38