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October 6 th. 2010 Aspects of centralized solution for self-organizing networks (SON) Conference of working group ITG 5.2.1 Communication Networks and Systems October 6 th, 2010, University of Stuttgart Germany Dipl. Ing. Volker Smoljko IT Architect IBM Deutschland GmbH, Global Business Services volker_smoljko@de.ibm.com

Content 1 Motivation, Standardization and Requirements 2 Use Cases 3 4 Principles and key building blocks for centralized SON Use Case Energy Saving realized in a PoC 5 Conclusion 2

The industry is moving to a new, IP based, network architecture, aiming to greatly increase data capacity. It will be phased in, initially supplementing existing 3G. However, the LTE network cannot be operated economically with existing semi-manual processes. 2G & 3G hierarchical network Long Term Evolution (LTE) Home Home NodeB NodeB SS7 SS7 Access network Circuit Circuit Switched Core Core Packet Packet Core Core Policy Policy & charging enodeb enodeb IMS IMS Evolved Packet Packet Core Core Policy Policy & charging. Manual Configuration Operation & maintenance by cell site visits. Large effort for testing and optimisation, e.g. by Drive Tests LTE has: Greater density of Nodes (maybe 3x) Meshed network each node interconnected with neighbours 3

Network evolution forces a transition of currrent OSS to provide endto-end capabilities to manage all types of technologies 2G, 3G and 4G, for Radio, core and transport network from different vendors. IP Backhaul / Transport 4 Operator need to manage multiple types of access networks in parallel for next coming years - Multi-technology, multi-vendor There is a demand to increase the operational efficiency - No additional staff to manage new technologies like LTE - New technology with high dense nodes can t be managed in future with manual processes

Standard Bodies and Alliances driving SON 3GPP Standardisation of E-UTRAN (LTE) Self-Optimising Networks Introduced in Q2 07 Considered primarily in TSGs RAN2/3, SA5 Releases R8 (frozen): Some auto-configuration concepts included Automatic neighbour relation, Automatic physical cell ID discovery R9 (tentatively frozen 12/2009): Key RAN3 work items Coverage and capacity optimisation, Interference reduction, Load balancing, Coverage hole management and cell outage management, Handover optimisation Self-configuring and self-optimizing network use cases and solutions, 3GPP Technical Report 36.902, maintained by RAN3 TM Forum Specification and promotion of standards in telecommunication operations area With more than 700 corporate members in 195 countries, TM Forum is the world s leading industry association focused on enabling best-in-class IT for service providers in the communications, media and cloud service markets. The Forum provides business-critical industry standards and expertise to enable the creation, delivery and monetization of digital services. 5

Standard Bodies and Alliances (cont d) NGMN (Alliance) World Leading Mobile Operations Collaborative Effort Establish clear performance targets, fundamental recommendations and deployment scenarios Operational Efficiency project SON WP is a continuation of Project 12 Develop operator vision on self-organisation Ensure that self-organisation capabilities become an inherent part of the initial design of future systems Push vendors to fulfil operator requirements regarding the implementation of particular solutions SOCRATES Initiative (Self-Optimization and Self-Configuration in Wireless Networks) Development of self-organization methods to enhance the operations of wireless access networks, by integrating network planning, configuration and optimization into a single, mostly automated process requiring minimal manual intervention. SOCRATES project is supported by the European Union under the 7th Framework Program, and will run from January 1, 2008 until December 31, 2010 Focus on 3GPP s LTE radio interface (E-UTRAN) The SOCRATES project brings together Equipment Vendors Mobile Operator Mobile Network Planning & Operations Tools Development Research Organizations IBBT TNO, Information and Communication Technology TU, Braunschweig 6 Links: www.ngmn.org www.3gpp.org www.fp7-socrates.org ict-e3.eu

SON Challenges What SON is not: SON is no guide line for network design: SON does not determine network topology or network configuration SON is also no substitute for network planning What SON is in fact: SON is a target architecture for networks and network management systems that enables the robust and transparent automatic handling of complex self-organizing processes and data SON supports network operations by automatic network adaptations based on automatic analysis What SON requires: An integrated solution covering various network domains and vendor equipment types Clear governance of overall architecture and implementation Elaboration of algorithms and work split among solution components Vendor-independent definition of architecture components and Interfaces Efficient configuration of SON logic (e. g. how to evaluate which network parameters, how to react in which cases) Transparent monitoring of evaluation results and configuration actions performed 7

A centralized / modular SON architecture is able to cover multiple use cases in different domains. NGMN has defined 32 SON use cases in total. No Use Case Description SON Domain 1 Handover Optimization Performs automated optimization of HO parameters (2G, 3G). Automation is introduced to support chained approval process (RAN optimization Operations/ RAN configuration). Optimization 2 Auto-Deployment (LTE/4G) Supports automated system deployment of new 4G/LTE Radio equipment in the field. Will interwork with existing PKI Infrastructure and performs automated load of approriate node configuration. Deployment 3 SW- Management/ Deployment Supports automated SW management-, distribution process for nodes in RAN/ UTRAN (E-UTRAN). May interwork with existing SW- Distribution Server. Based on ITIL main processes (Change Mgmt). Deployment/ Maintenance 4 Auto-Diagnosis Supports automated Fault Diagnosis based on bayesian networks method ; determines probabilities of root cause and most suitable recovery action. Integrates with existing FM-, and TT Systems. Maintenance 5 Radio-Access Planning-, and Optimization Supports automated radio access planning and optimization to determine the most suitabe (economic) way to connect the NBs/ enbs to core network. Planning 6 Auto- Configuration Management for Radio Access Networks Supports auto configuration of RAN-, UTRAN nodes. Potentially introduced in context with ITIL main processes (Change Mgmt). Maintenance 7 Energy Saving (GERAN/ UTRAN/ E-UTRAN) Performs fully automated energy saving mode to leverage overlay network infrastructure of 2G and 3G network and automatically switch-off/on 3G cells based on recent traffic conditions. Optimization 8 Auto- Configuration Management for EPC/ IP transport networks Supports auto configuration of core network / EPC nodes and IP trasnport nodes. Potentially introduced in context with ITIL main processes (Change Mgmt). Maintenance 9 Radio Network Planning/ Demand Planning Supports automated planning of RAN starting with demand planning. Planning 10 Sleeping Cell detection and system recovery Supports automated detection and recovery of of sleeping cells. Maintenance 8

Where the savings come from Plug and play installation Automatic Neighbour Relationship ANR OSS interfaces Automatic Optimisation Automated software management Energy saving Capability Automated integration of new nodes via auto connection to OSS (DHCP, Network Element Manager), core network, Security Gateway and neighbor sites, plus auto-configuration of software and firmware Automatic configuration and optimisation of neighbour relationships. Vendor independent interfaces between Element Managers and Network Managers Automated optimisation of coverage & capacity parameters, QoS and GoS, mobility and handover, cell & service outages Automated health check, download and rollback Network elements shut down when lower capacity required and re-start on-demand. Savings Reduce site visits. Reduce manual configuration effort of Radio, Core and Transmission Network. Currently about 50% of the network configuration changes contain adjacent cell adaptations. Large reduction in engineering & operations Multi-vendor sourcing and reduced integration costs Minimise drive-testing, performance analysis and operation costs Reduce manual effort and errors Could save up to 25% of power (RAN) 9

The SON automatically orchestrates distributed, complex and dynamic processes Overall control: Analyze incoming information, compare with desired state, consolidate with other SON actions, trigger actions to the network, provide information to human controllers SON Layer SON Loop Evaluation Configuration Translate to CM requests that are appropriate to modify the system in order to reach the desired state Methods and Mechanisms that acquire, aggregate and network information Network Layer Functionality of Nodes to be configured, optimised or healed 10

The SON automatically handles various types of information Control algorithms Coordinating workflows Policies (e.g. focus on auto configuration during Rollout, but on optimization in later phases) Network planning data (e.g. map for site selection) SON Layer SON Loop Evaluation Configuration Configuration templates (e. g. for auto configuration) Rules (e. g. aggregation, deriving triggers, balance of parameters, Load) Network Layer Network configuration (Cell, Site Relation) Measurements, Alarms (incl. dynamic Network and permanent changes) 11

With the centralized SON solution we are introducing new SON capabilities to enable an overarching and automated process managing multi-technology and multi vendor networks. SON Process Control (with pre-defined breakpoints) Correlation with Business Rules for evaluation and end-to-end SON analysis. Optimization evaluation rules. Data Correlation Real Time Data Collection SON Loop Optimization reaction rules Correlation with Business rules for reaction path. Sending commands to Network/ EMS Validation of SON action, e.g pre-defined state of NE. Network Layer 12

Components as provided by different Network Equipment Providers (NEPs) are integrated and orchestrated using an Umbrella System to support multiple use cases for multi-vendor and multi-technology. QuallabyCorp planning deployment maintenance optimization EMS NEP A GERAN Vendor A EMS NEP B QuallabyCorp Centralized SON Network & Service Management UTRAN Vendor B Umbrella system Overarching workflow process QuallabyCorp EMS NEP C E-UTRAN Vendor C QuallabyCorp EMS NEP D WLAN Access Network OSS Layer EMS Layer Network Layer A hierarchical architecture helps to manage the overall SON complexity The hierarchy enables the overall system to become NEP agnostic: - NEPs will design their solution with focus on their own equipment - Overarching layer will orchestrate various NEP centric components that may exist on lower levels. - support a real end to end view at network and service level. 13

SON Solution need to support use cases with different grade of integration for multi-vendor, multi-technology and multi- domain environment in the areas of planning, deployment, maintenance and optimization. planning deployment maintenance optimization Self- Planning Selfhealing Self- Configuration Selfoptimization RAN Demand Planing Network Element Management Element Manager Vendor A QuallabyCorp GERAN Vendor A Centralized SON SOA enabled, multi-vendor, multi-technology, multi-domain PnP Installation ANR Config. Automatic SW config Element Manager Vendor B QuallabyCorp UTRAN Vendor B OSS Integration QuallabyCorp Cell Outage Compensation Element Manager Vendor C E-UTRAN Vendor C optimization QoS Optimization Interact. Home/ Macro BTS Minimization of drive tests HO Optimization Energy Saving Load Balancing OSS Layer EMS Layer Network Layer 14

Use Case Energy Saving provides capabilities to power down cells within low traffic periods. The time window will be calculated and adjusted according traffic data provided by the network. ES cells Powered down NodeB NodeB Traffic off-load PEAK NodeB/ BTS BTS OFF- PEAK NodeB/ BTS BTS Compensating Cell Traffic off-load NodeB NodeB ES cells Powered down Main principles for the Use case Energy Saving for 2G- 3G network The Energy Saving mode is based on the principle that an overlay network/ technology (compensation cells) covers the area/ capacity of Energy Saving Cells (ES) during switch-off period. (traffic off-load from 3G to 2G/EDGE) Calculation of the mapping between Energy Saving (ES) and Compensating Cells (CC) done based on Performance Measurements and adjusted constantly. The decision to switch-on/ off is realized on actual traffic data in near-realtime within the area and business rules (e.g. calendar, black list, etc.) to provide more flexibility and control. Fully automated process with user break points 15

With the Proof of Concept for Use Case Energy Saving we have demonstrated a robust and stable process automation which can contribute to achieve significant energy savings per year. SON PoC Objectives Demonstrate the added value of a centralized, integrated and automated SON solution. Demonstrate the support of multi-vendor and multi-technology 2G, 3G Radio Access. Demonstrate the added value of integration of 3rd party component for RAN specific (technical) optimization rules and Process Automation and Business Rules Engine from IBM. Demonstrate SON evaluation path (technical optimization and business rules) based on nearreal time Performance Measurement data collected from a selected test network (Live network) Demonstrate reaction rules by simulation. Demonstrate combination of human interactions ( break points ) with automated SON functions. Documentation of automated SON activities (Reports, logs, Monitoring, etc.) Demonstrate near-real time analytics for evaluation and reaction path (simulated) of SON. Demonstrate of transparency, reproducibility, and traceability of automated SON activities by providing documentation e.g. Reports, logs, Monitoring. 16

System Context Diagram SON PoC for Energy Saving realized together with Tier-1 Mobile Network Provider Change, Test business rules Validate overall function Optimize process automation System AdminUsers Operations Users Health check of automation / status User breakpoints (if applicable) Graphical representation of the network GUI Layer SON Process Automation (rules based) 1 2 Inventories Execution of technical algorithms Execution of business rules End-to-end work flow / process automation Determines candidate cells Calculates switch-off/on time windows Sends commands for power off/ on Logging function 4 SON PoC Solution Energy Saving *1) 5 PM data (raw data) 3 Configuration Inventory 6 CM data Configuration data Topology information Traffic Counter Scripts to lock/ unlock cells System responses to determine status of cells EMS Element Management Systems 2G 2G BTS BTS 3G 3G Node NodeB B 2G, 3G Radio network 17 1*) SON PoC Solution with IBM and 3rd.party components Existing Systems SON PoC System

Why IBM? IBM can provide the products and capabilities for Comprehensive reporting based on COGNOS Profound handling of Rules and Workflows mainly via ilog Transparent End-to-End solution, combining - Pre-integrated infrastructure e.g.tivoli Suite - Operational processes (ITIL V3 readiness for change Mgmt) - WW lead for methodology and tooling (SOA, SOA Services, SOA transformation and integration with legacy IT components, e.g. WFM,..) IBM can integrate the various NEP specific partial solutions into a consistent overall architecture IBM can provide architectural governance and WW project experience 18

Conclusion Centralized SON... is the best way to achieve overarching and automated operational processes can combine processes with user interaction (ITIL, other) and automated processes. is able to introduce process automation gradually as desired by the operator. is focused on use cases where end-to-end function is essential. is based on an open, modular and flexible architecture and able to cover multiple use cases. is available today and realization can start immediately Is able to manage multi-technology, multi-domain and multi-vendor networks efficiently is adhering to standards (3GPP, TMF) where possible and where available. is an OSS centric approach adhering to SOA principles can manage multiple use cases and avoid interference / conficts between the use cases 1) 2) 19 1) SON standardization currently focused on eutran aspects 2) To avoid domain specific O&M silos (e.g. 3G, LTE, WiFi)

Thank you for your attention! Any questions? 20