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Page 1 Substance Abuse & TBI John D. Corrigan, PhD Department of Physical Medicine & Rehabilitation Wexner Medical Center at The Ohio State University Financial Disclosure I have no other financial relationships relevant to this presentation. Persons with TBI treated in addictions settings

Page 2 Substance Abuse Treatment Clients Who Have Had a TBI with Loss of Consciousness 27 substance abuse treatment facilities in New York (Sacks et al, 29) No History of TBI History of TBI Age at first use 16.9 yo 15.2 yo > 2 prior SUD treatments 41.7% 5.4% Current mental illness 17.5% 29.4% Hospitalized for mental illness 11.4% 19.6% Symptoms past 12 months of Clients Admitted for Substance Abuse Treatment in Kentucky (N=7,932)

Page 3 Substance Abuse Treatment Clients with TBI (Corrigan & Mysiw, 212) first used at a younger age have more severe SUD (worse use and more prior treatments) have more co-occurring mental health problems have poorer prognosis for successful treatment outcome (more so earlier the age at first TBI?) Persons with substance misuse and abuse before and after rehabilitation for TBI Pre-Injury Alcohol Misuse Among US Adults in Rehab for TBI Yes 23% No 77% Drinking in excess of age and gender guidelines for healthy use at the period in their life when the injury occurred.

Page 4 Drug Use in Year before Injury Alcohol Misuse Among US Adults Alive 5 Years after Rehab for TBI Yes 14% No 86% Drinking in excess of age and gender guidelines for healthy use when interviewed 5 years after injury. 4%$ 3%$ 14.2% misused alcohol in the 5 years since injury 3%$ 34%$ 24%$ 2%$ 18%$ 13%$ 1%$ %$ 7%$ 3%$ %$ 16+19$ 2+29$ 3+39$ 4+49$ 5+59$ 6+69$ 7+79$ 8+$ Of the average annual 13,7 admissions to U.S. IRF s * with a primary diagnosis of TBI, an estimated annual average of more than 1,945 have misused alcohol in the 5 years after injury. *October 1, 21 and December 31, 27

Page 5 Illicit Drug Use Among US Adults Alive 5 Years after Rehab for TBI 2%$ 5.1% have used an illegal drug in the 5 years since injury 15%$ 15%$ 12%$ 14%$ 1%$ 5%$ %$ 6%$ 2%$ 1%$ %$ %$ 16)19$ 2)29$ 3)39$ 4)49$ 5)59$ 6)69$ 7)79$ 8+$ Of the average annual 13,7 admissions to U.S. IRF s * with a primary diagnosis of TBI, an estimated annual average of 7 have used illegal drugs in the 5 years after injury. *October 1, 21 and December 31, 27 Negative Effects of Substance Misuse and Substance Use Disorders Is associated with unemployment, criminal activity, depression, seizure, suicide, and other causes of premature mortality (see Corrigan & Mysiw, 212) Interactive effect for indicators of brain function and structure (e.g., Dikmen et al., 1993; Bigler et al., 1996; Baguley et al., 1997; Barker et al., 1999)

Page 6 Event Related Evoked Potentials [from Baguley, et al., 1997] Ventricle to Brain Ratio [from Bigler, et al., 1996 and Barker, et al., 1999] 4 3.5 3 2.5 2 1.5 1.5 Controls TBI TBI+Alcohol Polyabuse TBI+Poly Intervention and Treatment Models proposed initially for TBI were designed for residential settings (e.g., Blackerby & Baumgartnen, 199; Langley, 1991, Hensold, 26) Quasi-experimental support for: community-based case management (Corrigan, Lamb- Hart & Rust, 1995; Bogner, et al., 1997; Heinemann, Corrigan & Moore, 24) motivational interviewing (Bombardier & Rimmele, 1999; Cox, et al., 23) skills-based treatment (Vungkhanching et al., 27) Equivocal results from RCT s of SBI (Sander et al., 212; Tweedly, Ponsford & Lee, 212)

Page 7 Intervention and Treatment (cont d) Painfully little study of the effectiveness of proven treatment interventions with this population, whether behavioral, pharmacologic or systemic. Need for treatment going unmet among persons with problems controlling use 1 year after TBI, a high proportion not getting assistance (Corrigan, Whiteneck & Mellick, 24; Pickelsimer et al, 27). Personal assistance Self-care Traveling in the community Home making Coordinating services Managing money Managing stress Participating in recreation Improving cognition Controlling temper Controlling substance use Improving job skills Finding work 12.7% 19.6% 26.9% 29.5% 33.1% Percentage With Needs Unmet at 1 Year 44.2% 55.6% Corrigan, Whiteneck & Mellick (24) 68.% 71.% 73.6% 78.3% 83.6% 95.9% Opportunities to socialize Personal assistance Home making Improving job skills Information about services Managing stress Coordinating services Controlling substance use Finding work 41.2% 49.7% Percentage With Needs Unmet at 1 Year 53.9% 57.8% 61.2% 66.5% (Pickelsimer et al. 27) 72.% 78.% 89.7%

Page 8 4 Quadrant Model: Types of Services High Substance Use Disorder Quadrant III Substance Abuse System Screening, Accommodation & Linkage Quadrant I Acute Medical Settings and Primary Care Screening & Brief Interventions Quadrant IV Specialized TBI & Substance Abuse Services Integrated Programming Quadrant II Rehabilitation Programs & Services Education, Screening, Brief Interventions & Linkage Low Traumatic Brain Injury High 4 Quadrant Model of Services High Substance Use Disorder Quadrant III Substance Abuse System Screening, Accommodation & Linkage Quadrant I Acute Medical Settings and Primary Care Screening & Brief Interventions Quadrant IV Specialized TBI & Substance Abuse Services Integrated Programming Quadrant II Rehabilitation Programs & Services Education, Screening, Brief Interventions & Linkage Low Traumatic Brain Injury High

Page 9 % Hazardous Drinking 4 Quadrant Model of Services High Substance Use Disorder Quadrant III Substance Abuse System Screening, Accommodation & Linkage Quadrant I Acute Medical Settings and Primary Care Screening & Brief Interventions Quadrant IV Specialized TBI & Substance Abuse Services Integrated Programming Quadrant II Rehabilitation Programs & Services Education, Screening Brief Interventions & Linkage Low Traumatic Brain Injury High A Programmer s Guide

Page 1 A User s Manual 8 educational messages Conclusions from Studies of SBI used in Rehabilitation for TBI Multimedia education ameliorates the negative effect of confusion Education appears to be the primary source of effects on knowledge and beliefs, with possible indirect effect on alcohol use Need to further modify brief interventions to increase effects SBI for TBI How to accommodate confusion and/or diminished cognitive functioning? How can an interdisciplinary team optimize the impact of SBI? Are there opportunities to use SBI later postinjury: Case managers? Vocational rehabilitation counselors? Who and what use should be targeted?

Page 11 4 Quadrant Model of Services High Substance Use Disorder Quadrant III Substance Abuse System Screening, Accommodation & Linkage Quadrant I Acute Medical Settings and Primary Care Screening & Brief Interventions Quadrant IV Specialized TBI & Substance Abuse Services Integrated Programming Quadrant II Rehabilitation Programs & Services Education, Screening, Brief Interventions & Linkage Low Traumatic Brain Injury High Two Consistent Clinical Observations: Compared to others in SUD treatment there is an even greater disconnect between TBI clients intentions and their behavior. Clients with TBI are more likely to prematurely discontinue treatment, often after being characterized as non-compliant. Reasons for negative effect on outcome due to TBI: 1. Neurobehavioral consequences undermine ability to participate conventionally in treatment

Page 12 Persons with TBI face additional challenges seeking substance abuse treatment It is easy to see behavior as intentionally disruptive, particularly when there are no visible signs of disability: Frontal lobe damage affects regulation of thoughts, feelings and behavior--promoting disinhibition. Social rules may not be observed and interpersonal cues may not be perceived, creating consternation for fellow clients and staff. Persons with TBI s face additional challenges (cont d) Cognitive impairments may affect a person s communication or learning style, making participation in didactic training and group interventions more difficult. Misinterpretation of neurological problems as resistance to treatment undermines treatment relationships. Cognitive Impairment in the Match Study (Bates et al. 26)

Page 13 Reasons for negative effect on outcome due to TBI: 1. Neurobehavioral consequences undermine ability to participate conventionally in treatment 2. Greater co-occurring psychiatric disorders for those with TBI 27 substance abuse treatment facilities in New York (Sacks et al, 29) No History of TBI History of TBI Age at first use 16.9 yo 15.2 yo > 2 prior SUD treatments 41.7% 5.4% Current mental illness 17.5% 29.4% Hospitalized for mental illness 11.4% 19.6% Symptoms past 12 months of Clients Admitted for Substance Abuse Treatment in Kentucky (N=7,932)

Page 14 Dually diagnosed SUD and Severe Mental Illness [N=295] (McHugo et al. in review) 8% at least 1 TBI; 61% at least 1 TBI with LOC; 24% at least 1 mod/sev TBI Extent of TBI history associated with worse alcohol use, worse psychiatric symptomolgy, more arrests, greater homelessness TBI history assoicated with greater likelihood of PTSD and anti-social and borderline personality disorders. Earlier age at 1 st TBI with LOC associated with presence of psychotic spectrum disorders Psychiatric DX on Axis I 6 5 Percentage 4 2 8 21 14 33 25 7 28 14 TBI 8 7 Non-TBI 19 16 14 Psychotic NOS Schizophrenia Bipolar Other Major Depression Schizoaffective Panic Disorder Dementia/Med.Induced Dx 1 Diagnosis on Axis II 1 8 75 Percentage 6 4 TBI Non-TBI 2 5 11 8 Antisocial Borderline None Personality, NOS

Page 15 Reasons for negative effect on outcome due to TBI: 1. Neurobehavioral consequences undermine ability to participate conventionally in treatment 2. Greater co-occurring psychiatric disorders for those with TBI 3. Less ability to sustain improvements without external structure TBI among participants in IDDT (Corrigan & Deutschle, 28) SAMHSA funded Targeted Capacity Expansion grant Collaborative program in 2 rural counties 51 program participants (5 included in analyses) in active treatment in one of the collaborating agencies previous diagnoses of both a psychiatric and substance use disorder Hospital Days 3.5 3 3.12 2.5 Days per Month 2 1.5 1 1.65 1.81.5 Pre-Involve.26 Act-Involve TBI (N=36) Non-TBI (N=14)

Page 16 1 Emergency Service Utilization Monthly Contacts.8.6.4.2.68.39.24.17 Pre-Involve Act-Involve TBI (N=36) Non-TBI (N=14) Jail Days Days per Month 1 9 8 7 6 5 4 3 2 1 9.3 4.9 Pre-Involve 1.29.31 Act-Involve TBI (N=36) Non-TBI (N=14) Staff Prognosis for Success in Treatment Prognosis 6 58.3 TBI Non-TBI Percentage 4 2 35.7 16.7 21.4 19.4 35.7 5.6 7.1 Will Not Succeed/Will Need Intensive Support Success w/ Regular Support Success w/ Minimal or No Support Not Enough Info

Page 17 Sessions per Month 1.75.5.25 Psychiatric Appointments.88.79.773.7 Pre-Involve Act-Involve 1 Group Therapy TBI (N=36) No-TBI (N=14) Individual Counseling Sessions 1.25 Sessions per Month.8.6.4.2.6.36.55.47 Sessions per Month 1.75.5.25 1.3 1.4.532.5 Pre-Involve TBI (N=36) Act-Involve No-TBI (N=14) Pre-Involve TBI (N=36) Act-Involve No-TBI (N=14) CSP Contacts Contacts per Month 16 14 12 1 8 6 4 2 8.212 8.37 Pre-Involve 13.4 8.87 Act-Involve TBI (N=36) No-TBI (N=14) Recommendations for SUD Treatment Providers Treatment professionals need to know when TBI history is present and consider implications of onset and severity Treatment planning needs to incorporate: Accommodations for neurobehavioral deficits Co-morbid interactions (e.g., depression, anxiety, pain) Formal and/or informal supports needed during and after treatment completion.

Page 18 4 Quadrant Model: Types of Services High Substance Use Disorder Quadrant III Substance Abuse System Screening, Accommodation & Linkage Quadrant I Acute Medical Settings and Primary Care Screening & Brief Interventions Quadrant IV Specialized TBI & Substance Abuse Services Integrated Programming Quadrant II Rehabilitation Programs & Services Education, Screening, Brief Interventions & Linkage Low Traumatic Brain Injury High 7 Principles of Integrated Treatment for TBI and Substance Abuse 1. Substance abuse treatment and brain injury rehabilitation are interwoven not sequential and not just parallel. 2. Is holistic addressing all aspects of lifestyle, not just TBI and substance use. 3. Key staff are skilled in working with both TBI and substance use disorders. 4. Consumers and clinicians collaborate to develop an individualized treatment plan. 7 Principles of Integrated Treatment for TBI and Substance Abuse (cont d) 5. During treatment different services will be helpful at different points in recovery. 6. Clinicians use specific listening and counseling skills to help consumers develop awareness, hopefulness, and motivation for recovery. 7. Smaller staff caseloads, more experienced staff, and longer-term treatment usually required.

Page 19 SUBI Project in Toronto www.subi.ca Substance abuse (SA) and brain injury (BI) providers collaborate on treatment For mild TBI: SA providers do SA treatment BI providers provide support to client and SA provider For more severe TBI: Provide Case Management (CM) Intensive CM if more severe substance use disorder BI providers do SA treatment SA providers provide support Interventions Used in the SUBI Program: Stages of Change theoretical model Motivational Interviewing Relapse Prevention Harm Reduction 12-step Programs The OSU TBI Network Intensive case management model that is personcentered and holistic. Resembles IDDT for co-occurring disorders, except treatment teams are ad hoc. Has a supported employment program embedded using the Individualized Placement and Support model. OSU PM&R Residents provide a free clinic for medical needs including pharmacologic treatment of affective disorders.

Page 2 Interventions Used in the TBI Network: Whatever It Takes Stages of Change theoretical model, including groups based on stages Motivational Interviewing Strategic Use of Financial Incentives Further Resources www.synapshots.org www.brainline.org corrigan.1@osu.edu