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Metrics That Matter Supporting IT Decision and Strategy at the Senior Executive Level Randy Steinberg Migration Technologies January 23, 2012 Inc. Pittsburgh itsmf Local Interest Group LIG Name goes here

Agenda: The Metrics Problem The Metrics Model A Tour Through Metrics Hell 7 Killer IT Metrics Implementing A Metrics Program 2

The Metrics Problem Key Challenges Many IT Organizations Have With Metrics Inc.

This Happens All Too Often. We Can t Convince Management How Important Our Incident Management Project Is Our ITIL/ITSM Effort Is Losing Steam No One Recognizes the IT Value We Are Delivering Management: Where s The Value? What Are We Getting For Our Money? 4

Actual IT Excuses For Not Measuring What they sometimes say We have other priorities We don t have the tools We don t want others to see how well or poorly we are doing What they are really saying We know what s good for the business and prefer to operate without validating our value We expect the tools to tell us what to measure and if we can t be perfect we can t be responsible We prefer to keep our management totally blind about what we are doing We re uncomfortable about letting others see our performance levels We ve gotten away with this for years we intend to continue to get away with this When asked most IT organizations generate metrics because management asked us to 5

Measuring IT Best Practices Per ITIL Why does IT start here (the 2 nd step) most of the time? 2007 OGC ITIL Continual Service Improvement 6

Scope Landscape For ITSM Metrics High Business Value Why does IT mostly focus here? Lower Business Value 2007 OGC ITIL Continual Service Improvement 7

Example Problem: Availability Metrics Desktop Midrange Application Database Wireless Intranet Network We were out for over 16 hours last week!! 99% x 99% x 99% x 97% x 98% x 99% x 99% = 90.4% Available Component availability is meaningless to end users and the business 8

Metrics That Matter An Example Metric: NUMBER OF CHANGES (i.e. 1,067) Doesn t matter Only describes what took place and provides no information for future action Metric: CHANGE SUCCESS RATE (i.e. 94.6%) Does matter Provides quality indication and easily identifies when actions need to occur for improvement 9

Leveraging The ITIL DIKW Model Wisdom Management Decisions Knowledge Change Effectiveness Unplanned Labor Rates, etc.. Information Incident Volumes Change Volumes Average Resolution Times, etc. Data Incidents Changes Expenditures Operational Events, etc. Why does IT mostly focus at these levels? Versus trying to help management make effective decisions? Bottom Line: Every Metric Should Lead To A Management Decision! 10

The Metrics Model Assembling the types of metrics that can be used for providing value Inc.

Thinking In Categories Of Metrics Operational Key Performance Indicators (KPIs) Tolerances Critical Success Factors (CSFs) Dashboards What-Ifs Outcomes Analytical Other 12

Putting Metrics Categories Together Example: # incidents # changes Example: % of changes causing incidents Example: Protect services when making changes Operational Key Performance Indicators Critical Success Factors Example: 0% Target 5% Threshold Tolerances Dashboards and Reports 13

Metrics Category: Operational Metrics that reflect day to day observations of operational events Used as input for Key Performance Indicators (KPIs) Mistakenly used by IT when reporting to executives Examples: Total Number Of Changes Implemented Number Of Incidents Reopened Number Of Problems In Pipeline Number Of Calls Handled Customer Survey Results Total Expended IT Costs 14

Metrics Category: - KPIs Metrics that indicate the key performance level of an operation or process to provide that basis for actionable management decisions Calculated or derived from one or more Operational Metrics Indicates whether one or more Critical Success Factors (CSFs) are being met Falls within a target and acceptance range (Tolerance) Examples: Change Efficiency Rate Change Labor Workforce Utilization Incident Repeat Rate Capacity Management Process Maturity Total Service Penalties Paid 15

Metrics Category: Tolerances Upper (Target) and Lower (Warning) KPI values that reflect success, at risk or failure of those KPIs Upper and Lower values set by IT Service Manager with agreement from IT and Business Senior Management KPI Example Customer Satisfaction Rating Target (Upper) Warning (Lower) 9.5 8.6 Unauthorized Change Rate 2.0% 3.5% Average Incident Resolution Time (Hours) 3.0 4.5 16

Metrics Category: CSFs Metrics that represent key operational performance requirements which indicate whether a process or operation is performing successfully from a customer or business perspective Calculated or derived from one or more KPIs and how those KPIs performed within tolerance levels Indicated with a Performance Level CSF Protect Services When Making Changes Provide Services At Acceptable Cost Performance Level High Medium 17

Metrics Category: Dashboards and Reports Key metrics that are represented on a report or graphical interface that indicate whether the success, at risk or failure of a business operation Used to quickly assess state of operation and take timely actions to correct operational deficiencies May include drill down capabilities to determine more detailed performance issues 18

Other Metrics Categories: Outcomes Key indicators of business risk areas with performance indicators resulting from the success, at risk or failure of KPIs or CSFs Used to quickly assess the level of risks created by process or operational deficiencies 19

Other Metrics Categories: What-Ifs Use cases derived from impending business decisions that will be used to model the impacts of those decisions on KPIs and CSFs Associated with a Decision Impact Level Characterized by increases/decreases in KPI/CSF results and whether they remain or fall outside of tolerances What-If Impact Characterization Decision Impact Level Impacts Implement new ERP system Increase in changes to infrastructure Low To Medium All Change KPIs x +20% Go through with ABC merger Increase in infrastructure complexity Medium To High All Service Delivery KPIs x +30% 20

Other Metrics Categories: Analytical Metrics used to aid research into an issue, incident or service problem Typically collected and reported on for ONE-TIME ONLY or SPECIAL PURPOSES Examples Number of incidents incurred by business unit ABC Number of delta releases included in package releases Number of incidents with resolution times > 8 hours IT frequently makes the mistake of including these in regular reporting to senior management just in case. This results in a lot of wasted labor in building reports and clouds real management issues that need to be addressed! 21

What If Metrics Are Not Available? Lack of available metrics is not an excuse to not measure! What You Can Do Use Example Establish Indicators Conduct Random or Scheduled Inspections Use Analogous Measures Develop Programs To Create Metrics Conduct Audits Some observable operational event for which it is agreed means something Observable event that represents all occurrences of that event Observable event substituted for another event Developing programs who measures will substitute for real events Periodic audits for whose results will indicate KPIs Number of staff on 3 rd shift: > 5 indicates unacceptable impact levels of incidents Acceptable network capacity levels if all network line utilizations at 1pm stay under 60% # of calls to the Service Desk will equal # of incidents taking place Build time stamped dummy transactions that traverse the infrastructure to get availability Annual customer satisfaction survey results will indicate service satisfaction levels 22

Metrics Modeling Tool Easy To Use Excel-Based Provides Metrics For Many ITIL Processes Provides Sources For Metrics Follows The Concepts In This Presentation Provides Dashboard Results RANDY STEINBERG Email: RandyASteinberg@aol.com 23

A Tour Through Metrics Hell Things That Actual IT Organizations Have Run Into Inc.

Fox In The Henhouse Syndrome Yes ma am just keep rebooting your PC when that happens! Guess we can count this one as a closed problem! The people doing the work should not be the people reporting about it! 25

Impress Them With Data Syndrome Examples of metrics actually reported to the CIO Executive Team: Number of changes logged this month Number of incidents occurring this month Server utilization was 70% ABC Network availability was 99.5% Average transaction server response was 8ms Number of CIs in the CMDB Number of software licenses If it doesn t contribute to making decisions don t present it! 26

Creative Charts Syndrome If it can t be understood in 5 seconds or less don t do it! 27

The Tool Is Everything Syndrome Services Bill ABC Dashboard Tool Collection Agent Licenses ODCB Server License Database License Server Platforms Integration Services Annual Maintenance Gold-Level Support Operations Staff $85,000.00 $7,500.00 $1,080.00 $24,500.00 $72,500.00 $124,850.00 $15,500.00 $24,200.00 $178,500.00 Don t expect that tools will tell you what to measure! 28

Seemed Like A Good Idea Syndrome Collection Extraction Correlation RMF/SMF SNMP/MIB SAR Other Aggregation and Collection Don t use metrics that require significant labor to produce! 29

7 Killer IT Metrics Metrics That IT Hates Yet Senior Executives Love Inc.

Killer Measurement #1 Incident Business Impact Ratio Calculated As Number of incidents resolved Number of incidents reported to service desk Suggested Targets Target Threshold 100% 90% If Within Targets Demonstrates wonderful work IT is doing to keep things running If Below Target Demonstrates little or no value from investments in monitoring tools Event Management Availability Management Problem Management Incident Management Primary Improvement ITSM Focus Areas Service Design Service Operation 31

Killer Measurement #2 Unplanned Labor Ratio Calculated As Number of monthly hours spent on incidents and rework Total labor hours available Suggested Targets Target Threshold 0% 10% If Within Targets IT is running efficiently and maximizing its investment in labor If Below Target IT labor is being diverted to non-value activities and may also be a root cause for project delays and inability to react to business needs Problem Management Change Management Incident Management Capacity Management Availability Management Primary Improvement ITIL Focus Areas Service Design Service Operation Service Transition 32

Killer Measurement #3 Unplanned Purchases Calculated As Total unplanned IT expenses Total IT budgeted expenses Suggested Targets Target Threshold 0% 10% If Within Targets IT is effectively managing and controlling it s costs If Below Target IT is out of control when it comes to controlling costs and has lost negotiation leverage with it s suppliers Capacity Management Demand Management IT Financial Management Event Management Availability Management Primary Improvement ITIL Focus Areas Service Strategy Service Design 33

Killer Measurement #4 Customer Satisfaction Level Calculated As Average customer satisfaction survey score Suggested Targets Target Threshold 10.0* 9.0* Assumes a 10 point scale with 10=High and 1=Low If Within Targets IT is effectively meeting customer needs If Below Target IT is viewed as problematic and lacks confidence from the business in their capabilities Incident Management Problem Management Request Fulfillment Service Desk Primary Improvement ITIL Focus Areas Service Strategy Service Design Service Transition 34

Killer Measurement #5 Change Efficiency Ratio Calculated As Number of changes implemented defect free on time Total changes that have been requested Suggested Targets Target Threshold 100% 90% If Within Targets IT is effectively meeting and adapting to business needs and changes If Below Target IT is a bottleneck to the business and may be constraining business capabilities to open new markets and services Change Management Release and Deployment Service Validation and Testing Request Fulfillment Demand Management Primary Improvement ITIL Focus Areas Service Strategy Service Transition 35

Killer Measurement #6 Costs By Service Calculated As Number of IT services with known delivery costs Total services in the IT portfolio Suggested Targets Target Threshold 100% 90% If Within Targets IT has appropriate transparency of costs expended to deliver services and a sound basis for working IT strategy with the business If Below Target IT is viewed as a black box overhead to the business organization and may be leaking costs and deemed as too expensive Service Portfolio Management IT Financial Management Service Asset & Configuration Demand Management Capacity Management Primary Improvement ITIL Focus Areas Service Strategy Service Design Service Transition 36

Killer Measurement #7 Availability By Service Calculated As Number of IT services meeting availability targets Total services in the IT portfolio Suggested Targets Target Threshold 100% 90% If Within Targets IT services are available at levels that meet business needs If Below Target IT is providing little value and in extreme cases could be putting business revenue and reputation at risk Service Portfolio Management Availability Management Problem Management Incident Management Event Management Primary Improvement ITIL Focus Areas Service Strategy Service Design Service Operation 37

Implementing A Metrics Program Establishing Your Metrics Capabilities Inc.

Getting Started Tips Follow the ITIL 7-Step Improvement Process Identify WHAT needs to be measured first Identify strategy for getting those metrics Develop a Metrics Dictionary describes your measurement standards: Metrics descriptions Data sources Calculations Thresholds for action Intended audiences Implement reporting as an IT service (see next slide) 39

Build A Metrics Reporting Service Build and maintain a catalog of standard service reports that describe how well services are being delivered and the overall quality of service delivery and support activities Plan, design, build, test, implement and maintain strategies, procedures and technologies to assemble result data, create and distribute reports Plan, design, build, test, implement and maintain strategies and technologies to provide management dashboards and reporting web sites Build and maintain report distribution lists Plan, build, manage, maintain and coordinate a master set of service metrics, calculations and assumptions Provide consulting services to identify and implement a best practice set of key performance indicators, critical success factors and service targets for services Periodically conduct service audits to identify how well services are being delivered and potential opportunities for improvement Periodically conduct reporting reviews with management to identify improvements over the quality and use of reports provided 40

Key Metrics Reporting Activities 1) Identify who will use metrics and for what purpose 2) Identify desired metrics 3) Establish assumptions 4) Establish data sources 5) Implement collection and reporting roles and responsibilities 6) Implement collection and reporting processes 7) Implement collection and reporting tools 8) Continually monitor for metric improvements Metrics implementation should be a critical component of your ITSM Implementation efforts!! 41

Key Takeaways Focus on metrics that lead to management decisions Consider using categories of metrics that work together Establish a metrics reporting service Remember: If you don't measure it, you can't manage it If you don't measure it, you can't improve it 42

Discussion RANDY STEINBERG Email: RandyASteinberg@aol.com 43