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1 Patient ID (patient_id) SEER Cases (Patient ID) 11 Use First 10 Characters only for SEER cases. 1 Registry 2 02 = Connecticut 20 = Detroit 21 = Hawaii 22 = Iowa 23 = New Mexico 25 = Seattle 26 = Utah 42 = Kentucky 43 = Louisiana 44 = New Jersey 87 = Georgia 88 = California 3 Case Number 8 Encrypted SEER Case Number 11 Filler 1 Blank Space Non Cancer Patients Patient ID 1 HIC ID (HICBIC) 11 Encrypted ID for Non Cancer Patients 12 BENEFICIARY IDENTIFICATION CODE (BIC) (12) 14 SSA STANDARD STATE CODE (14) (state_cd) 16 SSA STANDARD COUNTY CODE (35) (cnty_cd) 19 MAILING CONTACT ZIP CODE (42) (bene_zip) 28 CWF MEDICARE STATUS (46) (ms_cd) 2 Relationship between individual and a primary Social Security Administration Beneficiary. (Refer to appendix table BIC) 2 State of Beneficiary s residence, SSA Standard Code. (Refer to appendix table STATE_CD) 3 County of Beneficiary s residence, SSA Standard Code. 9 Beneficiary s mailing address zip code. *Encrypted Data. Special Permission required to receive unencrypted data. 2 Medicare entitlement reason 10 = Aged without ESRD 11 = Aged with ESRD 20 = Disabled without ESRD 21 = Disabled with ESRD 31 = ESRD only version K file documentation. 1

30 NCH CLAIM TYPE CODE (7) (clm_type) 32 CLAIM FROM DATE (15) (from_dtm, from_dtd, from_dty) 40 CLAIM THROUGH DATE (16) (thru_dtm, thru_dtd, thru_dty) 48 FI NUMBER (39) (fi_num) 53 CARRIER CLAIM ENTRY CODE (30) (entry_cd) 2 The code used to identify the type of Claim record being processed in NCH. 10 = HHA claim 20 = Non swing bed SNF claim 30 = Swing bed SNF claim 40 = Outpatient claim 41 = Outpatient 'Full-Encounter claim (available in NMUD) 42 = Outpatient 'Abbreviated Encounter' (available in NMUD) 50 = Hospice claim 60 = Inpatient claim 61 = Inpatient 'Full-Encounter' claim 62 = Inpatient 'Abbreviated-Encounter Claim (available in NMUD) 71 = RIC O local carrier non-dmepos Claim 72 = RIC O local carrier DMEPOS claim 73 = Physician 'Full-Encounter' claim (Available in NMUD) 81 = RIC M DMERC non-dmepos claim 82 = RIC M DMERC DMEPOS claim 8 For Institutional or CWFB Claim, first day of Provider's or Physician/ Supplier's billing statement. MMDDYYYY 8 Last day of Provider's or Physician/ Supplier's billing statement. MMDDYYYY 5 Assigned by CMS to an Intermediary or Carrier authorized to process claims from Providers or Physician/Suppliers. (Refer to appendix table FI_NUM for NCH & DME) 1 Carrier-generated code describing whether the Part B claim is an original debit, full credit, or replacement debit. 1 = *Original debt 3 = Full credit 5 = Replacement debit 9 = Accrete bill history only (Internal; effective 2/22/91) *if claim disposition code = 3, entry code = 1 means original debit was voided. version K file documentation. 2

55 CARRIER CLAIM PROVIDER ASSIGNMENT INDICATOR SWITCH (62) (asgmntcd) 56 CARRIER CLAIM REFERRING UPIN NUMBER (60) (rfr_upin) 62 CARRIER CLAIM REFERRING PHYSICIAN NPI NUMBER (rfr_npi) (61) 72 LINE HCFA PROVIDER SPEC CODE (124) (hcfaspec) 74 LINE PROVIDER PART. INDICATOR CODE (126) (prtcptg) 75 LINE PROCESSING INDICATOR CODE (159) (proindcd) 77 LINE PAYMENT 80%/100% CODE (160) (pay80cd) 78 LINE SERVICE DEDUCTIBLE INDICATOR SWITCH (161) (dedind) 1 Whether the provider accepts assignment for the INDICATOR SWITCH A = Assigned claim N = Non-assigned claim 6 Unique Physician Identification Number (UPIN) number of physician who referred beneficiary to physician that performed the Part B services. *Encrypted data. 10 The NPI assigned to the physician who referred beneficiary to physician that performed the Part B services. The NPI may not be available prior to 7/1/2007. *Encrypted Data. 2 HCFA Specialty code used for pricing the service for this line item on the CWFB (Refer to appendix table HCFASPEC) 1 Code indicating whether or not a provider is participating or accepting assignment for this line item on the Part B (Refer to appendix table PRTCPTG). 2 The code indicating the reason a line item on the CWFB claim was allowed or denied. (Refer to appendix table PROINDCD). 1 The code indicating that the amount shown in the payment field on the CWFB claim represents either 80% or 100% of the allowed charges less any deductible, or 100% limitation of liability only. 0 = 80% 1 = 100% 3 = 100% limitation of liability only 4 = 75% Reimbursement 1 Switch indicating whether or not the service reflected on the line item on the CWFB claim is subject to deductible. 0 = Service subject to deductible 1 = Service not subject to deductible version K file documentation. 3

79 LINE PAYMENT INDICATOR CODE (162) (payindcd) 80 CARRIER MILES/TIME/UNITS/SERVICES COUNT (163) (mtuscnt) 92 CARRIER MILES/TIME/UNITS/SERVICES INDICATOR CODE (164) (mtusind) 93 LINE HCPCS CODE (135) (hcpcs) 98 LINE HCPCS INITIAL MODIFIER CODE (136) (mf1) 100 LINE HCPCS SECOND MODIFIER CODE (137) (mf2) 102 LINE HCPCS THIRD MODIFIER CODE (138) (mf3) 104 LINE HCPCS FOURTH MODIFIER CODE (139) (mf4) 106 LINE SUBMITTED CHARGE AMOUNT (lsubmamt) (155) 121 LINE ALLOWED CHARGE AMOUNT (156) (lalowamt) 1 Code that indicates the payment screen used to determine the allowed charge for the line item on the CWFB (Refer to appendix table PAYINDCD). 12.3 The count of the total units associated with services needing unit reporting such as transportation, miles anesthesia time units, number of services, volume of oxygen or blood units. This is a line item on the CWFB claim and is used for both allowed and denied services. 1 Code indicating the units associated with services needing unit reporting on the line item for the CWFB 0 = Values reported as zero (no allowed activities) 1 = Transportation (ambulance) miles 2 = Anesthesia time units 3 = Services 4 = Oxygen units 5 = Units of blood 6 = Anesthesia base and time units (prior to 1991; from BMAD) 5 Health Care Financing Administration Common Procedure Coding System (HCPCS) code. Procedures, supplies, products or services provided to Medicare Beneficiaries. (Refer to appendix table HCPCS) 2 First modifier to the procedure code to enable a more specific procedure ID for the (Carrier Information File) 2 Second modifier to enable a more specific procedure ID (Carrier Information File) 2 2 15.2 The amount of submitted charges for the line item service on the non-institutional 15.2 The amount of allowed charges reported on the line item on the CWFB version K file documentation. 4

136 LINE HCFA TYPE OF SERVICE CODE (129) (hcfatype) 137 LINE PLACE OF SERVICE CODE (131) (plcsrvc) 139 LINE FIRST EXPENSE DATE (133) (frexpenm, frexpend, frexpeny) 147 LINE LAST EXPENSE DATE (134) (lsexpenm, lsexpend, lsexpeny) 155 LINE SERVICE COUNT (128) (srvc_cnt) 167 LINE DIAGNSOSIS CODE (167) (linediag) 174 LINE PAYMENT AMOUNT (143) (linepmt) 189 LINE BENEFICIARY PART B DEDUCTIBLE AMOUNT (146) (ldedamt) 204 LINE BENEFICIARY PRIMARY PAYER PAID AMOUNT (148) (lprpayat) 219 LINE BENEFICIARY PRIMARY PAYER CODE (147) (lprpaycd) 220 LINE BENEFICIARY PAYMENT AMOUNT (144) (lbenpmt) 235 LINE PROVIDER PAYMENT AMOUNT (145) (lprvpmt) 250 LINE COINSURANCE AMOUNT (149) (coinamt) 1 Carrier s type of service code (usually different from HCFA s) used for pricing this service. (Refer to appendix table HCFATYPE) 2 Place of service for this procedure code. (Refer to appendix table PLCSRVC) 8 Beginning date of this service. (MMDDYYYY) 8 Ending date for this service. 12 Count of the total number of services processed. 7 ICD 9-CM code indicating diagnosis supporting this procedure/service. 15.2 Amount of payment made to provider and/or beneficiary for the services covered 15.2 The amount of money for which the intermediary or carrier has determined that the beneficiary is liable for the Part B deductible on the CWFB 15.2 Amount of a payment made on behalf of a Medicare beneficiary by a primary payer other than Medicare, that the provider is applying to covered Medicare charges on a CWFB 1 Specifies a federal non-medicare program or other source that has primary responsibility for the payment of the Medicare beneficiary s medical bills. (Refer to appendix table PRPAY_CD) 15.2 The payment (reimbursement) made to the beneficiary related to the line item service on the non-institutional 15.2 The payment made to the provider for the line item service on the non-institutional 15.2 The beneficiary coinsurance liability amount for this line item service on the non-institutional version K file documentation. 5

265 LINE INTEREST AMOUNT (151) (lintamt) 280 CARRIER CLAIM CASH DEDUCTIBLE APPLIED AMOUNT (68) (dedapply) 295 CARRIER CLAIM PRIMARY PAYER PAID AMOUNT (58) (prpayamt) 310 CLAIM PAYMENT AMOUNT (57) (pmt_amt) 325 NCH CARRIER CLAIM ALLOWED CHARGE AMOUNT (67) (allowamt) 340 NCH CARRIER CLAIM SUBMITTED CHARGE AMOUNT (66) (sbmtamt) 355 NCH CLAIM PROVIDER PAYMENT AMOUNT (63) (prov_pmt) 370 LINE PRIMARY PAYER ALLOWED CHARGE AMOUNT (152) (prpyalow) 399 CARRIER LINE REDUCED PAYMENT PHYSICIAN ASSISTANT CODE (127) (astnt_cd) 400 CARRIER CLAIM HCPCS YEAR CODE (69) (hcpcs_yr) 411 CARRIER LINE PERFORMING UPIN NUMBER (117) (perupin) 417 CARRIER LINE PERFORMING NPI NUMBER (118) (prf_npi) 15.2 Amount of interest to be paid for this line item service on the non-institutional 15.2 The amount of the cash deductible as submitted on the 15.2 The amount of a payment made on behalf of a Medicare beneficiary by a primary payer other than Medicare, that the provider is applying to covered Medicare charges on a noninstitutional 15.2 Amount of payment made from the Medicare trust fund for the services covered by the claim record. 15.2 The total allowed charges on the claim (the sum of line item allowed charges). 15.2 The total submitted charges on the claim (the sum of line item submitted charges). 15.2 The total payments made to the provider for this claim (sum of line item provider payment amounts). 15.2 The primary payer allowed charge amount for the line item service on the non-institutional 1 Code that identifies claims that have been paid a reduced fee schedule amount (65%, 75% or 85%) because a physician assistant performed the services. (Refer to appendix table ASTNT_CD). 1 The terminal digit of HCPCS version used to code the 6 Unique identifier of physician performing the UPIN number procedure specified by the HCPCS code. 10 The NPI assigned to the performing provider. The NPI may not be available prior to 7/1/2007. *Encrypted Data. version K file documentation. 6

437 CARRIER LINE PROVIDER TYPE CODE (120) (prv_type) 438 LINE NCH PROVIDER STATE CODE (122) (prvstate) 440 CARRIER LINE PERFORMING PROVIDER ZIP CODE (123) (prozip) 449 CARRIER CLAIM LINE COUNT (26) (clinecnt) 451 SEGMENT LINK NUMBER (23) (link_num) 461 DAILY PROCESS DATE (22) (daily_dtm, daily_dtd, daily_dty) 478 CLAIM PRINCIPLE DIAGNOSIS CODE (53) (pdgns_cd) 485 CARRIER CLAIM DIAGNOSIS CODE J COUNT (88) (cdgncnt) 487 CLAIM DIAGNOSIS CODES (113) (dgn_cd-1-dgn_cd12) NCH 100% Physician/Supplier Data File November 1, 2014 1 Code identifying the type of provider furnishing the service for this line item on the Part B (Refer to appendix table PRV_TYPE) 2 SSA State code where provider facility is located. (Refer to appendix table STATE_CD) 9 Zip code of the physician/ supplier who performed the Part B service for this line item. *Encrypted data. Special permission required for unencrypted data. 2 The count of the number of line items reported on the carrier 10 A system generated by CMS number used to keep records/segments belonging to a specific claim together. 8 The date the claim record was produced by CMS' CWFMQA system (used for internal editing purposes). MMDDYYYY 7 The diagnosis code identifying the diagnosis, condition, problem or other reason for the admission/encounter/visit shown in the medical record to be chiefly responsible for the services provided. 2 The count of the number of diagnosis codes reported on the carrier 12*7 Up to twelve 5 digit ICD-9 diagnosis codes. For persons with less than eight codes the columns are blank filled. 571 BETOS CODE (140) (betos) 3 Berenson-Eggers type of service (Betos) for the procedure code based on generally agreed upon clinically meaningful groupings of procedures and services. (Refer to appendix table BETOS) 574 CARRIER CLAIM BENEFICIARY PAID AMOUNT (65) (benepaid) 15.2 The amount paid to the beneficiary for the noninstitutional Part B services. version K file documentation. 7

589 CWF CLAIM ACCRETION DATE (18) (acrtn_dtm, acrtn_dtd, acrtn_dty) 597 NCH CLAIM BENEFICIARY PAYMENT AMOUNT (64) (nchben_pmt) 612 CLAIM CLINICAL TRIAL NUMBER (73) (cln_tril) 620 CARRIER LINE ANESTHESIA BASE UNIT COUNT (168) (ansthcnt) 632 CARRIER LINE CLINICAL LAB CHARGE AMT (158) (llabamt) 647 CARRIER LINE CLINICAL LAB NUM (157) (llab_num) 657 CARRIER LINE PRICING LOCALITY CODE (132) (price_cd) 659 CARRIER LINE PSYCHIATRIC, OCCUPATIONAL THERAPY, PHYSICAL THERAPY LIMIT AMOUNT (150) (psych_lmt) 674 LINE IDE NUMBER (141) (ide_num) 681 LINE PROVIDER TAX NUMBER (121) (tax_num) 8 The date the claim record is accreted (posted/ processed) to the beneficiary master record at the CWF host site and authorization for payment is returned to the fiscal intermediary or carrier. 15.2 The total payments made to the beneficiary for this claim (sum of line payment amounts to the beneficiary.) 8 The number used to identify all items and services provided to a beneficiary during their participation in a clinical trial. 12 The base number of units assigned to the line item anesthesia procedure on the carrier claim (non-dmerc). 15.2 Fee schedule charge amount applied for the line item clinical laboratory service on the carrier claim (non-dmerc). 10 The identification number assigned to the clinical laboratory providing services for the line item on the carrier claim (non-dmerc). 2 Code denoting the carrier-specific locality used for pricing the service for this line item on the carrier claim (non-dmerc). 15.2 For type of service psychiatric, occupational therapy or physical therapy, the amount of allowed charges applied toward the limit cap for this line item service on the non-institutional 7 The exemption number assigned by the Food and Drug Administration (FDA) to an investigational device after a manufacturer has been approved by FDA to conduct a clinical trial on that device. 10 Social security number or employee identification number of physician/supplier used to identify to whom payment is made for the line item service on the non-institutional Encrypted data. version K file documentation. 8

700 CARRIER LINE RX NUMBER (179) (lrx_num) 730 LINE DUPLICATE CLAIM CHECK INDICATOR CODE (175) (dup_chk) 731 LINE HEMATOCRIT/HEMOGLOBIN RESULT NUMBER (181) (hgb_rslt) 735 LINE HEMATOCRIT/HEMOGLOBIN TEST TYPE CODE (180) (hgb_type) NCH 100% Physician/Supplier Data File November 1, 2014 737 YEAR OF FILE (year) 4 Year of the file 30 The number used to identify the prescription order number for drugs and biological purchased through the competitive acquisition program (CAP). 1 The code used to identify an item or service that appeared to be a duplicate but has been reviewed by a carrier and appropriately approved for payment. 1 = Suspect duplicate review performed 4 The number used to identify the most recent hematocrit or hemoglobin reading on the noninstitutional 2 The code used to identify which reading is reflected in the hematocrit/hemoglobin result number field on the non-institutional R1 = Hemoglobin Test R2 = Hematocrit Test 741 RECORD COUNT (rec_count) 3 Record count for claim 744 CARRIER CLAIM PAYMENT DENIAL CODE (55) (pmtdnlcd) 746 Filler 1 2 Indicates to whom payment was made, or if a claim was denied. (Refer to appendix table PMTDNLCD) version K file documentation. 9