Functional Endoscopic Sinus Surgery (FESS)

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Functional Endoscopic Sinus Surgery (FESS) Last Review Date: December 9, 2016 Number: MG.MM.SU.56C Medical Guideline Disclaimer Property of EmblemHealth. All rights reserved. The treating physician or primary care provider must submit to EmblemHealth the clinical evidence that the patient meets the criteria for the treatment or surgical procedure. Without this documentation and information, EmblemHealth will not be able to properly review the request for prior authorization. The clinical review criteria expressed below reflects how EmblemHealth determines whether certain services or supplies are medically necessary. EmblemHealth established the clinical review criteria based upon a review of currently available clinical information (including clinical outcome studies in the peer-reviewed published medical literature, regulatory status of the technology, evidence-based guidelines of public health and health research agencies, evidence-based guidelines and positions of leading national health professional organizations, views of physicians practicing in relevant clinical areas, and other relevant factors). EmblemHealth expressly reserves the right to revise these conclusions as clinical information changes, and welcomes further relevant information. Each benefit program defines which services are covered. The conclusion that a particular service or supply is medically necessary does not constitute a representation or warranty that this service or supply is covered and/or paid for by EmblemHealth, as some programs exclude coverage for services or supplies that EmblemHealth considers medically necessary. If there is a discrepancy between this guideline and a member's benefits program, the benefits program will govern. In addition, coverage may be mandated by applicable legal requirements of a state, the Federal Government or the Centers for Medicare & Medicaid Services (CMS) for Medicare and Medicaid members. All coding and web site links are accurate at time of publication. EmblemHealth Services Company LLC, ( EmblemHealth ) has adopted the herein policy in providing management, administrative and other services to HIP Health Plan of New York, HIP Insurance Company of New York, Group Health Incorporated and GHI HMO Select, related to health benefit plans offered by these entities. All of the aforementioned entities are affiliated companies under common control of EmblemHealth Inc. Definitions Functional endoscopic sinus surgery (FESS) Acute (ARS) Recurrent acute (RARS) Chronic (CRS) CRS with polyposis Implantable sinus spacers/stents Minimally invasive outpatient mucosal-sparing surgical technique utilized to treat medically refractory CRS (with or without polyps) or recurrent acute. Rigid endoscopes are employed to visualize the surgical field to achieve one or more of the following goals: 1. Open paranasal sinuses to facilitate ventilation and drainage 2. Remove polyps and/or osteitic bony fragments to reduce inflammatory load 3. Enlarge sinus ostia to achieve optimal instillation of topical therapies 4. Obtain bacterial or fungal cultures and tissue for histopathology Characterized by inflammation of the mucosa of the nose and paranasal sinuses with associated sudden onset of symptoms of purulent nasal drainage accompanied by nasal obstruction, facial pain/pressure/fullness (or both) of 4 weeks duration. Characterized by 4 recurrent ARS episodes with complete clearing of symptoms between episodes over a one year period. Clinical disorder characterized by inflammation of the nasal mucosa and paranasal sinuses with associated signs and symptoms of 12 week consecutive duration. CRS is characterized by 2 symptoms, one of which is nasal blockage/obstruction/congestion or nasal discharge (anterior/posterior nasal drip), with or without facial pain/pressure and reduction or loss of smell with endoscopic evidence of mucopurulence, edema, and/or polyps and/or CT presence of mucosal thickening or air-fluid levels in the sinuses. Represents a subgroup of CRS patients with endoscopic evidence of unilateral or bilateral polyps in the inferior, superior and middle meatus. Inserted following endoscopic surgery to maintain patency of the sinuses and deliver local steroids. (EmblemHealth regards these devices as investigational and not medically necessary; see Limitations/Exclusions)

Page 2 of 5 Related Medical Guideline Balloon Sinuplasty Guideline A. FESS is considered medically necessary for the treatment of polyposis, sinusitis or sinus tumor when any of the following (1 14) are applicable: 1. Presence of benign or malignant sinonasal tumor (including inverted papilloma) confirmed by physical exam, endoscopic and CT imaging 2. Presence of clinical complications associated with pus formation (suppuration) (e.g., subperiosteal abscess, brain abscess, etc.) 3. Symptomatic chronic polyposis (i.e., nasal airway obstruction or suboptimal asthma control) refractory to maximal medical therapy 4. Allergic fungal sinusitis and all: i. Eosinophilic mucus ii. Nasal polyposis iii. Positive CT imaging 5. Chronic sinusitis secondary to mucocele (excludes benign, asymptomatic mucus retention cysts) 6. Recurrent sinusitis with significant associated comorbid conditions (may casual or exacerbate conditions such as asthma, recurrent bronchitis or pneumonia, diabetes, etc.) 7. Uncomplicated sinusitis (i.e., confined to paranasal sinuses without adjacent involvement of neurologic, soft tissue or bony structures); all: i. 4 episodes of ARS in one year with documented antibiotic treatment or CRS that interferes with lifestyle ii. Refractory to maximal medical therapy (Note: allergy testing is appropriate if symptoms are consistent with allergic rhinitis and have not responded to appropriate environmental controls and pharmacotherapy [antihistamines, intranasal corticosteroids, leukotriene antagonists, etc.]) iii. Abnormal findings on diagnostic work-up, as evidenced by any: 1. CT findings suggestive of obstruction or infection (e.g., air fluid levels, air bubbles, significant mucosal thickening, pansinusitis, diffuse opacification, etc.) 8. Fungal mycetoma 2. Nasal endoscopy findings suggestive of significant disease 3. Physical exam findings suggestive of chronic/recurrent disease (e.g., mucopurulence, erythema, edema, inflammation) 9. Previously failed sinus surgery 10. Cerebrospinal fluid rhinorrhea

Page 3 of 5 11. Nasal encephalocele 12. Posterior epistaxis cauterization 13. Persistent facial pain after other causes ruled out (relative indication) 14. Cavernous sinus thrombosis secondary to chronic sinusitis B. Nasal or sinus cavity debridement post FESS is considered medically necessary as follows; any: 1. Twice within 1 st 30-day postoperative period 2. Postoperative loss of vision or double vision 3. Cerebrospinal fluid leak (i.e., rhinorrhea) 4. Physical obstruction of sinus opening secondary to any: i. Nasal polyps unresponsive to oral or nasal steroids ii. Documented presence of papilloma, carcinoma or other neoplasm iii. Allergic fungal sinusitis Maximal Medical Therapy 1. Oral antibiotics of 2-4 weeks duration for members with CRS (culture-directed if possible) 2. Oral antibiotics with multiple 1-3 week courses for members with RARS 3. Systemic and/or topical steroids 4. Saline irrigations (optional) 5. Topical and/or systemic decongestants (optional, if not contraindicated) 6. Treatment of concomitant allergic rhinitis, including avoidance measures, pharmacotherapy and/or immunotherapy Limitations/Exclusions A. FESS is not considered medically necessary unless maximal medical management, when indicated, has been attempted, but failed to resolve the member s clinical condition. B. The use of drug-eluting devices for maintaining patency following sinus surgery are considered investigational due to insufficient evidence of therapeutic value. (E.g., Propel Mometasone Furoate Implant sinus implant, Relieva Stratus MicroFlow spacer and the Sinu-Foam spacer) Applicable Procedure Codes 31237 Nasal/sinus endoscopy, surgical; with biopsy, polypectomy or debridement [when specified as debridement following sinus surgery] 31254 Nasal/sinus endoscopy, surgical; with ethmoidectomy, partial (anterior) 31255 Nasal/sinus endoscopy, surgical; with ethmoidectomy, total (anterior and posterior) 31256 Nasal/sinus endoscopy, surgical, with maxillary antrostomy 31267 Nasal/sinus endoscopy, surgical, with maxillary antrostomy; with removal of tissue from maxillary sinus 31276 Nasal/sinus endoscopy, surgical with frontal sinus exploration, with or without removal of tissue from frontal sinus 31287 Nasal/sinus endoscopy, surgical, with sphenoidotomy 31288 Nasal/sinus endoscopy, surgical, with sphenoidotomy; with removal of tissue from the sphenoid sinus S2342 Nasal endoscopy for post-operative debridement following functional endoscopic sinus surgery, nasal and/or sinus cavity(s), unilateral or bilateral

Page 4 of 5 Applicable ICD-10 Diagnosis Codes B47.0 Eumycetoma C30.0 Malignant neoplasm of nasal cavity C31.0 Malignant neoplasm of maxillary sinus C31.1 Malignant neoplasm of ethmoidal sinus C31.2 Malignant neoplasm of frontal sinus C31.3 Malignant neoplasm of sphenoid sinus C31.8 Malignant neoplasm of overlapping sites of accessory sinuses C31.9 Malignant neoplasm of accessory sinus, unspecified D14.0 Benign neoplasm of middle ear, nasal cavity and accessory sinuses G96.0 Cerebrospinal fluid leak J01.01 Acute recurrent maxillary sinusitis J01.11 Acute recurrent frontal sinusitis J01.21 Acute recurrent ethmoidal sinusitis J01.31 Acute recurrent sphenoidal sinusitis J01.41 Acute recurrent pansinusitis J01.81 Other acute recurrent sinusitis J01.91 Acute recurrent sinusitis, unspecified J32.0 Chronic maxillary sinusitis J32.1 Chronic frontal sinusitis J32.2 Chronic ethmoidal sinusitis J32.3 Chronic sphenoidal sinusitis J32.4 Chronic pansinusitis J32.8 Other chronic sinusitis J32.9 Chronic sinusitis, unspecified J33.0 Polyp of nasal cavity J33.1 Polypoid sinus degeneration J33.8 Other polyp of sinus J33.9 Nasal polyp, unspecified J34.1 Cyst and mucocele of nose and nasal sinus J34.81 Nasal mucositis (ulcerative) J34.89 Other specified disorders of nose and nasal sinuses J34.9 Unspecified disorder of nose and nasal sinuses Q01.1 Nasofrontal encephalocele R04.0 Epistaxis References Alsaffar H, Sowerby L, Rotenberg BW. Postoperative nasal debridement after endoscopic sinus surgery: a randomized controlled trial. Ann Otol Rhinol Laryngol. 2013; 122(10):642-647. American Academy of Otolaryngology-Head and Neck Surgery. Position Statement: Debridement of the Sinus Cavity after ESS. Adopted August 1999; Revised December 2012. http://www.entnet.org/?q=node/946. Accessed December 14, 2016. Benninger MS, Ferguson BJ, Hadley JA, et al. Adult chronic : definitions, diagnosis, epidemiology, and pathophysiology. Otolaryngol Head Neck Surg. 2003; 129(3 Suppl):S1-32.

Page 5 of 5 Blomqvist EH, Lundblad L, Anggard A, et al. A randomized controlled study evaluating medical treatment versus surgical treatment in addition to medical treatment of nasal polyposis. J Allergy Clin Immunol. 2001; 107(2):224-228. Bugten V, Norgard S, Steinsvag S. The effects of debridement after endoscopic sinus surgery. Laryngoscope. 2006; 116(11):2037-2043. Busaba NY, Kieff D. Endoscopic sinus surgery for inflammatory maxillary sinus disease. Laryngoscope. 2002; 112(8 Pt 1):1378-1383. Ehnhage A, Olsson P, Kölbeck KG, et al. Functional endoscopic sinus surgery improved asthma symptoms as well as PEFR and olfaction in patients with nasal polyposis. Allergy. 2009; 64(5):762-769. Fishman JM, Sood S, Chaudhari M, et al. Prospective, randomised controlled trial comparing intense endoscopic cleaning versus minimal intervention in the early post-operative period following functional endoscopic sinus surgery. J Laryngol Otol. 2011; 125(6):585-589. Hamilos DL. Chronic sinusitis. J Allergy Clin Immunol. 2000; 106(2):213-227. Kemppainen T, Seppä J, Tuomilehto H, et al. Repeated early debridement does not provide significant symptomatic benefit after ESS. Rhinology. 2008; 46(3):238-242. Khalil HS, Nunez DA. Functional endoscopic sinus surgery for chronic. Cochrane Database Syst Rev. 2006;(3):CD004458. Kuhn FA, Javer AR. Allergic fungal : perioperative management, prevention of recurrence, and role of steroids and antifungal agents. Otolaryngol Clin North Am. 2000; 33(2):419-433. Lee JY, Byun JY. Relationship between the frequency of postoperative debridement and patient discomfort, healing period, surgical outcomes, and compliance after endoscopic sinus surgery. Laryngoscope. 2008; 118(10):1868-1872. Lieser JD, Derkay CS. Pediatric sinusitis: when do we operate? Curr Opin Otolaryngol Head Neck Surg. 2005. 13(1):60-66. Luong A, Marple BF. Sinus surgery: indications and techniques. Clin Rev Allergy Immunol. 2006; 30(3):217-222. Manning S. Surgical intervention for sinusitis in children. Curr Allergy Asthma Rep. 2001; 1(3):289-296. Nilssen E, Wardrop P, El-Hakim H, et al. A randomized control trial of post-operative care following endoscopic sinus surgery: debridement versus no debridement. J Laryngol Otol. 2002; 116(2):108-111. Orlandi RR, Kennedy DW. Surgical management of. Am J Med Sci. 1998; 316(1):29-38. Patel A. Functional Endoscopic Sinus Surgery. Medscape. December 2014. http://emedicine.medscape.com/article/863420-overview. Accessed December 14, 2016. Penttila MA, Rautiainen ME, Pukander JS, Karma PH. Endoscopic versus Caldwell-Luc approach in chronic maxillary sinusitis: comparison of symptoms at one-year follow-up. Rhinology. 1994; 32(4):161-165. Penttila MA, Rautiainen ME, Pukander JS, Kataja M. Functional vs. radical maxillary surgery. Failures after functional endoscopic sinus surgery. Acta Otolaryngol Suppl. 1997; 529:173-176. Ragab SM, Lund VJ, Scadding G. Evaluation of the medical and surgical treatment of chronic : a prospective, randomised, controlled trial. Laryngoscope. 2004; 114(5):923-930. Specialty matched clinical peer review. Seiden AM, Stankiewicz JA. Frontal sinus surgery: the state of the art. Am J Otolaryngol. 1998; 19(3):183-193.