SGEC Webinar Handouts 6/12/2013



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GERIATRIC EMERGENCYPREPAREDNESS AND RESPONSE (GEPR) WEBINAR SERIES SESSION THREE THE CONTINUUM OF CARE, OPERATIONAL PREPAREDNESS AND EMERGENCY RESPONSE (CCOPER) PROGRAM: A STATE MODEL Presenters Judith A. Metcalf, APRN, BC, MS UNE Maine Geriatric Education Center Kathy Knight, RN, BSN, CHEC Northeastern Maine Regional Resource Center This project is/was supported by funds from the Bureau of Health Professions (BHPr), Health Resources and Services Administration (HRSA), Department of Health and Human Services (DHHS) under UB4HP19049, grant title: Geriatric Education Centers, 1 total award amount: $384,525. This information or content and conclusions are those of the author and should not be construed as the official position or policy of, nor should any endorsements be inferred by the BHPr, HRSA, DHHS or the U.S. Government. Kathy Knight, RN, BSN, CHEC Kathy Knight is the director of the Northeastern Maine Regional Resource Center (NE MRRC) at Eastern Maine Medical Center (EMMC), the EMHS Center for Emergency Preparedness, and the Northeastern Maine Medical Reserve Corps. Since 2004, she has worked in partnership with Maine Centers for Disease Control (MeCDC) and 21 regional hospitals to develop local, regional and state wide Medical, Behavioral and Public Health Emergency Preparedness and Response Plan for the northeastern area Maine. She facilitates the assessment of resources and regional needs, engages in all hazards emergency and bio event planning efforts with stakeholders, develops, coordinates and conducts disaster exercises, provides consultative services to healthcare organizations and businesses, lectures nationally and coordinates education and training offerings. Kathy worked 23 years in EMMC s Emergency Department in a variety of positions as nursing staff, department nurse manager, hospital emergency preparedness coordinator and staff developer. She is actively engaged in volunteer activities with the Critical Incident and Stress Management Team, Northeastern Maine Medical Reserve Corps, State of Maine Disaster Behavioral Health Team, and the Central Maine Incident Management Assistance Team. Kathy obtained and managed the Comprehensive Continuum of Care Operational Preparedness and Emergency Response (CCOPER) Grant to improve the level of preparedness among Long Term Care Facilities, Home Healthcare Agencies, Hospice and Residential Care Facilities by developing standardized templates for emergency management plan, training and educational offerings and integrating these organizations into the traditional emergency response community. 2 Commons Attribution 3.0 Unported License. 1

Judith A. Metcalf, APRN, BC, MS Judith A. Metcalf is Principle Investigator and Director of the University of New England Maine Geriatric Education Center. Ms. Metcalf has her Bachelors in Nursing from Salem State College, Salem, Massachusetts, her Masters from Boston University and her Post Masters Adult Nurse Practitioner Certification in Primary Health Care Nursing from Simmons College Boston, Massachusetts. Ms. Metcalf has directed the programs of the UNE MGEC since 2003. Focus areas include evidence based practice falls and quality of falls care team training for emergency department health professionals, geriatric health literacy collaborative team training, Living Art Living Well Studio for health professionals and emergency preparedness training for health professionals in long term care and assisted living communities. UNE MGEC is also one of six HRSA funded GECs that are members of the Geriatric Emergency Preparedness Response (GEPR) Collaborative. Her position, as Director of the UNE Maine GEC is complemented by her involvement in the UNE Mature Care Practice as a nurse practitioner providing primary care to older adults in residential, assisted living, rehabilitation and long term care settings. She serves on several national and statewide committees and boards and is a current Board Member of the National Association of Geriatric Education Centers (NAGEC) and the National Association of Geriatric Education (NAGE). 3 Continuum of Care, Operational Preparedness and Emergency Response (CCOPER) Program: A State Model Kathy Knight, RN, BSN, CHEC Director, Northeastern Maine Regional Resource Center, EMHS Center for Emergency Preparedness, and Northeastern Maine Medical Reserve Corps Eastern Maine Healthcare Systems (EMHS), Brewer, Maine Funding and Support Provided by MeCDC Judith A. Metcalf, APRN, BC, MS Director, UNE Maine Geriatric Education Center Center for Community and Public Health, University of New England, Portland Maine 4 Commons Attribution 3.0 Unported License. 2

Background UNE Maine Geriatric Education Center & Continuum of Care Operational Preparedness and Emergency Response (CCOPER) collaboration 5 Overview Background Purpose Scope Partnerships Structure Deliverables Challenges and Barriers Strategies for Success Purchases Evaluation Lessons Learned 6 Commons Attribution 3.0 Unported License. 3

Background: 2009 Survey of EMHS LTC and Home Health Care Organizations Surveyed EMHS organizations in 3 counties: Aroostook Hancock Penobscot 8 LTC facilities Eastern Maine Home Care Service Area Statistics Northeastern Maine Region (8 Counties): Total population of 438,000 Nearly 67,000 (15.2%) are older than 65 years of age. 54 LTC facilities 15 Home Health Care Agencies 19 hospital service areas Commons Attribution 3.0 Unported License. 4

Survey Results Very few organizations had engaged in All Hazards emergency response preparedness (ERP) planning Only 50% had developed a response plan for specific emergencies Majority of Emergency Response Plans (ERP s) were untested 75% did not have staff training programs for emergency preparedness Majority of ERPs were incomplete LTC Planning Gaps Five Major Planning Gaps Identified: Coordination between local, regional and state emergency management partners, long term care services and home health. Establishment of decision making criteria and guidelines for resident evacuation. Development of effective communications systems. Established resident tracking and case management systems. Development and refinement of an all hazards disaster preparedness plan Commons Attribution 3.0 Unported License. 5

Continuum of Care Operational Preparedness and Emergency Response (CCOPER) Grant APPLICANT EXECUTIVE CHAMPION Eastern Maine Healthcare Systems (EMHS) Senator Susan Collins Lisa Harvey McPherson, RN, MBA, MPPM; EMHS VP Continuum of Care Introduction to CCOPER Grant Continuum of Care Operational Preparedness and Emergency Response (CCOPER) Grant 12 month program Originally intended as a 3 year project Funded for year of October 1, 2010 to September 30, 2011 Focus Areas: Long Term Care Facilities Home Health Care Agencies Hospice Agencies Commons Attribution 3.0 Unported License. 6

Purpose Detailed regional assessment of continuum of care readiness Development of tools (plans, exercises, training, etc.) for long term care, residential care, assisted living and home health care organizations to ensure the provision of comprehensive and coordinated all hazards emergency response. Incorporate home care, hospice and long term care facilities into the Regional Resource Center Region III healthcare coalition. Development of a planning model capable of readily being duplicated in other rural areas in Maine and nationally. Scope GEOGRAPHIC Aroostook County Penobscot County Piscataquis County Washington County Hancock County Knox County Waldo County Somerset County Kennebec County TARGET ORGANIZATIONS Long Term Care Facilities Home Health Care Agencies Hospice Residential Care Commons Attribution 3.0 Unported License. 7

Other Partners Maine Centers for Disease Control and Prevention (MeCDC) Maine Emergency Management Agency (MEMA) Maine Health Care Association (MHCA) Maine Primary Care Association (MPCA) Office Senator Olympia Snow Office Senator Susan Collins Regional Resource Centers (RRC s) Agencies on Aging American Red Cross Maine EMS Fire Law Enforcement University of New England, Maine Geriatric Education Center (UNE MGEC) Home Care Alliance of Maine EMHS Commons Attribution 3.0 Unported License. 8

CCOPER Structure CDC Grant Oversight EMHS Executive Leadership Steering Committee CCOPER Collaborative Regional Healthcare Coalitions 17 Test Organizations Purpose of Test Organizations Organizations that work closely with the CCOPER Team to trial and troubleshoot end products prior to release LTCF (1) Large Organization (1) Small Organization Home Health Care/Hospice (1) Large Organization (1) Small Organization Commons Attribution 3.0 Unported License. 9

CCOPER Program Deliverables Mitigation Regional Assessment All Hazards HVA 96 Hour Analysis MOU s Equipment Purchases HSEEP Compliant Exercise Program Response 3 1 Emergency Management Cycle 2 4 Preparedness All Hazards Emergency Management Plan Template Training Program Demobilization Plan Recovery Plan Program Evaluation Recovery Commons Attribution 3.0 Unported License. 10

Committing to the Process Each participating organization was asked to sign a charter to signify their intent to participate Stars assigned to completed tasks to instigate competition. 21 All Hazards Approach Hazards Planning focuses on developing capacities and capabilities that are critical to preparedness for a wide variety of emergencies or disasters. Emergency Plans to address adequate response systems to a variety of hazards Natural Hazards Technological Hazards (fire, hazardous materials event, etc.) Human Hazards (terrorism, hostage taking, bombings, etc.) Hazardous Materials (chemical, radiological, etc.) Commons Attribution 3.0 Unported License. 11

Emergency Management Cycle Phase of the Emergency Management Cycle Mitigation/Prevention Preparedness Response Recovery Incident Command Structure Standardized method of organizing response Defines responsibilities and reporting channels Uses common terminology Flexible and scalable 24 Commons Attribution 3.0 Unported License. 12

Preparedness, A Moving Target Commons Attribution 3.0 Unported License. 13

Regional Needs Assessment Purpose: Assess current levels of preparedness Identify gaps in planning Response Rate: LTCF: 75% (107 questions) HHC: 100% (70 questions) 27 Facility Size and Proximity To Acute Care Facility Long Term Care Facility Size 40 % of participants < 40 beds 34 % of participants 40 80 beds 15 % of participants 80 120 beds 7 % of participants 120 160 beds 3 % of participants 160 180 beds 28 Commons Attribution 3.0 Unported License. 14

Summary of Findings Regional Assessment 29 Geographically Diverse (Rural and Urban) Variations in Financial Structure (Private, Non Profit, For Profit) Variations in Organizational Size (Small, Large) Dissimilar levels of preparedness Summary of Findings Regional Assessment < 65% budget for emergency management planning and response. 52% have EMP reviewed by local, regional or state officials 58% of organizational plans included coordination or response with local, regional and state officials. 30 Commons Attribution 3.0 Unported License. 15

Summary of Findings Regional Assessment Most organization s Emergency Management Plan: Includes a basic evacuation plan as required by CMS, but focus on shelter in place. Does not address triage of casualties or quarantine. Does not have established Memorandum of Understandings (MOU) with vendors/organizations to provide services, equipment, space, supplies. Do not include collaboration and planning with other responding agencies (ARC, NE MRRC, hospitals, etc.) 31 Summary of Findings Regional Assessment Evacuation plans for long term care facilities (LTCF) are, in general: Poorly constructed Limited in scope Do not encompass realistic instructions or plans for complete evacuation of the facility Most healthcare organizations are encouraged to shelter in place resulting in unrealistic evacuation plans Commons Attribution 3.0 Unported License. 16

Summary of Findings Regional Assessment Many LTCF emergency management plans do not address: Surge Capacity : ability to care for large numbers of casualties above and beyond normal census Surge Capability : caring for victims with unusual or highly specialized medical needs in adverse situations. Potential Influx: Palliative Care Temporary care of rehab/nursing home patient Early discharges and placement of LTC patients Prioritization of Needs 34 #1: Staff training in emergency response procedures #2: Evacuation and ACS Planning #3: Exercise Planning and Conduct #4: Development of MOU s #5: Communication Redundancy (Technology) Commons Attribution 3.0 Unported License. 17

Challenges and Barriers Shortened Planning Time Period Organizational Financial Restrictions Organizational Staffing Shortages Incentivizing Targeted Partners Large, Geographically Diverse Territory Regulatory Limitations on Needed Surge Response Meeting Needs of Home Health Agencies 35 Challenges and Barriers (Cont.) Limited Public Safety Participation Limited EMA Participation Lack of Leadership Commitment and Buy In Lack of Understanding Regarding Value Added By Program Participation 36 Commons Attribution 3.0 Unported License. 18

Strategies for Success: Incentivizing Participants 37 Positive Incentives (The Carrot): Identify value added as a result of program participation. Limit time commitment for unproductive activities (travel) Providing a completed product at the finish line Diminish/limit staff obligations Potential Negative Ramifications of Non Participation (The Stick): Identify legal and regulatory consequence of Failure to Prepare Positive Incentives (The Carrot) Financial Value Added FREE EMP plan template FREE Consultation FREE Training FREE HVA Template and Assistance 38 Commons Attribution 3.0 Unported License. 19

Positive Incentives (The Carrot) Conservation of Staffing Value Added : Networking Collaboration with Response Partners Limitation of Travel High intensity, monthly meeting 39 Preparedness and Networking The middle of a disaster is NOT the time to exchange business cards Senator Susan Collins R-Maine Commons Attribution 3.0 Unported License. 20

Limitation of Travel Maximum 1 hour driving time (50 miles) between organization and meeting location. Grouping response partners Allow partner to attend session in another region if unable to attend scheduled offering in their region. Meeting Locations Participating Organization Regional Trainings Sub-region Location of Participating Organizations 1 Bangor, Brewer, Eddington, Holden, Orono, Old Town, Milford, Indian Island, Bucksport 2 Rockland, Camden, Belfast, Searsport 3 Ellsworth, Blue Hill, Deer Isle, Bar Harbor, Penobscot 4 Houlton, Presque Isle, Caribou, Mars Hill, Van Buren 5 Fort Kent, Madawaska, Eagle Lake, Frenchville 6 Augusta, Waterville, Oakland, Gardiner, Benton, Winslow, Hallowell, Fairfield 7 Lincoln, Millinocket, East Millinocket, Howland, Patten 8 Skowhegan, Hartland, Pittsfield, Smithfield, Bingham, Madison, Farmington 9 Machias, Calais, Eastport, Lubec, Jonesport, Milbridge 10 Dover-Foxcroft, Dexter, Greenville, Jackman Month Sub -region 1 Sub -region 2 Sub -region 3 Sub -region 4 Sub -region 5 Sub -region 6 Sub - region 7 Sub -region 8 Sub -region 9 Sub - region 10 March 15 22 22 24 24 29 25 April 1 April 1 29 April 12 13 13 20 21 26 22 27 27 26 May 10 17 17 19 19 24 20 25 25 24 June 7 14 14 16 16 28 17 29 29 28 July 12 19 19 21 21 26 22 27 27 26 August 9 16 16 18 18 23 19 24 24 23 September 13 20 20 22 22 27 23 28 28 27 Commons Attribution 3.0 Unported License. 21

High Intensity, Monthly Planning Meetings 5 hour monthly meetings Work within response group Provided template and associated training Personalize template between meetings 43 Potential Negative Ramifications (The Stick) Lack of compliance with legal and regulatory requirements. Failure to Prepare civil litigation and associated fines. Increased mortality/morbidity of patient population in response where organization is unprepared. 44 Commons Attribution 3.0 Unported License. 22

Legal and Regulatory Compliance (The Stick) Regulation/Law Date Enacted Description Medicare & Medicaid Federal law requires Medicare and Medicaid certified facilities have written plans and procedures to meet all potential emergencies and provide training to employees in emergency procedures Stafford Act (1988) Establishes broad mandate to protect the general public and vulnerable populations. Enables the President to declare an emergency or major disaster. Empowers the President to issue regulations to govern the provision of federal assistance for a major disaster. Pandemic All Hazards Preparedness Act Older Americans Act (1992) Added a provision entitled at risk individuals to the Public Health Service Act. Provision defines senior citizens as having special needs in the event of a public health emergency. 1992 created a new chapter on abuse, neglect and exploitation prevention 2006 new language addressing elder mistreatment and self neglect and elder justice Elders are increasingly susceptible to abuse during a disaster where resources in a nursing home and community may be stretched thin. 45 Legal and Regulatory Compliance (The Stick) Regulation/Law Description Social Security Act Establishes requirements for nursing homes which participate in the Medicare and Medicaid programs Protect health, safety welfare, and rights of residents Certified nursing homes are required to have: 1. Detailed written plans and procedures to meet all potential emergencies and disasters and 2. Must have adequate training for employees in emergency procedures Tort Claims Filing negligence claims is a logical cause for action especially in nursing home cases where there is a violation of duty of care and damages Negligence is defined as conduct that falls below the standard of care established by law for the protection of others against unreasonable risk of harm EXAMPLE: a nursing home, may be found liable when the long term care facility fails to protect the residents or fails to give them proper medication 46 Commons Attribution 3.0 Unported License. 23

Negative Outcomes In A Real World Response Recent large scale disasters demonstrated LTCF s either deviated from or worked beyond their emergency plans during the event. Problems included: Transportation contracts not honored Complicated medication needs Host facilities unavailable or inadequately prepared Inadequate staffing Insufficient food and water Difficult re-entry to facilities Increased mortality and morbidity among residents of nursing homes and assisted living facilities is associated with evacuation during a disaster. Failure to Prepare! Multiple acute care and long term care organization criminal and civil charges. Future legislation anticipated to address failure to prepare Organizations that have not properly prepared and experience negative outcome will be held liable. Commons Attribution 3.0 Unported License. 24

Leadership Support Leadership must be made aware of the legal and moral consequences of inadequate emergency response planning Organizational leadership must make a commitment to support emergency response planning and training efforts. Purchases: EOC Kits Each regularly participating agency that signed the Charter/Intent to Participate received an EOC Kit EOC Kit Contents: ICS Quick Guides (ICS Structure, Workplace Violence, Public Health Emergencies) Midland Weather Alert Radio Midland Emergency Crank Radio HAMM Radio HAM Radio License Manual Yellow Medical Bracelets ICS Vests (5 per organization) Scanner Flashlights Tote Commons Attribution 3.0 Unported License. 25

CCOPER Program Evaluation Process Focus: Organizational Mitigation and Preparedness including status of written plans Status of MOUs Degree of integration with traditional emergency response organizations Satisfaction with program and products CCOPER Program Evaluation CCOPER Project Final Evaluation Will you use the tools from the CCOPER Project to develop an EOP? Will the templates and other resources be useful in developing an EOP? Does the HVA (Hazard Vulnerability Analysis) capture the risks facing your organization? Will the communications equipment provided be actively used? Are you more confident in facing emegencies after completing the CCOPER training? Has the knowledge gained been used in any real emergencies faced by your organization? If additional funding was made available would you develop staff EOP training programs 0 5 10 15 20 25 30 35 40 Yes No 52 Commons Attribution 3.0 Unported License. 26

Relevancy and Value of Subject Matter CCOPER Program Overall Satisfaction Scores 25 CCOPER Project Final Evaluation Agencies Responding: 36 20 15 10 5 0 How would you rank the overall quality of the CCOPER Project? Excellent How would you rate the quality of the templates and other resources? Very Good 54 Commons Attribution 3.0 Unported License. 27

Lessons Learned 55 Participants require ongoing assistance with implementation of tools acquired through the CCOPER Grant. Justification is required to attain LTCF/AL integration with the broader regional healthcare coalition Organizations whose executive leadership viewed EP as a priority accomplished more and engaged more fully in preparedness process. Questions 56 Commons Attribution 3.0 Unported License. 28

Q & A We now have some time to answer your questions. if you have any questions, please use the Chat feature located on the right side of your screen. Please send your chat to everyone if possible. After the Q and A, We would like to ask each of the participants to answer the short evaluation questionnaire. 57 Please complete our short survey, We appreciate your feedback. NOTE: Continuing Education Participants must complete a final survey in order to receive CEU/CME credit Final Question Thank You for Participating! 58 Reminder: Please complete our short survey. We appreciate your feedback. NOTE: Continuing Education Participants must complete a final survey in order to receive CEU/CME credit Commons Attribution 3.0 Unported License. 29