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Corporate Medical Policy File Name: Origination: Last CAP Review: Next CAP Review: Last Review: immune_cell_function_assay 11/2009 3/2016 3/2017 3/2016 Description of Procedure or Service Careful monitoring of lifelong immunosuppression is required to ensure long-term viability of solid organ allografts without incurring increased risk of infection. Monitoring of immunosuppression attempts to balance the dual risks of rejection and infection. It is proposed that individual immune profiles, such as an immune cell function assay, will help assess the immune function of the transplant recipient and individualize the immunosuppressive therapy. Currently, immunosuppression is determined by testing for clinical toxicity (e.g., leukopenia, renal failure) and by therapeutic drug monitoring (TDM) when available. However, drug levels are not a surrogate for overall drug distribution or efficacy because pharmacokinetics often differs among individuals due to clinical factors such as underlying diagnosis, age, gender, and race; circulating drug levels may not reflect the drug concentration in relevant tissues; and levels of an individual immunosuppressant drug may not reflect the cumulative effect of other concomitant immunosuppressants. The main value of TDM is the avoidance of toxic levels and monitoring patient compliance. Further, the appropriate level of immunosuppression may vary from person to person. Individual immune profiles, such as an immune cell function assay, could support clinical decision-making and help to manage the risk of infection from excess immunosuppression and the risk of rejection from inadequate immunosuppression in immunosuppressed patients. ImmuKnow measures the concentration of adenosine triphosphate (ATP) in whole blood after a 15- to 18-hour incubation with the mitogenic stimulant, phytohemagglutinin. In cells that respond to stimulation, increased ATP synthesis occurs during incubation. Concurrently, whole blood is incubated in the absence of stimulant for the purpose of assessing basal ATP activity. CD4+ T lymphocytes are immunoselected from both samples using anti-cd4 monoclonal antibody-coated magnetic particles. After washing the selected CD4+ cells on a magnet tray, a lysis reagent is added to release intracellular ATP. A luminescence reagent added to the released ATP produces light measured by a luminometer, which is proportional to the concentration of ATP. The characterization of the cellular immune response of a specimen is made by comparing the ATP concentration for that specimen with fixed ATP production ranges. Pleximmune measures CD154 expression on T-cytotoxic memory cells in patient s peripheral blood lymphocytes. CD154 is a marker of inflammatory response. To characterize risk of rejection, the patient s inflammatory response to (transplant) donor cells is expressed as a fraction of the patient s inflammatory response to third-party cells. This fraction or ratio is called the Immunoreactivity Index (IR). If the donorinduced response exceeds the response to third-party cells, the individual is at increased risk for rejection. Cells are cultured and then analyzed with fluorochrome-stained antibodies to identify the cells expressing CD154. For posttransplant blood samples, an IR greater than 1.1 indicates increased risk of rejection, and an IR less than 1.1 indicates decreased risk of rejection. For pretransplant samples, the threshold for IR is 1.23. Page 1 of 5

Regulatory Status In April 2002, ImmuKnow (Cylex, recently acquired by ViraCor-IBT Laboratories, Lee s Summit, MO), an immune cell function assay, was cleared for marketing by the U.S. Food and Drug Administration (FDA) through the 510(k) process for detecting cell-mediated immunity (CMI) in an immunosuppressed patient population. In April 2002, Immune Cell Function Assay (Cylex) was cleared for marketing by FDA through the 510(k) process. The FDA determined that this device was substantially equivalent to 2 flow cytometry reagents ( predicate devices ) manufactured by Becton Dickinson, the Tritest CD4 FITC/CD8 PE/CD3 PerCP Reagent and the Multitest CD3 FITC/CD8 PE/CD45 PerCP/CD4 APC Reagent. These reagents are used to determine CD4+ T-lymphocyte counts in immunocompromised patients. The FDA-indicated use of the Immune Cell Function Assay is for the detection of CMI in an immunosuppressed population. In 2010, a device modification for this assay was cleared for marketing by FDA through the 510(k). There were no changes to the indications or intended use. In August 2014, Pleximmune (Plexision) was approved by FDA through the humanitarian device exemption process. The test is intended for use in the pretransplantation and early and late posttransplantation period in pediatric liver and small bowel transplant patients for the purpose of predicting the risk of transplant rejection within 60 days after transplantation or 60 days after sampling. Policy ***Note: This Medical Policy is complex and technical. For questions concerning the technical language and/or specific clinical indications for its use, please consult your physician. Immune Cell Function Assay is considered investigational for all applications. BCBSNC does not cover investigational services or procedures. Benefits Application This medical policy relates only to the services or supplies described herein. Please refer to the Member's Benefit Booklet for availability of benefits. Member's benefits may vary according to benefit design; therefore member benefit language should be reviewed before applying the terms of this medical policy. When Immune Cell Function Assay is covered Not applicable. When Immune Cell Function Assay is not covered The immune cell function assay is considered investigational for all indications, including to monitor and predict immune function after solid organ transplantation or hematopoietic stem cell transplantation. BCBSNC does not cover investigational services. Policy Guidelines The evidence for immune cell function assay in patients who have a solid organ transplant includes numerous studies of the association of assay test values and subsequent rejection or infection, and 1 randomized controlled trial in liver transplant patients. Relevant outcomes are overall survival, test accuracy, other test performance measures, and morbid events (rejection and infection). The ImmuKnow test shows variable associations with infection and rejection depending on the type of transplant and the context of the study. The predictive characteristics of the test are still uncertain, and do not allow a strong indirect argument of clinical utility. The trial of ImmuKnow in liver transplant Page 2 of 5

patients showed improvement in overall survival; however, the trial has several shortcomings. Pleximmune test results correlated with rejection, but conclusions are uncertain because of extremely limited evidence deriving from a small number of patients described briefly in Food and Drug Administration approval documents. Studies of clinical utility of Pleximmune were not identified. The evidence is insufficient to determine the effects of the technology on health outcomes. The evidence for immune cell function assay in patients who have a hematopoietic stem cell transplant includes studies correlating ImmuKnow values with subsequent survival. Relevant outcomes are overall survival, test accuracy, other measures of test performance, and morbid events. Small studies show that ImmuKnow values correlate with long-term survival. This information on predictive capability could not be linked to improved outcomes. No direct studies of clinical utility were identified. The evidence is insufficient to determine the effects of the technology on health outcomes. Billing/Coding/Physician Documentation Information This policy may apply to the following codes. Inclusion of a code in this section does not guarantee that it will be reimbursed. For further information on reimbursement guidelines, please see Administrative Policies on the Blue Cross Blue Shield of North Carolina web site at www.bcbsnc.com. They are listed in the Category Search on the Medical Policy search page. Applicable service codes: 86352 ***Please note: 86352 is not specific to this policy and may be submitted for other laboratory tests. Providers should not be submitting claims using CPT codes 86353 and/or 82397. BCBSNC may request medical records for determination of medical necessity. When medical records are requested, letters of support and/or explanation are often useful, but are not sufficient documentation unless all specific information needed to make a medical necessity determination is included. Scientific Background and Reference Sources Immune Cell Function Assay in Solid Organ Transplantation Humar A, Michaels M; AST ID Working Group on Infectious Disease Monitoring. American Society of Transplantation recommendations for screening, monitoring and reporting of infectious complications in immunosuppression trials in recipients of organ transplantation. Am J Transplant 2006; 6(2):262-74. BCBSA Medical Policy Reference Manual [Electronic Version]. 2.04.56, 8/13/09 Senior Medical Director - 10/2009 Senior Medical Director - 12/2009 BCBSA Medical Policy Reference Manual [Electronic Version]. 2.04.56, 9/16/2010 Specialty Matched Consultant Advisory Panel 3/2011 Policy Renamed - Immune Cell Function Assay BCBSA Medical Policy Reference Manual [Electronic Version]. 2.04.56, 11/19/2011 Specialty Matched Consultant Advisory Panel 3/2012 BCBSA Medical Policy Reference Manual [Electronic Version]. 2.04.56, 11/8/2012 Specialty Matched Consultant Advisory Panel 3/2013 BCBSA Medical Policy Reference Manual [Electronic Version]. 2.04.56, 11/14/2013 Page 3 of 5

Specialty Matched Consultant Advisory Panel 3/2014 BCBSA Medical Policy Reference Manual [Electronic Version]. 2.04.56, 12/30/2014 Specialty Matched Consultant Advisory Panel 3/2015 BCBSA Medical Policy Reference Manual [Electronic Version]. 2.04.56, 12/10/2015 Specialty Matched Consultant Advisory Panel 3/2016 Policy Implementation/Update Information Immune Cell Function Assay in Solid Organ Transplantation 11/9/09 New Evidence Based Guideline issued. Reviewed with Senior Medical Director 10/16/2009. "Use of the immune cell function assay to monitor and predict immune function after solid organ transplantation is not recommended." (btw) 1/5/10 Evidence Based Guideline converted to Corporate Medical Policy. BCBSNC will not provide coverage for Immune Cell Function Assay in Solid Organ Transplantation because it is considered investigational. BCBSNC does not cover investigational services. Added new CPT code, 86352, to the "Billing/Coding" section. Changed the wording of "Providers may be submitting claims using CPT codes 86353 and/or 82397." to "Providers should not be submitting claims using CPT codes 86353 and/or 82397." Notice given 1/5/2010. Policy effective 4/13/2010. (btw) 6/22/10 Policy Number(s) removed (amw) 7/6/10 Added statement to Billing/Coding section to indicate; Please note: 86352 is not specific to this policy and may be submitted for other laboratory tests. (btw) 4/26/11 Specialty Matched Consultant Advisory Panel review March 30, 2011. No change to policy statement. Policy Guidelines updated. References added. (btw) Policy Renamed - Immune Cell Function Assay 4/17/12 Policy name changed from Immune Cell Function Assay in Solid Organ Transplantation to Immune Cell Function Assay. Additional investigational indications added; The immune cell function assay is considered investigational for all indications, including to monitor and predict immune function after solid organ transplantation or hematopoietic stem cell transplantation. BCBSNC does not cover investigational services. Notification given 4/17/12. Policy effective 7/24/12. Reference added. (btw) 1/29/13 Description section revised. Policy Guidelines updated. Reference added. (btw) 4/16/13 Specialty Matched Consultant Advisory Panel review 3/20/2013. No change to policy statement. (btw) 1/28/14 Policy Guidelines section updated. Reference added. (btw) 4/15/14 Specialty Matched Consultant Advisory Panel review 3/25/2014. No change to policy. (btw) 4/28/15 Specialty Matched Consultant Advisory Panel review 3/25/2015. Reference added. No change to policy intent. (lpr) 4/29/16 Description and Policy Guidelines sections updated. Reference added. Specialty Matched Consultant Advisory Panel review 3/30/2016. No change to policy intent. (lpr) Page 4 of 5

Medical policy is not an authorization, certification, explanation of benefits or a contract. Benefits and eligibility are determined before medical guidelines and payment guidelines are applied. Benefits are determined by the group contract and subscriber certificate that is in effect at the time services are rendered. This document is solely provided for informational purposes only and is based on research of current medical literature and review of common medical practices in the treatment and diagnosis of disease. Medical practices and knowledge are constantly changing and BCBSNC reserves the right to review and revise its medical policies periodically. Page 5 of 5