AO 10 Rev. 112012 FINANCIAL DISCLOSURE REPORT Report Required by the E1/1ics in Government Act of 1978 FOR CALENDAR YEAR 2011 (5 U.S.C. app. /0/-1 //) 1. Person Reporting (last name, first, middle initial) Court or Organization Bauer, William J. United States Court of Appeals for the Seventh Circuit Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) Circuit Judge - Senior Status Sa. Report Type (check appropriate type) D Nomination Date D Initial [{ Annual D Final Sb. Amended Report [{ 6. Reporting Period 01/01/2011 to 12/31/2011 7. Chambers or Office Address 219 South Dearborn Street Room 2754 Chicago, IL 60604 IMPORTANT NOTES: The instructions acco111pa11yi11g this for111 11111st be followed. Complete all parts, checking the NONE box for each part where you have no reportable infor111atio11. Insert signature 011 last page. I. POSITIONS. (Reporting i11dfrid11a/ 011/y; see pp. 9-13 of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I. Trustee Elmhurst College, Elmhurst, Illinois Trustee Elmhurst Memorial Hospital, Elmhurst, Illinois Trustee DePaul University, Chicago, Illinois Board of Advisors Willamette Trial Program, Salem, Oregon 5. Board of Governors Illinois St. Andrew's Society, North Riverside, Illinois II. AGREEMENTS. (Reporting indfrdual 011/y; see pp. 14-16 of filing instructions.) [Z NONE (No reportable agreements.) PARTIES AND TERMS I.
Page 2of6 Bauer, William J. Ill. N 0 N-INVESTMENT IN COME. (Reporting indfridual and spouse; see pp. 17-24 of filing instrnctions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I. 2011 Foundation Press (Case Royalty) $6642 Jan. 2011 Willamette University College of Law (Teaching) $4,000.00 May 2011 Willamette University College of Law (Teaching) $I,500.00 B. Spouse's Non-Inveshnent Income - I/you were married during any portion of tlie reporting year, complete this section. (Dollar amount nut rctfllired except for honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE I. 2011 Income from Law Partnership - Shefsky & Froelich, Chicago, IL IV. REIMBURSEMENTS - transportation, lodging.food, entertainment. (Includes those to spouse and depende/l/ children; see pp. 25-27 ciffiling instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVI DED I. Willamette University, College of Law 12/30/2010 to 01/09/2011 Salem, Oregon Teaching Airfare, rental car, food, cabs Chicago Bar Association 0310312011 to 03/13/2011 Rome, Italy Continuing Legal Education Seminar Airfare Willamette University, 0412912011 to Salem, Oregon Teaching Airfare, rental car, food, cabs College of Law 05/03/2011 Melanie and Jonathan Levey 08/26/2011 to Los Angeles, CA Performing wedding Airfare, hotel, food, limo 08/28/2011 ceremony 5.
Page 3of6 Bauer, William J. V. GIFTS. (Includes those to spouse and depe11de11t d1ildren; see pp. 28-31 offili11g instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE I. 5. VI. LIABILITIES. (Includes those of.,pouse a11d dependent children; see pp. 32-33 of filing instructio11s.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I. 5.
Page 4of6 Bauer, William J. 08/3 1/2012 VI I. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of.,pome and dependent children: see PP 34-60 of filing i11structio11s.j D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions dming reporting period (including trust assets) reporting period of reporting period Place " (X)" after each asset (I) (2) (I) (1) (2) (3) (4) (5) Amount Type(e.g., Value Value Type (e.g., Date Value Gain Identity of Code I exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (A-H) (if private (Q-W) (2) (J-P) transaction) I. Accounts (Fifth Third Bank), formerly Old Kent Bank E Interest N T Western & Southern Life Assurance Annuity A Interest M T Genworth Life Ins. Co., formerly General Electric Capital A Interest Redeemed 10/05/1 I K D Citibank Savings (X) A Interest J T 5. Corcstone Money Market Account (X) B Interest J T 6. EZ Chip Semi Conductor None K T Buy 12/13/11 K 7. Shefsky & Freolich Ltd. Profit Sharing Plan (401(k)) (X) None M T 8. 9. 10. 11. 1 1 1 15. 16. 17. I. Income Gain Co<lcs: A =$1.000 or less ll=$t,001 -$2,500 c=$2,501 -$5,000 D =$5.001 -$15,000 E=$ t 5,00 I - $50.000 (Sec Columns Bl and 04) F=$50.001 -$100.000 G =$100.001 -$1.000.000 Ill =$1.000.001 -$5,000.000 112 =More than $5.000.000 Value Codes J =$15.000 or less K =$15,001 -$50.000 L=$50.001 -$!00,000 M =$ I00.00 I -$250.000 (Sec Columns Cl and D3) N =$250,00 I - $500.000 0=$500,00 I $1,000.000 Pl =$1,000.00t -$5.000,000 1' =$5,000,00 I - $25,000.000 P3 =$25,000.00 I -$50.000.000 P4 =More than $50.000.000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U=Book Value V=Othcr W =Estimated
Page 5of6 Bauer, William J. VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreport.) I received, through the estate " of ICll Corporation, for which I can find no market value. Nevertheless, the stock is listed in my name.
, FINANCIAL DISCLOSURE REPORT Name of Person R<'porting Date of ncport Page 6of6 Bauer, William J. IX. CERTIFICATION. I certify that all information given above ( including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ William J. Bauer NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO I<ILE TIIIS REPORT l\iay BE SUBJECT TO CIVIL AND CRil\lINAL SANCTIONS (5 U.S.C. app. 10.t) Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544