D NONE (No reportable positions.)

Transcription

1 Kol lar-kotel Iv, Colleen AO JO Rev Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app l) I. Person Reporting (last name, first, middle initial) Court or Organization United States District Court Title (Article III judges indicate active or senior status; magistrate judges indicate full- or pan-time) District Judge - Active 7. Chambers or Office Address U.S. District Court 333 Constitution Avenue, NW Washington, D.C Sa. Report Type (check appropriate type) 6. Reporting Period D Nomination, Date D Initial [{ Annual Sb. D Amended Repon D 01/01/2010 Final to 12/31/ On the basis of the information contained in this Report and any modifications pertaining thereto, it is, In my opinion, In compliance with applicable laws and regulations. Reviewing Officer Date /MPO RT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSIT! 0 NS, (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I. Director Robert Shuker Scholarship Memorial Fund 5. II, AGREEMENTS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable agreements.) PARTIES AND TERMS I D.C. Superior Court Retirement Plan

2 Page 2 of9 Date of Iteport III. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-U of filing instructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I D.C. Superior Court Retirement Fund $115, B. Spouse's Non-Investment Income - (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) I/you were married during any portion of the reporting year, complete this section. SOURCE AND TYPE I Self-Employed Attorney IV. REIMBURSEMENTS -tronsportation, lodging,food, entertainmenl (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I. 5.

3 Page 3 of9 KOLLAR-KOTELL Y, COLLEEN V. G JFTS. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE I. 5. VJ. LJABJLJTJES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I. 5.

4 Page 4 of9 VII. INVESTMENTS and TRUSTS - income, varue, transactions r1ndudes t1tose of spouse and dependent d1i1dren; see PP offilint: instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period ofreporting period (!) (2) (I) (2) (I) (3) (4) (5) Place "(X) " after each asset Amount Type(e.g., Value Value Type (e.g., Date Value Gain Identity of (2) Code I Code I buyer/seller exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 (A-H) or int.) (J-P) Code 3 redemption) (J-P) (Q-W) (A-H) (if private transaction) I. F:i:, E Rent M w PNC National Bank None J T Bank of America A Interest J T DSM Poseidon L.L.C. None J u 5. Bank of New York Com. Stock A Dividend K T 6. General Electric Com. St. A Dividend K T 7. Schwab Money Market Fund A Dividend M T 8. Sterling One Industrial LLC D Dividend K u 9. Pfizer Com. St. A Dividend Sold 03/11/10 K IO. EMC Com. St. None K T Sold 09/28/10 J A 11. Apache Corp. Com. St. A Dividend K T 1 SPDR Gold Trust Com. St. None K T 1 Watts Water Tech Com. St. A Dividend K T 1 Pioneer Natural Resource Com. St. A Dividend K T Sold 15. Pioneer Natural Resource Com. St. A Dividend K T Sold 16. Pioneer Natural Resource Com. St. A Dividend K T Sold 01/15/10 J c K c J c 17. Wisdomtree Int'I. A Dividend Sold 0511Oil0 K I. Income Gain Codes: A =$I 0000 or less B =$ $2,500 C =$2,50 I - $5,000 D =$5,00t -$ E=$15,00l -$50,000 (Sec Columns Bl andd4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$ H2 =More than $5,000, Value Codes J =$15,000 orlcss K=$15,001-$50,000 L =$50,001 -$ M =$ $250,000 (Sec Columns CI and D3) N =$250000I - $500,000 0 =$500,00 I -$1,000,000 Pl =$ $5, P2 =$ I -$ P3 =$25,000,001 -$50,000,000 P4 =More than $50, Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Colunm C2) U =Book Value V =Other W =Estimated

5 Page 5 of9 KOLLAR-KOTELL Y, COLLEEN Dale of l{eport VII. INVESTMENTS and TR us TS - income, value, transactions (lndudes tlro. e of spouse and dependent c/1i/dren; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (1) (I) (2) (2) (2) (3) (I) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of (5) exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (Q-W) (A-H) (if private transaction) 18. 3M Corn. St. A Dividend K T Sold 06/29/10 K A 19. 3M Corn. St. A Dividend K T Buy 10/28/10 K 20. Schlumberger Com. St. A Dividend K T Sold 12/08/10 J B 21. Gilead Science Com. St None Sold 04/29/10 K 2 Harris Corp. Com. St. A Dividend K T 2 Bear Steams Notes B Interest Matured 07/19/10 K 2 McDonalds Com. St. A Dividend Sold 03/08/10 K c 25. General Electric Capital Notes B Interest K T Sold 12/22/10 K A 26. General Dynamics Com. St. A Dividend Sold 11/12/10 K 27. Walt Disney Com. St. A Dividend K T Sold 28. Norfolk Southern Com. St. B Dividend K T Sold 03/30/10 J A 10/27/10 J A 29. Caterpillar Financial Notes A Interest J T 30. First Bank of Tennessee Notes A Interest Matured 03/19/10 K 31. ABB Limited Com. St. A Dividend Sold 05/07/10 J 3 ABB Limited Com. St. A Dividend Sold 06/2I/IO J 3 Goldman Sachs Notes B Interest K T 3 National Rural Utility Notes B Interest K T I. Income Gain Codes: A =$1,000 or less B =$1,00 I -$2,500 C =$2,50 I -$5,000 D =$5,00 I - $ E =! $50,000 (Sec Columns BI and D4) F =$ $100,000 G =$100,00 I -$1, HI =$1, $5.000,000 H2 =More than $5.000,000 Value Codes J =$15,000 or less K =$15,00 I -$ L =$ $! M =$100,00 I -$ (Sec Columns CI and DJ) N =$250,001 - $500,000 0 =$ I -$1,000,000 Pl =$1.000,001 -$5,000,000 P2 =$5,000,00 I -$25,000,000 P3 =$25,000,00 I -$50, P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

6 Page 6 of9 Dale of Report VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.> D NONE (No reportable income, assets, or transactions.) B. A. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period ofreporting period (1) (2) (I) (2) (1) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain lden1i1y of exempt from prior disclosure Code 1 div., rent, Code 2 Me1hod buy, sell, mm!dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (Q-W) (A-H) (5) (ifprivale transaction) 35. Viacom Notes B Interest Sold 11/08/10 K 36. Wilmington Trust bonds B Interest K T 37. Dupont E.I. Nemour Com. St. B Dividend K T Sold {part) I 0/28/10 J B 38. CVS Caremark Com. St. None Sold 04/08/10 K D 39. Dominion Resource Com. St. B Dividend K T 40. Research In Motion LTD Com. St. None K T Buy 03/19/10 K 41. Research In Motion LTD Com. St. None K T Buy (add'!) 04/08/IO J 4 Vanguard Corp. Bond B Dividend K T Buy 05/11/10 K 4 Vanguard Corp. Bond B Dividend K T Sold 12122/10 J A 4 HCP Inc. Com. St. A Dividend K T Buy 05/14/10 K 45. Eaton Com. St. A Dividend K T Buy 08/19/10 K 46. Eaton Com. St. A Dividend K T Sold 11/09/10 J 47. Atlas Pipeline Partners Com. St. A Dividend K T Buy 08/18/10 K 48. DOW Chemical Com. St. None K T Buy 09/28/10 K 49. Royal Caribbean Notes B Interest K T Buy 03/15/10 K 50. Amerigas Partners Bonds A Interest K T Buy 07/01/10 K 51. Anadarko Petroleum Notes None K T Buy 08/18/10 K I. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 C =$2,501 - $5,000 D =$5,00 l - $15,000 E =$15,001 -$50,000 (See Co lumns B1 and D4) F =$50,001 - $ G=$100,001-$1,000,000 H 1 =$1,000,00 l -$5,000,000 H2 =More than $5,000,000 Va lue Codes J =$15.000or less K =$15,001 -$50,000 L =$50,00I-$100,000 M =$100,00I - $ (See Columns Cl and DJ) N =$ $500,000 0 =$500.00I -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00I -$25, PJ =$25, $50.000,000 P4 =More than $50,000,000 Value Method Codes Q =Apprnisal R =Cost (Real Estate On ly) S ""Assessment T =Cash Market (Sec Co lumn C2) U =Book Value V =Other W =fatimatcd

7 Page 7 of9 VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes t110se of spouse and dependent cliildren; see PP offilingins1ruc1ions.j D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (1) (2) (I) (3) (5) (2) (I) (2) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of (4) exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 5 SPDR Barclays Capital Bond A Dividend K T Buy 09/23/10 K 5 CIT Group Notes A Interest K T Buy 10/28/10 K 5 Super Value Notes A Interest K T Buy 12/22/10 K I. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 C =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (Sec Columns Bl and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 Ht =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001-$250,000 (Sec Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 PZ =$5,000,001 -$25,000,000 P3 =$25,000,00 I -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

8 Page 8 of9 KOLLAR-KOTELL Y, COLLEEN VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreport.)

9 Page 9 of9 KOLLAR-KOTELL Y, COLLEEN IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, If any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosnre. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ COLLEEN KOLLAR-KOTELL Y NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C