AMA202.0035 Prof. Angela Wu



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E17-1 For the following investments indentify whether they are: 1. Trading Securities 2. Available-for-Sale Securities 3. Held-to-Maturity Securities Each case is independent of the other. 1 (a) A bond that will mature in 4 years was bought 1 month ago when the price dropped. As soon as the value increases, which is expected next, noth it will be sold. 2 (b) 10% of the outstanding stock of Farm-Co was purchased. The company is plannin on eventually getting a total of 30% of its outstanding stock. 1 (c) 10-year bonds were purchased this year. The bonds mature at the first of next year. 2 (d) Bond that will mature in 5 years are purched. The company would like to hold them until they mature, but money has been tight recently and they may need to be sold. 2 (e) Preferred stock was purchased for its constant dividend. They company is planning to hold the preferred stock for a long time. 3 (f) A bond that matures in 10 years was purchased. The company is investing money set aside for an expansion project planned 10 years from now.

1 of 2 E17-6 The information on the following page is aailable for Barkley Compnay at December 31, 2003, regarding its investments. Cost Fair Value 3,000 shares of Myers Corporation Common Stock 40,000 48,000 1,000 shares of Cole Incorporated Preferred Stock 25,000 22,000 65,000 70,000 (a) Prepare the adjesting entry (if any) for 2003, assuming the securities are classified as trading. (b) Prepare the adjusting entry (if any) for 2003, assuming the securiteis are classified as available. (c) Discuss how the amounts reported in the financial statements are affected by the entries in (a) and (b). (a) 12/31/06 Securities Fair Value Adjustment Trading 5,000 Unrealized Holding Gain or Loss Income 5,000 (b) 12/31 Securities Fair Value Adjustment Available for Sale 5,000 Unrealized Holding Gain or Loss Equity 5,000 (c) - Securities Fair Value Adjustment Trading - account use for investment transaction. - Unrealized Holding Gain or Loss Income - reported in I.S. under Other Revenues and Gains - Securities Fair Value Adjustment Available for Sale - account use for investment transaction - Unrealized Holding Gain or Loss Equity - increase in equity statement.

2 of 2 s. n.

E17-7 On December 21, 2003, Tiger Company provided you with the following information regarding its trading securities. Investments Cost Fair Value Unrealized Gain/Loss Clemson Corp. stock 20,000 19,000-1,000 Colorado Co. stock 10,000 9,000-1,000 Buffaloes Co. stock 20,000 20,600 600 Total of portfolio 50,000 48,600-1,400 Previous securites fair value adjustment balance Securities fair value adjustment - Cr. 0-1,400 During 2004, Colorado Company stock was sold for $9,400. The fair value of the stock on December 31, 2004 was: Clemson Corp stock - $19,100; Buffaloes Co. stock - $20,500. (a) Prepare the adjusting journal entry needed on December 31, 2003. (b) Prepare the journal entry to record the sale of the Colorado Company stock during 2004. (c) Prepare the adjusting journal entry needed on December 31, 2004. (a) 12/31/03 Unrealized Holding Gain or Loss - Income 1,400 Securiteis Fair Value Adjustment 1,400 (b) xx/xx/04 Cash 9,400 Loss on Sale of Securities 600 Trading Securities 10,000 (c) Investments Cost Fair Value Unrealized Gain/Loss Clemson Corp. stock 20,000 19,100-900 Buffaloes Co. stock 20,000 20,500 500 Total of portfolio 40,000 39,600-400 Previous securites fair value adjustment balance Securities fair value adjustment - Dr. -1,400 1,000 12/31/04 Securiteis Fair Value Adjustment 1,000 Unrealized Holding Gain or Loss - Income 1,000

E17-13 Parent Co. invested $1,000,000 in Sub Co. for 25% of its outstanding stock. At the time of the purchase, Sub Co. had a book value of $3,200,000. Sub Co. pays out %40 of net income in dividends each year. Use the information in the following T-account for the investment in Sub to anser the following question. Investment in Sub Co. 1,000,000 110,000 44,000 (a) How much was Parent Co.'s share of Sub Co.'s net income for the year? (b) How much was Parent Co.'s share of Sub Co.'s dividends for the year? (c) What was Sub Co.'s total net income for the year? (d) What was Sub Co.'s total dividends for the year? (a) $110,000 increase in the investment for the year. (b) $44,000 share of dividends for the year. (c) $110,000 25% = 440,000 is the total net income for the year. (d) $440,000 x 40% = 176,000 is the total dividends for the year.

E13-2 The following are selected 2004 transactions of Sean Astin Corporation. Sept. 1 Oct. 1 Oct. 1 Purchased inventory from Encino Company on account for $50,000. Astin records purchases gross and uses periodic inventory system. Issued a $50,000, 12-month, 12% note to Encino in payment of account. Borrowed $50,000 from the Shore Bank by signing a 12-month, noninterest-bearing $56,000 note. (a) Prepare journal entries for the selected transactions above. (b) Prepare adjusting entries at December 31. (c) Compute the total net liability to be reported on the December 31 balance sheet for: (1) the interest-bearing note. (2) the non-interest-bearing note. (a) Sept. 1 Purchases 50,000 Accounts Payable 50,000 Oct. 1 Accounts Payable 50,000 Notes Payable 50,000 Oct. 1 Cash 50,000 Discont on Notes Payable 6,000 Notes Payable 56,000 (b) Dec. 31 Interest Expense 1,500 Interest Payable 1,500 << 50,000 x 12% x 1/4 Dec. 31 Interest Expense 1,200 Discont on Notes Payable 1,200 << 6,000 x 1/4 (1) (2) (c) Notes Payable 50,000 1,500 Interest Payable Interest Payable 1,500 6,000 Discont on Notes Payable 51,500-4,500 56,000 Notes Payable 51,500

E13-11 Sheryl Crow Equipment Company sold 500 Rollomatics during 2004 at $6,000 each. During 2004, Crow spent $20,000 servicing the 2-year warranties that accompany the Rollomatic. All applicable transactions are on a cash basis. (a) Prepare 2004 entries for Crow using expense warranty approach. Assume that Crow estimates the total cost of servicing the warranties will be $120,000 for 2 years. (b) Prepare 2004 entries for Crow assuming that the warranties are not an integral part of the sale. Assume that of the sales total, $150,000 relates to sales of warranty contracts. Crow estimates the total cost of servicing the warranties will be $120,000 for 2 years. Estimate revenues earned on the basis of costs incurred and estimated costs. (a) xx-xx Cash 3,000,000 Sales 3,000,000 << 500 x 6,000 xx-xx Warranty Expense 20,000 Cash 20,000 xx-xx Warranty Expense 100,000 Estimated Liability Warranties 100,000 << 120,000-20,000 (b) xx-xx Cash 3,000,000 Sales 2,850,000 Unearned Warranty Revenue 150,000 xx-xx Warranty Expense 20,000 Cash 20,000 xx-xx Unearned Warranty Revenue 25,000 Warranty Revenue 25,000 << (20,000 120,000) x 150,000

E13-12 Yanni Campany includes 1 coupon in each box of soap powder that it packs, and 10 coupons are redeemable for a premium (a kitchen utensil). In 2004, Yanni Company purchased 8,800 premiums at 80 cents each and sold 110,000 boxes of soap powder at $3.30 per box; 44,000 coupons were presented for redemption in 2004. It is estimated that 60% of the coupons will eventually be presented for redemption. Instruction Prepare all the entries that would be made relative to sales of soap powder and to the premium plan in 2004. Inventory Premiums 7,040 Cash 7,040 << 8,800 x.80 Cash 363,000 Sales 363,000 << 110,000 x 3.30 Premium Expense 3,520 Inventory Premiums 3,520 << (44,000 10) X $.80 Premium Expense 1,760 Estimated Liability Premiums 1,760 << ((110,000 X 60) 44,000) 10 X.80

E13-13 Presented below are three independent situations. Answer the question at the end of each situation. 1. During 2004, Salt n Pepa Inc. became involved in a tax dispute with the IRS. Salt-n-Pepa s attorneys have indicated that they believe it is probable that Salt-n-Pepa will lose this dispute. They also believe that Salt-n-Pepa will have to pay the IRS between $900,000 and $1,400,000. After the 2004 financial statements were issued, the case settled with the IRS for $1,200,000. What amount, if any, should be reported as a liability for this contingency as of December 31, 2004? 2. On October 1, 2004, Alan Jackson Chemical was identified as a potentially responsible party by the Environmental Protection Agency. Jackson s management along with its counsel have concluded that it is probable that Jackson will be responsible for damages, and a reasonable estimate of these damages is $5,000,000. Jackson s insurance policy of $9,000,000 has a deductible clause of $500,000. How should Alan Jackson Chemical report this information in its financial statements at December 31, 2004? 3. Melissa Etheridge Inc. had a manufacturing plant in Bosnia, which was destroyed in the civil war. It is not certain who will compensate Etheridge for this destruction, but Etheridge has been assured by governmental officials that it will receive a definite amount for this plant. The amount of the compensation will be less than the fair value of the plant, but more than its book value. How should the contingency be reported in the financial statements of Etheridge Inc.? 1. The company should report $900,000 as liability. 2. $500,000 should be accrued because the insurance company cover that amount. 3. Gain contingencies are not recorded.

E13-20 Jud Buechler, president of the Supporting Cast Company, has a bonus arrangement with the company under which he receives 15% of the net income (after deducting taxes and bonuses) each year. For the current year, the net income before deducting either the provision for income taxes or the bonus is $299,750. The bonus is deductible for tax purposes, and the effective tax rate may be assumed to be 40%. Intructions (a) Compute the amount of Jud Buechler s bonus. (b) Compute the appropriate provision for federal income taxes for the year. (c) Prepare the December 31 journal entry to record the bonus (which will not be paid until next year). (a) Bonus =.15 ($299,750 Bonus Tax) Tax =.40 ($299,750 Bonus) Bonus =.15 [$299,750 Bonus.4 ($299,750 Bonus)] Bonus =.15 ($299,750 Bonus $119,900 +.4 Bonus) Bonus =.15 ($179,850.6 Bonus) Bonus = 26,977.50.09 Bonus 1.09 Bonus = $26,977.50 Bonus = $24,750 (b) Tax =.40 ($299,750 Bonus) Tax =.40 ($299,750 $24,750) Tax =.40 ($275,000) Taxes = $110,000 (c) Bonus Expense 24,750 Bonus Payable 24,750

E14-3 Presented below are two independent situations. 1. On January 1, 2004, Paul Simon Company issued $200,000 of 9%, 10-year bonds at par. Interest is payable quarterly on April 1, July 1, and January 1. 2. On June 1, 2004, Graceland Company issued $100,000 of 12%, 10-year bonds dated January 1 at par plus accrued interest. Interest is payable semiannually on July 1 and January 1. Instruction For each of these two independent situations, prepare journal entries to record the following. (a) The issuance of the bonds. (b) The payment of interest on July 1. (c) The accrual of interest on December 31. Paul Simon Company 1/1/04 Cash 200,000 Bond 200,000 7/1/04 Bond Interest Expense 4,500 Cash 4,500 << 200,000 x.09 x 1/4 12/31/04 Bond Interest Expense 4,500 Interest Payable 4,500 Graceland Company 6/1/04 Cash 105,000 Bond 100,000 Bond Interest Expense 5,000 << 100,000 x.12 x 5/12 7/1/04 Bond Interest Expense 6,000 Cash 6,000 << 100,000 x.12 x 1/2 12/31/04 Bond Interest Expense 6,000 Interest Payable 6,000

E14-4 Celine Dion Company issued $600,000 of 10%, 20-year bonds on January 1, 2005, at 102. Interest is payable semiannually on July 1 and January 1. Dion Company uses the straight-line method of amortization for bond premium or discount. Prepare the journal entries to record the following. (a) The issuance of the bonds. (b) The payment of interest and the related amortization on July 1, 2005. (c) The accrual of interest and the related amortization on December 31, 2005. 1/1/05 Cash 612,000 Bonds Payable 600,000 Premium on Bonds Payable 12,000 << 600,000 x 1.2 7/1/05 Premium on Bonds Payable 29,700 Bond Interest Expense 300 << 12,000 40 Cash 30,000 << 600,000 x.1 x 1/2 12/31/05 Premium on Bonds Payable 29,700 Bond Interest Expense 300 Bonds Interest Payable 30,000

E14-10 On January 1, 2004, Aumont Company sold 12% bonds having a maturity value of $500,000 for $537,907.37, which provides the bondholders with a 10% yield. The bonds are dated January 1, 2009, and mature January 1, 2009, with interest payable December 31 of each year. Aumont Company allocates interest and unamortized discount or premium on the effective interest basis. (a) Prepare the journal entry at the date of the bond issuance. (b) Prepare a schedule of interest expense and bond amortization for 2004-2006. (c) Prepare the journal entry to record the interest payment and the amortization for 2004. (d) Prepare the journal entry to record the interest payment and the amortization for 2006. (b) Bond Amortization Table 12% Bonds Sold to Yield 10% Interest Bond Carrying Date Cash Expense Premium Value 1/1/04 537907.37 12/31/04 60,000.00 53,790.74 6,209.26 531698.11 12/31/05 60,000.00 53,169.81 6,830.19 524867.92 12/31/06 60,000.00 52,486.79 7,513.21 517354.71 (a) 1-Jan-04 Cash 537,907.37 Premium Bonds Payable 37,907.37 Bonds Payable 500,000 (c) 31-Dec-04 Bonds Interest Expense 53,790.74 Premium Bonds Payable 6,209.26 Cash 60,000 (d) 31-Dec-06 Bonds Interest Expense 52,486.79 Premium Bonds Payable 7,513.21 Cash 60,000

E14-12 On January 2, 1999, Banno Corporation issued $1,500,000 of 10% bonds at 97 due December 31, 2008. Legal and other costs of $24,000 were incurred in connection with the issue. Interest on the bonds is payable annually each December 31. The $24,000 issue costs are being deferred and amortized on a straight-line basis over the 10-year term of the bonds. The discount on the bonds is also being amortized on a straight-line basis over the 10 years. (Straight-line is not materially different in effect from the preferable interest method.) The bonds are callable at 101 (i.e., at 101% of face amount), and on January 2, 2004, Banno called $900,000 of the bonds and retired them. Ignoring income taxes, compute the amount of loss, if any, to be recognized by Banno as a result of retiring the $900,000 of bonds in 2004 and prepare the journal entry to record the retirement. Reacquisition price 909,000 << 900,000 x 1.01 Net carrying amount of bonds redeemed: Par value 900,000 Unamortized discount -13,500 Unamortized bond issue costs -7,200 879,300 Loss on redemption 29,700 Unamortized discount Original amount of discount: 900,000 x.03 = 27,000 10 = 2,700 amortization per year Amount of discount unamortized: 2,700 x 5 = 13,500 Unamortized issue costs Original amount of costs: 24,000 x 900,000 1,500,000 = 14,400 10 = 1,440 amortization per yr Amount of costs unamortized: 1,440 x 5 = 7,200 2-Jan-04 Bonds Payable 900,000 Loss on Redemption of Bonds 29,700 Unamortized Bond Issue Cost 7,200 Discount on Bonds Payable 13,500 Cash 909,000