Carney, Cormac J.. OJO*cc; Rev.112,0{1 Report Required by the Ethics FINNCIL DISCLOSURE REPOR in Government ct of 1978 FOR CLENDR YER 2010 (5 U.S.C. app. 101-111) 1. Person Reporting (last name, first, middle initial) Court or Organization Camey, Cormac J. District Court - Central District of California 04/21/2011 itle (rticle III judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge - ctive Sa. Report ype (check appropriate type) D Nomination, Date D Initial [{ nnual D Sb. mended Report D Final 6. Reporting Period 01/01/2010 to 12/31/2010 7. Chambers or Office ddress Ronald Reagan Federal Building 411 West Fourth Street Santa na, California 92701-4516 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPOR N NOES: he instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSII 0 NS. (Reporting individual only; see pp. 9-13 of filing instructions.) D NONE (No reportable positions.) POSIION NME OF ORGNIZION/ENIY I. Dean's Council Chapman Law School 5. II. GREEMENS. (Reporting individual only; see pp. 14-16 of filing instructions.) [{ NONE (No reportable agreements.) PRIES ND ERMS I.
FINNCIL DISCLOSURE REPOR Page 2 of IO Carney, Cormac J. 04/21/2011 III. NON-INVESMEN IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.). Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE ND YPE INCOME (yours, not spouse's) I. B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE ND YPE I. IV. REIMBURSEMENS - transportation, lodging,food, entertainment. (Includes those to spouse and dependent children; see pp. 25-27 of filing instrnctions.) D NONE (No reportable reimbursements.) SOURCE DES LOCION PURPOSE IEMS PID OR PROVIDED I. merican Bar ssociation pril 21-23, 2010 New York, New York Speaker ransportation, Meals, Hotel merican Bar ssociation ugust 6-10, 2010 San Francisco, C Speaker ransportation, Meals, Hotel 5.
FINNCIL DISCLOSURE REPOR Page 3 of IO Carney, Cormac J. 04/21/201 I V. GIFS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.) [{ NONE (No reportable gifs.) SOURCE DESCRIPION VLUE I. 5. VI. LIBILIIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.) [{ NONE (No reportable liabilities.) CREDIOR DESCRIPION VLUE CODE 1. 5.
FINNCIL DISCLOSURE REPOR Page 4of10 Carney, Cormac J. 04/21/2011 VII. INVESMENS and RUSS - D NONE (No reportable income, assets, or transactions.) income, value, transactions <Includes those of spouse and dependent children; see PP 34-60 of filing instructions.). B. Description of ssets Income during (including trust assets) repo11ing period (1) (2) Place"(X)" after each ass.et mount ype{e.g,, exempt from prior disclosure Code! div,, rent, (CH) or int.) I. Wells Fargo Bank ccounts Interest K Wells Fargo Bank ccount (Y) Wells Fargo CD (Y) Home Savings CD Interest K 5. Home Savings ccount Interest K 6. Vanguard Wellington Fund K 7. Vanguard Health Fund J 8. Janus wenty Fund L 9. Columbia Strategic Investor Fund K 10. Janus Global echnology None J 11. merican Century- Ultra K 1 County Deferred Comp. Plan - Stable Value Fund J 1 IR Brokerage D N 1 -Schwab otal Bond Fund - SWLBX 15. -Schwab Money Market Fund 16. -COS 17. -Clipper Fund CFIMX l. Income-Gain Codes: =$I,000 or less B =$1,001 -$2,500 c =$2,501 - $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns Bl and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5;000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 - $250,000 {Sec Columns CI and D3) N =$250,001 - $500,000 0 =$500,00 I - $1,000,000 Pl =$1,000,001 - $5,000,IJOO P2 =$5,000,00 I - $25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost {Real Estate Only) S =ssessment =Cash Market {See Column C2) U =Book Value V =Other W =Estimated
FINNCIL DISCLOSURE REPOR Page 5of10 Carney, Cormac J. 04/21/2011 VII. INVESMENS and RUSS D NONE (No reportable income, assets, or transactions.) - income, value, transactions (Includes those of spouse and dependent children; see PP 34-60 of filing instructions.). Description of ssets (including trust assets) c. Gross value at end D. ransactions during reporting period (2) (3) Place ''(X)"aftereach asset Date Value Gain Identity Of irlll/dd/yy Code2 Code I buyer/sel ler {J-P) (-H) (if private transaction) (4) (5) 18. -HD 19. -MRK 20. -BRKB 21. -G 2 -P&G 2 -Meridian Growth Fund- MERDX 2 -Schwab I000 Index Fund - SNXSX 25. -Schwab Intl Index Fund - SWINX 26. -weedy Browne Global Value Fund- BG VX 27. -Vanguard Small Cap Index Fund - NESX 28. 40l(k) None K 29. -Davis NY Venture -NYVRX 30. -JP Morgan Smart Retirement 2020 Select 31. Brokerage ccount 3 -merican Funds -Balanced J 3 -Capital Income Bldr FD - CIB CX J 3 -merican Funds Growth Fund K l.income Gain Codes: =$1,000 or less B =$1,001 $2,500 C =$2,501 $5,000 D =$5.001. $15,000 E =$15,00 I $50,000 (See Colwnns Bl and 04) F =$50,001 $100,000 G =$100,001. $1,000,000 HI =$1,000,001. $5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000orless K=$15,001-$50,000 L =$50;001 $100,000 M =$100,001 $250,000 (Sec Columns CI and 03) N =$250,001 $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated
FINNCIL DISCLOSURE REPOR Page 6of10 Carney, Cormac J. 04/21/2011 VII. INVESMENS and RUSS -income, value, transactions r1nc1udes those of spouse and dependent children; see PP 34-60 of filing 1nstruc11ons.J D NONE (No reportable income, assets, or transactions.). (2) (3) (5) Place "(X)" after each ass.et. mount ype (e.g., Value Value ype (e.g., Date Value Gain Identity of (1) B. Description of ssets Income during Gross value at end ransactions during reporting period (including trust assets) reporting period of reporting period (1) c. (2) (1) (2) exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (-H) or int.) (J-P) Code3 redemption) (J-P) (if private D. (4) (-H) (Q-W) transaction) 35. -(Investco) Van Kampen Equity Small Caps J 36. -Washington Mutual Investors Fund- J WSHCX 37. -merican Funds New Perspective Fund J 38. --Putnam C ax Exempt Income FD - B Int./Div. L CLC 39. IR Rollover K 40. -Growth FD mer Inc - GF CX 41. -Franklin Rising s - FRDX 4 -llianz NFJ Small Cap - PCVCX 4 -Capital World Growth & Income - CWGCX 4 -Pimco otal Retu - PCX 45. -mer Balanced Fund - BLCX 46. -(Invesco) VK Global Franchise Fund - VGFCX 47. 529 Savings Plan #2 K 48. -merican Funds - Growth Fund 49. -merican Funds - New Perspective Fund Sold 09/10/10 J (part) 50. Sold (part) 12/20/10 J 51. -Washington Mutual Investors Fund I. Income Gain Codes: =$1,000 or less B =$1,001 -$2,500 C =$2,50 I - $5,000 D =$5,00 I - $15,000 E =$15,001 -$50,000 (See Columns Bl and D4) Value Codes (Sec Columns CI and D3) F=$50,00l -$100,000 l =$15,000 or less N =$250,00 I -$500,000 G =$100,001 -$1,000,000 K =$1 5,001 - $50,000 0 =$500,00 I -$1,000,000 HI =$1,000,001 -$5,000.000 L =$50,001 -$100.000 Pl =$1,000,001 -$5,000,000 H2 =More than $5,000,000 M =$100,00 I - $250,000 P2 =$5,000,00 I -$25.000,000 Value Method Codes (See Column C2) P3 =$25,000,001 -$50,000,000 Q =ppraisal U =Book Value R =Cost (Real Estate Only) V =Other P4 =More than $50,000,000 S =ssessment W =Estimated =Cash Market
FINNCIL DISCLOSURE REPOR Page 7of10 Carney, Cormac J. 04/21/2011 VII. INVESMENS and R us S - income, value, transactions (Includes those of spouse and dependent children; see PP 34-60 of filing instructions.) D NONE (No reportable income, assets, or transactions.). B. C. Description of ssets Income during Gross value at end ransactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (I) (1) (2) (3) (4) (5) Place "(X)" after each asset mount ype (e.g., Value Value ype (e.g., Date Value Gain Identity of mm/dd/yy exempt from prior disclosure CodeI div., rent, Code2 Method buy, sell, Code2 Code I buyer/seller (-H) or int.) (J-P) Code 3 redemption) (J-P) (-H) (if private (2) (Q-W) D. transaction) 5 -merican Funds - Capital Income Builder Sold 12/06/IO J 5 -merican Funds - Balanced Fund (part) 5 -merican Funds - Bond Fund 55. 529 Savings Plan #3 B K 56. -merican Funds - Growth Fund 57. -merican Funds - New Perspective Fund 58. -Washington Mutual Investors Fund 59. -merican Funds - Capital Income Bilder 60. -merican Funds - Balanced Fund 61. -merican Funds - Bond Fund 6 Variable Life Insurance c M 6 -NW Mutual - Mid Ca Grth Stock 6 -NW Mutual Growth Stock Fund 65. -NW Mutual Index 400 Stock Fund 66. -NW Mutual Small Cap Growth Stock Fund 67. -Russell Non-US Fund 68. -Russell Real Estate Securities Fund l. Income Gain Codes: =$1,000 or less B =$1,001 - $2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E=$15,001-$50,000 (See Columns B 1 and 04) F =$50,001 - $100,000 G =$1 00,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,00I - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000 (Sec Columns CI and 03) N =$250,001 - $500,000 0 =$500,00I - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Est3le Only) S =ssessment =Cash Market (See Column C2) U =Book Value Y =Other W =Estimated
FINNCIL DISCLOSURE REPOR Page 8of10 Carney, Cormac J. 04/21/2011 VII. INVESMENS and RUSS - income, vatue, transactions (Inctudes those of spouse and dependent children; see PP 34-60 of filing instructions.j D NONE (No reportable income, assets, or transactions.). B. c. D. Description of ssets Income during Gross value at end ransactions during reporting period (including trust assets) reporting period of reporting period (!) (2) (!) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset mount ype (e.g., Value Vafoe ype(e.g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code2 Method buy; sell, mm/dd/yy Code2 Code 1 buyer/seller (-H) or int.) (J-P) Code3 redemption) (J-P) (if private (Q-W) (-H) transaction) 69. -Small Cap Value 70. -Domestic Equity 71. Inherited IR (X) c Distribution M 7 -JPM Buy 10/14/10 K 7 -FDFFX Buy 07/28/10 K 7 -PRPFX Buy 10/29/IO L 75. -FDRXY Buy 07/28/10 J 76. JP Morgan - Intrepid Mid Cap Fund Sold 01/21/10 J l. lncontc Gain Codes: =$1,000 or less B =$1.001 - $2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (Sec Columns Bl and 04) F=$50,001 -$100,000 G =$100,001-$1,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,00I -$50,000 L =$50,001 - $100,000 M =$100,001 -$250,000 (Sec Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 -$50,000,000 P4=More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated
FINNCIL DISCLOSURE REPOR Page 9of10 Carney, Cormac J. 04/21/2011 VIII. DDIIONL INFORMION OR EXPLNIONS. (Jndicate partofreport.) I. Part VII: Item 30: he Plan's trustees replaced Fidelity dvisor Freedom 2020 with JP Morgan Smart Retirement 2020 Select. Part VII: Item 76: his fund was inherited and sold.
FINNCIL DISCLOSURE REPOR Page 10of10 Carney, Corrac J. 0412112011 IX. CERIFICION. I certify that all information given above (inclnding information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of S U.S.C. app. SOI et. seq., S U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Cormac J. Carney NOE: NY INDIVIDUL WHO KNOWINGLY ND WILFULLY FLSIFIES OR F ILS O FILE HIS REPOR MY BE SUBJEC O CIVIL ND CRIMINL SNCIONS (S U.S.C. app. 104) Committee on Financial Disclosure dministrative Offce of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544