Compliance & Legal Risk Leaders Summit AGENDA



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8:00 Registration and Coffee Main Summit Day One: 28 January 2015 8:30 Welcome Address David Stulb, Global Leader, Fraud Investigation & Dispute Services, EY Opening Remarks from the Chairs Dr Hans-Hermann Aldenhoff, Partner, Simmons & Simmons (Germany) Thomas Yongo, Compliance Officer, VimpelCom (Netherlands) 8:45 The Global Compliance Function Post Financial Crisis: How Leading Companies are Responding to the Convergence of AML, Anti-Corruption, Antitrust and Trade Enforcement and the Call for Increased Personal Liability Christian Strenger, Member of the Supervisory Board, TUI AG and Deutsche Asset & Wealth Management Investment GmbH (Germany) Pedro Montoya, SVP Group Ethics & Compliance Officer, Airbus (France) Klaus Moosmayer, Chief Compliance Officer, Siemens (Germany) Dr. Stefan Heissner, Managing Partner, Fraud Investigation & Dispute Services, EY GmbH (Germany) Moderator: Benno Schwarz, Partner, Gibson, Dunn & Crutcher LLP (Germany) 9:45 How to Leverage Data Analytics to Improve Compliance and Investigative Outcomes Vincent Walden, Partner, Fraud Investigation & Dispute Services, EY (US) Vincent Nys, Health Care Compliance Lead Officer, EMEAC Consumer, Johnson & Johnson (Belgium) Alfred Spencer, Group Chief Compliance Officer, BSH Bosch und Siemens (Germany) 10:30 Morning Refreshments 1

11:00 Thorough and Effective Risk Assessments: What your Process Should Look Like to Identify Diverse and Interconnected Risks Markus Jüttner, Corporate Compliance Attorney, Legal & Compliance, E.ON SE (Germany) Dominique Golsong, Vice President Legal & Compliance EMEA, Goodyear Tire & Rubber Company (Belgium) Ulrich Büchsenschütz, Specialist, Enhanced Due Diligence, Thomson Reuters (Germany) Moderator: Dr. Markus Rieder, Partner, Latham & Watkins (Germany) 12:00 Conducting an Effective Cross-Border Internal Investigation Within Local Law Limits Alexander Jüngling, Chief Compliance Officer, CCO Danone SA (Germany) Jan Crijns, Head of Corporate Security & Investigations, ING (Netherlands) Arpinder Singh, Partner & National Leader, Fraud Investigation & Dispute Services, EY (India) Gönenç Gürkaynak, Managing Partner, ELIG, Attorneys-at-Law (Turkey) Moderator: Robert Henrici, Partner, Linklaters (Germany) 1:00 Networking Lunch 2

2:00 BREAKOUT SESSIONS: Key Compliance Red Flags to Identify to the Board Track 1: Anti-Trust and Competition Law Compliance Christopher Rother, Head of Group Regulatory, Competition and Antitrust, Deutsche Bahn (Germany) Laurent Geelhand, Partner, Hausfeld (Belgium) Paolo Palmigiano, General Counsel and Chief Compliance Officer EMEA, Sumitomo Electric Industries (UK) Moderator: Michael Walther, Partner, Gibson, Dunn & Crutcher LLP (Germany) OR Track 2: Human Resources and Labour Law Compliance Joost Wiebenga, Deputy Regional General Counsel, Senior Corporate Counsel, Compliance & Ethics EMEA, Tyco (Netherlands) Dominique Golsong, Vice President Legal & Compliance EMEA, Goodyear Tire & Rubber Company (Belgium) Christian Arnold, Partner, Gleiss Lutz (Germany) 3:00 BREAKOUT SESSIONS TRACK 1: Anti-Corruption Compliance: Establishing a Gifts and Hospitality Policy that is Reflective of Local Culture, Language and Market Risks David Campos Pavon, Chief Compliance Officer & Data Privacy Officer, Alcatel-Lucent (Spain) Peter Camidge, VP Global Compliance, DHL Supply Chain (UK) Satnam Tumani, Partner, Kirkland & Ellis International LLP (UK), Former Head of Bribery & Corruption & International Assistance, UK Serious Fraud Office TRACK 2: Data Protection Compliance Claus D. Ulmer, Global Data Privacy Officer Deutsche Telekom AG (Germany) Sascha Kuhn, Partner, Simmons & Simmons (Germany) Stefan Hanloser, Compliance Officer, Allianz Asset Management AG (Germany) 4:00 Afternoon Refreshments 3

4:15 The Realities of an FCPA Enforcement Action and Settlement: Former Prosecutors Discuss What to Expect if Your Company Is Targeted by the USDOJ or SEC David O Neil, Partner, Debevoise & Plimpton LLP (USA) (Former Deputy Assistant Attorney General, Criminal Division, U.S. Department of Justice ) Kathleen Hamann, Partner, White & Case LLP (USA)( Former Prosecutor, FCPA Unit, Department of Justice) Robertson Park, Partner, Murphy & McGonigle (USA) (Former Prosecutor, Fraud Section of the Criminal Division of the U.S. Department of Justice) 5:00 Ensuring Your Compliance Programme Can Stand Up to Government Scrutiny: What Leading Companies are Doing Now to Strengthen Their Programme Based on the Latest Risks Daniel Zitek, Regional Compliance Counsel EMEA, Intel Corporation (Germany) Dave O'Shaughnessy, VP, Compliance, Emerging Markets, Ethics & Compliance Office Quintiles (UK) Martim Della Valle, Legal Director Global Compliance & Competition, Anheuser-Busch InBev (Belgium) Michele De Rosa, Head of Antibribery Unit, Eni S.p.A (Italy) Moderator: Koen Platteau, Partner, Simmons & Simmons (Belgium) 6:00 Chairs Closing Remarks 6:00-7:30 Networking Drinks Reception 8:00 Registration and Coffee 8:30 Opening Remarks from the Chairs Main Summit Day Two: 29 January 2015 Eric Mayer, Partner, Pohlmann + Company (Germany) Anna Wetzels, Senior Compliance Counsel, 3M (Netherlands) 4

8:45 Global Enforcement and Prosecutors Roundtable: What the Latest Investigations Reveal About How Your Company Should Prepare to Meet Rising Government Expectations Renate Wimmer, Chief Prosecutor, Department of Public Prosecution, Federal Court of Justice (Germany) Jean-Bernard Schmid, Prosecutor, General Investigating Magistrate, Geneva (Switzerland) François Badie, Head of Central Service for Prevention of Corruption,SCPC Ministry of Justice (France) Cornelia Gädigk, Senior Public Prosecutor, Staatsanwaltschaft Hamburg (Germany) Moderator: Dr. Finn Zeidler, Partner, Latham & Watkins (Germany) 10:00 Morning Refreshments 10:30 Anatomy of an Investigation from Dawn Raid to Disclosure What The Authorities Will Expect and How You Need to Respond David O Neil, Former Deputy Assistant Attorney General, Criminal Division, U.S. Department of Justice (USA), Partner, Debevoise & Plimpton LLP Anke Louis-Byers, Legal Counsel, OSRAM GmbH (Germany) Moderator: Klaus Saffenreuther, Partner, Linklaters LLP (Germany) 11:30 How to Protect Yourself and Your Board from Criminal and Civil Liability Charges Dr. Bernd Rainer Mayer, Partner Skadden, Arps, Slate, Meagher & Flom LLP (Germany) Rachel Cropper-Mawer, Chief Risk and Compliance Officer,, Willis International (UK) Renate Wimmer, Chief Prosecutor, Department of Public Prosecution, Federal Court of Justice (Germany) 12.15 Networking Lunch 1:15 Focus on Anti-Money Laundering Compliance Risks for Non-Financial Sector Companies: How to Update Your Controls Amid Increased Enforcement Craig Timm, Deputy Chief, Money Laundering and Bank Integrity Unit, U.S. Department of Justice (USA) Joachim Kaetzler, Partner, CMS Hasche Sigle (Germany) 5

2:15 Inside the Association of Compliance Managers Annual Survey Results: What They Reveal about Current Priorities, Risks and Compliance in Germany Mirko Haase, President, Professional Association of Compliance Managers and Regional Compliance Counsel Europe, Adam Opel AG (Germany) 2:45 Afternoon Refreshment 3:00 Ensuring Your Economic Sanctions and Export Controls are Effective Amid Heightened Global Enforcement Bruno Jackson, Director, Compliance Operations, BT Group (UK) Clare French, Export Control Manager, Hitachi Europe (UK) 3:45 CORPORATE CASE STUDY: How to Leverage The Psychology of Compliant Behaviour to Prevent Unethical Employee Activity Carsten Tams, Senior Vice President, Ethics & Compliance Executive, Bertelsmann (USA) Marc Firestone, General Counsel, Philip Morris International (Switzerland) 4:30 Chairs Closing Remarks & End of Summit 6