.. AOIO FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of 1978 Rev. /12006 FOR CALENDAR YEAR 2005 (5 U.S.C. opp. JOI-I I/) l. Penon Reporting (last name, ftnt, middle Initial) Court or Or&anlzatlou Kars, Kenneth M US District Court - SONY 05/12/2006 Title (Article Ill jud&es Indicate active or senior status; magistrate judges Indicate full- or part-time) District Judge - Active SL Report Type (check appropriate type) D Nomination, Date D Initial Annual D Final 6. Reportlug Period 01/01/2005 to 12131/2005 7. Chambers or Offce Address 500 Peal Street, Room 920 New York, NY I 0007 Sb. D Amended Report 8. On the basis of tbe Information contained In this Report and any modlflcatlon1 pertaining thereto, It Is, In my opinion, In compliance with applicable laws and regulations. Reviewing Offcer Date IMPORTANT NOTES: The intructins accompanyig this form must be followed. Complete all pans, checkig the NONE box for each part where you have no reportable informatin. Sign on la page. I, POSITIONS, (R portlng lndlid11l only; s PP. 9-13 o/instr11ctio11) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I. Trustee Trust#! II, AGREEMENTS, (R pordng lndivld11ol only; se pp. 14-16 o/instr11ctio11) (E NONE (No reportable agreements.) PARTIES AND TERMS I. CJ (.), r- : 1 0 (/ - - s:,, _.._; rr1 ', = = -:.- :t : -< N N P" -.. 9 r -1 ( rn,,.,.. <.,..,, 0 -;-ir..- u 11 C- n- 0 N 0- rr1
Name or Penon Reportin& Page 2 of7 5/212006 Karas, Kenneth M 1 0 III. N 0 N-INVESTMENT IN co ME. (Reporting ill.uid111ll 11d spo11se; see pp. 17-2' o/instr11ctins.) A. Filer's Non-Investment Income [! NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I. B. Spouse's Non-Investment Income - I/yo were married d rlng ony portion of the reporting yeor, comple"' tit& sectin. (Dollar amount not required except for honorarla.) 0 NONE (No reportable non-investment income.) SQ AND IY _ 1. _ 2 _0_0 5 - -s_w_ar. IV. REIMBURSEMENTS -tronsportollon, lodglng,food, entertoinmen' (Includes those to spouse and dependent children. See pp. 25-27 of Instructions.) 0 NONE (No reportable reimbursements.) SQ DESCRITION I. Northwestern Law School, Chicago, IL Guest Lecture at Annual Short Course for Defense Lawyerosecutors; 7125-7 /26; Transporation, Meals and Room
Name of Person Reporting Date of Report Page 3 of7 Karas, Kenneth M 05/12/2006 V GIFTS. (lnc/111ks those /Q spo11u and dependent children. See pp. 21-31 of instr11ctions.)!k NONE (No reportable gifs.) SOURCE DESCRITION VALUE I. VI. LIABILITIES. (lnc/111ks those of spouse and dependent childen. See pp. 32-34 of instructions.) D NONE (No reportable liabilities.) CREDIT I. Citibank, N.A. Bridge Loan DESCRITION VAL CODE K Citibank, N.A. Credit Card K s.
Page 4 of7 Name orpenon Reporttnc Kara, Kenneth M 05/12/2006 VII. INVESTMENTS and TRUSTS - income, vo111e, trans«nons (inc1uus t1rose a/tire spa se and dependent c1rut1en. see PP u-s1 a/filing instructins) 0 NONE (No reportable income, assets, or transactions.) A. Description of As sets (inclu ding trst asset s ) Place "(X)" after eah asset exempt from prior disclosure B. Income du ring reportng period c. Gross v alue atend of reportng period D. Traons during repor ting period (I) (2) (I) (2) (!) lfot exet frm dislosure Amou nt Code I (A-H) Type(e.g. div., ret, or int.) Va lue Code2 (J-P) Va lue Method Code3 (Q-W) Typc(e.g. buy, sell, me rger, redemption) (2) Da te Month- Day (3) Value Code2 (J.) (4) Gain Code I (A-H) (S) Identity of buyer/seller (if priva te trnsaction) I. JFCU A Interest J T Citibank Savings Account A Interest J T Citibank Checking Account None L T HR-10 Fidelity Diversified Int'l HR-I 0 Royce Total Retu Investment 6. HR-10 Spartan US Equity Index Exchange In 11/30 J 7. HR-10 Oakmark Equity & Income Investment 8. HR-JO Montague & Capital Grown None J T 9. HR-JO Vanguard Small Capital Growth None J T JO. HR-10 Fidelity None Exchange Out 11/30 J 11. 40JK Fidelity Diversified Int'I None L T 1 40JK Royce Total Retu Investment 1 40IK Spartan US Equity Index Excchange In 11/30 J 1 401K Oakmark Equity & Income Investment 1 401K Montague & Capital Growth None J T 16. 40JK Vanguard Small Capital Growth None J T 17. 401K Fidelity None Exchange Out 11/30 J I. Inco Ga Codes: A =S 1.000 nr less B =SI,001 $2,500 C =$2,SOI SS,000 D =SS,001 $15,000 E=SIS,001 -$50,000 (See Columm Bl ond 04) F =$50,001 -$100,000 0=$100,001 $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More th $5,000,000 Value Coes J =$15,000 or leso K=$15,001 $50,000 L =$50,001 -$100,000 M =$100,001 $250,000 (Sec Column Cl and 03) N =$250,001 $500,000 0=$500,001 Sl,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 Value Method Co P3 =$25,000,001 $50,000,000 R =Cott (Rel Esllltc Only) P4 =More th $50,000,000 T=CuhMar (See Column C2) Q =Appl V=O S =Aacnt U =Book Value W=Estimatcd
Name or Penon Reportig Page 5 of7 Kara, Kenneth M 05/1212006 VII. INVESTMENTS and TRUSTS - income, wzlue, trgnstutions (includes those ofthespousund deendent childen. See pp. 34-57 of filing instructins) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reportng period (including llst assets) reporting period reportng period Plae "(X" af eah asset exempt from prior disclosure (I) Amount Code I (A-H) (2) Type (e.g. div., ret, or int.) (I) Value Code2 (J-) (2) (I) Value Type(e.g. Method buy, sell, Cod 3 merger, (Q-W) reemption) (2) Date Month- Day Ifno exe frm dislos (3) (4) (S) Value Gai Identity of Code2 Code I buyer/seller (J-P) (A-H) (if private trtion) 18. US Goverent Savings Bonds None J T 19. Garmin Common Stock A Dividend Sold 8/2 J A 20. Jabil Common Stock None Sold 8/2 J A 21. Avaya Common Stock None J T 2 E*Trade Sweep Account A Interest J T 2 NY 529 Vanguard Aggressive None J T 2 NY 529 Vanguard Aggressive None J T I. Inco Ga Codes: A =SI,000 orless B csl,001 - $500 c c$501 -$5,000 D =$5,001 -$15,000 E =SIS,001 -SS0,000 (Sec Columm BI ll 04) F c$50,00i - $100,000 0 csi00,001 -Sl,000,000 HI =$1,000,001 - $5,000,000 H2 =M " th $5,000,000 Valu Co J csis,000 or le K =$15,001 -SS0,000 L=SS0,001- St00,000 M =SI00,001 - $250,000 (Se Column Cl and 03) N c$250,00i - $500,000 0 =$500,001 - St,000,000 Pl cst,000,001 -$5,000,000 P2 css,000,001 -$25,000,000 Valu Method Codes P3 =$25,000,001 - $50,000,000 R =Cos (Rel &t Ooly) P4 =Mor th $50,000,000 T =C Mar (Sec Column C2) Q=Applsal V=O S =Assesment U=BookValue W=Estimatc
Page 6 of7 Name or Penon Reportn1 Karu, Kenneth M 05/1212006 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndkateportofr porl) The Trust discussed in Par I is a non-funded insurance trust for a family member. That family member is a trustee of a similar trst in my name. However, neither trust confers any current benefits or income and only is triggered upon my or my family membes demise. Also, in Par VU of my 2004 form, there was a line item for a money market account at E*Trade. While not offcially closed, the transfers in that account that took place during 2004 reduced the balance of that account to 0.
Page 7 of7 Name or Pe non Reportng Karas, Kenneth M 05/12100 IX. CERTIFICATION. I certify that ali Information given above (Including information pertaining to my spouse.and minor or dependent children, if any) Is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because It met applicable statutory provisions permitting non-disclosure. I further certify that earned Income from outside employment and honorarla and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. 501 et seq., 5 U.S.C. 7353, and Judicial Conference regulations Sign a. oate._.s _,,_// '--" /..;... 0'1 LY FALSIFES OR FAILS TO FILE Tms REPORT MAY BE SUBJECT TO CIVI FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544