MEDICAL RECORDS 35-02-004 CHART ASSEMBLY OF ACTIVE MEDICAL RECORDS



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POLICY STATEMENT. The Division of Veterans Healthcare Services (DVHS) requires that each of the New Jersey Veterans Memorial Homes (VMH) establishes a uniform Medical Record, assuring all forms and documents are arranged in a consistent manner throughout the VMH facility. PURPOSE. This policy and procedure serves to ensure that each of the New Jersey Veterans Memorial Homes implements a medical records filing and chart assembly system that ensures all forms and documents within the Medical Record are systematically organized and readily available in accordance with N.J.A.C. 8:39-35.2 forms retention requirements. PROCEDURE. A. The Medical Record shall be divided into sections with the indicated forms that follow filed behind each section. Top Sections Admission Records History and Physical Physician's Orders Physician Progress Notes Interdisciplinary Team Notes Binder--Resident I.D. picture in inside pocket. Admitting Record Nursing History and Evaluation Nutritional Assessment Form Recreation Initial Interview Form Ombudsman Release Form Current Physical Original Physical (done on Admission) Medical Plan of Care Re-certification and Review of Plan Care Abnormal Involuntary Movement Scale (AIMS) Folstein Mini-Mental Exam (as needed) Medication Consent Form Physician Order Sheets (ensure any written carbon copies are sent to Pharmacy) Physician Progress Notes Primary Physician 30-Day Assessment and Medical Plan of Care (POC) Dietary Progress Notes Dietary Communication Slips Activities Progress Notes Interdisciplinary Team Progress Notes

-2- Nurse's Progress Notes Vital Signs Medication and Treatment Lab and Special Reports Rehabilitation and Therapy Consultations Social Service Miscellaneous On-going Nurse's Notes relative to affairs of patient care (including Nursing Summaries) Assessment of Decubitis Ulcer Potential Assessment of Bowel and Bladder Training Assessment for Restorative Nursing Care Care Record and Restraint Check Records Clinical Chart Vital Sign Flow Sheet Intake and Output Record Seizure Record Medication and Treatment Records Insulin Control Sheets Release of Pass Medications Lab, X-Ray, EKG slips/reports Immunization Record Physical Therapy Reports Occupational Therapy Reports Speech and Audiology Reports Consulting Pharmacist Flow Sheet Miscellaneous Consultant Reports Psychiatric Reports Dental Reports Podiatric Reports Social Service Records Electrical Appliance Safety Check Receiving and Inventory Report Sign Out Sheets for Residents Inter-Disciplinary Behavior Log Activities Attendance Record Consent, Authorization and Release Forms Release of Responsibility for Leave of Absence Transfer Forms Clothing Inventory

-3- Care Plans Health Care Plans (Nursing, Activities, Social Services, Dietary, Physical Therapy and Occupational Therapy) Case Conference Attendance Roster Resident Biographical Data Form Case Conference Evaluation Form 1. Known allergies and sensitivities must be written on a label on the chart cover. 2. Provide a note in back of chart indicating when, who, and where purged portions of the chart can be located. B. Upon the admission of a resident, the Medical Record will be organized in the following format: (*) denotes if applicable to the resident. LOCATION/TAB ADVANCE DIRECTIVE/ LIVING WILL/ POA RETENTION TIME 1. ADMISSION RECORDS Admission/Discharge Record *Admission Information Face Sheet Discharge Planning (admits prior to 07/2003) Medical Information or 10-10 Forms Restrain Use Policy Privacy Act Health Care Records VA Consent for Medical Records Release (VA10-5345) Medical Consent for Treatment/Admission Health Insurance Information (copy of insurance cards) Consent to be Photographed Resident Certification Sheet Barber/Hairdresser Consent Form Ombudsman Release Form 2. HISTORY/PHYSICAL Comprehensive Medical Exam (admission) Comprehensive Medical Exam (yearly) Medical Plan of Care 3. PHYSICIAN S ORDERS Physician s Orders (white pre-printed and yellow sheets for the same month filed together)

-4-4. INTER-DISCIPLINARY PROGRESS NOTES Medical Update AIMS Report Vaccine Consent Admission Inter-Disciplinary Progress Note (Nursing) Inter-Disciplinary Progress Notes MOST CURRENT 5. VITAL SIGNS Neuro Check Sheet Vital Signs/Pain Intensity Scale 6. NURSES NOTES Resident Summary CNA Care Sheet Diabetic Control Sheet Intake/Output Record *Bowel/Bladder Log 7-days on admission 5-days on return from external transfer *Bowel/Bladder Log Management Plan Pressure Ulcer Record Daily Pressure Ulcer Log Stasis Ulcer Record Skin/Wound Log Orthopedic Check Sheet Physical Restraint Committee Review Physical Restrain Record ONE MONTHS 7. CARE PLANS MDS Admission Face sheet Minimum Data Set (MDS) RAP Modules Pain Assessment Braden Scale Risk for Falls Assessment Incontinence Review Sheet Quarterly Assessment Resident Status Sheet Inter-disciplinary Note MDS Tracking Form Inter-disciplinary Care Plans Nursing Assessment (admission, 3 pages)

-5-8. MEDICATION/TREATMENTS Drug Regimen Review Record *Psychotropic Consent Form *Psychotropic Medication Reduction Program Report Licensed Personnel Signature Sheet *Psychotropic Monitoring Sheet *Pain Intensity Flow Sheet Medication Administration Sheets Treatment Administration Sheets NOTE: Psychotropic Monitoring and Pain Intensity Flow Sheets will be filed in this order with the corresponding MAR/TAR for that month. 9. LAB AND SPECIAL REPORTS Admission Labs Yearly Labs Semi-Annual Labs *Monthly Labs *Weekly Labs 10. EKGS Admission EKG EKG Reports (minimum of two regardless of date) *Pacemaker Reports *Cardiac Echo *Cardiac Ultrasound 11. X-RAYS Admission Chest X-Ray Chest X-Ray (minimum of two regardless of date) *Video Swallow *Colonoscopy, EGD *All other Ultra Sound Exams other than Cardiac 12. REHABILITATION AND THERAPY *Rehabilitation Consent Form *Plan of Treatment (HCFA700) *Updated Plan of Care Re-certification (HCFA 701) *Weekly Progress Notes - Physical Therapy *Weekly Progress Notes Occupational Therapy *Interdisciplinary Therapy Screening Form *DRT Daily Report

-6-13. RECREATIONAL THERAPY Activities Admission Assessment *Activities Re-Assessment TWO YEARS 14. CONSULTS *Consults other than Dental, Podiatry, Eye, Ear Dental Consults Podiatry Consults Ophthalmology Consults Audiology Consults 15. SOCIAL SERVICES Admission Psychosocial Assessment Social Service Referrals Admission Mandatory Rights Mandatory Rights Update *Referral to Special Needs Unit MOST RECENT 16. DIETARY Admission Nutritional Assessment Nutritional Assessment 17. *HOSPICE All Admission Paperwork other than Interdisciplinary Progress Notes 18. MISCELLANEOUS Hospital Discharge Information Clothing Inventory *Certificate of Responsibility Resident Transfer Form (original admission) *Transfer Sheet Internal *Transfer Sheet External *Correspondence MOST RECENT ONE MONTH *NOTE: When thinning the Medical Record, the current month is NOT included in the time frame mentioned. For example, Physician Orders are to be retained in the Medical Record for a period of three months and thus if the present month is April, you would keep March, February and January on the open record. December and back would be thinned from the Medical Record and placed in the over-flow file. Revised: April 2010