ALIGNE Credit Risk Management



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ALIGNE Credit Risk Management

ALIGNE CREDIT RISK EFFECTIVELY MANAGE CREDIT MONITORING, ANALYSIS AND REPORTING Counterparty credit worthiness, as well as internal credit monitoring, are becoming increasingly important for energy companies. Credit managers are seeking integrated tools to manage current and future exposure, bad debt expense and efficient cash flow. Managing acceptable levels of credit risk and terms of payments to their customers is critical in the current economic environment. Managing and enforcing the corporate credit policy is becoming more difficult in a tightening regulatory environment. Risk managers need mitigation tools to support Risk Avoidance, Structuring for Reduced Transaction Risk and Risk Transfer to Third Parties and Collateral Assets. ALIGNE CREDIT RISK PROVIDES INCREASED EFFICIENCY AND BETTER CREDIT MANAGEMENT Maintain collateral positions with counterparties Store collateral thresholds and rating matrices from contract provisions Generate calculations of credit exposure and calculate collateral and liquidity obligations Model complex limit structures Report credit risk concentrations by commodity, deal type, credit rating, country, and more CREDIT LIMITS & RATINGS Manage Internal and External Rating Agencies and Ratings MARGINING AND THRESHOLDS Capture Credit Annex data related to your ISDA and EEI agreements COLLATERAL AND GUARANTEES MANAGEMENT Capture and manage parental guarantees, bonds, cash and T Bills Used for Risk Transfer CREDIT VAR AND POTENTIAL FUTURE EXPOSURE Use Monte Carlo simulation to calculate Credit Value at Risk, PFE, Expected Loss and Unexpected Loss REPORTING Use any of the 30 standard credit reports to enforce credit policy MONITORING Use real time alerts and credit limits to ensure credit is reviewed with every deal

CREDIT WORKFLOW Aligne provides the tools Credit Managers need to enforce corporate credit policy : Determine and maintain payment terms for each counterparty Manage allocation of credit and executed collateral List contracts approaching termination date Negotiate additional collateral to cover credit costs of trade floor activities Maintain company credit ratings Manage interest rate feeds for accurate tracking of cash Maintain probabilities of default and recovery rates EXPOSURE MANAGEMENT Aligne Credit Risk includes comprehensive functionality to help companies understand the current exposure to risk in the portfolio, including: Sources of exposure Concentration of exposure Sensitivity to market risks in relation to changes in interest rates, foreign exchange rates, commodity prices, or equity prices Mitigation strategies These sources can be derived from active trades with floating forward positions that fluctuate based on the ups and downs of the market and settled trades that have not been invoiced or paid. PORTFOLIO ANALYTICS SunGard Energy offers seamless analytical capability for customers who wish to manage actual and potential counterparty credit migrations. Primarily using a Monte Carlo (MC) process to provide statistical simulation methods that calculate Credit Value at Risk (Credit Var) Potential Future Exposure (PFE) Expected Loss (EL) Unexpected Loss (UL) Customers who require this functionality simulate potential market events such as Price changes, interest rate punctual, liquidity events and simulations price shifts.

MARGINING AND THRESHOLDS Aligne captures critical information need for margin call analysis report. Normally contained in the credit annex of an ISDA or EEI agreement, Aligne uses this information to determine whether the users' company or their counterparty will need to make a margin call based on Credit Thresholds between the counterparties Exposures the counterparties have to each other Any collateral that has been provided to one counterparty by the other By capturing the minimum margin, initial margin, rounding levels and threshold by credit rating, the Credit manager is able to manage, monitor and accurately calculation its own and its counterparty s margin requirements. GUARANTEES AND COLLATERAL For organization that require risk mitigation through Risk Transfer, SunGard fully supports capture and monitoring Parental Guarantees and Collateral in the form of Cash, Line of Credits, Bonds, Us Govern Bonds, US T Bills : Grantor and recipient of guarantee Associated internal business unit and coverage area, including contract specific collateral. Effective and Expiration Dates Amount, Type and Limit of guarantee These important risk mitigation measure are available in remaining limit, exposure and credit risk calculations. Using the Aligne message center a Credit Manager may choose to set an alert to monitor when these instruments are nearing expiration. MONITORING AND REPORTING SunGard Energy offers over 30 standard credit reports in real time or on demand deployment. Coupled with Real time alerts the credit manager can ensure that the corporate credit policies can be enforced. Customers wanted more, can use SunGard Business Intelligence to provide a credit dashboard to managers and executives with timely accurate information. Output capabilities include Remaining credit limit based on standard or custom formulas Margin call analysis reports Generation of Margin Call or Credit Expiry letters Real Time credit cubes with stop light credit warnings Dashboards with informative charts and graphs that display exposure, pie and bubble charts to visually display trouble spots.