AOlO Rev. 112012 FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2011 (5 U.S.C. app. 101-111) I. Person Reporting (last name, first, middle initial) Court or Organization District of Utah Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or pan-time) United States District Judge 7. Chambers or Office Address Sa. Report Type (check appropriate type) 6. Reporting Period Nomination Date 01/01/2011 0 to Initial Annual Final 0 [Z 0 12/31/2011 Sb. 0 Amended Report 350 South Main Street, #235 Salt Lake City, UT 84111 IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Insert signature on last page. I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I. Trustee Trust #I Employee Brigham Young University Board member The Leavitt Institute for International Development IJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.) D NONE (No reportable agreements.) PARTIES AND TERMS I. 2002 Payment on sale of Snow Nuffer stock on 12/31102 payable from legal fees earned prior to 12/31/02 but paid after that date. No control.
Page 2of7 05113/2012 III. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I. 2011 Brigham Young University $4,000.00 B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section. (Dollar omount not required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE I. 2011 Self employed accompanist 2011 Salt Lake School for the Performing Arts - Teacher IV. REIMBURSEMENTS - transportation, lodging.food, entertainment. (Includes those to spouse and dependent children; see pp. 25-2 7 of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I. Dokuz Eylul University, 312 8/2 0 I1-41212011 Turkey Presentation at Legal Transportation, meals, hotel Hukuk Merkezi Education Seminar The Leavitt Institute for 4/11/2011-4/25/2011 Ukraine Law Student Mock Trial Transportation, meals, hotel lntemational Development, USAID Competition
Page 3of7 V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.) [Z NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE I. VJ. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.) D NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I. US Bank Lela LC Loan #I 0
Page 4 of7 Name of Person Repo rting VII. INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, 1 a/ue, transactions (lncllldes those of spouse and dependent children; see PP 34-60 of filing instructions.) A. B. c. D. Description of Assets Inco me during Gr oss value at end Tra nsactio ns during rep orting period (including trust assets) rep orting period of rep orting period Place "(X)" after ea ch asset Amount Type (e.g., exempt fro m prior discl osure (I) (I) (2) (3) (4) (I) (2) (2) (5) Value Value Type (e. g., Date Value Gain Identity of Code I bu y, sell, mm/dd/ yy Code2 Code I bu yer /seller div., rent, Code2 Method (A-H) (J-P) Code 3 redemptio n) (J-P) (A-H) (if pri vate or int.) (Q-W) tra nsaction) I. Receivable from Snow Nuffer Stock Sale None J w Lela LC Membership Interest c Distribution M w Trust# I -Zions Bank Money Market A Interest J T Account Trust #1 -Zions Bank Savings Account A Interest L T Trust #1 - American National Ins. Annuity A Interest K T 6. Trust #1 -American National Ins. Annuity A Interest K T Open 1119/11 K Trust #I 7. Trust # 1 -Hartford Annuity A Interest K T 8. Genworth Whole Life Policy B Interest Closed 7/29/11 L 9. 10. 11. 1 1 1 1 16. 17. I. Income Gain Codes: A =$I.000 or less B =$1,001 -$500 c=$501 $000 D =$5,001. $1000 E =$1001 -$50.000 (Sec Columns Bl and 04) F =$50.001 $I 00.000 G =$100.001 -SI.000.000 Ill =$1.000.001. $000.000 112 =More than $000.000 Value Codes J =$1000 or Jess K =$1001 -$50.000 L =$50.001- $100.000 M =$100.001. $250.000 (Sec Columns CJ and 03) N =$250.00 I $500.000 0=$500.001-SI.000.000 Pl =$1.000.001 - $000.000 P2 =$000.001 $2000.000 P3 =$2000.001 $50.000.000 P4 =More than $50.000.000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) V =Book Value V =Other W =Estima!cd
Page 5 of7 VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes t1tose of spouse and dependent c1tildren; see PP 34-60 of filing instructions.) D NONE (No reportable income, assets, or transactions.) 118. A. 8. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (l) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Typ (e.g. Value Value Typ (e.g., Date Value Gain Identity of exempt from prior disclosure Code l div., rent Code 2 Method buy, sell, mm/dd/yy Code 2 Code l buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (ifprivate (Q-W) transaction) I. Income Gain Codes: A =$1.000 or less B =$1.001 - $500 C =$50 I - $5.000 D 4001 - $15,000 E =$1001 - $50.000 (Sec Columns Bl and 04) F=$50.001 $100.000 G =$ I00.00 I $1.000.000 Ill =$1.000.001 $000.000 112 =More than $000.000 Value Codes J =$1000 or less K = $100 1 -$50.000 L =$50.001 - $100.000 M =$100.00I - $250.000 (Sec Columns Cl and DJ) N=$250.00 I - $500.000 0 =$500.00 I - $1.000.000 Pl =$1.000.001 - $5,000.000 P2 =$000.001 - $2000.000 P3 =$2000.00 I - $50.000.000 P4 =More than $50.000.000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only} S =Assessment T =Cash Market (Sec Column C2) U ""Book Value V=Othcr W=Estimated
Page 6of7 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreport.)
Page 7 of7 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ David 0. Nuffer NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544