SUBJECT: PG&E, SCE, and SDG&E's Proposed Modifications to Rule 24 and Related Documents



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STATE OF CALIFORNIA Edmund G. Brown Jr., Governor PUBLIC UTILITIES COMMISSION 505 VAN NESS AVENUE SAN FRANCISCO, CA 94102-3298 February 9, 2016 Advice Letters 3313-E, 3313-E-A, 3313-E-B and 3313-E-C Russell G. Worden Director, State Regulatory Operations Southern California Edison Company 8631 Rush Street Rosemead, CA 91770 SUBJECT: PG&E, SCE, and SDG&E's Proposed Modifications to Rule 24 and Related Documents Dear Mr. Worden: Advice Letters 3313-E, 3313-E-A, 3313-E-B and 3313-E-C are effective as of January 1, 2016. Sincerely, Edward Randolph Director, Energy Division

Russell G. Worden Managing Director, State Regulatory Operations January 15, 2016 ADVICE 3313-E-B (U 338-E) PUBLIC UTILITIES COMMISSION OF THE STATE OF CALIFORNIA ENERGY DIVISION SUBJECT: Supplemental Filing to Advice 3313-E, Pacific Gas and Electric Company, Southern California Edison Company and San Diego Gas & Electric Company s Rule 24 and associated forms Pro-Forma Language Cleanup Southern California Edison Company (SCE) hereby submits for filing the following changes to its tariffs. The revised tariff sheets are included as Attachment A, the redlined versions of the revised tariff sheets are included as Attachment B, and the revised California Public Utilities Commission (CPUC) Demand Response Provider (DRP) Registration Form is included as Attachment C. PURPOSE The purpose of this Advice filing is to make changes to the tariff sheets originally contained within Advice 3313-E and Advice 3313-E-A. These changes are made in accordance with General Order (GO) 96-B, General Rules 7.5.1, which authorizes utilities to make additional changes to an Advice filing through the filing of a supplemental advice letter. Except as indicated in this supplemental advice filing, this supplemental advice filing does not change the substance of the original Advice 3313-E, as modified by Advice 3313-E-A. This advice filing replaces tariff revisions proposed in Advice 3313-E and modified in Advice 3313-E-A in its entirety. At the recommendation of Energy Division, the proposed changes to Rule 24 and Form 14-941, Customer Information Service Request for Demand Response Provider (CISR-DRP), in this supplemental advice filing are filed as actual tariff changes and shall no longer be considered to be pro forma. In addition, at the recommendation of Energy Division, SCE is including the revised CPUC DRP Registration Form modified by Energy Division in this advice filing. P.O. Box 800 8631 Rush Street Rosemead, California 91770 (626) 302-4177 Fax (626) 302-4829

ADVICE 3313-E-B (U 338-E) - 2 - January 15, 2016 BACKGROUND On November 20, 2015, Pacific Gas and Electric Company (PG&E) filed with the CPUC a joint Investor-Owned Utility (IOU) advice letter 1 on behalf of itself, SCE, and San Diego Gas & Electric Company (SDG&E), to propose pro-forma modification to Rule 24 and associated forms. The joint AL stated that the changes being filed were to be considered pro-forma and that SCE would be filing its own version at a later date. 2 On December 21, 2015, PG&E filed a joint IOU supplemental advice letter 3 to make minor corrections to the pro-forma versions of Rule 24, the CISR-DRP and the CPUC DRP Registration Form filed on November 20, 2015. In the joint IOU advice letter and supplemental advice letter, a footnote was included to explain that due to certain challenges unique to SCE, there will be certain significant differences in its CISR-DRP form, most notably, that it will only allow two-party agreements (i.e., agreements between SCE and one third-party), not the three-party agreements (i.e., agreements between SCE and two separate third parties) envisioned in PG&E s filed form. These unique challenges will be detailed in SCE s advice letter filing that includes its CISR-DRP form. SCE is filing this supplemental advice letter to detail these unique challenges but also to clarify the fact that the CISR-DRP is not an agreement between SCE and any third-party entity. The CISR-DRP is a request from SCE s customer to authorize SCE to share data with a third-party DRP or aggregator, or to revoke such authorization. GreenButton Share My Data (GreenButton), SCE s current data provision system used to provide Rule 24 data, is only able to receive and provide data to one DRP for each online CISR-DRP form. In order to allow two DRPs to receive data on one CISR-DRP form through GreenButton, SCE must make major enhancements to its information technology infrastructure with a sharp increase in costs beyond the cost recovery budgeted in Application (A.) 14-06-003 and approved in Decision (D.) D.15-03-042. In addition to the increased funding requirement, SCE estimates a period of 18 months may be required to upgrade its current system to accommodate more than one thirdparty requestor in the online CISR processing system. In order to keep its CISR-DRP acceptance and evaluation processes as consistent and streamlined as possible, SCE will also allow only one third-party per paper or PDF CISR-DRP form received at this time. At such time as SCE begins accepting CISR-DRP forms with multiple third-parties via GreenButton, SCE will also be making the same change on its paper or PDF CISR- DRP form. In addition, SCE also proposed three tariff changes that are unique to SCE. First, SCE adds new language to Rule 24 and Form 14-941 indicating that customers consent to electronic submittal of their signature. Second, the SCE Rule 24 ID column is removed because SCE does not need this identifier to process the CISR-DRP form. 1 PG&E Advice Lett4er (AL) 4742-E, SCE AL 3313-E and SDG&E AL 2821-E 2 Id., at p. 1. 3 PG&E AL 4742-E-A, SCE AL 3313-E-A and SDG&E AL 2821-E-A

ADVICE 3313-E-B (U 338-E) - 3 - January 15, 2016 Finally, Form 14-914 is modified to allow submission of an unlimited number of service accounts per CISR-DRP request. For these reasons, SCE is filing this supplemental advice letter to propose its Rule 24 and Form 14-941, Customer Information Service Request for DRP, as a request from from SCE s customer to authorize customer data sharing with only one DRP, or revoke such authorization, in this advice filing. In addition, at the recommendation of Energy Division, SCE is including the revised CPUC DRP Registration form with modified DRP bond requirement language in this advice filing. PROPOSED TARIFF CHANGES Attachment A: SCE is proposing to make the following changes to its Rule 24 and Form 14-941 in addition to the pro forma editorial changes proposed in Advice 3313-E and modified in Advice 3313-E-A. Rule 24 Modifications to require the filing of the CISR-DRP as a request from from SCE s customer to authorize customer data sharing with only one DRP, or revoke such authorization. Modifications to reflect SCE unique program names and references. New Language to Section C.1.d.: In response to a completed, customerauthorized paper or electronic submittal of SCE s Form 14-941 (CISR-DRP) by a customer or Non-Utility DRP, SCE shall in a timely fashion provide the required information to the DRP to facilitate a customer s enrollment in a DRP DR Service(s). Form 14-941, the Customer Information Service Request for DRP (CISR-DRP) Addition of one paragraph referencing SCE s regular CISR form. Modification to make CISR-DRP a request from from SCE s customer to authorize customer data sharing with only one DRP, or revoke such authorization. Elimination of SCE Rule 24 ID column. Modification to allow for unlimited number of service accounts per request. Modification to signature blocks to clarify that the signatory consents to executing and submitting the document electronically.

ADVICE 3313-E-B (U 338-E) - 4 - January 15, 2016 Attachment B The redlined version of SCE s tariff revision depicts the substantive changes between PG&E s pro forma tariffs filed in the joint filing - SCE s Advice 3313-E and 3313-E-A and SCE s version filed herein (3313-E-B Attachment A). Attachment C CPUC DRP Registration Form with new DRP bond requirement language modified by the Energy Division. No cost information is required for this advice filing. Except as noted above, this filing will not increase any rate or charge, conflict with any other schedule or rule, or cause the withdrawal of service. TIER DESIGNATION Pursuant to General Order (GO) 96-B, Energy Industry Rule 5.2(2), this advice letter is submitted with a Tier 2 designation which is the same Tier designation as the original filing, Advice 3313-E. EFFECTIVE DATE This supplemental advice filing will become effective on the same day as the supplemental filing, Advice 3313-E-A, which is January 1, 2016. NOTICE Anyone wishing to protest this advice filing may do so by letter via U.S. Mail, facsimile, or electronically, any of which must be received by the Energy Division and SCE no later than 10 days after the date of this advice filing. Protests should be submitted to: CPUC, Energy Division Attention: Tariff Unit 505 Van Ness Avenue San Francisco, California 94102 E-mail: Edtariffunit@cpuc.ca.gov Copies should also be mailed to the attention of the Director, Energy Division, Room 4004 (same address as above). In addition, protests and all other correspondence regarding this advice letter should also be sent by letter and transmitted via facsimile or electronically to the attention of:

ADVICE 3313-E-B (U 338-E) - 5 - January 15, 2016 Russell G. Worden Managing Director, State Regulatory Operations Southern California Edison Company 8631 Rush Street Rosemead, California 91770 Facsimile: (626) 302-4829 E-mail: AdviceTariffManager@sce.com Michael R. Hoover Director, State Regulatory Affairs c/o Karyn Gansecki Southern California Edison Company 601 Van Ness Avenue, Suite 2030 San Francisco, California 94102 Facsimile: (415) 929-5544 E-mail: Karyn.Gansecki@sce.com There are no restrictions on who may file a protest, but the protest shall set forth specifically the grounds upon which it is based and must be received by the deadline shown above. In accordance with General Rule 4 of GO 96-B, SCE is serving copies of this advice filing to the interested parties shown on the attached GO 96-B and A.14-06-001 et al service lists. Address change requests to the GO 96-B service list should be directed by electronic mail to AdviceTariffManager@sce.com or at (626) 302-4039. For changes to all other service lists, please contact the Commission s Process Office at (415) 703-2021 or by electronic mail at Process_Office@cpuc.ca.gov. Further, in accordance with Public Utilities Code Section 491, notice to the public is hereby given by filing and keeping the advice filing at SCE s corporate headquarters. To view other SCE advice letters filed with the Commission, log on to SCE s web site at https://www.sce.com/wps/portal/home/regulatory/advice-letters. For questions, please contact Amy Liu at (626) 302-4019 or by electronic mail at Amy.Liu@sce.com. Southern California Edison Company /s/ Russell G. Worden Russell G. Worden RGW:al:jm Enclosures

CALIFORNIA PUBLIC UTILITIES COMMISSION ADVICE LETTER FILING SUMMARY ENERGY UTILITY MUST BE COMPLETED BY UTILITY (Attach additional pages as needed) Company name/cpuc Utility No.: Southern California Edison Company (U 338-E) Utility type: Contact Person: Darrah Morgan ELC GAS Phone #: (626) 302-2086 PLC HEAT WATER E-mail: Darrah.Morgan@sce.com E-mail Disposition Notice to: AdviceTariffManager@sce.com EXPLANATION OF UTILITY TYPE ELC = Electric GAS = Gas PLC = Pipeline HEAT = Heat WATER = Water (Date Filed/ Received Stamp by CPUC) Advice Letter (AL) #: 3313-E-B Tier Designation: 2 Subject of AL: Supplemental Filing to Advice 3313-E, Pacific Gas and Electric Company, Southern California Edison Company and San Diego Gas & Electric Company's Rule 24 and associated forms Pro- Forma Language Cleanup Keywords (choose from CPUC listing): Compliance, Form AL filing type: Monthly Quarterly Annual One-Time Other If AL filed in compliance with a Commission order, indicate relevant Decision/ #: Does AL replace a withdrawn or rejected AL? If so, identify the prior AL: Summarize differences between the AL and the prior withdrawn or rejected AL 1 : Confidential treatment requested? Yes No If yes, specification of confidential information: Confidential information will be made available to appropriate parties who execute a nondisclosure agreement. Name and contact information to request nondisclosure agreement/access to confidential information: Required? Yes No Requested effective date: 1/1/16 No. of tariff sheets: -34- Estimated system annual revenue effect: (%): Estimated system average rate effect (%): When rates are affected by AL, include attachment in AL showing average rate effects on customer classes (residential, small commercial, large C/I, agricultural, lighting). Tariff schedules affected: Service affected and changes proposed 1 : Pending advice letters that revise the same tariff sheets: Rule 24, Form 14-941, and Table of Contents None 1 Discuss in AL if more space is needed.

Protests and all other correspondence regarding this AL are due no later than 10 days after the date of this filing, unless otherwise authorized by the Commission, and shall be sent to: CPUC, Energy Division Attention: Tariff Unit 505 Van Ness Ave., San Francisco, CA 94102 E-mail: EDTariffUnit@cpuc.ca.gov Russell G. Worden Managing Director, State Regulatory Operations Southern California Edison Company 8631 Rush Street Rosemead, California 91770 Facsimile: (626) 302-4829 E-mail: AdviceTariffManager@sce.com Michael R. Hoover Director, State Regulatory Affairs c/o Karyn Gansecki Southern California Edison Company 601 Van Ness Avenue, Suite 2030 San Francisco, California 94102 Facsimile: (415) 929-5540 E-mail: Karyn.Gansecki@sce.com

Public Utilities Commission 3313-E-B Attachment A Cal. P.U.C. Sheet No. Title of Sheet Cancelling Cal. P.U.C. Sheet No. Revised 58510-E Rule 24 Original 54032-E Revised 58511-E Rule 24 Original 54033-E Revised 58512-E Rule 24 Original 54034-E Original 58513-E Rule 24 Original 54034-E Revised 58514-E Rule 24 Original 54035-E Revised 58515-E Rule 24 Original 54036-E Revised 58516-E Rule 24 Original 54037-E Revised 58517-E Rule 24 Original 54038-E Revised 58518-E Rule 24 Original 54039-E Revised 58519-E Rule 24 Original 54040-E Revised 58520-E Rule 24 Original 54041-E Revised 58521-E Rule 24 Original 54042-E Revised 58522-E Rule 24 Original 54043-E Revised 58523-E Rule 24 Revised 56913-E Revised 58524-E Rule 24 Original 54045-E Revised 58525-E Rule 24 Original 54046-E Revised 58526-E Rule 24 Original 54047-E Revised 58527-E Rule 24 Original 54048-E Revised 58528-E Rule 24 Original 54049-E Revised 58529-E Rule 24 Original 54050-E Revised 58530-E Rule 24 Original 54051-E Revised 58531-E Rule 24 Original 54052-E Revised 58532-E Rule 24 Original 54053-E Revised 58533-E Rule 24 Original 54054-E Revised 58534-E Rule 24 Original 54055-E Revised 58535-E Rule 24 Revised 56914-E Revised 58536-E Rule 24 Original 54057-E Revised 58537-E Rule 24 Original 54058-E Revised 58538-E Rule 24 Original 54059-E Revised 58539-E Rule 24 Original 54060-E Original 58540-E Form 14-941 Original 54061-E Revised 58541-E Table of Contents Revised 58407-E Revised 58542-E Table of Contents Revised 58043-E Revised 58543-E Table of Contents Revised 57206-E 1

Southern California Edison Revised Cal. PUC Sheet No. 58510-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54032-E RULE 24 Sheet 1 TABLE OF CONTENTS A. APPLICABILITY B DEFINITIONS C. GENERAL TERMS D. ACCESS TO CUSTOMER DATA E. DEMAND RESPONSE PROVIDER (DRP) SERVICE ESTABLISHMENT F. METERING SERVICES G. DISCONTINUATION OF SERVICE BY DRP H. CREDIT REQUIREMENTS I. COMPLAINT AND DISPUTE RESOLUTION PROCESSES J. ACRONYMS 1C13

Southern California Edison Revised Cal. PUC Sheet No. 58511-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54033-E RULE 24 Sheet 2 A. APPLICABLITY This Rule establishes the terms and conditions that apply to those entities, which are subject to this Rule, who wish to take part in Direct Participation Demand Response Service ( DR Service ). DR Service is offered by the California Independent System Operator (CAISO) and allows a Demand Response Provider (DRP) or a retail customer to participate or bid-in directly into the CAISO wholesale energy market for compensation by the CAISO, in accordance with the market awards and dispatch instructions established by the CAISO. DRP DR Services under this Rule are subject to the dual participation rules. As a general rule, DRPs are prohibited from registering customer accounts that are already registered with another DRP or that are participating in an SCE event-based demand response program(s). (See Section C.2.d for detailed rules) 1. Entities and Services Subject to Rule 24 a. SCE acting on behalf of its customers as the Load Serving Entity (LSE), DRP, Utility Distribution Company (UDC), Meter Data Management Agent (MDMA), or Meter Service Provider (MSP), b. Affiliates of SCE acting as a DRP, c. Non-Utility affiliated DRPs enrolling SCE Bundled Service customers, d. Bundled Service customers acting as a DRP for their own load. 2. Entities Not Subject to Rule 24 a. Non-Utility DRPs enrolling only Direct Access (DA), Community Aggregator (CA) or Community Choice Aggregation (CCA) Service customers, b. DA, CA, or CCA Service customers acting as a DRP for their own load, c. Electric Service Providers (ESPs), CAs, and CCAs acting as an LSE for DA, CA or CCA Service customers, d. Non-Utility affiliated MDMAs and MSPs providing metering services to DA Service customers. The descriptive headings of the various sections of this Rule have been inserted for convenience of reference only and shall in no way define, modify, or restrict any of the terms and provisions thereof. 2C13

Southern California Edison Revised Cal. PUC Sheet No. 58512-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54034-E RULE 24 Sheet 3 B. DEFINITIONS Certain specific terms used in this Rule are defined below. Additional definitions for more widely used terms in SCE s tariffs are also found in Rule 1. 1. AFFILIATE: Any legal entity in which five percent or more of the outstanding shares are owned, controlled, or held with power to vote, directly or indirectly either by the DRP or any of its subsidiaries; or by the DRP s controlling entity or any of its subsidiaries; or by any company in which the DRP, its controlling entity, or any of the DRP s affiliates, exert substantial control over the operation of the company or indirectly have substantial financial interests in the company which is exercised through means other than ownership. For purpose of this definition, substantial control includes, but is not limited to, the possession, directly or indirectly and whether acting alone or in conjunction with others, of the authority to direct or cause the direction of the management or policies of the company. A direct or indirect voting interest of five percent or more by the DRP in an entity s company creates a rebuttable presumption of control. For the purposes of this Rule, Utility affiliates participating in DR Services are considered Non-Utility DRPs. 2. AGGREGATOR: An entity that contracts with end-use customers in multiple locations to help provide them with DR Services. For instance, an Aggregator will consolidate customers so that they may be put into a single CAISO demand response resource. An Aggregator will also generally perform customer-facing functions such as customer marketing, communications and payments for participation. An Aggregator might utilize a CAISO DRP to bid DR resources into the CAISO market or elect to become a CAISO DRP itself. 3. CAISO s DR Service: The CAISO s wholesale DR market mechanism(s), market model(s), and/or market product(s) that allow retail customers loads to be bid in to the CAISO s wholesale energy markets. 4. CAISO DEMAND RESPONSE PROVIDER (CAISO-DRP): An entity that is responsible for delivering certain DR Services into the CAISO s wholesale market and which has undertaken, in writing, by execution of the applicable agreement to comply with all applicable provisions of the CAISO Tariff. CAISO-DRP functions generally include registering customer service accounts or agreements in the Demand Response Registration System (DRRS) and working with a Scheduling Coordinator to bid into and settle with the CAISO market. (D) 3C15

Southern California Edison Original Cal. PUC Sheet No. 58513-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54034-E RULE 24 Sheet 4 5. CPUC DEMAND RESPONSE PROVIDER (DRP): An entity that is responsible for performing any or all of the functions associated with either a CAISO-DRP and/or an Aggregator. DRPs serving bundled service customers must register with the CPUC and CAISO DRP s must also register with the CAISO. Unless otherwise specifically stated, all references to DRP herein shall refer to this definition. Any of the following entities may elect to become a DRP: Utilities, Non-Utility entities such as Electric Service Providers (ESP), Community Aggregation (CA) and Community Choice Aggregation (CCA) entities who elect to participate in CAISO DR Services with bundled service customers, a third-party who wishes to bid- in bundled service accounts in the CAISO wholesale market, or a bundled service retail customer (bidding in its own load). Unless otherwise specifically stated, all references to DRP herein shall refer to all of these entities. 6. DEMAND RESPONSE (DR): The load reduction and/or increase by retail customers in response to a signal or pricing mechanism. Currently under this Rule, Demand Response is bid into the wholesale market as a Proxy Demand Resource or a Reliability Demand Response Resource as defined and offered under CAISO tariffs. 7. DEMAND RESPONSE (DR) SERVICE: DR Service in this Rule generally refers to demand response activities associated with a DRP s or a customer s direct participation in the CAISO s wholesale market where a retail customer, either on its own or enrolled in a DRP s DR Service, changes its electric demand in accordance with the market awards and dispatch instructions established by the CAISO. 8. DRP s DR Service: A DR program or service provided by the DRP to one or more retail customers to bid loads on their behalf into the CAISO wholesale energy market using the CAISO s DR Service(s). 9. EVENT-BASED DEMAND RESPONSE: The dispatchable load reduction or increase by retail customers in response to a day-ahead or day-of event signal. 10. INTERVAL METER: For the purposes of this rule, an interval meter is defined as a meter and communication system capable of measuring, storing, and transferring the minimum data required for the CAISO s settlement processes. Minimum data requirements are specified by the CAISO and vary by the CAISO s DR Services. (D) (L) (L) (L) (D) (L) (L) (L) (L) (L) (L) (L) 4C14

Southern California Edison Revised Cal. PUC Sheet No. 58514-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54035-E RULE 24 Sheet 5 B. DEFINITIONS 11. PRICING NODE (PNode): A single network Node or subset of network Nodes where a physical injection or withdrawal of electricity is modeled and for which a Locational Marginal Price is calculated by the CAISO and used for financial settlements. A network Node is a point in the CAISO s Full Network Model representing a physical location within the CAISO s Balancing Authority Area or the CAISO Controlled Grid. 12. RELEVANT CAISO DEMAND RESPONSE SYSTEMS (Relevant Systems): One or more of the information technology (IT) systems that the CAISO uses to complete the necessary steps to allow DRPs to provide DR Services under its tariff. These systems include but are not limited to the CAISO s Demand Response System and the Demand Response Registration System and their successors. User Guides can be found on the CAISO s website (www.caiso.com) 13. RESOURCE REGISTRATION: Entry by a DRP of the physical location(s) of one or more retail customer s loads into the CAISO s Relevant Systems. 14. REVENUE QUALITY METER DATA (RQMD): Interval Meter Data that has been validated, edited, and estimated in accordance with the Direct Access Standards for Metering and Meter Data (DASMMD) as described in Rule 22. 15. SETTLEMENT QUALITY METER DATA (SQMD): SQMD is RQMD that has been processed, aggregated, formatted, and stored pursuant to CAISO s procedures for CAISO s settlement and auditing purposes. See CAISO Tariff Appendix A, Master Definitions Supplement. 16 SUB-LAP (S-LAP): A CAISO defined subset of PNodes within a Default Load Aggregation Point (DLAP). 17. TELEMETRY: An electric meter capable of recording, storing, and transferring the minimum data required in accordance with the CAISO s telemetry technical requirements (current technical requirements are available on the CAISO s website (at www.caiso.com). (D) 5C16

Southern California Edison Revised Cal. PUC Sheet No. 58515-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54036-E RULE 24 Sheet 6 B. DEFINITIONS 18. UNIQUE CUSTOMER IDENTIFIER: An identifier assigned by the UDC and entered into the CAISO s Relevant Systems by a DRP. The identifier is specific to a customer s Service Account. SCE will use the customer s service account number as customer unique identifier or service agreement. 19. UTILITY DISTRIBUTION COMPANY (UDC): An entity that owns or operates a distribution system for the delivery of energy to and from the CAISO controlled grid and that provides regulated retail electric service and regulated procurement service. SCE is the applicable UDC under this Rule. Herein, the Utility is SCE and it may serve one or more of the following functions: UDC, LSE, MDMA, MSP and DRP. C. GENERAL TERMS 1. General Obligations of SCE a. Non-Discrimination and Competitive Neutrality (1) Neutral Discharge of Responsibilities SCE, acting in any capacity described herein, shall discharge its responsibilities in a neutral manner to all DRPs. When acting as an MDMA, this would include ensuring that the meter data for each service account sent to the DRP meets the current validated, edited, and estimated (VEE) standards established in the Direct Access Standards for Metering and Meter Data (DASMMD). Unless otherwise authorized by the California Public Utilities Commission (CPUC or Commission), the Federal Energy Regulatory Commission (FERC), or the affiliate transactions rules i, SCE shall not provide or represent that it will provide to itself, its affiliates or customers of itself or its affiliates any preferential treatment with regard to SCE services than other, unaffiliated, service providers would receive, including, but not limited to, terms and conditions, information, pricing or timing. (2) Non-Discriminatory Response to Requests for SCE Services SCE, acting in any capacity, shall process requests for similar SCE services in the same manner and within the same period of time for its affiliates, customers of itself and its affiliates, and for all unaffiliated market participants and their respective customers. SCE shall provide non-discriminatory access to its meter data, where available, to third-party DRPs when authorized by customer. In particular, SCE shall not have any greater access to meter data for the purposes of fulfilling its DRP duties and obligations than does a third-party DRP. i D.97-12-088, 77 CPUC 2d 422, 449, as amended by D.98-08-035, 81 CPUC 2d 607 and D.98-12-075, 84 CPUC 2d 155, D.06-06-062 and D.06-12-029. 6C15

Southern California Edison Revised Cal. PUC Sheet No. 58516-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54037-E RULE 24 Sheet 7 C. GENERAL TERMS 1. General Obligations of SCE a. Non-Discrimination and Competitive Neutrally (3) Competitive Neutrality Confidential, competitive information received by SCE from unaffiliated DRPs, or from the CAISO about the DRPs or their customers, in connection with SCE s performance of its duties to implement and administer the DRP s use of bundled load for DR Services shall be limited to the SCE staff who are responsible for performing the utility s non-drp responsibilities under this Rule. Such confidential, competitive information shall not be used to promote SCE s services to its customers or customers of its affiliates. SCE staff receiving such confidential, competitive information from the DRPs or the CAISO in the discharge of SCE s roles and responsibilities as a non-drp shall not share such confidential, competitive information with other individuals in SCE who are also responsible for discharging SCE s roles and responsibilities as a DRP under this Rule. b. Timeliness and Due Diligence Consistent with state law and CPUC decisions, SCE acting in any capacity shall exercise due diligence in meeting its obligations and deadlines under this Rule so as to facilitate a customer s election to participate in a DRP s DR Service in CAISO s wholesale markets as quickly as possible. c. Review of DRP Resource Registrations in the CAISO s Relevant System SCE, acting as an LSE, shall review all Resource Registrations (within its electric service territory) submitted by a DRP to the CAISO s Relevant Systems as defined in the CAISO tariff. SCE s review shall be limited to ensure accuracy of the customer information presented and that the customer is not otherwise participating in a SCE s event based demand response program at the same time period. SCE shall also review Resource Registrations for Entities not subject to this Rule in the same manner contained in this subsection and on the same non-discriminatory basis. 7C15

Southern California Edison Revised Cal. PUC Sheet No. 58517-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54038-E RULE 24 Sheet 8 C. GENERAL TERMS 1. General Obligations of SCE c. Review of DRP Resource Registrations in the CAISO s Relevant System SCE will conduct such review in accordance with the timelines set forth in the CAISO s Business Practice Manuals (BPMs). SCE shall notify the CAISO and the DRP within ten (10) business days if the customer information presented in the Resource Registration is inaccurate, if the DRP is not appropriately registered for DRP DR Services at the CPUC, and confirm that the customer service account placed in the Resource Registration does not conflict with the dual participation rules in Section C.2.d. To the extent reasonable and feasible, SCE and the DRP shall coordinate and cooperate to ensure an accurate Resource Registration. (L) (L) (L) d. Provision of Customer Data by SCE In response to a completed, customer-authorized paper or electronic submittal of SCE s Form 14-941 (CISR-DRP) by a customer or Non-Utility DRP, SCE shall in a timely fashion provide the required information to the DRP to facilitate a customer s enrollment in a DRP DR Service(s). This information will be provided in accordance with Section D of this Rule. The customer may also designate the timeframe of continuous meter data transmittal or designate when continuous data release shall be terminated. (D) e. SCE Tariffed Demand Response Programs For those customers enrolled in a SCE event-based demand response program, SCE will act as the customer s DRP if SCE elects to submit the customer into the CAISO s DRS. This customer could be a SCE s Bundled Service, Direct Access, or Community Aggregator or Community Choice Aggregation Service customer. f. KYZ Pulse Installations Upon the request of and payment by the customer or its agent, SCE, acting as the MSP, shall install where feasible a KYZ pulse initiating device or another acceptable telemetry solution. A DRP may, with the permission of the CAISO, use the information from such a device to submit preliminary settlement data to the CAISO. The customer or its DRP will be responsible for the cost of the installation. If the customer wishes to terminate the delivery of its KYZ pulse data to the DRP at any time, the DRP will take action, upon receipt of notification from the customer, to discontinue data transmission from its facilities, as soon as practicable, but no later than 45 days after customer notification of termination, to allow for financial settlements to occur. 8C18

Southern California Edison Revised Cal. PUC Sheet No. 58518-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54039-E RULE 24 Sheet 9 C. GENERAL TERMS 2. General Obligations of DRPs Enrolling Bundled Service Customers This Section is applicable to all DRPs enrolling Bundled Service customers, unless otherwise specified. Requirements for SCE, acting as the DRP for DA, CA and CCA Service customers, are specified in Section D. a. Timeliness and Due Diligence DRPs shall exercise due diligence in meeting their obligations and deadlines under this Rule so as to facilitate customer enrollment in DRP DR Service in a timely manner. To the extent ordered by the CPUC, DRPs shall make all payments resulting from CPUC-authorized charges owed to SCE for services specified under this Rule in a timely manner subject to applicable payment dispute provisions. b. Arrangements Between DRPs and Their Customers DRPs shall be solely responsible for having appropriate contractual or other arrangements with their customers necessary to implement DRP DR Service consistent with all applicable laws, CAISO requirements, CPUC requirements, if any, and this Rule. c. Scheduling Coordinator (SC) In accordance with the CAISO s tariff, a DRP must become or contract with a SC prior to registering customers into a CAISO s Relevant Systems. SCE shall not act as an SC on behalf of a Non-Utility DRP. The DRP must obtain its own SC to participate in DR Services or otherwise qualified to act in that capacity. d. Dual Participation DRPs are prohibited from placing a customer s service account into a Resource Registration in the CAISO s Demand Response (DR) System for any time period within the Start Date and End Date of another DRP s Resource Registration that already includes the customer s service account and that has been given a Confirmed status by the CAISO under its rules and procedures. Non-Utility DRPs are also prohibited from enrolling and registering a customer service account in DR Services if the customer is already enrolled in a SCE s event-based demand response program. The customer can disenroll from the SCE program at any time if it withdraws to enroll in a DRP service. When a DRP is notified by SCE via its CISR-DRP process that a customer is already enrolled in a SCE s event-based DR program, it is the notified DRP s obligation to ensure that the customer has disenrolled from SCE s event-based demand response program before placing the customer service account in the notified DRP s Resource Registration in the CAISO s Relevant Systems for the same period. The effective date to disenroll that customer from its current program to enroll it in DRP s DR Service will be established in accordance with SCE s demand response program rules and its Rule 12. 9S18

Southern California Edison Revised Cal. PUC Sheet No. 58519-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54040-E RULE 24 Sheet 10 C. GENERAL TERMS 2. General Obligations of DRPs Enrolling Bundled Service Customers d. Dual Participation In the event of a conflict between SCE s DR program specific requirements and its Rule 12, the program s tariff requirements will apply. For instance, a customer who is currently participating in a SCE event-based demand response program and wishes to enroll with a Non-Utility DRP DR Service must first disenroll from the SCE program. Disenrollment will be subject to any contractual or program obligations currently in effect with the SCE demand response program. Similarly, if a customer is currently registered at the CAISO for DR Services, that customer must be disenrolled prior to that customer s participation in either another DRP s Resource Registration or a SCE event-based demand response program. However, a DRP is not prohibited from also enrolling and registering its own customers for other DR Service(s) that it offers. It is the DRP s obligation to ensure the DRP s Resource Registrations do not conflict with the CAISO rules on DR Services. Customers enrolled in SCE s Critical Peak Pricing (CPP) will be automatically disenrolled from the program upon a Non-Utility DRP Resource Registration that includes the customer service account and that has been given a Confirmed status by the CAISO. Under SCE s Rule 12, the earliest disenrollment date for CPP is the the customer s next meter read date. Therefore, the Start Date of a Non-Utility DRP Resource Registration for the customer service account that is enrolled in CPP should be on the next or future meter read date. SCE shall provide a two-digit meter read cycle number to the Non-Utility DRP via Form 14-941 (CISR-DRP) as also described in Section D.1.a. It is the DRPs obligation to use the cycle number and match it for the customer service account s next or future meter read date(s) from SCE s meter reading schedules. SCE s annual meter reading schedules can be found in www.sce.com/wps/portal/home/partners/contractors/meter-data-management/. If a customer is a residential or small commercial customer, Non-Utility DRPs shall notify the customer prior to the Resource Registration in the CAISO Relevant System through the Customer Notification Form Letter required in Section C.7, that the customer will be disenrolled from CPP and may lose bill protection, if applicable. 10C18

Southern California Edison Revised Cal. PUC Sheet No. 58520-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54041-E RULE 24 Sheet 11 C. GENERAL TERMS 2. General Obligations of DRPs Enrolling Bundled Service Customers ) d. Dual Participation ) When SCE is acting as a DRP, it is obligated to ensure that the customer has disenrolled from Non-Utility DRP s DR Service before enrolling the customer in its own event-based program. e. Resource Registration of DR Resources at the CAISO DRPs shall be solely responsible for registering DR resources at the CAISO with the customers to whom they are providing DRP DR Services. f. Notification of Customer Enrollment in DRP DR Service The CAISO, through its registration process, will make available to SCE, as an LSE, the ability to verify the DRPs customers enrollment status and other information pertinent to their customers participation in DR Services. DRPs shall not be responsible for providing separate notification to SCE of an enrollment of a customer in DRP DR Services. g. Utilizing the MDMA for Revenue Quality Meter Data DRPs shall utilize the MDMA chosen by the customer (or the customer s LSE) for gaining access to Revenue Quality Meter Data (RQMD). h. Utilizing the MDMA for Settlement Quality Meter Data The MDMA shall be responsible and liable to send timely and accurate individual customer RQMD to the DRP, or its designated agent, who shall convert this data to Settlement Quality Meter Data (SQMD) and send it to its Scheduling Coordinator (SC). For Direct Access customers, DRPs may contract with the MDMA chosen by the customer (or the customer s LSE) for submitting SQMD to the DRP s SC. 11C16

Southern California Edison Revised Cal. PUC Sheet No. 58521-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54042-E RULE 24 Sheet 12 C. GENERAL TERMS 2. General Obligations of DRPs Enrolling Bundled Service Customers (Cont d.) i. Access to Electronic Data by Non-Utility DRP For Non-Utility DRPs electing to use SCE s Electronic Data Interchange (EDI) functionality when SCE serves as an MDMA, SCE shall provide these DRPs with access to the appropriate electronic platform (e.g. the MDMA server) to facilitate energy data exchanges required for DRP s DR service(s). The requirements for such access are found in Section E.4 below. j. Net Benefits Test All DRPs bidding Bundled Service customer s load into the CAISO s wholesale energy market using the CAISO s DR Service(s) must submit bids that are at or above the Net Benefits Test described in Section 30.6.3 of CAISO s Fifth Replacement FERC Electric Tariff. 12C15

Southern California Edison Revised Cal. PUC Sheet No. 58522-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54043-E RULE 24 Sheet 13 C. GENERAL TERMS 3. Transfer of Cost Obligations Between DRPs and Customers Nothing in this Rule is intended to prevent DRPs and customers from agreeing to reallocate between them any costs for DRP s DR Services that are subject to this Rule to be paid by either of them. 4. LSE Is Not Liable for DRP DR Services To the extent the customer takes service from a DRP, the customer s LSE has no obligations to the customer with respect to the services provided by the DRP. 5. DRP is Not Liable for LSE s Services The DRP has no obligations to the customer with respect to the services provided by that LSE. The customer must look to its LSE, not the DRP, to carry out the responsibilities associated with those services. 6. Split Loads Not Allowed Customers requesting DRP DR Service may not partition the electric loads of a service account among different DRPs at any one time. The entire load and load reduction for a service account can be registered in the CAISO s DRS to only one DRP at any one time. 7. Formal Notification for Residential and Small Commercial Customers Residential customers are defined as SCE customers who are eligible for service under one of its residential rate schedules. Small Commercial customers are defined as any non-residential customers with a maximum billing peak demand of less than 20 kilowatt (kw). Non-Utility DRPs intending to enroll Residential and Small Commercial customers in DR Services are required to meet additional CPUC requirements before submitting such customer service accounts for Resource Registration at the CAISO Relevant System. These DRPs must obtain approval from the CPUC s Energy Division for a Customer Notification Form Letter (Form Letter), in hard copy or electronic form, to be provided to each customer explaining the DRP s terms and conditions of participating in the DRP s DR Service. If the customer is enrolled in SCE s CPP, the Form Letter shall also provide the estimated disenrollment date from CPP and that the customer may lose bill protection, if applicable. The disenrollment date shall be on the customer s next or future meter read date. (see Section C.2.d) The Non-Utility DRP must provide the Form Letter to the customer before placing its service account in a DRP s Resource Registration in the CAISO Relevant System. The Form Letter shall provide any grace period in which the customer can cancel the DR Service enrollment without any charges or penalties. 13C16

Southern California Edison Revised Cal. PUC Sheet No. 58523-E Rosemead, California (U 338-E) Cancelling Revised Cal. PUC Sheet No. 56913-E RULE 24 Sheet 14 C. GENERAL TERMS 8. Master Metered Customers Master metered customers who provide sub-metered tenant billings may participate in DRP DR Service as only a single master service account. A master-metered customer may not partition the electric loads of a single master meter among several DRPs. 9. Service Fees and Other Charges SCE may incur costs in order to facilitate a Non-Utility DRPs participation in CAISO s DR Services. Any fees to reimburse SCE for these costs are described in SCE rate Schedule DRP-SF, Demand Response Provider Service Fees, and Schedule CC-DSF, Customer Choice - Discretionary Service Fees and must be paid on a timely basis to ensure service under this Rule. D. ACCESS TO CUSTOMER DATA 1. Access to Customer Usage Data Release of Information to Non-Utility DRPs SCE will provide confidential customer-specific information and usage data for a bundled, DA, CA or CCA service customer to parties specified by that customer, subject to Rule 25, and the following provisions: a. The inquiring party must have customer authorization using Form CISR-DRP (Form 14-941) before a customer s personally identifiable information can be released. The information, upon such authorization, will be released only to the inquiring party, unless otherwise authorized by the customer, as part of the Form CISR-DRP (Form 14-941) process. The inquiring party as the recipient of this data agrees to abide by the applicable Commission customer privacy requirements. For the purposes of this program, the Form CISR-DRP (Form 14-941) shall permit the customer to authorize the following: (1) Customer s Service Account information, including service address and rate schedule. (2) Up to 1 year of historical interval data, as it is available. (3) Unique Customer Identifier to track customer service account in CAISO Relevant Systems. This information will be provided to the customer s Load Serving Entity (LSE) too if different from the SCE. (4) Customer two-digit meter read cycle number for purposes of verifying Meter Read Date and date to begin DR Service. 14C15

Southern California Edison Revised Cal. PUC Sheet No. 58524-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54045-E RULE 24 Sheet 15 D. ACCESS TO CUSTOMER DATA ) 1. Access to Customer Usage Data Release of Information to Non-Utility DRPs a. (5) Ongoing monthly interval usage data (D) (6) A maximum of the most recent twelve (12) months of customer billing data or the amount of data recorded for that specific service account. b. When a CISR-DRP is received, SCE shall also transmit the following data, defined as Confidential Information in the DRP Service Agreement (Form 14-942), to the Non- Utility DRP: (1) Confidential end-user information such as customer s service voltage, the sub-load Aggregation Point (sub-lap) and Pricing node (Pnode), Local Capacity Area, the identity and contact information of customer s LSE, MDMA and MSP. (2) SCE demand response program(s) and tariff schedule(s) in which the service account(s) are currently enrolled and the estimated date of when the customer may be eligible to participate in DR Service without direct financial consequence from SCE. Applicable SCE demand response tariffs include: Schedules AP-I, CBP, DBP, GS-APS-E, OBMC, SDP, SLRP, SCE s Aggregator Managed Portfolio (AMP) TOU-BIP, and schedules containing PTR option. SCE will also indicate if account(s) listed above is participating in the Critical Peak Pricing option of its applicable rate schedule. SCE shall also provide information, as it is available, on the earliest eligible date(s) on which the customer can leave its current program without any contractual or program obligations under the terms and conditions of the tariff that may result in financial or tariff implications such as but not limited to, losing bill protection or incentive payments, return of received incentives, and/or penalties. (3) Basic meter information including the meter number, the type of meter and the intervals currently being collected by the meter. c. Customer information specified in Sections D.1.a.(1-3) will be released to the customer or its authorized agent up to two (2) times per year per service account at no cost to the requesting party. Thereafter, SCE may have the right to assess a processing charge as approved by the CPUC. Customer data specified in Section D.1.a.(5) will be released to the customer or its authorized agent on an ongoing basis at charges authorized by the CPUC, unless provided through electronic means, as outlined in Metering Services, Section F. 15C16

Southern California Edison Revised Cal. PUC Sheet No. 58525-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54046-E RULE 24 Sheet 16 D. ACCESS TO CUSTOMER DATA ) 1. Access to Customer Usage Data Release of Information to Non-Utility DRPs ) d. By signing a CISR-DRP, the customer (1) Grants the DRP permission to request that SCE shorten the interval length of the customer s electric meter(s), as made available by SCE, for the Service Account(s) listed on Form 14-941 (when SCE is the Meter Service Provider for the Service Account(s)). (2) Agrees that if the customer is on CPP, that it will automatically be unenrolled from PDP when a DRP enters customer s Service Account into the CAISO s Relevant System and bear any resulting financial consequences, including without limitation, loss of bill protection, incentive payments, and return of incentives. (3) Agrees that durations by which the Non-Utility DRP may continue to receive access to a customer s information shall be specified by the customer in the CISR-DRP. The customer may choose from the following options: (1) indefinite data release until otherwise canceled by the customer, (2) release of data until a date certain, (3) authorization for Non-Utility DRP to terminate data release upon DRP DR Service cancellation. If the customer makes no election, SCE will assume that customer authorization is for an indefinite period of time (per CPUC E-4599). (4) Agrees that in the event that the customer, not the Non-Utility DRP on the customer s behalf, revokes access to customer meter data, SCE shall provide the Non-Utility DRP with immediate notice of the revocation. (5) Agrees that under Option (3), it is the Non-Utility DRP s responsibility to notify SCE to terminate the Non-Utility DRP s access to the customer s data. Upon receipt of the notice of termination from the Non-Utility DRP or the revocation of data access authorization from the customer, SCE will cease to provide the customer on-going interval usage data to the Non-Utility DRP. However, the Non-Utility DRP may continue to receive previously generated data that pertains to the period of time during which customer authorization was valid. This information will assist the Non-Utility DRP in settling invoices with the CAISO related to customer service accounts during the time that they were active in DR Services. e. When SCE is acting as the MDMA, if daily meter data is available through SCE's portals, the daily meter data will not be RQMD. RQMD data will be available on a monthly basis. When Open ADE is available for SCE, the tariff for Open ADE will govern the provision of daily meter data. 2. Access to Direct Access, CA or CCA Service Customer Data when SCE is the DRP but not the MDMA a. SCE, in its role as a DRP, will contract with the customer s MDMA in order to receive the necessary meter data (as described in Section F) for the purposes of managing its own DRP DR Services program, and to assist in its forecasting, bidding, dispatch, and settlement activities. 16C22

Southern California Edison Revised Cal. PUC Sheet No. 58526-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54047-E RULE 24 Sheet 17 D. ACCESS TO CUSTOMER DATA 3. Customer Inquiries Concerning Billing-Related Issues a. Customer inquiries concerning SCE s charges or services should be directed to SCE. b. Customer inquiries concerning the Non-Utility DRP s charges or services should be directed to the Non-Utility DRP. c. Customer inquiries concerning the LSE s charges or services should be directed to the LSE. (L) (L) 4. Customer Inquiries Related to Emergency Situations and Outages a. SCE will be responsible for responding to all inquiries related to distribution service, emergency system conditions, outages, and safety situations. Customers contacting the DRP with such inquiries should be referred directly to SCE. b. It may be necessary for SCE to shed or curtail customer load at the request of the CAISO, or as otherwise provided by CPUC authorized tariffs. SCE shall provide notice to the Non-Utility DRP of such curtailments as soon as practical; however, SCE is not responsible to notify the Non-Utility DRP s Scheduling Coordinator. Nothing in this rule shall change the criteria for load-shedding established by the CAISO, the CPUC, or SCE s operation procedures. c. SCE shall continue to be responsible for implementing its own CPUC-approved DR programs. E. DRP DR SERVICE ESTABLISHMENT DRPs enrolling bundled service customers must satisfy the following regulatory requirements, as they might apply, before the DRP can provide DRP DR Services in SCE s service territory. 1. CPUC Registration Requirements a. Execute a Demand Response Provider Service Agreement (DRP Service Agreement Form No 14-942) with SCE. b. Satisfy SCE s credit requirements as specified in Section H. c. Register with the CPUC and maintain a valid DRP registration at the CPUC. 17C15

Southern California Edison Revised Cal. PUC Sheet No. 58527-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54048-E RULE 24 Sheet 18 E. DRP DR SERVICE ESTABLISHMENT (CONT D) 1. CPUC Registration Requirements (Cont d) d. Complete the CPUC DRP Registration Application Form. DRPs enrolling SCE s residential and small commercial customers shall also provide the CPUC a performance bond under the name of the CPUC as a security deposit or financial guarantee bond in an amount pursuant to the matrix below and as specified in the CPUC Registration form. Number of Customers Security Deposit Amount 1 2,500 $25,000 2,501-5,000 $50,000 5,001 10,000 $75,000 10,001 + $100,000 2. CAISO Requirements All DRPs enrolling SCE Bundled Service Customers must: a. Execute the necessary service agreements for registering resources with the CAISO. b. Meet all the CAISO s requirements for the DRP and maintain their registration at the CAISO as a qualified DRP. 3. Maintenance of DRP Registration at the CPUC a. The CPUC will post the list of registered DRPs on its website. The CPUC will enforce all rules for the DRP registration and may suspend or revoke a DRP registration if the CPUC determines that the DRP violated Rule 24 or terms and conditions outlined in the CPUC DRP Registration Form. The CPUC may require that the DRP periodically renew its registration to maintain its status. b. The CPUC will investigate complaints relative to DRP activities and may suspend or revoke a DRP registration if a civil or business court, or the CPUC, finds that the DRP has engaged in activities that warrant such action, after appropriate due process considerations. The CPUC may also allow the DRP to cure any identified deficiencies or inappropriate activities within a reasonable period of time. 18C15

Southern California Edison Revised Cal. PUC Sheet No. 58528-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54049-E RULE 24 Sheet 19 E. DRP DR SERVICE ESTABLISHMENT 3. Maintenance of DRP Registration at the CPUC c. DRPs shall keep the CPUC registration information up to date. 4. EDI Requirements Until superseded by another data exchange process, such as Open ADE, and to the extent the DRP elects to use Electronic Data Interchange (EDI) or an analogous platform to communicate with SCE for DRP DR Service implementation, the DRP must satisfy applicable technical requirements, including, without limitation: a. A DRP must complete all necessary electronic interfaces for the DRP and SCE to communicate meter reading and usage data. b. The DRP must have the capability to exchange data with SCE via the Internet. Alternative arrangements to EDI may be allowed if mutual agreement is made between SCE and the DRP. c. The DRP must have the capability to perform EDI transactions, and enter into appropriate agreements related thereto. F. METERING SERVICES Metering Services are comprised of three primary functions: Meter Ownership, Meter Services (installation, maintenance, and testing), and MDMA services. Each participating DRP DR Service customer must have an interval meter capable of meeting CAISO DR Service requirements being read remotely by SCE when acting in its capacity as MDMA. 1. Meter Changes If a meter change is required to participate in DRP DR Services (i.e. the existing meter is not an appropriate interval meter), and SCE is the MSP, the customer and DRP have choices for how to proceed: a. The customer may be scheduled to receive an interval meter as part of SCE smart meter deployment. In this instance, the customer and DRP can elect to begin DRP DR Services after SCE completes its deployment of SCE SmartConnect meters and is able to provide the required interval data. b. If an interval meter with a shorter measurement duration is desired, and such a meter and metering service-related back-office capability are readily available from SCE, SCE will provide this meter at an additional CPUC-approved fee. 19C15

Southern California Edison Revised Cal. PUC Sheet No. 58529-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54050-E RULE 24 Sheet 20 F. METERING SERVICES 1. Meter Changes b. (1) For Bundled Service, CA and CCA Service accounts with a maximum demand of 200 kw or greater for at least one month in the past 12 billing months, SCE will provide and install the metering and communication equipment at no cost to the customer. (2) For Bundled Service, CA and CCA Service accounts whose maximum billed demand has not exceeded the level specified in item 1 above, the customer can elect one of the following; i. Pay the cost to have SCE install an appropriate interval meter that is not a SmartConnect interval meter at the customer s expense pursuant to Rule 2, Added Facilities, or ii. If the SCE SmartConnect meter requirements meet CAISO DR Services metering standards, wait until a SCE SmartConnect meter is installed and remote-read enabled. c. For Direct Access and CA service accounts where SCE is the Meter Data Management Agent (MDMA), no incremental fees under this Rule are required. Metering services shall be provided pursuant to Rule 22. d. For Direct Access and CA service accounts where SCE is the MSP but not the MDMA, then the customer will be responsible for any and all costs associated with providing acceptable interval data to the DRP, including costs for any additional metering, communication equipment, and fees assessed by the customer s Electric Service Provider (ESP). e. SCE is not required to install an interval meter and communication equipment or SmartMeter to provide remote read capability if the installation is impractical or not economically feasible. f. SCE shall endeavor to complete the meter change request within fifteen (15) days in the absence of a meter installation backlog or other circumstances beyond SCE s control such as, but not limited to, delays in the installation of a communication line to the meter. SCE shall provide notice of any current meter service backlog and estimate its next available installation date. However, if the DRP or the customer is willing to pay a fee to expedite the installation of the meter, SCE will endeavor to accommodate the request. The fee shall be consistent with fees adopted by the CPUC. 20C15

Southern California Edison Revised Cal. PUC Sheet No. 58530-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54051-E RULE 24 Sheet 21 F. METERING SERVICES 1. Meter Changes g. If requested by the customer or the DRP, SCE as the MSP will make available a KYZ pulse connection to the customer s meter so as to provide near real-time access to meter data to the DRP and the customer. The charge for the installation will be reasonable and consistent with CPUC-approved fees for similar services, and shall be paid for by either the customer or DRP. The installation shall not interfere with the normal operation of the meter. SCE will endeavor to complete the installation of its pulse termination block (also known as the pulse interface box) within 15 days of payment by the Non-Utility DRP or customer. Resource and access constraints, or certain emergency conditions, may preclude SCE from meeting this timeframe. In these instances, SCE shall provide the DRP notice of the next expected available installation date. 2. MDMA Services Performed by SCE SCE shall perform all MDMA services required for DRP DR Service for Bundled Service customers, CA and Community Choice Aggregation Service customers. Also, SCE shall perform MDMA services for those Direct Access Service customers that have elected SCE to be its MDMA. MDMA obligations include but are not limited to the following: a. Meters for each of the DRP s customers shall be read and converted into RQMD and transferred to the DRP or its designated agent pursuant to applicable standards; b. SCE shall provide the DRPs (or their designated agents) with reasonable and timely access to meter data as required to allow the proper performance of billing, settlement, scheduling, forecasting and other functions; c. The LSE and DRP shall have access to individual customer RQMD via an electronic interface (e.g., MDMA server); d. SCE shall provide RQMD customer data to the DRP in accordance with standards adopted in the DASMMD or other standards in compliance with the CAISO s applicable requirement, for the DRP s or its agent s consolidation into SQMD for the CAISO. SCE shall be liable for providing timely and accurate RQMD to the Non-Utility DRPs or its designated agent to facilitate final meter data submission in accordance with the CAISO s tariff. If the MDMA is found, through the remedy and dispute resolution process, to have failed to comply fully with the applicable requirements for submission of timely and accurate RQMD so as to be the sole fault for the ability for the DRP or its agent to comply fully with the applicable CAISO requirements, the MDMA shall be held liable, limited to the penalties imposed by the CAISO upon the Non-Utility DRP or its Scheduling Coordinator (SC) due to the non-compliance. 21C15

Southern California Edison Revised Cal. PUC Sheet No. 58531-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54052-E RULE 24 Sheet 22 F. METERING SERVICES 3. MSP Services performed by SCE When acting as an MSP, SCE shall, on a non-discriminatory basis, ensure that the revenue meter equipment is accurate within acceptable limits as specified in SCE s applicable rules, and provide testing as necessary to maintain this standard. SCE shall endeavor to fulfill requests for meters with interval durations specified by the DRP and/or its customers consistent with Section F.1.b above. 4. Telemetry If a telemeter is required or communication facilities for sending telemeter information are required to participate in a DRP s program, the telemetering services and communication must conform to the CAISO s telemetry technical requirements. The DRP is solely responsible for providing a communication solution or telemetry solution subject to CAISO requirements at the expense of the DRP. To the extent that SCE has the expertise and technical resources to install or assist with installation of the required telemetry solution or communication solution, SCE may install or assist the DRP to facilitate the installation of the telemetry solution, at the DRP s expense. 5. Charges for Metering Services The metering services for supporting DRP DR Services may be more extensive than normal metering services. SCE, as an MSP, may charge the DRP for metering services only to the extent such charges are authorized by the CPUC. G. DISCONTINUATION OF SERVICE BY DRP 1. Service Changes at the Individual Customer Level The DRP may elect to discontinue providing DRP DR Service to its customers, or the customer may elect to disenroll from the program pursuant to any agreement between the DRP and its customers. Should the customer terminate electric service with SCE, the customer is responsible for terminating its arrangement with the DRP directly. For customers who change their LSE, the DRP is responsible for effectuating necessary changes in the CAISO s Relevant Systems. 22C16

Southern California Edison Revised Cal. PUC Sheet No. 58532-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54053-E RULE 24 Sheet 23 G. DISCONTINUATION OF SERVICE BY DRP 2. Service Changes at the CAISO Resource Registration Level A customer enrolled as part of a Resource Registration at the CAISO may have its DRP DR Service discontinued by its DRP due to the following conditions: a. The CPUC terminates or revokes the DRP's registration or its ability to participate in CAISO s DR Services b. The CPUC issues an order that otherwise prohibits the DRP from entering into a DRP Service Agreement (Form 14-942); c. The DRP has materially breached its obligations under the terms and conditions of the DRP Service Agreement (Form 14-942); d. The DRP exercises its contractual right to terminate the DRP Service Agreement (Form 14-942); e. The DRP is no longer authorized by the CAISO to provide DR Services. f. The CPUC revokes the Utilities authority to participate in DR Service(s) activities. 3. Discontinuation of DRP DR Service by the DRP a. The DRP is responsible for notifying the LSE, SCE, SC and MDMA, if impacted, when it will discontinue DRP DR Service to the customer. b. If the DRP elects to discontinue offering DRP DR Services, the DRP shall also notify the CAISO, CPUC, and the LSE of its decision to do so and specify the date(s) on which service will be discontinued. The DRP will effect a termination of its Resource Registration with the CAISO. c. If the DRP is no longer able to provide DRP DR Service because its authorization to do so has been terminated or revoked, the DRP shall notify the impacted parties (LSEs, SCE, SC, MDMA), the CAISO, and CPUC, unless they are already involved in the decision on such revocation or termination. d. Non-Utility DRPs must notify DRP DR Service participants that they should contact SCE to revoke the authorization for the Non-Utility DRP to receive their usage data as of the date the DRP DR Service is canceled. e. In the event a Non-Utility DRP has been authorized to terminate deliveries of a customer s metering data streams upon the customer s disenrollment in its DRP DR Service program, the Non-Utility DRP is required to notify SCE to stop transmission of data, consistent with the customer s instructions to the DRP. 23C18

Southern California Edison Revised Cal. PUC Sheet No. 58533-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54054-E RULE 24 Sheet 24 H. NON-UTILITY DRP CREDIT REQUIREMENTS REQUIRED BY SCE 1. SCE may require the Non-Utility DRP enrolling Bundled Service customers to establish and maintain its creditworthiness through evaluations, deposits, or other security in the manner described in Section H.2, to the extent the CPUC approves the ability for SCE to levy charges for services rendered as a result of DR activities. That is, the creditworthiness only applies to charges that are billed by SCE directly to the Non-Utility DRP. The method of determining the amount of credit that a DRP would need to submit in order to initiate services within SCE s service territory shall be equal to two times the estimated or actual monthly CPUC-approved fees for DRP DR Service, as described herein and as verified by SCE. The Non-Utility DRP will be obliged to provide the CPUC with a separate performance bond as part of its registration process for Residential and Small Commercial customers. 2. The Non-Utility DRP may establish its creditworthiness with SCE through any one of the following: a. Credit Evaluation A Non-Utility DRP with a demonstrable current credit rating of Baa2 or higher from Moody s or BBB or higher from Standard and Poor s or Fitch is deemed to be creditworthy unless the SCE determines that a material change in the Non-Utility DRP s creditworthiness has occurred. SCE requires the Non-Utility DRP to complete a credit application including financial information reasonably necessary to establish credit. The creditworthiness evaluation may be conducted by an outside credit analysis agency, determined by the SCE, with final credit approval granted by the SCE. This evaluation will be completed within ten (10) business days. Credit reports will remain strictly confidential between the credit analysis agency and SCE, except to the extent SCE is required to disclose to the CPUC or its agents. A credit application processing fee, as approved by the CPUC, may be charged to offset the cost of determining the Non-Utility DRP s creditworthiness. 24C15

Southern California Edison Revised Cal. PUC Sheet No. 58534-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54055-E RULE 24 Sheet 25 H. NON-UTILITY DRP CREDIT REQUIREMENTS REQUIRED BY SCE 2. The Non-Utility DRP may establish its creditworthiness with SCE through any one of the following : b. Security Deposits The Non-Utility DRP may submit and maintain a security deposit in lieu of submitting to or being qualified under a creditworthiness evaluation. The amount of the security deposit required to establish credit will be twice the estimated maximum monthly bill that SCE may expect to remit to the Non-Utility DRP for participating in one month of Demand Response Activities, where such estimate is based on the last twelve (12) months of historical activity. The initial value of the security deposit will be two times the monthly fees assessed by SCE upon the DRP. Security deposits may be in the form of (1) cash deposits, with interest earned at the 3-month Non-Financial commercial paper rate, (2) letters of credit, defined as irrevocable and renewable issued by a major financial institution rated A/A2 by S&P/Moody s, respectively, (3) surety bonds, defined as renewable and issued by a major insurance company rated A/A2/A by S&P/Moody s/a.m. Best, respectively, or (4) guarantees, with guarantors having a credit rating of Baa2 or higher from Moody s or BBB or higher from Standard and Poor s, or Fitch unless SCE determines that a material change in the guarantor s creditworthiness has occurred, or, in other cases, through the credit evaluation process described above. Security deposits must be posted with the SCE prior to the DRP s participation in DRP DR Service. c. Security Deposit Payment Timetable Non-Utility DRPs are obligated to post security deposits with the SCE prior to receiving certain services from SCE which help facilitate their DR activities. SCE shall provide notice to the Non-Utility DRP of the appropriate deposit amount upon receiving a service request from the Non-Utility DRP. Such a deposit shall be required at least three (3) days prior to SCE providing its services to the Non-Utility DRP for DR activities. d. Interest on Cash Deposit SCE will pay interest on cash deposits as described in its Rule 7. e. Ongoing Maintenance of Credit To ensure continued validity of established unsecured credit, the Non-Utility DRP shall promptly notify SCE of any material change in its credit rating or financial condition. The Non-Utility DRP shall also furnish evidence of an acceptable credit rating or financial condition, as set forth above, to SCE upon request. In the event SCE determines that the Non-Utility DRP s, or the Non-Utility DRP s guarantor s, creditworthiness has materially changed, as set forth above, and the Non-Utility DRP, within 30 days written notice, does not rectify or provide a security deposit commensurate with the change in creditworthiness, then SCE shall notify the CAISO that the Non-Utility DRP has defaulted on its credit requirements and is no longer eligible to participate as a DRP under SCE s tariffs. 25C15

Southern California Edison Revised Cal. PUC Sheet No. 58535-E Rosemead, California (U 338-E) Cancelling Revised Cal. PUC Sheet No. 56914-E RULE 24 Sheet 26 H. NON-UTILITY DRP CREDIT REQUIREMENTS REQUIRED BY SCE 2. The Non-Utility DRP may establish its creditworthiness with SCE through any one of the following : f. Re-establishment of Credit A Non-Utility DRP whose eligibility as a DRP has been terminated, revoked or suspended under this section may reestablish its credit-worthiness by the provision of a security deposit, or by any other manner described in this Section H. I. COMPLIANT AND DISPUTE RESOLUTION PROCESSES 1. Disputes Involving Entities Subject to this Rule Disputes arising under this Rule or Schedule DRP-SF or Schedule CC-DSF shall be resolved in accordance with the CPUC s complaint procedures, Article 4 of the Commission s Rules of Practice and Procedure. Parties may choose to seek resolution through the Alternate Dispute Processes available through the Commission. The Commission shall resolve complaints regarding customer account eligibility, whether brought by the DRP, SCE or the customer, expeditiously. However, entities seeking damages related to this Rule must do so in court. 2. Suspension or Revocation of Non-Utility DRP s Registration at the CPUC Pursuant to the Commission s authority provided by California Public Utilities Code Sections 451, and 701, through 702, the CPUC s enforcement authority includes; but is not limited to, suspension or revocation of Non-Utility DRP registration and imposition of penalties and/or fines after appropriate due process. The CPUC s Consumer Affairs Branch (CAB) shall process and report to the Commission all informal consumer complaints against Non-Utility DRPs on a quarterly basis. 26C15

Southern California Edison Revised Cal. PUC Sheet No. 58536-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54057-E RULE 24 Sheet 27 I. COMPLIANT AND DISPUTE RESOLUTION PROCESSES 2. Suspension or Revocation of Non-Utility DRP s Registration at the CPUC If CAB staff determines, after consultation with Energy Division staff and facilitating mediation between a retail customer complainant and a Non-Utility DRP, that a resolution cannot be reached, the complaint may be escalated to the CPUC s Safety and Enforcement Division (SED). SED may consider taking appropriate enforcement action, including proposing for Commission consideration the suspension and/or revocation of the Non-Utility DRP s registration, and fines and/or penalties. SED will notify the Non-Utility DRP, the CAISO, the relevant LSEs, and the UDC of such pending adverse action. The Non-Utility DRP that is the subject of the SED action may respond to such action consistent with the procedures provided in the Commission s Rules of Practice and Procedure. This process does not exclude alternative means of investigation of complaints regarding Non-Utility DRPs as provided by the CPUC s Rules of Practice and Procedure. Information regarding formal and informal complaint processes is available through the CPUC s Public Advisor s Office or at www.cpuc.ca.gov. Grounds for potential suspension or revocation of Non-Utility DRP s registration and/or penalties or fines are based on the statutes cited in this section and the Commission Decisions (D.)12-11-025 and 13-12-029. Examples of conduct that may violate these authorities include, but are not limited to: a. Forgery of Rule 24 forms and other required documents; b. Use of deceptive or unclear advertisements or terms and conditions in contracts; c. Improper registration for servicing residential and small commercial customers (see Demand Response Provider Registration Application Form); 27C15

Southern California Edison Revised Cal. PUC Sheet No. 58537-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54058-E RULE 24 Sheet 28 I. COMPLIANT AND DISPUTE RESOLUTION PROCESSES 2. Suspension or Revocation of Non-Utility DRP s Registration at the CPUC d. Failure in notifying customers when servicing residential and small commercial customers (see Section C.7); e. Failure in notifying SCE and other impacted entities of a customer discontinuation of DR Services (see Section G.3); f. Violation of dual participation rules (see Section C.2.d); g. Non-payment of SCE fees or credit/performance bond lapse. (see Sections E.1 and H); h. Unauthorized data transfer of customer specific data to others (see Section D.1.d); i. Invalid DRP Service Agreement (Form 14-942) with SCE and the CAISO (see Section E); j. Failure to fulfill the mutually agreed terms and conditions, e.g., nonpayment to the enrolled customers for services rendered (See Customer Notification Form Letter); k. Provision of faulty or misleading equipment/data to the customer by the DRP to the detriment of the customer; 3. Appeal of a Non-Utility DRP Suspension or Revocation at the CPUC A Non-Utility DRP may appeal in writing to the CAB regarding notification of suspension, revocation, or immediate revocation. To appeal the notification, the disqualified entity must first contact the CAB within thirty (30) days to discuss the issue. If the revoked entity has new information to provide the CAB, then it must be provided to CAB within thirty (30) days. If the revoked entity and the CAB cannot resolve the dispute, then the revoked entity can file a complaint using the CPUC s Formal Complaint process. Information on the formal Complaint process is available through the Public Advisor's Office at the CPUC or on CPUC s website: www.cpuc.ca.gov. 28C15

Southern California Edison Revised Cal. PUC Sheet No. 58538-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54059-E RULE 24 Sheet 29 J. ACRONYMS The following acronyms are used within this Rule 24: (BPM) (CAB) (CAISO) (CA) (CCA) - Business Practice Manual - CPUC s Consumer Affairs Branch - California Independent System Operator - Community Aggregator - Community Choice Aggregation (CISR-DRP)- Customer Information Service Request for Demand Response Providers (CPUC) (DA) - California Public Utilities Commission - Direct Access (DASMMD) - Direct Access Standards for Metering and Meter Data (DLAP) (DR) (DRP) (DRS) (EDI) (ESP) (FERC) - Default Load Aggregation Point - Demand Response - Demand Response Provider - Demand Response System - Electronic Data Interchange - Electric Service Provider - Federal Energy Regulatory Commission 29C15

Southern California Edison Revised Cal. PUC Sheet No. 58539-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54060-E RULE 24 Sheet 30 J. ACRONYMS (LSE) (MDMA) (MSP) (Open ADE) (RQMD) (SC) (S-LAP) (SQMD) (UDC) (VEE) - Load Serving Entity - Meter Data Management Agent - Meter Service Provider - Open Automated Data Exchange - Revenue Quality Meter Data - Scheduling Coordinator - Sub Load Aggregation Point - Settlement Quality Meter Data - Utility Distribution Company - Validated, Edited, and Estimated 30C15

Southern California Edison Original Cal. PUC Sheet No. 58540-E Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54061-E Sheet 1 FORM CISR-DRP: AUTHORIZATION OR REVOCATION OF AUTHORIZATION TO DISCLOSE CUSTOMER INFORMATION SERVICE REQUEST TO A DEMAND RESPONSE PROVIDER UNDER RULE 24 FORM 14-941 1S11

CUSTOMER INFORMATION SERVICE REQUEST FOR DRP (CISR-DRP) IMPORTANT INFORMATION FOR CUSTOMERS BE SURE TO READ FIRST THIS IS A LEGALLY BINDING CONTRACT READ IT CAREFULLY Southern California Edison s (SCE s) Rule 25 and its corresponding privacy policies, which can be found at https://www.sce.com/wps/portal/home/privacy/, generally do not allow for the disclosure of personal information about you, such as your name, address, phone number, or electric or gas account and billing information, to third parties unless you expressly authorize us to do so. The purpose of this form is to allow you, the customer, to exercise your right to disclose your personal electricity-related information to a third party Demand Response Provider (DRP) so that you may obtain Demand Response services offered by DRP(s) pursuant to SCE s Rule 24, which can be accessed at https://www.sce.com/nr/sc3/tm2/pdf/rule_24.pdf. In some cases two different DRPs may work in concert to help a customer obtain Rule 24 Demand Response services. In those cases, each DRP must submit their own CISR-DRP form with your consent to receive personal information about you. Once you authorize access by the DRP(s) to your personal information, you are responsible for ensuring that the DRP safeguards this information from further disclosure without your consent. This form grants the DRP the ability to request that SCE make limited changes to the SCE electric meter(s) serving your Service Account(s), as specified in Section B below. This form also authorizes the specified DRP to access your data to provide demand response services under Rule 24. If you intend to authorize the DRP or a different third party to receive additional billing records or billing information, and/or to act as your agent for purposes of making changes to your account and services with SCE, then you must complete the Authorization To: Receive Customer Information or Act on a Customer s Behalf Form (Form 14-796), which can be accessed at SCE.com: www.sce.com/tariffbooks/. I, (Customer), Customer Name According To SCE Records Contact First Name Contact Last Name Title (If Applicable) Mailing Address Mailing City Mailing State Mailing Country Postal Code E-Mail Address Phone Number do hereby AUTHORIZE REVOKE (check only one) the following DRP: Name of DRP Contact First Name Contact Last Name Mailing Address Mailing City Mailing State Mailing Country Postal Code E-Mail Address Phone Number Form 14-941 1 01/2016 (D)

CUSTOMER INFORMATION SERVICE REQUEST FOR DRP (CISR-DRP) access to the following electric Service Accounts: SERVICE ADDRESS (You can include additional service accounts by attaching a list to this form.) SERVICE CITY SERVICE ACCOUNT NUMBER To grant a DRP access to your personal information, please sign Section F and Section I (if applicable). If authorization is being revoked, please complete Section J. A. MANDATORY INFORMATION AUTHORIZED I, (Customer), authorize SCE to disclose to the above DRP the following information for the above Service Account(s). The timeframe for this Authorization is specified in Section C. 1. Customer Account information, Service Account ID, including service address and rate schedule, 2. Unique number(s) to track your service account(s) in the CAISO s Relevant Systems (also to be provided to your LSE), 3. Customer s meter read cycle letter, 4. Service voltage, 5. Meter number and meter type, 6. Location of the Service Account on the CAISO-controlled grid (including Sub-LAP, PNode, Local Capacity Area), 7. Meter Data Management Agent (MDMA), 8. Meter Service Provider (MSP), Form 14-941 2 01/2016

CUSTOMER INFORMATION SERVICE REQUEST FOR DRP (CISR-DRP) 9. Load Serving Entity (LSE), 10. Access to historical and ongoing monthly electric meter usage data for bill calculation, 11. Access to historical and ongoing electric meter interval data, 12. SCE Demand Response program(s), tariff schedule(s), and tariff options in which the Service Account(s) are currently enrolled and the estimated earliest eligible date(s) on which I can leave my current SCE Demand Response program or tariff option, if any, without any contractual or program obligations under the terms and conditions of the tariff that may result in financial or tariff implications such as, but not limited to, losing bill protection or incentive payments, return of received incentives, and/or penalties. B. MANDATORY ACTS AUTHORIZED 1. I, (Customer), grant the DRP permission to request that SCE shorten the interval length of my electric meter(s), as made available by SCE, for the Service Account(s) listed above (when SCE is the Meter Service Provider for the Service Account(s)). The timeframe for this Authorization is specified in Section C below. 2. I, (Customer), understand and agree that if I am on Critical Peak Pricing (CPP), then I will automatically be unenrolled from CPP when a DRP enters my Service Account into the CAISO s Demand Response systems. I agree to bear any resulting financial consequences, including without limitation, loss of bill protection, incentive payments, and return of incentives. The timeframe for this Authorization is specified in Section C below. C. TIMEFRAME OF AUTHORIZATION I, (Customer), authorize the MANDATORY INFORMATION and ACTS AUTHORIZED as specified in Sections A and B for the timeframe specified below or until my authorization has been revoked. I further understand and agree that SCE may transmit data to the DRP even after the Authorization has ended. Such post-authorization data transfers will be limited to updates to the data for the time period during which this Authorization was valid. In all cases, the Authorization for a Service Account will be automatically revoked when the Service Account is closed. (Check only one option below.) Beginning (mm/dd/yyyy) and continuing until (mm/dd/yyyy). Indefinitely until I revoke this Authorization. Indefinitely until the DRP instructs, or I instruct, SCE to revoke the Authorization. D. TRANSMITTAL OF RELEASED CUSTOMER INFORMATION The daily interval data and monthly electric meter usage data for bill calculations will be delivered via secured email. The remaining information (other than daily interval and monthly usage data) will be delivered via one of the following methods: (check only one) Hard copy via US Mail:. Facsimile at this telephone number:. Secured email (may be different than address listed on Page 1, or secure electronic format via a secured data transmission platform (e.g. ESFT file). Form 14-941 3 01/2016

CUSTOMER INFORMATION SERVICE REQUEST FOR DRP (CISR-DRP) E. JURISDICTION OF CPUC This agreement at all times shall be subject to such modifications and access to information as the California Public Utilities Commission may direct from time to time in the exercise of its jurisdiction. F. CUSTOMER AUTHORIZATION I, (Customer), declare under penalty of perjury under the laws of the State of California that I am authorized to execute this agreement on behalf of the Customer of Record listed at the top of this form and that I have authority to financially bind the Customer of Record. I understand SCE reserves the right to verify any authorization request submitted before releasing information or taking any action on my behalf. I authorize SCE to release the requested information specified in Sections A and B for my Service Account(s) to the abovedesignated DRP. I hereby release, hold harmless, and indemnify SCE from any liability, claims, demands, and causes of action, damages, or expenses resulting from: (1) any release of information to the DRP pursuant to this Authorization; (2) the unauthorized use of this information by the DRP; and (3) any actions taken by the DRP pursuant to this Authorization. I understand that I may cancel this Authorization at any time by submitting a revocation request using this same form. I also hereby indicate my consent to execute and submit this authorization electronically. Authorized Signature of Customer G. DRP S ACCEPTANCE OF CUSTOMER RELEASE PROVISION Date Signed (mm/dd/yyyy) I, (DRP), hereby release, hold harmless, and indemnify SCE from any liability, claims, demand, causes of action, damages, or expenses resulting from the use of customer information obtained pursuant to this Authorization. I also hereby indicate my consent to execute and submit this document electronically. Authorized Signature of DRP Date Signed (mm/dd/yyyy) H. CUSTOMER AUTHORIZATION TO ALLOW DRP(S) TO REVOKE AUTHORIZATION (Complete this section only if you authorized, in Section C, the DRP (as listed above) to revoke this authorization.) I, (Customer), declare under penalty of perjury under the laws of the State of California that I am authorized to execute this document manually or electronically on behalf of the Customer of Record listed at the top of this form and that I have authority to financially bind the Customer of Record. I hereby authorize the DRP (as listed above) to revoke this authorization to release information to the DRP (as listed above). Further, I hereby authorize the DRP (as listed above) to notify SCE when the Customer of Record disenrolls from the DRP demand response program. The Customer of Record hereby releases, holds harmless, and indemnifies SCE from any liability, claims, demands, causes of action, damages, or expenses resulting from: (1) any negligent conduct relating to delegation of authority to revoke the authorization; (2) from any refusal to release information to the DRP (as listed above) pursuant to this revocation; and, (3) any conduct by the DRP (as listed above) in connection with this revocation. Authorized Signature of Customer Date Signed (mm/dd/yyyy) Form 14-941 4 01/2016

CUSTOMER INFORMATION SERVICE REQUEST FOR DRP (CISR-DRP) ========Complete Below Only When REVOKING Data Release Authorization======== I. CUSTOMER REVOCATION OF AUTHORIZATION I, (Customer), declare under penalty of perjury under the laws of the State of California that I am authorized to execute this document manually or electronically on behalf of the Customer of Record listed at the top of this form and that I have authority to financially bind the Customer of Record. I hereby revoke the authorization to release information to the DRP listed above. I hereby release, hold harmless, and indemnify SCE from any liability, claims, demands, causes of action, damages, or expenses resulting from: (1) any negligent conduct relating to this revocation; (2) any refusal to release information to the DRP pursuant to this revocation; and (3) any conduct by the DRP in connection with this revocation. Authorized Signature of Customer Date Signed (mm/dd/yyyy) J. DRP REVOCATION OF AUTHORIZATION/DISENROLLMENT FROM DRP DEMAND RESPONSE SERVICE I, (DRP), have been authorized under Section H above to revoke the authorization to release information of the Customer of Record listed at the top of this form to the DRP (as listed above), and to notify SCE when the Customer of Record disenrolls from the DRP demand response service. I hereby revoke the authorization to release information to the DRP listed above. Further, I hereby notify SCE that the date of the Customer s actual or anticipated disenrollment from my Demand Response services is (mm/dd/yyyy). I hereby release, hold harmless, and indemnify SCE from any liability, claims, demands, causes of action, damages, or expenses resulting from revocation of the authorization to release information to the DRP listed above, and/or from my failure to timely notify SCE of the Customer s disenrollment from my Demand Response services. I also hereby indicate my consent to execute and submit this authorization electronically. Authorized Signature of DRP Date Signed (mm/dd/yyyy) Form 14-941 5 01/2016

Southern California Edison Revised Cal. PUC Sheet No. 58541-E Rosemead, California (U 338-E) Cancelling Revised Cal. PUC Sheet No. 58407-E TABLE OF CONTENTS Sheet 1 Cal. P.U.C. Sheet No. TITLE PAGE... 11431-E TABLE OF CONTENTS - RATE SCHEDULES... 58541-58379-57730-58380-58381-58382-58408-E... 58384-58385-E TABLE OF CONTENTS - LIST OF CONTRACTS AND DEVIATIONS... 58385-E TABLE OF CONTENTS - RULES... 58542-E TABLE OF CONTENTS-INDEX OF COMMUNITIES, MAPS, BOUNDARY DESCRIPTIONS 53919-E TABLE OF CONTENTS - SAMPLE FORMS..... 53919-57219-55739-57704-57378-58543-E... 57121-57207-57208-E PRELIMINARY STATEMENT: A. Territory Served... 22909-E B. Description of Service... 22909-E C. Procedure to Obtain Service... 22909-E D. Establishment of Credit and Deposits... 22909-E E. General... 45178-45179-45180-53818-45182-E F. Symbols... 45182-E G. Gross Revenue Sharing Mechanism... 26584-26585-26586-26587-27195-27196-54092-E... 51717-53819-27200-27201-E H. Baseline Service... 52027-52028-52029-52030-52031-E I. Not In Use... -E J. Not In Use... -E K. Nuclear Decommissioning Adjustment Mechanism... 36582-57779-E L. Purchase Agreement Administrative Costs Balancing Account... 55207-51922-55208-E M. Income Tax Component of Contributions... 56077-27632-E N. Memorandum Accounts... 21344-56089-56393-58221-49492-56090-45585-45586-53821-E... 50418-42841-42842-44948-44949-44950-44951-44952-44953-42849-42850-42851-E... 41717-47876-55623-42855-42856-44341-45252-52033-50419-55048-42862-42863-E... 42864-56204-56205-51235-45920-51236-42870-50209-42872-42873-50421-46539-E... 42876-42877-42878-42879-42880-42881-42882-54534-53371-56253-44959-42887-E... 53321-53322-47098-52551-52552-49928-56235-56236-56237-55144-55145-44029-E... 53016-57156-57157-51163-51164-51165-51166-51167-51168-51169-51170-51171-E... 51244-55806-56393-56394-56395-56396-56397-56398-56399-E O. California Alternate Rates for Energy (CARE) Adjustment Clause... 34705-41902-E... 36472-38847-56788-58222-E P. Optional Pricing Adjustment Clause (OPAC)... 27670-27671-27673-27674-E 1H7

Southern California Edison Revised Cal. PUC Sheet No. 58542-E Rosemead, California (U 338-E) Cancelling Revised Cal. PUC Sheet No. 58043-E TABLE OF CONTENTS Sheet 10 RULES Rule No. Title of Sheet Cal. P.U.C. Sheet No. 1 Definitions.. 52475-55550-55551-56605-55553-55554-56606-55556-55557-55558-55559-55560-E... 55561-55562-55563-55564-E 2 Description of Service... 22926-22927-22928-25264-22930-22931-22932-E... 22933-22934-58022-58023-47145-47146-47147-47148-47149-47150-E 3 Application for Service... 50441-22943-E 4 Contracts... 55734-39859--55679E 5 Special Information Required on Forms... 27742-27743-51306-31052-E 6 Establishment and Re-establishment of Credit... 55074-55075-E 7 Deposits... 55076-55077-47771-E 8 Notices... 55078-27747-E 9 Rendering and Payment of Bills... 56607-58024-51308-52504-52692-E 10 Disputed Bills... 27748-55079-E 11 Discontinuance and Restoration of Service... 55680-55080-22966-22967-22968-E... 55681-55682-22971-45093-49671-E 12 Rates and Optional Rates... 40634-35618-51311-E 13 Temporary Service... 51312-E 14 Shortage of Supply and Interruption of Delivery... 53899-26339-E 15 Distribution Line Extensions... 24684-47151-47152-47153-47154-58026-47156-47157-E... 47158-58027-47160-47161-47162-47163-47164-58028-51853-47167-47168-E 16 Service Extensions... 24700-49672-48155-24703-24704-47169-47170-E... 47171-47172-47173-47174-47175-47176-47177-47178-47179-47180-48156-48157-E 17 Adjustment of Bills and Meter Tests... 19616-47773-47774-19619-19620-E 18 Supply to Separate Premises and Use by Others... 47472-45543-51854-45545-E 20 Replacement of Overhead With Underground Electric Facilities... 31867-23019-23020-31868-26177-31869-E 21 Generating Facility Interconnections...... 54718-54719-54720-54721-54722-56118-56119-56120-54726-E 54727-54728-56121-54730-54731-54732-54733-54734-54735-54736-56122-56123-56124-54740-E 56125-56126-56127-54744-54745-54746-54747-54748-54749-54750-54751-54752-54753-54754-E 54755-54756-54757-54758-54759-56128-54761-54762-54763-54764-54765-54766-54767-54768-E 54769-54770-54771-54772-54773-54774-54775-54776-54777-54778-54779-54780-54781-54782-E 54783-54784-54785-54786-54787-54788-54789-54790-54791-54792-54793-54794-54795-54796-E 54797-54798-54799-54800-54801-54802-54803-54804-54805-54806-54807-54808-54809-54810-E 54811-54812-54813-54814-54815-54816-54817-54818-54819-54820-54821-54822-54823-54824-E 54825-54826-54827-54828-54829-54830-54831-54832-54833-56129-54835-54836-54837-54838-E 54839-54840-54841-54842-54843-54844-56130-56131-56132-56133-56134-56135-56136-56137-E 56138-56139-56140-56141-56142-56143-56144-56145-56146-56147-56148-56149-56150-56151-E 56152-56153-56154-56155-56156-56157-56158-56159-56160-56161-56162-56163-56164-56165-E... 56166-56167-56168-56169-56170-56171-56172-56173-56174-56175-E 22 Direct Access... 46949-53900-55685-50443-46953-46954-46955-46956-49517-49518-E... 55686-51397-46961-55686-47475-46964-46965-46966-46967-46968-46969-E... 46970-46971-46972-53901-46974-46975-46976-46977-46978-46979-46980-46981-E... 46982-46983-55688-55689-46986-46987-46988-55690-46990-46991-46992-55691-E... 46994-55692-55693-46997-46998-46999-49520-49521-49522-49523-E... 24330-24331-24332-24333-E 22.1 Switching Exemption Guidelines... 51618-51619-49296-49297-49298-47005-47006-E... 47007-50444-47009-47010-47011-51620-51621-51622-E 22.2 Direct Access Service for Qualified Nonprofit Charitable Organizations... 41804-E 23 Community Choice Aggregation... 55565-55566-55567-55568-55569-55570-55571-55572-55573-E 55574-55694-55576-55577-55578-55579-55580-57091-57092-57093-57132-57094-57095-57096-E... 57097-57098-57099-57100-57101-57102-57103-57104-57105-57106--57107-57108-E... 57109-57110-57111-57112-57113-57114-57115-57116-E 23.2 Community Choice Aggregation Open Season... 40062-40063-43671-43672-E 24 Direct Participation Demand Response.58510-58511-58512-58513-58514-58515-58516-58517-E 58518-58519-58520-58521-58522-58523-58524-58525-58526-58527-58528-58529-58530-58531-E.58532-58533-58534-58535-58536-58537-58538-58539-E 25 Protecting the Privacy and Security of Customer Usage Information... 51185-51186-E.... 51187-51188-51189-55177-55178-51192-51193-51194-51195-E 26 Release of Customer Data or Energy Usage Related Data to Third Parties... 55179-55180-55181-E... 55182-55183-55184-55185-55186-55187-55188-55189-55190-55191-E 27 Mobilehome Park Conversion Program.. 55237-55238-55239-55240-55241-55242-55243-55244-E 10H7

Southern California Edison Revised Cal. PUC Sheet No. 58543-E Rosemead, California (U 338-E) Cancelling Revised Cal. PUC Sheet No. 57206-E TABLE OF CONTENTS Sheet 16 Form No. SAMPLE FORMS Collection/Disconnect Notices Cal. P.U.C. Sheet No. 14-908 Deposit to Establish Credit for ESP with Payment Arrangement/Extension.56539-E Form Cal. P.U.C. No. Gurantees and Deposit Receipts Sheet No. 14-613 Residential Guaranty (To Establish Credit)... 50455-E Form Cal. P.U.C. No. Demand Response Sheet No. 14-256 Contract for Interruptible Service Agricultural and Pumping... 50448-E 14-315 Contract for Interruptible Service... 47985-E 14-332 14-641 Amendment to Contract for Interruptible Service... 52999-E Schedule RTP Non-Disclosure Agreement... 47987-E 14-736 Southern California Edison Company (SCE), Large Power Interruptible Rate Schedules Essential Use and Exempt Customer Declaration... 39846-E 14-739 Scheduled Load Reduction Program Agreement Between Customer and Southern... California Edison Company... 47989-E 14-740 Optional Binding Mandatory Curtailment Agreement... 47990-E 14-741 Demand Bidding Program Agreement Between Customer and Southern California Edison Company (SCE)... 52625-E 14-776 Capacity Bidding Program Participant Agreement... 53049-E 14-777 Capacity Bidding Program Aggregator Agreement... 47994-E 14-780 14-932 Time-of-Use Base Interruptible Program Aggregator Agreement... 53000-E Notice to: (1) Add Customer Accounts to Aggregator-Managed Programs;(2) Authorize Customers Agents; (3) Release Customer Information Short Title:....52607-E 14-933 Notice to: (1) Remove Accounts from Aggregator-Managed Programs; (2) Revoke Agent Authorization; (3) Revoke Authorization to Release Customer Information....52608-E 14-941 Customer Information Service Request for DRP... 58540-E 14-942 Demand Response Provider (DRP) Service Agreement. 54062-E 16H6

Attachment B The Redlined Tariff Sheets* of SCE s Rule 24 and Form 14-941 *These redlined tariff sheets depict the substantive changes between PG&E s pro forma tariffs filed in the joint filing - SCE s Advice 3313-E and 3313-E-A and SCE s version filed herein (3313-E-B Attachment A).

Southern California Edison Revised Cal. PUC Sheet No. Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54035-E RULE 24 Sheet 5 B. DEFINITIONS 11. PRICING NODE (PNode): A single network Node or subset of network Nodes where a physical injection or withdrawal of electricity is modeled and for which a Locational Marginal Price is calculated by the CAISO and used for financial settlements. A network Node is a point in the CAISO s Full Network Model representing a physical location within the CAISO s Balancing Authority Area or the CAISO Controlled Grid. 12. RELEVANT CAISO DEMAND RESPONSE SYSTEMS (Relevant Systems): One or more of the information technology (IT) systems that the CAISO uses to complete the necessary steps to allow DRPs to provide DR Services under its tariff. These systems include but are not limited to the CAISO s Demand Response System and the Demand Response Registration System and their successors. User Guides can be found on the CAISO s website (www.caiso.com) 13. RESOURCE REGISTRATION: Entry by a DRP of the physical location(s) of one or more retail customer s loads into the CAISO s Relevant Systems. 14. REVENUE QUALITY METER DATA (RQMD): Interval Meter Data that has been validated, edited, and estimated in accordance with the Direct Access Standards for Metering and Meter Data (DASMMD) as described in Rule 22. 15. SETTLEMENT QUALITY METER DATA (SQMD): SQMD is RQMD that has been processed, aggregated, formatted, and stored pursuant to CAISO s procedures for CAISO s settlement and auditing purposes. See CAISO Tariff Appendix A, Master Definitions Supplement. 16 SUB-LAP (S-LAP): A CAISO defined subset of PNodes within a Default Load Aggregation Point (DLAP). 17. TELEMETRY: An electric meter capable of recording, storing, and transferring the minimum data required in accordance with the CAISO s telemetry technical requirements (current technical requirements are available on the CAISO s website (at www.caiso.com). (D) Advice Rule 24 CISR-DRP R.O. Nichols Date Filed Decision Senior Vice President Effective 5D0

Southern California Edison Revised Cal. PUC Sheet No. Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54038-E RULE 24 Sheet 8 C. GENERAL TERMS 1. General Obligations of SCE c. Review of DRP Resource Registrations in the CAISO s Relevant System SCE will conduct such review in accordance with the timelines set forth in the CAISO s Business Practice Manuals (BPMs). SCE shall notify the CAISO and the DRP within ten (10) business days if the customer information presented in the Resource Registration is inaccurate, if the DRP is not appropriately registered for DRP DR Services at the CPUC, and confirm that the customer service account placed in the Resource Registration does not conflict with the dual participation rules in Section C.2.d. To the extent reasonable and feasible, SCE and the DRP shall coordinate and cooperate to ensure an accurate Resource Registration. (L) (L) (L) d. Provision of Customer Data by SCE In response to a completed, customer customer-authorized paper or electronic submittal of SCE s Form 14-941 (CISR-DRP) by a customer or Non-Utility DRP, SCE shall in a timely fashion provide the required information to the DRP to facilitate a customer s enrollment in a DRP DR Service(s). This information will be provided in accordance with Section D of this Rule. The customer may also request designate the timeframe of continuous meter data transmittal or designate how when continuous data release shall be terminated. (D) e. SCE Tariffed Demand Response Programs For those customers enrolled in a SCE event-based demand response program, SCE will act as the customer s DRP if SCE elects to submit the customer into the CAISO s DRS. This customer could be a SCE s Bundled Service, Direct Access, or Community Aggregator or Community Choice Aggregation Service customer. f. KYZ Pulse Installations Upon the request of and payment by the customer or its agent, SCE, acting as the MSP, shall install where feasible a KYZ pulse initiating device or another acceptable telemetry solution. A DRP may, with the permission of the CAISO, use the information from such a device to submit preliminary settlement data to the CAISO. The customer or its DRP will be responsible for the cost of the installation. If the customer wishes to terminate the delivery of its KYZ pulse data to the DRP at any time, the DRP will take action, upon receipt of notification from the customer, to discontinue data transmission from its facilities, as soon as practicable, but no later than 45 days after customer notification of termination, to allow for financial settlements to occur. Advice Rule 24 CISR-DRP R.O. Nichols Date Filed Decision Senior Vice President Effective 8D0

Southern California Edison Revised Cal. PUC Sheet No. Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54040-E RULE 24 Sheet 10 C. GENERAL TERMS 2. General Obligations of DRPs Enrolling Bundled Service Customers d. Dual Participation In the event of a conflict between SCE s DR program specific requirements and its Rule 12, the program s tariff requirements will apply. For instance, a customer who is currently participating in a SCE event-based demand response program and wishes to enroll with a Non-Utility DRP DR Service must first disenroll from the SCE program. Disenrollment will be subject to any contractual or program obligations currently in effect with the SCE demand response program. Similarly, if a customer is currently registered at the CAISO for DR Services, that customer must be disenrolled prior to that customer s participation in either another DRP s Resource Registration or a SCE event-based demand response program. However, a DRP is not prohibited from also enrolling and registering its own customers for other DR Service(s) that it offers. It is the DRP s obligation to ensure the DRP s Resource Registrations do not conflict with the CAISO rules on DR Services. Customers enrolled in SCE s Critical Peak Pricing (CPP) will be automatically disenrolled from the program upon a Non-Utility DRP Resource Registration that includes the customer service account and that has been given a Confirmed status by the CAISO. Under SCE s Rule 12, the earliest disenrollment date for CPP is the the customer s next meter read date. Therefore, the Start Date of a Non-Utility DRP Resource Registration for the customer service account that is enrolled in CPP should be on the next or future meter read date. SCE shall provide a two-digit meter read cycle number to the Non-Utility DRP via Form 14-941 (CISR-DRP) as also described in Section D.1.a. It is the DRPs obligation to use the cycle number and match it for the customer service account s next or future meter read date(s) from SCE s meter reading schedules. SCE s annual meter reading schedules can be found in www.sce.com/wps/portal/home/partners/contractors/meter-data-management/. If a customer is a residential or small commercial customer, Non-Utility DRPs shall notify the customer prior to the Resource Registration in the CAISO Relevant System through the Customer Notification Form Letter required in Section C.7, that which that the customer will be disenrolled from CPP and may lose bill protection, if applicable. Advice Rule 24 CISR-DRP R.O. Nichols Date Filed Decision Senior Vice President Effective 10D0

Southern California Edison Revised Cal. PUC Sheet No. Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54041-E RULE 24 Sheet 11 C. GENERAL TERMS 2. General Obligations of DRPs Enrolling Bundled Service Customers ) d. Dual Participation ) When SCE is acting as a DRP, it is obligated to ensure that the customer has disenrolled from Non-Utility DRP s DR Service before enrolling the customer in its own event-based program. e. Resource Registration of DR Resources at the CAISO DRPs shall be solely responsible for registering DR resources at the CAISO with the customers to whom they are providing DRP DR Services. f. Notification of Customer Enrollment in DRP DR Service The CAISO, through its registration process, will make available to SCE, as an LSE, the ability to verify its the DRP s customers enrollment status and other information pertinent to their customers participation in DR Services. DRPs shall not be responsible for providing separate notification to SCE of an enrollment of a customer in DRP DR Services. g. Utilizing the MDMA for Revenue Quality Meter Data DRPs shall utilize the MDMA chosen by the customer (or the customer s LSE) for gaining access to Revenue Quality Meter Data (RQMD). h. Utilizing the MDMA for Settlement Quality Meter Data The MDMA shall be responsible and liable to send timely and accurate individual customer RQMD to the DRP, or its designated agent, who shall convert this data to Settlement Quality Meter Data (SQMD) and send it to its Scheduling Coordinator (SC). For Direct Access customers, DRPs may contract with the MDMA chosen by the customer (or the customer s LSE) for submitting SQMD to the DRP s SC. Advice Rule 24 CISR-DRP R.O. Nichols Date Filed Decision Senior Vice President Effective 11D0

Southern California Edison Revised Cal. PUC Sheet No. Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54046-E RULE 24 Sheet 16 D. ACCESS TO CUSTOMER DATA ) 1. Access to Customer Usage Data Release of Information to Non-Utility DRPs ) d. By signing When a CISR-DRP is received by PG&E, the customer is also authorizing and agreeing to the following acts. (1) Grants the First DRP permission to request that SCEPG&E shorten the interval length of my the customer s electric meter(s), as made available by PG&ESCE, for the Service Accountgreement(s) listed on Form 14-941above (when SCEPG&E is the Meter Service Provider for the Service Accountgreement(s)). T (2) Agrees that if theit customer is on CPPPeak Day Pricing (PDP), that it will automatically be unenrolled from PDP when either the First or Seconda DRP enters my customer s Service Accountgreement into the CAISO s Relevant System and bear any resulting financial consequences, including without limitation, loss of bill protection, incentive payments, and return of incentives. (3) Agrees that Ddurations by which the Non-Utility DRP may continue to receive access to a customer s information shall be specified by the customer in the CISR-DRP. The customer may choose from the following options: (1) indefinite data release until otherwise canceled by the customer, (2) release of data until a date certain, (3) authorization for Non-Utility DRP to terminate data release upon DRP DR Service cancellation. If the customer makes no election, SCE will assume that customer authorization is for an indefinite period of time (per CPUC E-4599). (4) Agrees that in the event that the customer, not the Non-Utility DRP on the customer s behalf, revokes access to customer meter data, SCE shall provide the Non-Utility DRP with immediate notice of the revocation. (5) Agrees that uunder Option (3), it is the Non-Utility DRP s responsibility to notify SCE to terminate the Non-Utility DRP s access to the customer s data. Upon receipt of the notice of termination from the Non-Utility DRP or the revocation of data access authorization from the customer, SCE will cease to provide the customer on-going interval usage data to the Non-Utility DRP. However, the Non-Utility DRP may continue to receive previously generated data that pertains to the period of time during which customer authorization was valid. This information will assist the Non-Utility DRP in settling invoices with the CAISO related to customer service accounts during the time that they were active in DR Services. e. When SCE is acting as the MDMA, if daily meter data is available through SCE's portals, the daily meter data will not be RQMD. RQMD data will be available on a monthly basis. When Open ADE is available for SCE, the tariff for Open ADE will govern the provision of daily meter data. 2. Access to Direct Access, CA or CCA Service Customer Data when SCE is the DRP but not the MDMA a. SCE, in its role as a DRP, will contract with the customer s MDMA in order to receive the necessary meter data (as described in Section F) for the purposes of managing its own DRP DR Services program, and to assist in its forecasting, bidding, dispatch, and settlement activities. Advice Rule 24 CISR-DRP R.O. Nichols Date Filed Decision Senior Vice President Effective 16D0

Southern California Edison Revised Cal. PUC Sheet No. Rosemead, California (U 338-E) Cancelling Original Cal. PUC Sheet No. 54053-E RULE 24 Sheet 23 G. DISCONTINUATION OF SERVICE BY DRP 2. Service Changes at the CAISO Resource Registration Level A customer enrolled as part of a Resource Registration at the CAISO may have its DRP DR Service discontinued by its DRP due to the following conditions: a. The CPUC terminates or revokes the DRP's registration or its ability to participate in CAISO s DR Services b. The CPUC issues an order that otherwise prohibits the DRP from entering into a DRP Service Agreement (Form 14-942); c. The DRP has materially breached its obligations under the terms and conditions of the DRP Service Agreement (Form 14-942); d. The DRP exercises its contractual right to terminate the DRP Service Agreement (Form 14-942); e. The DRP is no longer authorized by the CAISO to provide DR Services. f. The CPUC revokes the Utilities authority to participate in DR Service(s) activities. 3. Discontinuation of DRP DR Service by the DRP a. The DRP is responsible for notifying the LSE, SCE, SC and MDMA, if impacted, when it will discontinue DRP DR Service to the customer. b. If the DRP elects to discontinue offering DRP DR Services, the DRP shall also notify the CAISO, CPUC, and the LSE of its decision to do so and specify the date(s) on which service will be discontinued. The DRP will effect a termination of its Resource Registration with the CAISO. c. If the DRP is no longer able to provide DRP DR Service because its authorization to do so has been terminated or revoked, the DRP shall notify the impacted parties (LSEs, SCE, SC, MDMA), the CAISO, and CPUC, unless they are already involved in the decision on such revocation or termination. d. Non-Utility DRPs must notify DRP DR Service participants that they should contact SCE to revoke the authorization for the Non-Utility DRP to receive their usage data as of the date the DRP DR Service is canceled. e. In the event a Non-Utility DRP has been authorized to terminate deliveries of a customer s metering data streams upon the customer s disenrollment in its DRP DR Service program, the Non-Utility DRP is required to notify SCE to stop transmission of data, consistent with the customer s instructions to the DRP. Advice Rule 24 CISR-DRP R.O. Nichols Date Filed Decision Senior Vice President Effective 23D0

CUSTOMER INFORMATION SERVICE REQUEST FOR DRP (CISR-DRP) IMPORTANT INFORMATION FOR CUSTOMERS BE SURE TO READ FIRST THIS IS A LEGALLY BINDING CONTRACT READ IT CAREFULLY Southern California Edison s (SCE s) Rule 25 and its corresponding privacy policies, which can be found at https://www.sce.com/wps/portal/home/privacy/, generally do not allow for the disclosure of personal information about you, such as your name, address, phone number, or electric or gas account and billing information, to third parties unless you expressly authorize us to do so. The purpose of this form is to allow you, the customer, to exercise your right to disclose your personal electricity-related information to a third party Demand Response Provider (DRP) so that you may obtain Demand Response services offered by DRP(s) pursuant to SCE s Rule 24, which can be accessed at https://www.sce.com/nr/sc3/tm2/pdf/rule_24.pdf. In some cases two different DRPs may work in concert to help a customer obtain Rule 24 Demand Response services. In those cases, each DRP must submit their own CISR-DRP form with your consent to receive personal information about you. Once you authorize access by the DRP(s) to your personal information, you are responsible for ensuring that the DRP safeguards this information from further disclosure without your consent. This form grants the DRP the ability to request that SCE make limited changes to the SCE electric meter(s) serving your Service Account(s), as specified in Section B below. This form also authorizes the specified DRP to access your data to provide demand response services under Rule 24. If you intend to authorize the DRP or a different third party to receive additional billing records or billing information, and/or to act as your agent for purposes of making changes to your account and services with SCE, then you must complete the Authorization To: Receive Customer Information or Act on a Customer s Behalf Form (Form 14-796), which can be accessed at SCE.com: www.sce.com/tariffbooks/. I, (Customer), Customer Name According To SCE Records Contact First Name Contact Last Name Title (If Applicable) Mailing Address Mailing City Mailing State Mailing Country Postal Code E-Mail Address Phone Number do hereby AUTHORIZE REVOKE (check only one) the following DRP(s): Name of First DRP SCE Rule 24 ID Contact First Name Contact Last Name Mailing Address Form 14-941 1 XX/2015 03/2014

CUSTOMER INFORMATION SERVICE REQUEST FOR DRP (CISR-DRP) Mailing City Mailing State Mailing Country Postal Code E-Mail Address Phone Number access to the following electric Service AgreementsAccounts: SERVICE ADDRESS SERVICE CITY SERVICE AGREEMENT ACCOUNT NUMBERID (You can include an additional 15 service agreements accounts by attaching a list to this form.) To grant a DRP access to your personal information, please sign Section F and Section I (if applicable). If authorization is being revoked, please complete Section J. A. MANDATORY INFORMATION AUTHORIZED I, (Customer), authorize SCE to disclose to the above DRP the following information for the above Service AgreementAccount(s). The timeframe for this Authorization is specified in Section C. 1. Customer Account information, Service Account ID, including service address and rate schedule, 2. Unique number(s) to track your service account(s) in the CAISO s Relevant Systems (also to be provided to your LSE), 3. Customer s meter read cycle letter, 4. Service voltage, 5. Meter number and meter type, Form 14-941 2 01/2016

CUSTOMER INFORMATION SERVICE REQUEST FOR DRP (CISR-DRP) 6. Location of the Service Account on the CAISO-controlled grid (including Sub-LAP, PNode, Local Capacity Area), 7. Meter Data Management Agent (MDMA), 8. Meter Service Provider (MSP), 9. Load Serving Entity (LSE), 10. Access to historical and ongoing monthly electric meter usage data for bill calculation, 11. Access to historical and ongoing electric meter interval data, 12. SCE Demand Response program(s), tariff schedule(s), and tariff options in which the Service Account(s) are currently enrolled and the estimated earliest eligible date(s) on which I can leave my current SCE Demand Response program or tariff option, if any, without any contractual or program obligations under the terms and conditions of the tariff that may result in financial or tariff implications such as, but not limited to, losing bill protection or incentive payments, return of received incentives, and/or penalties. B. MANDATORY ACTS AUTHORIZED 1. I, (Customer), grant the First DRP permission to request that SCE shorten the interval length of my electric meter(s), as made available by SCE, for the Service Accountgreement(s) listed above (when SCE is the Meter Service Provider for the Service Accoungreement(s)). The timeframe for this Authorization is specified in Section C below. 2. I, (Customer), understand and agree that if I am on Critical Peak Pricing (CPPPeak Day Pricing (PDP), then I will automatically be unenrolled from PDP CPP when aeither the First or Second DRP enters my Service Agreement Account into the CAISO s Demand Response systems. I agree to bear any resulting financial consequences, including without limitation, loss of bill protection, incentive payments, and return of incentives. The timeframe for this Authorization is specified in Section C below. C. TIMEFRAME OF AUTHORIZATION I, (Customer), authorize the MANDATORY INFORMATION and ACTS AUTHORIZED as specified in Sections A and B for the timeframe specified below or until my authorization has been revoked. I further understand and agree that SCE may transmit data to the DRP even after the Authorization has ended. Such post-authorization data transfers will be limited to updates to the data for the time period during which this Authorization was valid. In all cases, the Authorization for a Service Account will be automatically revoked when the Service Account is closed. (Check only one option below.) Beginning (mm/dd/yyyy) and continuing until (mm/dd/yyyy). Indefinitely until I revoke this Authorization. Indefinitely until the DRP instructs, or I instruct, SCE to revoke the Authorization. D. TRANSMITTAL OF RELEASED CUSTOMER INFORMATION The daily interval data and monthly electric meter usage data for bill calculations will be delivered via secured email. The remaining information (other than daily interval and monthly usage data) will be delivered via one of the following methods: (check only one) Hard copy via US Mail:. Facsimile at this telephone number:. Form 14-941 3 01/2016

CUSTOMER INFORMATION SERVICE REQUEST FOR DRP (CISR-DRP) Secured email (may be different than address listed on Page 1, or secure electronic format via a secured data transmission platform (e.g. ESFT file). E. JURISDICTION OF CPUC This agreement at all times shall be subject to such modifications and access to information as the California Public Utilities Commission may direct from time to time in the exercise of its jurisdiction. F. CUSTOMER AUTHORIZATION I, (Customer), declare under penalty of perjury under the laws of the State of California that I am authorized to execute this agreement on behalf of the Customer of Record listed at the top of this form and that I have authority to financially bind the Customer of Record. I understand SCE reserves the right to verify any authorization request submitted before releasing information or taking any action on my behalf. I authorize SCE to release the requested information specified in Sections A and B for my Service Account(s) to the abovedesignated DRP. I hereby release, hold harmless, and indemnify SCE from any liability, claims, demands, and causes of action, damages, or expenses resulting from: (1) any release of information to the DRP pursuant to this Authorization; (2) the unauthorized use of this information by the DRP; and (3) any actions taken by the DRP pursuant to this Authorization. I understand that I may cancel this Authorization at any time by submitting a revocation request using this same form. I also hereby indicate my consent to execuite and submit this authorization electronically. Authorized Signature of Customer Date Signed (mm/dd/yyyy) G. DRP S ACCEPTANCE OF CUSTOMER RELEASE PROVISION I, (DRP), hereby release, hold harmless, and indemnify SCE from any liability, claims, demand, causes of action, damages, or expenses resulting from the use of customer information obtained pursuant to this Authorization. I also hereby indicate my consent to execute and submit this document electronically. Authorized Signature of DRP Date Signed (mm/dd/yyyy) H. CUSTOMER AUTHORIZATION TO ALLOW DRP(S) TO REVOKE AUTHORIZATION (Complete this section only if you authorized, in Section C, the DRP (as listed above) to revoke this authorization.) I, (Customer), declare under penalty of perjury under the laws of the State of California that I am authorized to execute this document manually or electronically on behalf of the Customer of Record listed at the top of this form and that I have authority to financially bind the Customer of Record. I hereby authorize the DRP (as listed above) to revoke this authorization to release information to the DRP (as listed above). Further, I hereby authorize the DRP (as listed above) to notify SCE when the Customer of Record disenrolls from the DRP demand response program. The Customer of Record hereby releases, holds harmless, and indemnifies SCE from any liability, claims, demands, causes of action, damages, or expenses resulting from: (1) any negligent conduct relating to delegation of authority to revoke the authorization; (2) from any refusal to release information to the DRP (as listed above) pursuant to this revocation; and, (3) any conduct by the DRP (as listed above) in connection with this revocation. Form 14-941 4 01/2016

CUSTOMER INFORMATION SERVICE REQUEST FOR DRP (CISR-DRP) Authorized Signature of Customer Date Signed (mm/dd/yyyy) ========Complete Below Only When REVOKING Data Release Authorization======== I. CUSTOMER REVOCATION OF AUTHORIZATION I, (Customer), declare under penalty of perjury under the laws of the State of California that I am authorized to execute this document manually or electronically on behalf of the Customer of Record listed at the top of this form and that I have authority to financially bind the Customer of Record. I hereby revoke the authorization to release information to the DRP listed above. I hereby release, hold harmless, and indemnify SCE from any liability, claims, demands, causes of action, damages, or expenses resulting from: (1) any negligent conduct relating to this revocation; (2) any refusal to release information to the DRP pursuant to this revocation; and (3) any conduct by the DRP in connection with this revocation. Authorized Signature of Customer Date Signed (mm/dd/yyyy) J. DRP REVOCATION OF AUTHORIZATION/DISENROLLMENT FROM DRP DEMAND RESPONSE SERVICE I, (DRP), have been authorized under Section H above to revoke the authorization to release information of the Customer of Record listed at the top of this form to the DRP (as listed above), and to notify SCE when the Customer of Record disenrolls from the DRP demand response service. I hereby revoke the authorization to release information to the DRP listed above. Further, I hereby notify SCE that the date of the Customer s actual or anticipated disenrollment from my Demand Response services is (mm/dd/yyyy). I hereby release, hold harmless, and indemnify SCE from any liability, claims, demands, causes of action, damages, or expenses resulting from revocation of the authorization to release information to the DRP listed above, and/or from my failure to timely notify SCE of the Customer s disenrollment from my Demand Response services. I also hereby indicate my consent to execute and submit this authorization electronically. Authorized Signature of DRP Date Signed (mm/dd/yyyy) Form 14-941 5 01/2016

Attachment C CPUC Registration Form

DEMAND RESPONSE SERVICE PROVIDER REGISTRATION APPLICATION FORM Pursuant to Electric Rule 24/32, this form must be completed by all Demand Response Providers (DRPs) utilizing bundled service customers in a California System Operator (CAISO) Demand Response Service. DRPs serving Residential customers and/or Small commercial customers with peak demand less than 20 kw ( Small Customers ) must complete this entire form and post bond in accordance with the instructions found in this form. ***PLEASE PRINT OR TYPE*** 1. Exact Legal Name of Registrant: DRP No. (Filled by CPUC) If registrant is conducting business in California under a fictitious business name, list all the names under which the registrant is doing business as (DBA) in California, and the date and county in which the fictitious business name statement was filed (Attach additional page if necessary). For each DBA, provide a copy of the proof of publication of the fictitious business name, or a copy of the certified fictitious business name statement. (See Business & Professions Code Sections 17910, 17917, 17926) DBA Date County DBA Date County DBA Date County 2. Current Address: Address City State Zip Code 3. Current Telephone Number: 4. Type of Ownership: Individual Partnership Corporation Limited Liability Company Government Entity Other Complete and mail this application along with $100.00 certified check to: State of California Public Utilities Commission Energy Division - DRP Registration 505 Van Ness Avenue San Francisco, CA 94102 INCOMPLETE APPLICATIONS CANNOT BE PROCESSED Page 1 of 4 Rev. 1/5/2016 FOR CPUC USE ONLY Application Processed By: Date:

5. If a non-california corporation, limited liability company, or limited partnership, attach a copy of the certificate from the California Secretary of State permitting the entity to transact business in California. (See Corporations Code Sections 2105, 15692, 17451) 6. a. If registrant is a corporation, the state in which the registrant is incorporated and Date of Incorporation: State of Incorporation: (Date) (State) b. List names and titles of corporate officers. (Attach additional page if necessary) 7. If registrant has listed type of ownership as government entity provide a brief description of the government entity, and list the names and titles of the personnel responsible for providing DRP DR Services to residential and small commercial customers. (Attach additional page if necessary) 8. The street address and telephone number of the registrant s principal place of business, if DIFFERENT from current address and telephone number listed in line numbers 2 and 3: Street Address City State Zip Code Telephone Number 9. Estimated number of Residential and Small Commercial Customers that you plan to provide DRP DR services to, if any. 10. Before you can apply to register as a demand response provider (DRP), you are required to execute a service agreement with each utility distribution company (UDC) in whose service territory you plan to do business. State the name of each Utility for which you have a signed a DRP Service Agreement. Attach to this form an executed copy of each DRP Service Agreement. Name of Utility(ies): Page 2 of 4 Rev. 1/5/2016

11. The name, title, address and telephone number of the person to whom correspondence or communication regarding customer complaints or inquiries are to be addressed. Name Title Address City State Zip Code Telephone Number FAX Number E-Mail Address (If available) (If available) 12. Name and Address of Agent for Service of Process: (Must Be Located In California - See Corporations Code Sections 1505, 15800, 17057, 17060) Name: Street Address: City and State: Zip Code: 13. Disclosures a. Has the registrant, or any of the general partners, or corporate officers or directors, or limited liability company members, managers, and officers, ever been convicted of any felony? No Yes If yes, please explain on additional page. b. Within the last ten years, have any of these persons had any civil, criminal, or regulatory sanctions imposed against them pursuant to any state or federal consumer protection law or regulation? No Yes If yes, please explain on additional page. NOTICE Each DRP registered with the California Public Utilities Commission (CPUC) should be familiar with all the laws and decisions pertaining to the offering of demand response services to customers in California. This notice mentions some of the provisions that the DRP must abide by. For DRPs (which, pursuant to Rule 24/32 include an entity that is responsible for performing any or all the functions associated with either a CAISO-DRP and/or an Aggregator ) providing DRP DR Services to Small Customers, to be issued a DRP Registration number, they are required to provide the CPUC with a performance bond in favor of the CPUC in the minimum amount specified by the CPUC s DRP Bond Formula contained in Pacific Gas and Electric Company s and Southern California Edison Company s Electric Rule 24 and San Diego Gas and Electric Company s Electric Rule 32, respectively. The performance bond must be received by the CPUC before the DRP registration will be considered complete. The performance bond shall be delivered to the Energy Division address listed on the first page of this form. This deposit requirement is subject to change. If a bond is to be or has been posted by a partnering DRP for this same group of customers, you attest that bond remittance by the partnering DRP is accommodated through a commercial agreement between the two DRPs. Such accommodation should consist of evidence satisfactory to the Energy Division that the bond protects customers served by both DRPs. This requirement may be satisfied if 1) bond is issued in the name of both DRPs, 2) each DRP Page 3 of 4 Rev. 1/5/2016

has its own bond, or 3) by other arrangement that makes clear that action of either DRP will cause payment on the bond. The following information must also be provided. Name of Partnering DRP Number of Small Customers If you are posting bond on behalf of partnering DRP for this same group of customers, the following information must also be provided. Name of Partnering DRP Number of Small Customers covered by Bond Prior to registering the customer in CAISO, a DRP providing DRP DR Services to any Small Customer is required to provide the potential customer with a written notice that describes the price, terms, and conditions of service. The notice shall include all of the elements set forth in the CPUC s direct participation consumer protection decisions, D.12-11-025 and D.13-12-029. Any material change in the information required by this form shall be provided to the CPUC within 60 days, except for any change in the DRP s telephone number or address, which shall be reported within five days of such a change. Mail the original signed form and a hard copy together with all required documents ($100 certified check, DRP Service Agreement with utility(ies), performance bond (if applicable) and Customer Notification Form Letter (if applicable) to the Energy Division address listed on the first page of this form and send an electronic copy of the package to drp_registration@cpuc.ca.gov. DECLARATION If this registration form is verified outside of California, the verification must be made by an affidavit sworn or affirmed before a notary public.) I, (print name and title) hereby certify that I am empowered to act on behalf of (registrant s name) and to make this application on its behalf. I declare under the penalty of perjury under the laws of the State of California that I have read the above notice, that the above statements and information submitted in connection with this application are true and correct, and that any documents furnished in connection with this application are true and correct copies. Dated this, at (Date) (Place of Execution) Signature: Page 4 of 4 Rev. 1/5/2016