SSE Newsletter. September 2013. Vol. 9. Highlights:



Similar documents
SSE Newsletter. October Vol. 29. Highlights:

From a Custodian's Perspective - The Broad Brushstrokes of the QFII program

Shanghai-Hong Kong Stock Connect to Boost Reciprocal Investment in RMB Securities

Will the Chinese market welcome foreign investors? Reasons for the Focus on Future Reforms

Measures for Shanghai-Hong Kong Stock Connect Pilot Program by the Shanghai Stock Exchange

Utilizing and Prospects for the Guangdong Pilot Free Trade Zone

How To Trade In China

Introduction of Chinese Debt Capital Market From Private Sector Perspective

NATIONAL ASSOCIATION OF FINANCIAL MARKET INSTITUTIONAL INVESTORS

Shanghai-Hong Kong Stock Connect

CHINA (SHANGHAI) FREE TRADE ZONE Implications and Considerations. Huabin Wang

DCI Investment Trust. Da Cheng China RMB Fixed Income Fund. Addendum to the Explanatory Memorandum dated January 2012 ( Explanatory Memorandum )

Shanghai-Hong Kong Stock Connect

Important notice of trading via Shanghai-Hong Kong Stock Connect

RMB Internationalization and RMB Offshore Markets Development

Global Equity Trading Volumes Surge 36% in 1 st half 2015 driven by Mainland China

Shanghai-Hong Kong Stock Connect

The FTSE China Onshore Bond Index Series

Business Financing and Capital Market Reforms

King & Wood Mallesons /

Introductory Guide to RMB Currency Futures

Operational Guidelines for Account Conversion Investors Related to the Stock-for-stock Merger of China Merchants Property Development Co., Ltd.

Results of MSCI 2015 Market Classification Review

China s Unwinding Stock Market Bubble

Structure Products Asia 2006

Pilot Free Trade Zone Shanghai

Mizuho China Business Express

Temporary Measures on Overseas Use of Foreign Exchange Insurance Funds 保 险 外 汇 资 金 境 外 运 用 管 理 暂 行 办 法

SHANGHAI-HONG KONG STOCK CONNECT

Shanghai-Hong Kong Stock Connect Northbound Trading Risk. Disclosure Letter

CIO Flash Chinese equities: what happens next? July 8, 2015

Understanding and accessing the Chinese equity market

Introduction for Financial Services in China (Shanghai) Pilot Free Trade Zone. Mar.2014

Bosera ETFs. Bosera FTSE China A50 Index ETF

People s Republic of China Bond Market Guide

RMB counter HKD counter. 100 Units- RMB counter 100 Units HKD counter 3.10% MSCI China A Index. Renminbi (RMB) 31 December

How the Foreign Financial Institutions Play a Role in China s Insurance QDII Business

Provisional Regulations on Administration of Stock Investment0020of Insurance Institutional Investors 保 险 机 构 投 资 者 股 票 投 资 管 理 暂 行 办 法

Speech Speech by SFST at Hong Kong Investment Funds Association 9th Annual Conference (English only) Friday, October 30, 2015

CNH Market--A Burgeoning Offshore RMB Market

The China Stock Exchange IPO Overview 1

Treasury Bonds directly makes the Sub-Fund riskier than traditional exchange traded funds investing in A-Shares or in markets other than the PRC.

Shanghai-Hong Kong Stock Connect

Introduction of Free Trade Zone RMB Bond Business

Important Notice of Trading Shanghai A Shares and A Shares Margin Trading via Shanghai-Hong Kong Stock Connect

Recent asset management regulatory changes in China

ETFs for private investors

Exchange Thoughts Brown Brothers Harriman s ETF Newsletter

Current Status and Trends of OTC in China. Social Science Academy in Sichuan Province Zhou Yousu

2014 Annual Results Announcement

Administrative Measures of Settlement Reserve Funds by China Securities Depository and Clearing Corporation Limited

RENMINBI - A NEW SETTLEMENT CURRENCY WAS BORN

Business Regulations (as of September 24, 2015)

APPENDIX: RISK DISCLOSURES AND OTHER INFORMATION OF SHANGHAI-HONG KONG STOCK CONNECT

HFT (HK) CHINA INVESTMENT SERIES II HFT (HK) CHINA HIGH YIELD BOND FUND (the Sub-Fund )

Industrial and Commercial Bank of China Limited Dealing frequency: Daily on each business day *

RULES OF FINANCIAL INSTRUMENT TRADING IN THE ALTERNATIVE TRADING SYSTEM. Chapter 1 General provisions

CHINA MINSHENG BANKING CORP., LTD.

INDUSTRIAL AND COMMERCIAL BANK OF CHINA ICBC: Your Global Portal to RMB Market. July 2012

9 Questions Every ETF Investor Should Ask Before Investing

Shanghai New Free Trade Pilot Zone ( FTPZ )

Japan Exchange Group, Inc. and Consolidated Subsidiaries Consolidated financial results for nine months ended December 31, 2012, unaudited

of asset securitization in China

Shanghai-Hong Kong Stock Connect: Are You Ready for the Through Train to Shanghai?

Overview of RMB Internationalisation

Contents. ETF Reference Guide Page 2 The Stock Exchange of Mauritius

PRC REGULATORY OVERVIEW

SME Financing: From Market Failure to Network Externalities. Liu Fuzhong, Vice Director Strategy and International Relations Shenzhen Stock Exchange

The Chinese corporate credit bond market. Broad prospects for development

SOA Annual Symposium Shanghai. November 5-6, Shanghai, China. Session 2a: Capital Market Drives Investment Strategy.

CHAPTER I GENERAL PROVISIONS

investment activities

Shanghai-Hong Kong Stock Connect

PROPOSED ISSUE OF DEBT FINANCING INSTRUMENTS IN THE PRC

1 Overview of TOKYO PRO Market

Buyers Guide to RMB Bonds. Main author: Bryan Collins

China Investment Information Services Ltd.

Transcription:

Vol. 9 SSE Newsletter September 2013 Highlights: SSE Composite and trading volume of September 2013 show slight increase compared with that of the previous month. CSRC issued policies to boost FTZ(Free Trade Zone) capital market. SSE launched when-issued trading of Chinese government bond. Treasury bond futures start trading. Soliciting Public Opinions on SSE Measures (Trial) for Assessment of Listed Companies Information Disclosure (Draft Version). CSRC issued Interim Measures for the Public Offering of Securities Investment Fund Risk Reserve Fund Supervision and Management.

1. Overview of SSE Market For the last 12 months (October 2012 September 2013), the SSE Composite Index started at 2059.15 (closing price, hereinafter inclusive) on October 8 th 2012. The index reached the highest (2434.48) on February 6 th 2012 and the lowest (1950.01) on June 27 th 2013. In September 2013, the index generally reflected a slight up trend, hitting the highest point of 2255.61 on August 13 th. There have been 238 trading days from October 2012 to September 2013. The daily average turnover value is USD 12.94 billion for the period. The single day turnover value peaked at USD 24.24 billion on Feb. 4 th 2013 and the lowest of USD 5.26 billion on November 26 th 2012. The daily turnover is USD 13.03 billion for September, which showed a slight increase compared to that of the previous month. In terms of accumulated turnover of September 2013, the top 3 sectors were Manufacturing (USD 139 billion), Finance & Insurance (USD 75 billion) and Information Tech (USD 32 billion).

For the last 12 months (October 2012 September 2013), the monthly average number of A share new holder accounts is 210 thousand. The single month number of new holder accounts peaked at 390 thousand in March 2013, and the lowest of 140 thousand in October 2012. As of October 2013, total number of A-share holder accounts is 90.4million. In September 2013, the daily average trading volume of ETF was USD 252 million, which represented a growth rate of 119% compared with USD 150 million in September 2012. The volume reached its highest point of USD 342 million on September 9 th 2013 and the lowest of USD 342 million on September 30 th 2013.

2. SSE Updates On September 2 nd, the has publicized methods for supervising honest practices through its official websites and micro-blog, and major securities media. All sectors of the society can directly report to the Disciplinary Inspection Office of the SSE about issues of its staff s honest practices by telephone, fax, e-mail, letter and visit. In order to meet the new situation in regulating listed companies information disclosure after implementing direct channels for information disclosure, enhance transparency in regulation, and improve the quality of listed companies information disclosure, On September 19 th, the has improved the assessment system of listed companies information disclosure and formulated the SSE Measures (Trial) for Assessment of Listed Companies Information Disclosure (Draft Version) and is soliciting opinions from the public. The and China Securities Depository & Clearing Corp., Ltd. (CSDCC) have jointly formulated the Business Measures on Trading, Registration and Settlement of Pre-issuance (Trial) of Treasury Bonds of SSE and CSDCC. Upon approval from the Ministry of Finance of the PRC and the China Securities Regulatory Commission, the SSE promulgates the Measures and notifies relevant parties about certain provisions. The launched when-issued trading of Chinese government bond on October 10 th, with the seven-year government bond to be the first instrument up for transaction. This makes the SSE the first market to launch when-issued trading of government bonds in China. Judged from its market performance on the very day, price trend for when-issued trading of Chinese government bonds is steady, with its bid-ask spread keeping within 1 basis point. Current regulations allow qualified market participants (including QFII) to buy and sell government bond among themselves up to four working days prior to the start of bidding. Please refer to the following news report for detailed information: http://english.sse.com.cn/aboutsse/news/c/c_20131014_3745466.shtml

3. Key Statistics of China CPI has been fluctuating in the last twelve months. The YoY growth rate was 1.70% in October 2012, and rebounded to 3.20% in February 2013. CPI dropped to 2.70% in August, and increased to 3.10% in September. From October 2012 to September 2013, M2 generally kept its increasing momentum. M0 increased from USD 0.82 trillion in October 2012 to USD 0.90 trillion in September 2013; M2 increased from USD 15.0 trillion in October 2012 to USD 17.1 trillion in September 2013. Funds raised to new loan ratio were volatile on China s exchange market. The average from October 2012 to September 2013 was 4.3%, with the highest of 11.9% in December 2012 and the lowest of 0.9% in September 2013.

4. Policy Updates on China's Capital Market On September 4 th, the CSRC issued the Trading Guideline for Public offering of Securities Investment Fund Invested in Treasury Bonds Futures (hereinafter referred to as the "Trading Guideline"). It stipulates that hedging should be the fund s investment strategy when investing in treasury bonds futures and strictly curbs speculation and the proportion of such investment. However, for the fund s investment in treasury bond futures from its wealth-management accounts, Trading Guideline did not make specific provision. On September 6th, Treasury bond futures are launched on China Financial Futures Exchange. Han Zheng, Party Secretary of Shanghai Municipal Party Committee and Xiao Gang, Chairman of the CSRC attended treasury bond futures opening ceremony. Tu Guangshao, Executive Vice Mayor of Shanghai city has delivered a speech. On September 27 th, CSRC issued " Interim Measures on Public Offering of Securities Investment Fund Risk Reserve Fund Supervision and Management (hereinafter referred to as the "Interim Measures"), which will take effect from January 1 st, 2014. The Commission spokesman said, the release of "Interim Measures embodies the spirit of reviesed "Securities Investment Fund law" and represents a critical scheme of improving the risk provision for fund industry. CSRC spokesman said on September 27 th, the resumption of the IPO must come with the reform of system and mechanism. CSRC is actively preparing documents and technical measures. The IPO will be resumed after the announcement of reform opinions and only issuers that meet the new requirements can go public. On September 29 th, China opened a pilot Free Trade Zone in Shanghai. CSRC, the country's top securities regulator, has issued a package of policies to support the capital market in the Shanghai pilot Free Trade Zone (FTZ). These policies will support for a wide range of market-oriented reforms, including easing restrictions on finance, investment and trade, a move widely hailed as a crucial step in the country's reform and opening up. Qualified individuals and units, including financial institutes and companies in the FTZ will be allowed to invest in both domestic and overseas fund markets.

5. QFII, RQFII & QDII As of September 30 th, 2013, the approved quota for QFII, RQFII and QDII were USD 47.49 billion, USD 22.0 billion and USD 88.28 billion respectively. The newly approved quota for QFII, RQFII and QDII in September 2013 is USD 1.05 billion, USD 1.12 billion and USD 0.7 billion respectively.

You may sign up for a free subscription to this newsletter by sending your name, company name, job title and telephone number to: globalbusiness@sse.com.cn Please feel free to contact Mr. Stephen Wang at +86-21-6880-6298, or send an email to bzwang@sse.com.cnif you have any query. Disclaimer This newsletter is provided by the (hereinafter referred to as the SSE ) and intended only for those whom it is addressed to. Any unauthorized quotation, reprinting and/or distribution to a third party may be held legally liable. The contents and comments herein are for information purposes only and the SSE makes no guarantees of their accuracy and completeness. The contents, comments and forecasts are subject to change at any time by the SSE without prior notice. The SSE holds the copyright of this newsletter and reserves all rights. Any reproduction, replication, quotation and/or reprinting by any individual or entity is prohibited without prior written consent of the SSE; otherwise, the SSE reserves the right to take any legal action at any time. No.528 South Pudong Road, Shanghai, 200120, PR.China