CHESS Bulletin Date: 15 April 2003 Key topics 1. List of active Participants 2. List of Clearing arrangements REGISTRY BULLETIN LIST OF CHESS PARTICIPANTS This Bulletin provides the following information concerning CHESS Participants: Authorised by: TIM HOGBEN Reading List All CHESS Users A list of all current CHESS Participants (Non Broker and Broker) as at 14 April 2003 Reminder Because of the number of changes of circumstances noted above that have involved the allocation of new or additional PIDs, all Participants are requested to exercise due care when specifying the destination (Receiving PID and/or HIN) in messages. ASX contact CHESS Help Desk Telephone 1800 814 051 ASX Limited ABN 98 008 624 691 Exchange Centre 20 Bridge Street Sydney NSW 2000 PO Box H224 Australia Square NSW 2000 Telephone 61 2 9227 0697 Intl Facsimile 61 2 9251 5525 Facsimile 1300 300 577 Internet: http://www.asx.com.au/ derivatives DX 10427 Stock Exchange Sydney No responsibility is accepted for any inaccuracies contained in the matter published. R2003_005 Page 1 of 6
NON BROKER PARTICIPANTS ANZ Executors & Trustee Company Limited 20098 ANZ Margin Services Pty Ltd 21019 ANZ Nominees Limited 20005 ACS Management Services Pty Ltd 21023 Asgard Capital Management Ltd 20130 Bank of Western Australia Limited 20110 Bond Street Custodians Limited - A/C Institutional 21003 Bond Street Custodians Limited - A/C Portfolio Services 21028 BT Portfolio Services Ltd 21025 BT Securities Limited (Margin Lending) 20021 Citicorp Nominees Pty Limited 20018 Cogent Investment Operations Pty Ltd 20007 Commonwealth Custodial Services Limited 20001 Computershare Clearing Pty Limited 20127 Equity Trustees Limited 20054 Guardian Trust Australia Limited 20063 HSBC Custody Nominees (Australia) Limited 20057 HSBC Securities Investments (Australia) Pty Ltd 21013 Individual Portfolio Managers Pty Ltd 20168 IAG Nominees Pty Limited 20042 ING Life Limited 21000 Invia Custodian Pty Limited 20039 IOOF Investment Management Limited (VIC) 20083 JDV Margin Lending Pty Ltd 20128 JP Morgan Nominees Australia Ltd 20104 Leveraged Equities Nominees Ltd 21008 Margaret Street Nominees Pty Limited 20117 Margin Lending Nominees Pty Limited 20150 Merrill Lynch (Australia) Nominees Pty Ltd 20036 Metway Credit Corporation Ltd 21018 National Australia Bank Custodian Services 20006 National Australia Trustees Limited 20106 National Margin Services Pty Limited 21030 National Mutual Funds Management Limited 20059 National Mutual Life Nominees Ltd 20157 Navigator Australia Limited 20016 Office of the Protective Commissioner 21029 Permanent Trustee Company Ltd 20027 Perpetual Trustees Consolidated Limited 20068 Perpetual Trustees Tasmania Limited 21022 Public Trustee (SA) 21009 RBC Global Services Australia Pty Ltd 20009 Royal & Sun Alliance Asset Management Australia Limited 21021 Sandhurst Trustees Limited 20082 Sepon (Australia) Pty Limited 20092 State Trustees Limited 20159 R2002_005 Page 2 of 6
NON BROKER PARTICIPANTS (CONT. ) ST George Margin Lending 22111 Suncorp Metway Insurance Ltd 20151 Tower Australia Limited 20085 Tower Trust Limited 20120 Tower Trust (NSW) Ltd 20066 Trust Company of Australia Limited 20025 Westpac Custodian Nominees Limited 20041 Zurich Investment Management Limited 21017 R2002_005 Page 3 of 6
BROKERS ABN Amro Equities Australia Ltd 02702 ABN Amro Morgans Limited 04064 ACS Broker Services Limited 03303 Andrew West & Company Limited 02662 ANZ Securities Limited 02353 ASX International Services 08902 Austock Brokers Pty Ltd 03073 Baker Young Stockbrokers Limited 02025 Bell Potter Securities Ltd 01543 Berndale Securities Ltd 01113 Bridges Financial Services Pty Ltd 01062 Burrell Stockbroking Pty Limited 04094 C J Weedon & Co 07107 Cameron Stockbroking Limited 01134 Challenger First Pacific Limited 04114 Commonwealth Securities Limited 01402 Commonwealth Securities Limited (A/C Margin Lending) 01202 ComSec Trading Limited 03102 Credit Suisse First Boston Australia Equities Ltd 01103 D J Carmichael & Co 06046 Daiwa Securities SMBC Stockbroking Limited 03063 Deutsche Securities Australia Limited 02102 E.L. & C. Baillieu Stockbroking Ltd 03113 Etrade Australia Securites Limited 01442 Euroz Securities Limited 01026 F W Holst & Co Pty Ltd 03523 Fortis Clearing Sydney Pty Limited 01192 Findlay & Co Stockbroker Ltd 01782 Foster Stockbroking Pty Ltd 01231 Citigroup Global Markets Australia Pty Limited 02032 Goldman Sachs Australia Pty Ltd 02882 Hartleys Limited 06066 Hogan and Partners Stockbrokers Pty Ltd 06186 Hudson Securities Pty Ltd 01382 Intersuisse Ltd 02929 ITG Australia Ltd 03453 Joseph Palmer & Sons 02262 JP Morgan Securities Aust Ltd 02972 Kirke Securities Ltd 06129 Lands Kirwan Tong Stockbrokers Pty Limited 01158 Lonsdale Securities Ltd 03552 Macquarie Equities Limited 02442 Macquarie Equities Australia Limited 01572 Merrill Lynch Equities (Australia) Limited 03663 Merrill Lynch HSBC Australia Pty Ltd 01802 MJ Wren and Partners Stockbrokers 02183 Montagu Pty Ltd 06176 Morgan Stanley Dean Witter Australia Securities Limited 02992 Morrison Securities Pty Limited 01082 R2002_005 Page 4 of 6
BROKERS (CONT.) National Online Trading Limited 01226 Options Clearing House Pty Limited 08332 Ord Minnett Limited 02339 Paterson Ord Minnett Ltd 06776 Reynolds & Co Pty Ltd 01212 Rivkin Discount Stockbroking Pty Ltd 01992 Sanford Securities Ltd 06386 Shadforths Ltd 07047 Shaw Stockbroking Ltd 02982 Smith Barney Citigroup Australia Pty Limited 03383 State One Stockbrokers Ltd 06786 Statton Securities 02492 Taylor Collison Ltd 05125 TD Waterhouse Investor Services Limited 02005 Terrain Securities Pty Ltd 01033 Tolhurst Noall Limited 03223 Tricom Equities Ltd 06682 UBS Warburg Australian Equities Ltd 01502 UBS Warburg Private Clients Pty Ltd 03003 Westpac Securities Limited 01056 JB Were Ltd 03610 Wilson HTM Ltd 04124 NOTES: The for JB Were Ltd (03610) applies only for the purposes of CHESS settlements. The existing Broker Numbers for the Sydney and Melbourne offices of JB Were (03612 and 03613 respectively) will remain in use for the purpose of SEATS trades. R2002_005 Page 5 of 6
Additional Information Third Party Clearing Arrangements Clearing Participant Trading Participant 01113 Berndale Securities Ltd 2282 AOT Securities Pty Ltd 01113 Berndale Securities Ltd 1123 Burdette Buckeridge Young Limited 01113 Berndale Securities Ltd 1312 Grange Securities Limited 01113 Berndale Securities Ltd 3292 Lodge & Partners Pty Ltd 01113 Berndale Securities Ltd 1459 Southern Cross Equities Ltd (NSSP) 01192 Fortis Clearing Sydney Pty Ltd 2272 AOT Australia Pty Ltd 01192 Fortis Clearing Sydney Pty Ltd 1002 SG Australia Equities Ltd 01192 Fortis Clearing Sydney Pty Ltd 2382 Timber Hill Australia Pty Limited R2002_005 Page 6 of 6