Notice of Ceasing to be a Substantial Holder

Transcription

1 21 May 2015 Company Announcements Platform n Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000 Dear Sir/Madam, Notice of Ceasing to be a Substantial Holder In accordance with section 671B of the Corporations Act 2001 (Cth), we attach a Notice of Ceasing to be a Substantial Holder (Form 605) in respect of RCG Corporation Limited. A notice in substantially the same terms will also be lodged with the ASX on behalf of Westpac Banking Corporation (WBC). Yours faithfully, Chris Millard Company Secretary BT Investment Management Limited ABN PO Box 7072 Sydney NSW 2001 The Chifley Tower Level 15, 2 Chifley Square Sydney NSW 2000 Tel BT is a registered trade mark of BT Financial Group Pty Ltd and is used under licence

2 Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder To Company Name/Scheme RCG CORPORATION LIMITED (RCG) ACN/ARSN ACN Details of substantial holder(1) Name BT INVESTMENT MANAGEMENT LIMITED (BTT) ACN/ARSN (if applicable) ACN The holder ceased to be a substantial holder on 19/05/2015 The previous notice was given to the company on 04/05/2015 The previous notice was dated 30/04/ Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Date of change Person whose relevant interest changed 19/05/2015 WBC & its Associates, Westpac RE Limited, BT Funds Management Limited, Advance Asset Management Limited, BT Investment Management (Fund Services) Limited Nature of change (4) See Annexure 'A' Consideration given in relation to change (5) See Annexure 'A' Class (6) and number of securities affected See Annexure 'A' Person s votes affected See Annexure 'A' 3. Changes in association The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to the voting interests of the company or scheme are as follows: Name and ACN/ARSN (if applicable) Nature of association Page 1 of 7

3 4. Addresses The addresses of persons named in this form are as follows: Name Westpac Banking Corporation (WBC) Westpac RE Limited BT Funds Management Limited Advance Asset Management Limited BT Investment Management (Fund Services) Limited RCG CORPORATION LIMITED (RCG) Address Level 20, Westpac Place, 275 Kent St, Sydney NSW 2000 Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 Level 14, Chifley Tower, 2 Chifley Sydney, Sydney NSW 2000 The Company Secretary, RCG CORPORATION LIMITED (RCG) 719 Elizabeth Street WATERLOO NSW 2017 Tel: Fax: Signature Print name Chris Millard Capacity Company Secretary Sign here Date 21/05/2015 Page 2 of 7

4 DIRECTIONS (1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form. (2) See the definition of relevant interest in sections 608 and 671B(7) of the Corporations Act (3) See the definition of associate in section 9 of the Corporations Act (4) Include details of: (a) (b) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of relevant agreement in section 9 of the Corporations Act (5) Details of the consideration must include any and all benefits, money and other that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. (6) The voting shares of a company constitute one class unless divided into separate classes. (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. Page 3 of 7

5 ANNEXURE A This is annexure A' referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac Banking Corporation ACN and its associated entities Tim Hartin - Company Secretary, Westpac Banking Corporation 21/05/2015 Sales & Purchases for the period : 1/05/2015 to 19/05/2015 SECURITY: RCG BT Investment Management (Fund Services) Limited Date 19/05/2015 Nature of Change Quantity Consideration Class of Securities Person s votes affected Registered Company HSBC Custody Nominees () Limited. Sale -200, , Ordinary 200,000 Total -200, , BT Investment Management (Fund Services) Limited Total : -200, , Page 4 of 7

6 ANNEXURE B This is annexure B (being 3 pages) referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac Banking Corporation ACN and its associated entities Tim Hartin Company Secretary Westpac Banking Corporation 21/05/2015 Westpac Banking Corporation RMS Warehouse Trust (Commercial) Pty Limited Sallmoor Pty Limited 1925 (Industrial) Pty Limited Securitor Financial Group Limited 1925 Advances Pty Limited Seed Pool Trust No. 2 Papua New A.G.C. (Pacific) Limited Guinea Series G WST Trust Advance Asset Management Limited Series M WST Trust Altitude Administration Pty Limited Series WST Trust Altitude Rewards Pty Limited Series WST Trust Aotearoa Financial Services Limited New Zealand Series WST Trust Ascalon Capital Managers (Asia) Limited Hong Kong Series WST Trust Ascalon Capital Managers Limited Series WST Trust Ascalon Funds Seed Pool Trust Series WST Trust Asgard Capital Management Limited Series WST Trust Asgard Wealth Solutions Limited Series WST Trust n Loan Processing Security Company Pty Ltd Series WST Trust n Loan Processing Security Trust SIE-Lease () Pty Limited Bella Trust No. 2 SIE-Lease (New Zealand) Pty Limited New Zealand Bella Trust Sixty Martin Place (Holdings) Pty Limited Belliston Pty Limited St.George Business Finance Pty Limited Bill Acceptance Corporation Pty Limited St.George Custodial Pty Limited BT (Queensland) Pty Limited St.George Equity Finance Limited BT Pty Limited St.George Finance Holdings Limited BT Financial Group (NZ) Limited New Zealand St.George Finance Limited BT Financial Group Pty Limited St.George Life Limited BT Funds Management (NZ) Limited New Zealand St.George Motor Finance Limited BT Funds Management Limited St.George Security Holdings Pty Limited BT Funds Management No.2 Limited Sydney Capital Corp Inc. USA BT Investment Management (Fund Services) Limited Tavarua Funding Trust IV USA BT Investment Management (Institutional) Limited Teuton Pty Limited BT Investment Management Limited The Home Mortgage Company Limited New Zealand BT Long Term Income Fund The Mortgage Company Pty Limited BT Portfolio Services Limited The Warehouse Financial Services Limited New Zealand BT Private Nominees Pty Limited Value Nominees Pty Limited BT Securities Limited W2 Investments Pty Limited BT Short Term Income Fund Waratah Receivables Corp Pty Limited BTIM UK Limited UK Waratah Securities Limited Canning Park Capital Pte. Ltd Westpac (NZ) Investments Limited New Zealand Capital Corporate Finance Limited Westpac Administration Pty Limited Capital Finance (NZ) Limited Westpac Administration 2 Limited Capital Finance Limited Westpac Administration 3 Limited Capital Finance New Zealand Limited Westpac Administration 4 Limited Page 5 of 7

7 Capital Fleetlease Limited Westpac Altitude Rewards Trust Capital Motor Finance Limited Westpac Americas Inc. USA Capital Rent Group Limited New Zealand Westpac Asian Lending Pty Limited Castlereagh Trust Westpac Bank of Tonga Tonga CBA Limited Westpac Bank Samoa Limited Samoa Challenge Limited Westpac Bank-PNG-Limited Core Infrastructure Income Feeder 1 L P UK Westpac Capital Holdings Inc. USA Core Infrastructure Income Feeder 2 L P UK Westpac Capital Markets Holding Corp. USA Core Infrastructure Income Master L P UK Westpac Capital Markets LLC USA Crusade ABS Series Trust Westpac Capital Trust IV USA Papua New Guinea Crusade ABS Series Trust Westpac Capital-NZ-Limited New Zealand Crusade ABS Series Trust Westpac Cash PIE Fund Crusade CP Management Pty Limited Westpac Cook Cove Trust I Crusade CP No.1 Pty Limited Westpac Cook Cove Trust II Crusade CP Trust No. 52 Westpac Covered Bond Trust Crusade CP Trust No. 53 Westpac Custodian Nominees Pty Limited Crusade CP Trust No. 55 Westpac Debt Securities Pty Limited Crusade CP Trust No. 56 Westpac Delta LLC USA Crusade CP Trust No. 57 Westpac Direct Equity Investments Pty Limited Crusade CP Trust No. 58 Westpac Equipment Finance (No.1) Pty Limited Crusade Euro Trust 1E of 2006 Westpac Equipment Finance Limited Crusade Euro Trust 1E of 2007 Westpac Equity Holdings Pty Limited Crusade Global Trust 1 of 2006 Westpac Equity Investments NZ Limited New Zealand Crusade Global Trust 1 of 2007 Westpac Equity Pty Limited Crusade Global Trust 2 of 2005 Westpac Europe Limited UK Crusade Global Trust 2 of 2006 Westpac Finance (HK) Limited Hong Kong Crusade Management Limited Westpac Financial Consultants Limited Crusade Trust 1A of 2005 Westpac Financial Holdings Pty Limited Crusade 2P Trust of 2008 Westpac Financial Services Group Limited Danaby Pty Limited Westpac Financial Services Group-NZ-Limited New Zealand Data Republic Pty Limited Westpac Financial Services Limited eqr Securities Pty. Limited Westpac Funds Financing Holdco Pty Limited Europe Infrastructure Debt LP UK Westpac Funds Financing Pty Limited G.C.L. Investments Pty Limited Westpac Funding Holdings Pty Limited General Credit Holdings Pty Limited Westpac General Insurance Limited General Credits Pty Limited Westpac General Insurance Services Limited Halcyon Securities Pty Limited Westpac Global Capital Markets Pty Limited Hastings Advisers LLC USA Westpac Group Investment-NZ-Limited New Zealand Hastings Forestry Investments Limited New Zealand Westpac Group Investments Pty Limited Hastings Forests Pty Limited Westpac Holdings-NZ-Limited New Zealand Hastings Funds Management (UK) Limited Singapore Westpac Investment Capital Corporation USA Hastings Funds Management (USA) Inc. UK Westpac Investment Vehicle No.2 Pty Limited Hastings Funds Management Asia Pty. Limited USA Westpac Investment Vehicle No.3 Pty Limited Hastings Funds Management Limited Westpac Investment Vehicle Pty Limited Hastings Infrastructure 1 Limited UK Westpac Leasing Nominees-Vic.-Pty Limited Hastings Infrastructure 2 Limited UK Westpac Lenders Mortgage Insurance Limited Hastings Investment Capital LP USA Westpac Life Insurance Services Limited Page 6 of 7

8 Hastings Investment Management Pty Ltd USA Westpac Life-NZ-Limited New Zealand Hastings Investment Management (Europe) Ltd UK Westpac New Zealand Group Limited New Zealand Hastings Investments GP LLC Westpac New Zealand Limited New Zealand Hastings Korea Company Limited Korea Westpac Nominees-NZ-Limited New Zealand Hastings Management Pty Limited Westpac Notice saver PIE Fund Hastings Private Equity Fund IIA Pty Limited Westpac NZ Covered Bond Holdings Limited New Zealand Hickory Trust Westpac NZ Covered Bond Limited New Zealand Hitton Pty Limited Westpac NZ Operations Limited New Zealand HLT Custodian Trust New Zealand Westpac NZ Securitisation Holdings Limited New Zealand Infrastructure GP LLP UK Westpac NZ Securitisation Limited New Zealand Infrastructure GP 2 LLP UK Westpac NZ Securitisation No. 2 Limited New Zealand Infrastructure Research and Advisory Services Private Limited India Westpac Overseas Holdings No. 2 Pty Limited J O Hambro Capital Management Holdings Limited UK Westpac Overseas Holdings Pty Limited J O Hambro Capital Management Limited UK Westpac Pacific Limited Partnership JOHCM (Singapore) Pte Limited Singapore Westpac Properties Limited JOHCM (USA) Inc USA Westpac RE Limited Magnitude Group Pty Limited Westpac Securities Administration Limited MIF Custodian Trust New Zealand Westpac Securities Limited Mortgage Management Pty Limited Westpac Securities NZ Limited New Zealand Nationwide Management Pty Limited Westpac Securitisation Holdings Pty Limited Net Nominees Limited Westpac Securitisation Management Pty Limited North Ryde Office Trust Westpac Singapore Limited Singapore Number 120 Limited New Zealand Westpac Structured Products Limited Oniston Pty Limited Westpac Superannuation Nominees-NZ-Limited New Zealand Partnership Pacific Pty Limited Westpac Syndications Management Pty Limited Partnership Pacific Securities Pty Limited Westpac Term PIE Fund New Zealand Pashley Investments Pty Limited Westpac TPS Trust Qvalent Pty Limited Westpac Unit Trust RAMS Financial Group Pty Limited Westpac USA Inc. USA Reinventure Fund ILP Note: Westpac retains 59.6% ownership of BT Investment Management Limited who lodges separate notices under ASX code BTT BT Investment Management Limited (59.6%) BT Investment Management (Institutional) Limited (Subsidiary of BT Investment Management Limited) Page 7 of 7