ERC Evaluator Perspective



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ERC Evaluator Perspective Teresa Puig Insitut de Ciència de Materials de Barcelona CSIC Bellaterra, Spain January 2014

Who am I? Evaluator for St and Co grants in 2012 in PE3 (Condensed Matter Physics). Two streams One of the over 375 evaluators from the 25 panels (3 domain): 5000 proposals Recruited by the ERC Scientific Council Assigned to one panel according to CV and expertise % of confidence in 20 specific fields (descriptors) within the area of the panel Identify 10 free keywords defining my expertise Establish my current interest

My CV PhD in Physics (20 month in Sweden, Ireland, Germany) Postdoctoral research in Belgium Head of the Department of Superconducting Materials and large scale nanostructures at ICMAB (25 researchers, SGR2009-770) Editorial Executive Board of SUST, Board of ESAS Co-founder of OXOLUTIA S.L., spin-off from ICMAB PI of several National and EU projects European projects (NMP, Energy, ITN, COST) in the field of superconducting materials and their integration in power devices Duran Farrell- Gas Natural, Novare-Endesa awards 200 peer review papers, 9 patents, 13 PhD Thesis, 30 invited talks Evaluator of AGAUR, MICINN, ANEP, MINCyt-Argentina, ERCEA

ERC comments to Evaluators ERC funds frontier research in Europe Excellent Ideas All fields of science and humanities without thematic priorities Individual scientists No quotas, neither on PI nationality, HI nationality, gender One selection criteria: EXCELLENCE High risk/ High gain Ground-breaking ideas and not good excellent research

Evaluation Panel Each panel is composed of 12-15 panel members (PM) One acts as Panel Chair (PC) 1 Panel Coordinator from Scientific Council Good balance between different fields of panel area Panel composition has maximum two members from one country PM composition is decided half a year before proposals submission. PM changes in consecutive years Conflict of interest (CoI) strictly attained for each individual proposal Non-PM can submit a proposal at the same call

Referees Remote external reviewers Typically 2000/call Evaluate a small number of proposals Answer the same evaluation questionnaire as PM Crucial in the second stage evaluation Recruited by PM upon acceptance of Scientific Council

Evaluators Process steps Two step process : Right balance between generalist and specialized reviewers Stage 1 A- PC assigns proposals to panel members (3-4/RP) (evaluations could be requested to other panels). Each PM evaluates 40-50 prop. B- Remote assessments by panel members (and external referees if assigned) PI and Synopsis evaluation only C- Panel meeting Decision of proposals retained for step 2 D- Feedback to applicants: Grade A, B, C ( only A is retained )

Stage 2 E- Assign external referees to retained proposals F- Remote assessments by PM and referees (6-7/RP) Full proposal evaluation includes budget Each PM evaluates 10 proposals. Also evaluations from external referees G - Panel meeting + interview Ranked list of proposals H- Feedback to applicants: Decision for proposals to be funded. All proposals receive panel comments I- Redress cases Evaluators Process steps

Evaluation Criteria Published in the call Read very carefully at different stages of the writing process before submission Excellence of PI: Intellectual capacity Creativity Commitment Excellence of RP (research project) Ground breaking nature Potential impact Scientific approach Each criteria is ranked

Proposal submission Recommendations Select the right Panel. It can be reassigned Carefully ensure you considered all evaluation criteria Guarantee you followed templates indications (use criteria titles/subtitles) including length Choose carefully your descriptors and free keywords best defining your proposal They are extremely important for reviewers assignment Matching with those from reviewers You want the best reviewers for your proposal The proposal must be outstanding not excellent (evaluation criteria 1-4, 3= excellent, 4= outstanding) Use figures, charts. Right references are crucial.

Stage 1 Evaluation : Recommendations PI evaluation Intellectual capacity and creativity Remote evaluation Part B1 (1) Have a well presented CV. As important as the project Fulfill all requested information. Clearly identify your PhD supervisor Researcher ID and Group-Web address are best given Most reviewers will like to check Demonstrate independent creative thinking with past publications. Explain your transition to scientific independence

Stage 1 Evaluation : Recommendations RP synopsis evaluation Remote evaluation Part B1 (2) Ground breaking nature and potential impact of the research Be concise, understandable, appealing for generalists and expert reviewers Clarify context, clearly identify the problem to be solved, what the gain is, why it should be funded Demonstrate ground-breaking nature of the RP Convince that you address an important challenge at the knowledge frontier Ambitious objectives well beyond the state of the art Specify if novel concepts/approaches

Stage 1 Evaluation : Recommendations RP synopsis evaluation Methodology Remote evaluation Part B1 (3) Appropriate selection of methodology to reach the goals Specify if need for a novel and/or unconventional methodology. It depends on the RP Justify high risk/high gain balance. Identify the risks, some contingency plan might be good Proposal needs to be feasible. Do not over-dimension the work plan Proposal abstract/summary is very important. First read by the reviewer. Take your time writing it

Stage 1 Evaluation Panel meeting and retained-proposals decision Proposals are ranked in a list according to remote evaluation Discussed one by one Usually, 20% ranked A (retained), 50% ranked B, 30% ranked C Discrepancies among PM usually are in top B / bottom A proposals All B and C- proposals receive the PM comments (discussion) together with all remote evaluations (unchanged). Read carefully PM comments A- proposals are requested for interview in stage 2

Stage 2 Evaluation : Recommendations Full proposal evaluation Remote evaluation Part B2 PI and RP (Parts B1 and B2) being again evaluated New referees (experts) come into the evaluation Same evaluation criteria as 1 st stage, but now with full project proposal New things: How well conceived and organized is the activity Demonstrate that the goals of the proposal can be achieved with timescale and resources available Describe accurately the requested budget vs. RP

Stage 2 Evaluation : Recommendations Panel meeting and interview Proposals are ranked in a list according to remote evaluation. Discussed one by one All PM evaluate all interviews (except CoI) Proposal s lead reviewer (PM) directs the interview Questions by external referees are raised at interview Give a copy of presentation to all PM ( 15) It helps to remember PI/RP during the final discussion Bring extra slides for possible questions If new preliminary results, show them (it s 6 month later) Be aware of recent publications of the field Panel discussion already starts after your interview It has several stages

Stage 2 Evaluation : Recommendations Interview evaluation Rehearse many times (10 talk +15 questions) Demonstrate your capacity, be convinced of your RP Talk in 1 st singular. Demonstrate maturity. You deserve it now, not next year. Be enthusiastic!. Short presentation: Excellent Idea is most important Do not start explaining your CV. Key evaluators know it. Demonstrate importance of your past publications linked to the RP Few slides, be concise and clear, no need of details Generalist won t follow and experts know them from the proposal Go straight to the point: What the problem to be solved is, how you will solve it Answer concisely, precisely, allow for many questions Make the full panel be interested in your proposal

Stage 2 Evaluation Final decision and feedback to applicants Decisions are taken by all the panel All proposals need to be ranked in one single list Outstanding proposals are usually agreed by most of PM and not-to-be funded proposal too. Discrepancies come at the grey list Your impression at the interview is a key factor Budget is not an elimination criterion. If not properly justified, it will be cut down Usually, 10-12% from overall proposals are funded All proposals receive the PM comments (discussion)together with all remote evaluations (unchanged). Read carefully PM comments

Write the best proposal you can imagine and make it outstanding, understandable for a generalist of your field and appealing for experts You ll only win if you participate Good luck