- A4/1 - APPENDIX 4. FORMAT FOR COMPILATION OF Tier I QUALITY CHECKS PART 1



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- A4/1 - APPENDIX 4 FORMAT FOR COMPILATION OF Tier I QUALITY CHECKS PART 1 SUMMARY REPORT - APPROPRIATE FOR STUDIES CONDUCTED IN ACCORDANCE WITH THE TEST GUIDELINES CURRENTLY SPECIFIED EXAMPLE 1 1. Data point (s) IIM 5.3 Acute oral infectivity and toxicity ABCD, Data point IIM 5.3 Acute oral toxicity / pathogenity study of ABCD in rats Owner, Date Owner, unpublished report No.xxx-000, July 14, 1992 4. Testing Facility Microbiological Associates, Inc. 5221 River Road, Bethesda, MD 20816 5. Dates of work June 2, 1992 to June 15, 1992 6. Test Substance ABCD (spores) 7. Test Method Pesticide Assessment Guideline (EPA 1989) Deviations from the protocol with respect to * doses per animal: 10 8 CFU/rat (1.3 x 10 10 CFU/g) * observation period 14 days instead of 28 days * clinical signs and body weight at days 4, 7, 10, 14 * histopathological research and clearance test of spleen, liver and kidney at days 4, 7 and 14 and clearance at days 4

- A4/2 - EXAMPLE 2 1. Data point (s) IIM 5.4. Acute intertracheal/inhalation infectivity and toxicity ABCD, Data point IIM 5.4 Acute pulmonary toxicity / pathogenicity study of ABCD in rats Owner, Date Owner, unpublished report No.xxx-000, June 30, 1994 4. Testing Facility Microbiological Associates, Inc. 5221 River road, Bethesda, MD 20816 5. Dates of work December 14, 1993 to January 11, 1994 6. Test Substance ABCD (spores) 7. Test Method according to OECD guideline 403: Yes Deviations from the protocol with respect to * particle size - not submitted * concentration 1 x 10 9 CFU/rat * administration by intatracheal instillation * observation period of 28 days * histopathology of lungs * body weights at days 1, 5, 8, 22, 29 * necroscopy of lungs revealed lesions which were not completely reversible up to day 29 * infectivity/clearance of lungs after 8 days and infectivity of kidney/liver up to day 4 EXAMPLE 3

- A4/3-1. Data point (s) IIM 5.5 Acute intravenous/intra peritoneal infectivity ABCD, Data point IIM 5.5 Acute intraperitoneal toxicity / pathogenity study of ABCD in rats Owner, Date Owner, unpublished report No.xxx-000, May 26, 1994 4. Testing Facility Microbiological Associates, Inc. 5221 River road, Bethesda, MD 20816 5. Dates of work December 15 1993 tot January 12 1994 6. Test Substance ABCD (spores) 7. Test Method guideline: unknown * doses per animal: 10 7 CFU/rat * observation period 28 days * clinical signs and body weight (gain) * no histopathological research liver/kidney/spleen * infectivity/clearance of blood at days 1, 8, 15, 22 and 28 was tested EXAMPLE 4 1. Data point (s) IIM 5.6 Cell culture study, for viruses and viroids or specific bacteria and protozoa with intracellular replication NO EXAMPLE 3. Author Owner, Date 4. Testing Facility 5. Dates of work 6. Test Substance 7. Test Method 8. GLP EXAMPLE 5

- A4/4-1. Data point (s) IIIM 7.1.2 Acute percutaneous (dermal) toxicity ABCD, Data point IIIM 7.1.2 Acute dermal toxicity study of ABCD in rabbits Owner, Date Owner, unpublished report No.xxx-000, September 22, 1994 4. Testing Facility Microbiological Associates, Inc. 5221 River road, Bethesda, MD 20816 5. Dates of work July 26, 1994 to August 9, 1994 6. Test Substance ABCD 7. Test Method according to OECD guideline 402: Yes Deviations from the protocol with respect to * 1.08 x 10 10 CFU/rabbit * no infectivity/clearance test * no production of beauvericine toxin (HPLC test) * observation period 14 days instead of 28 days; observation after 1 and 3h and daily thereafter EXAMPLE 6 1. Data point (s) IIIM 7.1.4 Skin irritation 3. Author Owner, Date ABCD, Data point IIIM 7.1.4 U.N. Known Primary dermal irritation test of ABCD in rabbits. Owner, unpublished report No.xxx-000, February 7, 1995 4. Testing Facility Microbiological Associates, Inc. 5221 River road, Bethesda, MD 20816 5. Dates of work January 30, 1995 to February 2, 1995 6. Test Substance ABCD 7. Test Method according OECD 403: Yes Deviations form the protocol with respect to * 5.5 x 10 7 CFU/rabbit * application of 0.5 ml undiluted test substance * scores of edema and erythema at 1, 24, 48 and 72 hours * no dermal infections observed so no infectivity-test was needed

- A4/5 - EXAMPLE 7 1. Data point (s) IIIM 7.1.5 Eye irritation ABCD, Data point IIIM 7.1.5 Acute eye irritation study of ABCD by instillation into the conjuctival sac of rabbits Owner, Date Institut Fresius, Chemische und Biologische Laboratorien GmbH, Taunusstein, Germany, 1995 4. Testing Facility Laboratory of Pharmacology and Toxicology, Hamburg, Germany 5. Dates of work May 120, 1994 to May 14, 1994 6. Test Substance ABCD 7. Test Method according to OECD 405: Yes Deviations from the protocol with respect to * observation period of 4 days instead of 14 days * observation of irritation after 1, 24, 48 and 72 hours * infectivity / clearance test after 14 days was not submitted EXAMPLE 8 1. Data point (s) IIIM 7.1.6 Skin sensitization ABCD, Data point IIIM 7.1.6 Examination of ABCD in the skin sensitisation test in guinea-pigs according to Magnusson and Kligman (Maximisation test) Owner, Date Institut Fresius, Chemische und biologische Laboratorien GmbH, Taunusstein, Germany, 1995 4. Testing Facility Laboratory of Pharmacology and toxicology, Hamburg, Germany 5. Dates of work January 17, 1995 to April 11, 1995 6. Test Substance ABCD 7. Test Method according to OECD 406: Yes * score dermal reactions after intradermal induction and topical challenge * test compound not sensitising under the stringent conditions of the test

- A4/6 - EXAMPLE 9 1. Data point(s) OECD point number: IIM 7 Fate and behaviour in the environment 3. Authors (year) Owner, date IIM 7 Jones, B. Hare, E. (1996) Soil Microcosm Fate and Persistence Vatrobe, Inc. Unpublished Report No. 712, July 05, 1996 4. Testing facility Cincinnati Research, Inc. Cincinnati, Ill. USA. Report CR35-A21 5. Dates of work January 2, 1995 - June 2, 1996 6. Test substance Beauvaria wendiensis strain XYZ1 7. Test method US EPA 885.5200 8. Deviations None 9. GLP Yes, in accordance with US 40 CFR 160. EXAMPLE 10 1. Data point(s) OECD point number: IIM 8 Effects on non-target organisms 3. Authors (year) Owner, date IIM 8.1 Faire, A. (1996) Avian Oral Study: Mallard Duck. Report, pp 5 Vatrobe, Inc. Unpublished Report No. 712, July 05, 1996 4. Testing facility Norcen, Inc. Institute of Ecology Testing, Motola, Sweden, Report NC345123 5. Dates of work January 10, 1995 - January 25, 1996 6. Test substance Beauvaria wendiensis strain XYZ1 7. Test method US EPA 885.4050 8. Deviations None 9. GLP Yes (laboratory certified by the National Certification Authority of Sweden)

- A4/7 - EXAMPLE 11 1. Data point(s) OECD point number: IIM 8.2 Fish 3. Authors (year) Owner, date II M 8.2.1 Gentner, F.; and Couch, J. (1975) Freshwater Fish testing in Bluegill sunfish and Rainbow trout Vatrobe, Inc. Unpublished Report No. 706, July 01, 1995 4. Testing facility Gulf Breeze Aquatic Testing Labs, Gulf Breeze, Fla. USA, Report GB25 5. Dates of work April 3, 1974 - July 27, 1974 6. Test substance Beauvaria wendiensis strain XYZ1 7. Test method US EPA 885.4200 8. Deviations 40 fish were used in a Maximum Hazard Dose rather than 30. The tests were carried out for 35 days rather than 30. 9. GLP Yes, in accordance with US 40 CFR 160. EXAMPLE 12 1. Data points) OECD point number: IIM 8.7 Bees 3. Authors (year) Owner, date II M 8.7 (1997) Honey Bee testing Vatrobe, Inc. Unpublished Report No.708, July 21, 1997 4. Testing facility Eco Animals Lab, Braunschweig, Germany, Report 2357DE 5. Dates of work May 9, 1997 - June 9, 1997 6. Test substance Beauvaria wendiensis strain XYZ1 7. Test method US EPA 885.4380 8. Deviations None 9. GLP No

- A4/8 - Summary Report - appropriate for studies not conducted in EXAMPLE 13 1. Data point(s) OECD point number: IIM 8.8 Non target terrestrial arthropods 3. Authors (year) Owner, date II M 8.8 (1997) Non-target terrestrial arthropods - parasitic wasps (Parasitoid) Vatrobe, Inc. Unpublished Report No.709a, September 21, 1997 4. Testing facility Eco Animals Lab, Braunschweig, Germany, Report 2358DE 5. Dates of work June 9, 1997 - August 9, 1997 6. Test substance Beauvaria wendiensis strain XYZ1 7. Test method US EPA 885.4340 8. Deviations None 9. GLP No

- A4/9 - Summary Report - appropriate for studies not conducted in PART 2 SUMMARY REPORT - APPROPRIATE FOR STUDIES NOT CONDUCTED IN ACCORDANCE WITH THE TEST GUIDELINES CURRENTLY SPECIFIED Example 1 MPCA: Beauvaria wendiensis strain XYZ1 OECD data point addressed: IIM 7 Fate and behaviour in the Environment : Section IIM 7.1g3. 3.1 Authors: Report: X. Xxxxxx, X. Xxxxxxxxxxxx Summary: X.Xxxxxxxxxxx 3.2 : Isolation of Beauvaria wendiensis from various biotopes and plant species in Sweden and from soil and plant samples taken at various locations in Switzerland 3.3 Owner: Vatrobe, Inc 3.4 Published: No 3.5 Report No: 801 3.6 Date of Report: December 4, 1999 4.1 Testing Facility: Plant Biocontrol Laboratories, University of Sweden, Uppsala, Sweden 4.2 Dates of experimental work: July 1, 1999 - September 25, 1999 5.1 Objectives: Prevalence of Beauvaria wendiensis strain XYZ1 in the environment. 6.1 Test substance: Not Applicable 6.2 Specification of test substance: Not Applicable 6.3 Storage Stability: Not Applicable. 6.4 Stability in vehicle: Not Applicable. 6.5 Homogeneity in vehicle: Not Applicable. 6.6 Validity: Not Applicable. 6.7 Physical Form: Not Applicable. 6.8 Vehicle/Solvent: Not Applicable. 7.1 Test Method: In house method. Guidelines were not available at the time the test was performed

- A4/10 - Summary Report - appropriate for studies not conducted in 7.2 Justification: The method was developed following discussions with regulatory officials from several European authorities and the US EPA. The method used is consistent in all respects with current scientific practice. 7.3 Copy of method: Description of methods included in report. 7.4 Choice of method: Not Applicable. 7.5 Deviations: Not Applicable. 8.1 Certified Laboratory: Not Applicable. 8.2 Certifying authority: Not Applicable. 8.3 GLP: No. 8.4 Justification: University facility, not completely GLP compliant. 9.1 GEP: No. 9.2 Type of Facility (official or officially recognized): Not Applicable. 9.3 Justification: Not Applicable. 10: Test system: Sampling locations: the vicinity of Uppsala (three different locations representing five different biotopes) and from farm fields (16 localities) in southern and eastern Sweden. The Swiss material was sampled from farm fields at 22 different locations. Types of samples: Analysis methods: Soil Selective media, colonial morphology, RAPD-PCR fingerprinting in comparison with Beauvaria wendiensis strain XYZ1 11. Statistics: Not Applicable. 12.1 References: Cravanzola F, Piatti P, Bridge P, Ozino O - 1997. Detection of genetic polymorphism by RAPD-PCR in strains of the entomopathogenic fungus Beauveria brongniartii isolated from the European cockchafer (Melolontha spp.). Letters in Applied Microbiology, 25, 289-294. 13. Unpublished data: No unpublished data cited in this summary.