China Investment Information Services Ltd. Fee Schedule (Last updated: 1 October 2015) Table of Contents Contact us: marketing@ciis.com.hk A. Technical Requirements... 2 B. Information Content... 4 C. Fee Schedule... 7 1. Shanghai Stock Exchange (SSE) Real time Market Data Distribution Services... 7 2. Real Time SSE Market Datafeed Service for End Users Direct Connect to CIIS... 11 3. Real time China Indices Market Data Services... 11 4. Free Float Shares Information for China Indices... 12 5. Third Party Website Service (Framing Service)... 13 6. Basic Market Data per Quote Charging Scheme... 14 7. Non-Display Information Usage (with effective from 1 st July 2015)... 15 8. Connection Fees... 15 9. Delayed Shanghai Stock Exchange Data... 17 10. Non Fee Liable Market Data... 17 11. SSE Listed Companies XBRL Data... 17 12. SSE Company Announcement Summaries English Translation Service... 18 13. SSE Listed Securities News (in Chinese)... 18 14. Dalian Commodity Exchange Market Data Redistribution License... 19 15. Zhengzhou Commodity Exchange Market Data Redistribution License... 19 16. China Financial Futures Exchange Market Data Redistribution License... 20 1
China Investment Information Services Limited ( CIIS ) is the sole overseas agent of Shanghai Stock Exchange ( SSE ) to redistribute market data of Shanghai Stock Exchange. CIIS is also the authorized sales and technical agent of China Securities Index Limited ( CSI ), Dalian Commodity Exchange ( DCE ) (Level 1 and Level 2 data), Zhengzhou Commodity Exchange ( ZCE ) (Level 1 data) and China Financial Futures Exchange ( CFFEX ) (Level 1 data) in overseas market and technical agent of Shenzhen Stock Exchange market data. Any persons who wish to redistribute the following information (both real-time and delayed data) in regions outside mainland China are required to apply for the license and/or enter into a redistribution agreement with CIIS. A. Technical Requirements Name of Service SSE Level-2 Market Data Datafeed Services SSE Level-1 Market Data Datafeed Services Market Coverage Real-time trading information of Shanghai Stock Exchange with up to 10 levels market depth Real-time trading information of Shanghai Stock Exchange with up to 5 levels market depth Technical Requirement Digital data feed providing real-time trading information of all securities listed on Shanghai Stock Exchange in TCP/IP protocol via 2 physical lines with automatic switching and immediate reconnection capabilities. It requires two production lines and one testing line with bandwidth of 4Mbps respectively. Digital data feed providing real-time trading information of all securities listed on Shanghai Stock Exchange in TCP/IP protocol via 2 physical lines. It requires two production lines with bandwidth of 2Mbps respectively. China Indices Datafeed Services Real Time Indices created by Shanghai Stock Exchange and CSI CIIS is an authorized agent to redistribute real time indices value and fundament data of indices created by Shanghai Stock Exchange and China Securities Index Co., Ltd, a subsidiary of Shanghai Stock Exchange and Shenzhen Stock Exchange. Dalian Commodity Exchange Level-1 Market Data Datafeed Services Dalian Commodity Exchange Level-2 Market Data Datafeed Services Zhengzhou Commodity Exchange Level-1 Market Data Datafeed Services China Financial Futures Exchange Level-1 Market Data Services China Financial Futures Exchange Real Time commodity futures trading information of Dalian Commodity Exchange (without market depth) Real Time commodity futures trading information of Dalian Commodity Exchange (with up to 5 levels market depth) Real Time commodity futures trading information of Zhengzhou Commodity Exchange (without market depth) Real Time financial futures and options trading information of China Financial Futures Exchange (one level market depth) Real Time financial futures and options trading For SSE Level-1 and Level-2 Market Data Direct Information Vendors, no extra testing and production lines are required to receive China Indices real time data. It requires two production lines with bandwidth of 512Kbps respectively if Information Vendors only receive China Indices market data. Only SSE Level-2 Market Data Direct Information Vendors can apply this service, no extra production and testing lines are required. Only SSE Level-2 Market Data Direct Information Vendors can apply this service, no extra production and testing lines are required. Only SSE Level-2 Market Data Direct Information Vendors can apply this service, no extra production and testing lines are required. Only SSE Level-2 Market Data Direct Information Vendors can apply this service, no extra production and testing lines are required. Only SSE Level-2 Market Data Direct Information Vendors can apply this service, no extra production and testing lines are required. 2
Level-2 Market Data Services information of China Financial Futures Exchange (five levels market depth) Shenzhen Stock Exchange Market Data Connection Services Real-time trading information of Shenzhen Stock Exchange with up to 5 levels market depth Digital data feed providing real-time trading information of all securities listed on Shenzhen Stock Exchange in TCP/IP protocol via 2 physical lines. Vendor has to get pre-approval and license from Shenzhen Stock Exchange before receiving market data of Shenzhen Stock Exchange. It requires two production lines with bandwidth of 2Mbps respectively. Note: Only vendor with dual live direct connections with CIIS is allowed to provide feed service to indirect connected vendor, may it be real-time or delayed data. Qualified feed providing vendor is required to seek prior approval from CIIS before provision of testing or production feed to any potential customers, otherwise it will be considered as unauthorized dissemination with legal consequences. License Fee is same for direct and indirect vendor. 3
B. Information Content Financial Information Datafeed Services ( FIDS ) is a real-time data feed service providing real-time trading information for all securities listed on Shanghai Stock Exchange (SSE) and other financial information provided by institutions in mainland China, currently we provide Indices created by Shanghai Stock Exchange and China Securities Index Co, Ltd., real time trading information of Dalian Commodity Exchange (Level-1 and Level-2), Zhengzhou Commodity Exchange (Level-1), China Financial Futures Exchange (Level-1 and Level-2) and Shenzhen Stock Exchange (Level-1)*. Instrument Core Information Content Products traded on Shanghai Stock Exchange including: Equities Bonds Funds Stock Options Information Content Trading information for all securities listed on SSE Level 1/Level-1 FAST (in dbf format/ in FAST format) Previous day's closing price, today s high/low prices, last traded price, trading volume, turnover value, five best bid/ask prices and quantities of orders. Update Frequency: 12-15 times per minute. Level 2 (in FAST FIX format) Previous day's closing price, today s high/low prices, last traded price, trading volume, turnover value, ten best bid/ask prices and quantities of orders, quantities of orders and weighted average bid/offer price, tick by tick trade (traded time & price, volume & turnover), order queue (quantity of each of the top 50 orders at the best bid/offer price). Third Party Information Indices created by Shanghai Stock Exchange and China Securities Index Co, Ltd. Update Frequency: Once per 3 seconds. Index information including: - All the indices created by Shanghai Stock Exchange, including SSE Composite Index, SSE A share Index, SSE B share Index, SSE 180 Index, SSE 50 Index. - All the indices created by China Securities Index Co, Ltd., including CSI 300 Index. - Fundamental Data of CSI indices and SSE Indices. Products traded on Shenzhen Stock Exchange including: Equities Bonds Funds Stock Options Trading information for all securities listed on Shenzhen Stock Exchange* Level 1 (in dbf format) closing price, today s high/low prices, last traded price, trading volume, turnover value, five best bid/ask prices and quantities of orders. Update Frequency: Once per 3 seconds. *License and pre-approval from Shenzhen Stock Exchange is required. 4
Instrument Commodity Futures traded on Dalian Commodity Exchange including: - Corn - Corn Starch - No.1 soybean (non-gmo) - No.2 soybean (gmo) - Soybean meal - Soybean oil Information Content Trading information for all futures traded on Dalian Commodity Exchange (DCE): Level 1 means contract name, the last day settlement price, opening price, high price, low price, last traded price, the range of high and low, best bid/ask prices and quantities of orders, the change of transacted volume, short selling position, change of position, the initial volume of position, day closing price and settlement price. - RBD Palm Olein - LLDPE Update Frequency: Twice per second. - Polyvinyl chloride (PVC) - Coke - Coking Coal - Iron Ore - Egg - Fiberboard Level 2 means additional content and statistics on top of DCE Level 1, includes 5 level market depth, quantity of each of the top 10 orders at the best bid/offer price, weighted average bid/offer price order queue, total quantities of bid/ask orders, real time settlement price and transacted volume statistics by price. - Blockboard - Polypropylene (PP) Update Frequency: Four times per second. Commodity Futures traded on Zhengzhou Commodity Exchange including: - Wheat (involving common wheat, strong gluten wheat and hard white winter wheat) - Cotton - White sugar Trading information for all futures traded on Zhengzhou Commodity Exchange (ZCE): Level 1 means contract name, the last day settlement price, opening price, high price, low price, last traded price, the range of high and low, best bid/ask prices and quantities of orders, the change of transacted volume, short selling position, change of position, the initial volume of position, day closing price and settlement price. - Pure terephthalic acid - Rapeseed Update Frequency: Three times per second. - Rapeseed oil - Rapeseed Meal - Early long-grain nonglutinous rice - Methanol - Ferrosilicon - Glass - Thermal Coal - Japonica Rice - Late Indica Rice Financial Futures Traded on China Financial Futures Exchange including: - CSI 300 Index Futures - CSI 500 Index Futures Trading information for all futures traded on China Financial Futures Exchange (CFFEX): Level 1 contract name, delivery month, latest price, price change, volume, open interest, bid price (best offer), ask price (best offer), bid volume (best offer), ask volume (best offer), settlement price, opening price, 5
Instrument - SSE 50 Index Futures - 5 Year Treasury Bond Futures Information Content closing price, highest price, lowest price, previous settlement price, turnover Update Frequency: Twice per second. - 10 Year Treasury Bond Futures Level 2 contract name, delivery month, latest price, price change, volume, open interest, bid price (top 5 offers), ask price (top 5 offers), bid volume (top 5 offers), ask volume (top 5 offers), settlement price, opening price, closing price, highest price, lowest price, previous settlement price, turnover Update Frequency: Twice per second. 6
C. Fee Schedule Note: For Agreement (services) with commencement date after 1 st January 2013, in additional to the fee applicable to the service subscribed, Information Vendor is required to pay 50% of the fee payable to CIIS in the first year, including the license fee, minimum terminal fee and technical fee (if any) as deposit. The deposit is fully refundable (without interest) when the agreement between CIIS and Information Vendor is terminated. 1. Shanghai Stock Exchange (SSE) Real time Market Data Distribution Services Category_1L1 Real time Level-1 market data of all the securities (stock option is excluded) traded on Shanghai Stock Exchange; vendor can disseminate the information through all the channels with password or access control. Monthly Subscriber Fee: US$40,000 per annum PLUS US$24 per subscriber; US$10 per subscriber (for individual investor only); US$4.5 per subscriber (located or used in mainland China); US$5 per portable device and/or US$0.005 per quote (Minimum monthly subscriber fee: US$800) Category_1L2 Real time Level-2 and Level-1 market data of all the securities (stock option is excluded) traded on Shanghai Stock Exchange, vendor can disseminate the information through all the channels with password or access control. Monthly Subscriber Fee: US$60,000 per annum PLUS Level-2: US$32 per subscriber; US$0.01 per quote* Level-1: US$24 per subscriber; Level-1: US$10 per subscriber (for individual investor only); Level-1/Level-2: US$4.5 per subscriber (located or use in mainland China); Level 1: US$5 per portable device and/or US$0.005 per quote (Minimum monthly subscriber fee: US$800) * The per quote usage data scope for level-2 is only limit to the following information: Previous day's closing price, today s high/low prices, last traded price, trading volume, turnover value, ten best bid/ask prices and quantities of orders Category1_NM (Only applicable for mainland vendors who have Level-1 SSE License in mainland China issued by SSE InfoNet Ltd.) 7
Real time Level-1 market data of all the securities (stock option is excluded) traded on Shanghai Stock Exchange; vendor can disseminate the information through all the channels with password or access control. Monthly Subscriber Fee: US$6,500 per annum PLUS US$24 per subscriber; US$10 per subscriber (for individual investor only); US$5 per portable device and/or US$0.005 per quote (Minimum monthly subscriber fee: US$800) (Vendors have to provide subscriber report and pay the subscriber fee for mainland China subscribers directly to SSE InfoNet Ltd.) Category2_NM (Only applicable for mainland vendors who have Level-2 SSE License in mainland China issued by SSE InfoNet Ltd.) Real time Level-2 and Level-1 market data of all the securities (stock option is excluded) traded on Shanghai Stock Exchange; vendor can disseminate the information through all the channels with password or access control. Monthly Subscriber Fee: US$6,500 per annum PLUS Level-2: US$32 per subscriber and/or US$0.01 per quote* and/or Level-1: US$24 per subscriber and/or US$5 per portable device and/or US$0.005 per quote (Minimum monthly subscriber fee: US$800) * The per quote usage data scope for level-2 is only limit to the following information: Previous day's closing price, today s high/low prices, last traded price, trading volume, turnover value, ten best bid/ask prices and quantities of orders (Vendors have to provide subscriber report and pay the subscriber fee for mainland China subscribers directly to SSE InfoNet Ltd.) Category_21 Real time Level-1 market data of all the securities (stock option is excluded) traded on Shanghai Stock Exchange, vendor can disseminate the information through free open channels, including interactive and non-interactive devices, such as website and mobile apps, one license covers all free open channels owned by the vendor. The service can only provide to individual investors. In addition, the service should update upon request or with update frequency less than once per minute US$60,000 per annum Note: Maximum 20 securities prices can be displayed on one screen at the same time. Category_22 Real time Level-1 market data of all the securities (stock option is excluded) traded on Shanghai Stock Exchange, vendor can disseminate the information through website/app, TV broadcast or pager with password or access control. License fee is applied for all channels. The service can only provide to individual investors. US$30,000 per annum PLUS Monthly Subscriber Fee: US$10 per subscriber, 8
US$5 per portable device and/or US$0.005 per quote (Minimum monthly subscriber fee: US$800) Note: Category_1L1 Category_1L2 & Category_21 the license fee US$60,000 per annum for Category_21 will be reduced to US$30,000. Category_1L1 If Licensee apply: Category_1L2 & Category_22 the license fee US$30,000 per annum for Category_22 is exempted. Category_21 Category_21 the license fee US$60,000 per annum for Category_21 will be reduced to US$30,000 and Category_1L1 & Category_22 the license fee US$30,000 per annum for Category_22 is exempted. Category_1L2 & Category_21 Category_22 the license fee US$60,000 per annum for Category_21 will be reduced to US$30,000 and the license fee US$30,000 per annum for Category_22 is exempted. Category_23 Real time Level-1 market data (without market depth) of all the securities (stock option is excluded) traded on Shanghai Stock Exchange, vendor can display SSE market data on devices without interactive function, such as TV, online TV, pager, SSE listed companies websites, etc. The information displayed is controlled by the provider, not chosen or requested by the audience or receiver. US$15,000 per annum PLUS Per Channel: TV Broadcast: US$5,000 per annum, Internet and/or Mobile network: US$5,000 per annum Other: US$5,000 per annum (Maximum Channel fee: US$15,000) Note: Maximum 20 stock prices (without market depth) can be displayed on screen at the same time. Category_23L Real time Level-1 market data (without market depth) of Shanghai Stock Exchange on Shanghai Stock Exchange listed companies website (own company stock price and subsidiaries stock prices). US$5,000 per annum Note: Maximum 5 stock prices can be displayed on listed company website (own company stock price and subsidiaries stock prices). No license fee is required. The total fee is US$5,000 per annum. Category_3 Real time Level-1 market data of B shares traded on Shanghai Stock Exchange, A shares market data of stocks co-listed on Hong Kong Stock Exchange and Shanghai Stock Exchange; vendor can disseminate the information through all the channels 9
with password or access control. Monthly Subscriber Fee: US$20,000 per annum PLUS US$15 per subscriber; US$1 per portable device and/or US$0.005 per quote (Minimum monthly subscriber fee: US$500) Remarks: 1. A shares: stocks trading on Shanghai Stock Exchange in RMB. 2. B shares: stocks trading on Shanghai Stock Exchange in USD. Category_4 Real time Level-1 market data of B shares traded on Shanghai Stock Exchange, A shares market data of stocks co-listed on Hong Kong Stock Exchange and Shanghai Stock Exchange; The service can only provide to individual investors. US$10,000 per annum PLUS Monthly Subscriber Fee: US$5 per subscriber; US$1 per portable device and/or US$0.005 per quote (Minimum monthly subscriber fee: US$500) Category_51 Real time Level-1 market data of B shares traded on Shanghai Stock Exchange; vendor can disseminate the information through free open channels, such as website/app, TV broadcast and pager, license fee is applied for all channels. The service can only provide to individual investors. In addition, the service should update upon request or with update frequency less than once per minute. US$20,000 per annum Category_52 Real time Level-1 market data of B shares traded on Shanghai Stock Exchange; vendor can disseminate the information through website/app, TV broadcast or pager with password or access control. The service can only provide to individual investors. US$10,000 per annum PLUS Monthly Subscriber Fee: US$5 per subscriber; US$1 per portable device and/or US$0.005 cent per quote (Minimum monthly subscriber fee: US$400) Category_SO Real time market data of stock options traded on Shanghai Stock Exchange; vendor can disseminate the information through all the channels with password or access control only. US$20,000 per annum PLUS 10
Monthly Subscriber Fee: US$5 per subscriber (Please note that License Fee is waived until 31 st March 2016, Monthly Subscriber Fee is waived until 31 st December 2016) 2. Real Time SSE Market Datafeed Service for End Users Direct Connect to CIIS Category_X Real time Level-2 and/or Level-1 market data of all the securities (stock option is excluded) traded on Shanghai Stock Exchange; end users can only disseminate the information for internal usage. US$40,000 per annum Monthly Subscriber Fee: Level-2: US$32 per subscriber; Level-1: US$24 per subscriber (Minimum monthly subscriber fee: US$800) Note: If end user uses the data for non-display usage purposes, non-display information usage fee will be incurred in addition to license fee and monthly subscriber fee with effective from 1 st July 2015. 3. Real time China Indices Market Data Services (Note: For Vendors apply more than one service below, license fee will be charged only once) Category_61 Real time indices created by Shanghai Stock Exchange and China Securities Index Co., Ltd. (CSI), and Fundamental Data of CSI Indices and SSE Indices; vendor can disseminate both real time data and fundamental data through all the channels with password or access control. US$6,000 per annum PLUS Monthly Subscriber Fee: US$3 per subscriber and/or US$1 per portable device and/or US$0.005 per quote Category_61C Real time indices created by Shanghai Stock Exchange and China Securities Index Co., Ltd. (CSI), and Fundamental Data of CSI Indices and SSE Indices; vendor can disseminate both real time data and fundamental data through all the channels with password or access control. US$6,000 per annum PLUS Monthly Subscriber Fee: Outside Mainland China: US$3 per subscriber and/or US$1 per portable device and/or US$0.5 cent per quote PLUS Inside Mainland China: US$5,000 per annum Category_62R Real time indices created by Shanghai Stock Exchange and China Securities Index Co., Ltd. (CSI), and Fundamental Data of CSI Indices and SSE Indices. The service should not be subject to user ID & password control, and the service should update 11
upon request or with update frequency less than once per minute. US$6,000 per annum PLUS Per Website/WAP/App: US$4,000 per annum Category_62T Real time indices created by Shanghai Stock Exchange and China Securities Index Co., Ltd. (CSI), and Fundamental Data of CSI Indices and SSE Indices. The service should not be subject to user ID & password control, and the service should update upon request or with update frequency less than once per minute. US$6,000 per annum PLUS Per TV Channel/pager: US$2,000 per annum (Note: TV broadcast through internet will be considered as website) 4. Free Float Shares Information for China Indices Category_6X_A Value Added Fundamental Data: Information of number of shares, categorized free-float shares, adjusted reference open price and index tag for all stocks listed on Shanghai Stock Exchange and Shenzhen Stock Exchange for the calculation of indices in China Indices. For Vendor who has more than 1000 subscribers * of China Indices: a. To provide the weighting of constituent stocks of individual China Indices in not more than 6 decimal place (in percentage) to subscribers without subscriber fee. b. To provide the weighting of constituent stocks of individual China Indices in not more than 6 decimal place (in percentage) to subscribers at $1 per Subscriber per month. Minimum Subscriber Fee: US$10,000 per annum Category_6X_B Value Added Fundamental Data :Information of number of shares, categorized free-float shares, adjusted reference open price and index tag for all stocks listed on Shanghai Stock Exchange and Shenzhen Stock Exchange for the calculation of indices in China Indices. For Vendor who has less than 1000 subscribers of China Indices: To provide the weighting of constituent stocks of individual China Indices in not more than six decimal place (in percentage) to subscribers at US$1 per subscriber per month. Minimum Subscriber Fee: US$10,000 per annum * The number of subscribers is defined as the average number of monthly subscriber for the last twelve month. Note: 1. Vendor cannot redistribute the number of shares for the calculation of any one of the China Indices to subscribers directly. They can however use the number of shares (total number of shares or/and categorized free-float shares) to calculate the weighting of constituent stocks of individual China Indices. 12
2. Only Vendor applied Category_61 or Category_61C eligible to apply this service. 5. Third Party Website Service (Framing Service) Third party website service is the provision of real-time Level-1 and/or China Indices market data services by a licensed vendor on a third party website. A third party website means a website that is not owned by the vendor, who provides the Third Party Website Service on that third party website. Only licensed vendor is eligible to apply for this service. Category_TP24 Real time Level-1 market data of all the securities (stock option is excluded) traded on Shanghai Stock Exchange and China Indices US$3,000 per URL per Website per annum PLUS Subscriber Fee: US$0.01 per Quote Remarks: 1. License fee includes the subscriber fees of the first 300,000 quotes. 2. Vendors must have one of the following SSE market data licenses: Category_1L1, Category_1L2, Category_21, Category_22, Category1_NM, Category2_NM AND any one of the following China indices licenses: Category_61, Category_61C, Category_62R Category_TPBMP Real time basic market data of all the securities (stock option is excluded) traded on Shanghai Stock Exchange and China Indices on one website. The service can only provide to individual investors. US$3,000 per URL per Website per annum PLUS Subscriber Fee: US$0.01 per Quote for quotes between 300,000 3,000,000 Plus US$0.005 per Quote for quotes over 3,000,000 Remarks: 1. License fee includes the subscriber fees of the first 300,000 quotes. 2. Vendors must have one of the following SSE market data licenses: Category_1L1, Category_1L2, Category_21, Category_22, Category1_NM, Category2_NM AND any one of the following China indices licenses: Category_61, Category_61C, Category_62R Category_TP21 Real time Level-1 market data of all the securities (stock option is excluded) traded on Shanghai Stock Exchange with same restrictions as Category_21. US$60,000 per URL per Website per annum Remarks: 1. Vendors must have one of the following SSE market data licenses: Category_1L1, Category_1L2, Category_21, Category_22, Category1_NM, Category2_NM. 13
Category_TP62R Real time indices created by Shanghai Stock Exchange and China Securities Index Co., Ltd. (CSI) with same restrictions as Category_62R. US$4,000 per URL per Website per annum Remarks: 1. Vendors must have any one of the following China indices licenses: Category_61, Category_61C, Category_62R. Category_TP7 At least 15 minutes delayed Level-1 market data of all securities (include stock option) traded on Shanghai Stock Exchange and indices created by Shanghai Stock Exchange and China Securities Index Co., Ltd. (CSI). The delayed data can be disseminated through website, mobile app, etc. with or without access control. In addition, the delayed data must be displayed together with a delay indicator or a time-stamp in a prominent position so that viewers will not be misled that it is real-time information. US$5,000 per annum Remarks: 1. Vendors must have one of the following SSE market data licenses: Category_1L1, Category_1L2, Category_21, Category_22, Category1_NM, Category2_NM. 2. Vendors must not provide delayed indices to third party if vendors do not have any one of the following China indices licenses: Category_61, Category_61C, Category_62R. 6. Basic Market Data per Quote Charging Scheme Category_BMP Real time basic market data of all the securities (stock option is excluded) traded on Shanghai Stock Exchange and China Indices on one website. The service can only provide to individual investors. US$3,000 per URL per Website per annum PLUS Subscriber Fee: US$0.01 per Quote for quotes between 300,000 3,000,000 Plus US$0.005 per Quote for quotes over 3,000,000 Remarks: License fee includes the subscriber fees of the first 300,000 quotes. 14
7. Non-Display Information Usage (with effective from 1 st July 2015) Non-display information usage of real time China Indices information and real time SSE Level-1 and/or Level-1 FAST and/or Level-2 information Real Time China Indices Usage Category Fee (in USD, Per Annum) Category N1: Algorithm Trading 3,600 Category N2: Derived Data with Tradable Product Please contact CIIS for the details Category N3: Other Non-Display Usage Free of Charge until 30 June 2016 Real Time SSE Information (SSE stock option information is not included) Usage Category Fee (in USD, Per Annum) Category N1: Algorithm Trading 36,000 Category N2: Derived Data with Tradable Product 36,000 Index Creation Please contact CIIS for the details Category N3: Other Non-Display Usage Free of Charge until 30 June 2016 Note: 1. Real Time SSE Stock Option Information: Free of Charge until 31 st December 2016 2. The non-display information usage license fee covers the subscriber and its related companies. 8. Connection Fees The following fees are applicable for direct connection only. Vendor has to provide necessary hardware and connections. Level-2 SSE Real Time Market Data: - ML2 :First Set of Standard Connection: US$10,000 per annum - ML2 :Additional Set of Standard Connection: US$10,000 per annum Note: One Set of Level-2 Standard Connection includes one testing line and two production lines Level-1 SSE Real Time Market Data: A. Leased Line Connection (By QuoteReceiver) - ML1: First Set of Standard Connection: US$3,000 per annum - ML1: Additional Set of Standard Connection: US$3,000 per annum 15
B. Internet Connection (By QuoteReceiver) - MI1: First Set of Standard Connection: US$1,000 per annum - MI1:Additional Set of Standard Connection: US$1,000 per annum Note: One Set of Level-1 Standard Connection includes one testing line and one production line Level-1 Dalian Commodity Exchange Real Time Market Data: - ML2_DCE_1: First Set of Standard Connection: US$10,000 per annum - ML2_DCE_1: Additional Set of Standard Connection: US$10,000 per annum Level-2 Dalian Commodity Exchange Real Time Market Data: - ML2_DCE_2: First Set of Standard Connection: US$10,000 per annum - ML2_DCE_2: Additional Set of Standard Connection: US$10,000 per annum Level-1 Zhengzhou Commodity Exchange Real Time Market Data: - ML2_ZCE_1: First Set of Standard Connection: US$10,000 per annum - ML2_ZCE_1: Additional Set of Standard Connection: US$10,000 per annum Level-1 Shenzhen Stock Exchange Real Time Market Data A. Leased Line Connection (By QuoteReceiver) - ML1_SZ: First Set of Standard Connection: US$3,000 per annum - ML1_SZ: Additional Set of Standard Connection: US$3,000 per annum B. Internet Connection (By QuoteReceiver) - MI_SZ :First Set of Standard Connection: US$1,000 per annum - MI_SZ :Additional Set of Standard Connection: US$1,000 per annum Note: One Set of Level-1 Standard Connection includes one testing line and one production line Level-1 China Financial Futures Exchange Real Time Market Data: - ML2_CFFEX_1 : First Set of Standard Connection: US$10,000 per annum - ML2_CFFEX_1 : Additional Set of Standard Connection: US$10,000 per annum - Level-2 China Financial Futures Exchange Real Time Market Data: - ML2_CFFEX_2 : First Set of Standard Connection: US$10,000 per annum - ML2_CFFEX_2 : Additional Set of Standard Connection: US$10,000 per annum Note: 1. QuoteReceiver is an application for vendor to receive SSE and/or SZSE Level-1 market datafeed. 2. The line fees are not included. 3. Vendor has to get the license from Shenzhen Stock Exchange to redistribute Shenzhen Stock Exchange market data. CIIS is only responsible for technical connection of Shenzhen Stock Exchange Level-1 market data. 16
9. Delayed Shanghai Stock Exchange Data Category_7 Any party who want to redistribute at least 15 minutes delayed Level-1 market data of all securities (stock option is included) traded on Shanghai Stock Exchange, stock options and China indices, including publish of delayed data on websites enabling third parties access to the information, are required to apply for delayed data licences before commencement of the service. For vendor with one of the following licenses, delayed license fee is not required: Category_1L1, Category_1L2, Category1_NM, Category2_NM, Category_21, Category_22, Category_TP21. The delayed data must be displayed together with a delay indicator or a time-stamp in a prominent position so that viewers will not be misled that it is real-time information. US$5,000 per annum 10. Non Fee Liable Market Data Vendor who wishes to redistribute the following market data is non-fee liable and no agreement with CIIS is required, vendor has to fill in the application form and to get approval from CIIS before redistribution: a. Redistribute Indices created by SSE and CSI with at least 15 minutes delayed b. Redistribute B shares market data with at least 15 minutes delayed c. Redistribute Shanghai Stock Exchange market data in End of Day Note: Vendor has to get Delayed Data and/or Non Fee Liable Market Data through our direct vendors after CIIS approved the service. For the latest authorized vendor list, please check our website (www.ciis.com.hk) 11. SSE Listed Companies XBRL Data SSE Listed Companies XBRL data follows XBRL specification version 2.1 and adopts CLCID (The China Listed Company Information Disclosure) released by SSE. Vendor can receive XBRL Instance Documents in XML format. Our XBRL data includes fundamental data of regular disclosure, annual, interim and quarterly reports and temporary published data of SSE Listed Companies. A. Information usage fee for annual, interim and quarterly XBRL reports of SSE listed companies; Information usage fee for annual, interim, quarterly XBRL reports in PDF format Category No. of average monthly Level-2 subscribers in the past 12 months Annual Fee Category_A_A_T1 10,001 or above US$90,000 Category_A_A_T2 2,500-10,000 US$60,000 Category_A_A_T3 0-2,499 US$45,000 Note: The Usage Fee is only applicable for vendor subscribed Level-2 Real Time Market Data of SSE. For Vendor does not subscribed Level-2 real time 17
market data, usage fee is US$90,000 per annum. Category_A_B B. Information usage fee for temporary published data of SSE listed companies: Registration Fee: US$15,000 per annum 12. SSE Company Announcement Summaries English Translation Service Category_C_A Vendor can redistribute data of SSE Company Announcement Summaries English Translation Service to third party who would redistribute the information to its subscribers. Registration Fee: US$15,000 per annum or 40% of sales Income from SSE Company Announcement Summaries English Translation Service whichever is higher Category_C_B Vendor can redistribute SSE Company Announcement Summaries in English to its subscribers only. Registration Fee: US$10,000 per annum 13. SSE Listed Securities News (in Chinese) Category_B Vendors can receive all the announcements of listed securities on Shanghai Stock Exchange. Registration Fees: US$25,000 per annum Category_B_I Initial Technical Setup Cost: US$10,000 (One Time Charge) Remarks: 1. Category_B and Category_B_I must be applied for together. Category_COA Vendor can receive all SSE listed securities corporate action in structured format. Registration Fees: US$15,000 per annum Remarks: Only vendors who have the license of Catgory_B, can redistribute Category_COA information externally. 18
14. Dalian Commodity Exchange Market Data Redistribution License Category_DCE_L1 Real time Level-1 market data of all the futures traded on Dalian Commodity Exchange; Monthly Subscriber Fee: RMB300,000 per annum US$10 per subscriber US$5 per subscriber (located or used in mainland China); Category_DCE_L2 Real time Level-2 market data of all the futures traded on Dalian Commodity Exchange; Monthly Subscriber Fee: RMB400,000 per annum US$20 per subscriber Category_DCE_DL At least 10 minutes delayed market data of all the futures traded on Dalian Commodity Exchange; RMB70,000 per annum 15. Zhengzhou Commodity Exchange Market Data Redistribution License Category_ZCE_R Real time basic market data of all the futures traded on Zhengzhou Commodity Exchange; RMB300,000 per annum Category_ZCE_D At least 10 minutes delayed market data of all the futures traded on Zhengzhou Commodity Exchange; RMB70,000 per annum Note: Vendor should pay equivalence amount of USD to CIIS as per the middle exchange rate published by The People s Bank of China on the date CIIS issue invoice 19
16. China Financial Futures Exchange Market Data Redistribution License Category_CFFEX_R Real time Level-1 market data of all the futures and options traded on China Financial Futures Exchange (market depth with one level) Monthly Subscriber Fee: US$60,000 per annum US$24 per subscriber; Category_CFFEX_R_2 Real time Level-2 market data of all the futures and options traded on China Financial Futures Exchange (market depth with five levels) Monthly Subscriber Fee: US$80,000 per annum US$24 per subscriber; Note: 1. Only vendors who have the CFFEx real time Level-1 market data license for over one year can apply for CFFEx real time Level-2 license. 2. Pre-approval from CFFEx is required for vendors who plan to provide datafeed service for CFFEx real time Level-1 and/or Level-2 market data. Category_CFFEX_D At least 15-minutes delayed basic market data of all the futures and options traded on China Financial Futures Exchange US$10,000 per annum 20