Infrastructure Investment



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Infrastructure Investment IAPF Breakfast Seminar 28 May 2015 Financial News 2012 Firm of the Year Infrastructure Investment Management - for professional clients -

Investment philosophy

Investment philosophy Prudent philosophy to minimise operational and financing risks to generate long term value and enhance ongoing returns Active asset management with a focus on key value drivers Partnering with regional and/or strategic co-investors to access proprietary opportunities and/or skills under clear consortia arrangements Supporting management in realising growth opportunities Target lead or co-lead roles to ensure board representation and become involved in decision making: Add value and manage risks Act as catalyst for industry best practices Ensure high standards of corporate governance including independent directorship representation Incorporation of ESG principles in all stages of the investment cycle Defined asset characteristics Focused on transportation and utilities sectors Investing in long-life assets providing fundamental services to the economy Deliver inflation protected returns due to investor friendly regulatory regime, revenue linkage or a cost pass through arrangements to the final user Strong dominant market position and high barriers to entry provide downside protection Long term, predictable and stable cash flows allowing for a regular dividend stream to investors 3

Return Direct Infrastructure investment Focus on mature economic infrastructure, growth infrastructure and selective infrastructure related services investments which typically offer greater potential to generate superior risk-adjusted returns Development / Greenfield Favours investment in economic infrastructure Focus on investing in existing businesses (brownfield) Value drivers: EDIF investment focus Infra-related services High barriers to entry monopoly assets providing essential services Pricing power inflation hedged income and timely pass-through of uncontrollable costs Predictable cash flows underpinned by transparent regulation or contracts Sustainable growth organic growth which is less dependent on the economic cycle Management quality sound strategy, good execution, positive alignment Financial strength balance sheet flexibility and capital discipline Board representation gaining Board representation ESG culture responsible approach to the environment, respect for stakeholders Social Mature Economic Growth Risk e.g. Water e.g. Gas T&D Electricity T&D Ports Towers Airports Storage 4

Global investment in a core context OECD Member economies In a core infrastructure context, this is generally understood to mean advanced economies / OECD members. Evidenced by: Index concentration: IPD Global Index is 44% Australia, 43% Europe. Deal activity: Historically, 93% of deals in Europe, North America and Oceania Low emerging market representation reflects greenfieldoriented opportunity set and higher perceived risk Level of opportunities (e.g. privatisations) also shapes relative prominence of regions in investor portfolios North America has been under-represented IPD Global Infra Index geographical allocation as at June 2014 Institutional infrastructure activity 2002-2014 Geographical shifts in activity highlight the value of having flexibility in a fund. 52% of all capital raised in 2013 was by global funds N America, 8% Europe, 43% NZ, 4% Australia, 44% N America 19% Oceania 16% Europe 58% Lat Am 4% Asia 2% ROW 1% Source: First State Investments and Zephyr 5

Case studies

Case study: ESG at Anglian Water Group (AWG) Love Every Drop Campaign sets industry standards Launched in 2010 as an initiative going beyond what is expected by the regulator putting AWG as the industry leader about its long-term commitment to promote the resilience of the water sector Out of 1,350km of pipelines renewed or provided, 60% has been done without digging trenches or laying new pipes (using no dig technique) AWG has avoided pouring 260,000 tonnes of concrete (equivalent to 93,000 m3) from carbon reduction & off-site manufacture The total carbon reduction from capex & operations amounts to 371,000 tonnes, equivalent to 300 million bottles of red wine >99% of the waste produced by AWG capital delivery partners is either recovered, reused or recycled 7

Case study: Asset management Acceleration of capex for improved reliability Caruna has accelerated its capex programme to increase the resilience of the network. This has been enabled through the introduction of ENW operational team to share experiences and discuss lessons learnt Redeveloped procurement model and increased annual capex spending by 55m p.a. to achieve weather proofing targets within the next 5 years 8 years ahead of regulatory requirements Capex programme with a particular focus on investments in weather-proofing, network automation and smart control to improve reliability performance Boosted cabling in rural areas Increasing level of automation Approved network-wide forest clearing Actions for forest surrounding line corridors Network inspections by helicopter Developed a more structured approach to programme to improve protection of network inspection. Improved data quality overground lines against falling trees permits more targeted / efficient capex spending 8

Case Study: Innovation leadership at ENW improved performance through innovation ENW is a frontier company in innovation and develops cutting-edge technologies leading to improved performance Innovation is approached differently by each of the network companies, with ENW innovation is more innate, with change coming from within the organisation. It is evident that there is strong leadership, and a consistent approach towards innovation, with customer value at the centre. Automatic Restoration Systems (ARS), the UK s first automated system able to restore low voltage faults remotely ENW worked with Kelvatek, a technology manufacturer to develop devices called the modular Rezap and the Bidoyng smart fuse These enable to switch loads on the low voltage network and restore customer supply automatically Opening of a dedicated Training academy State of the art training academy to recruit and train young engineers and apprentices with the best technical skills Investment funded by the workforce renewal allowance What is next in RIIO-ED1? ENW s innovation programme is expected to deliver over 130m of benefits over the next 10 years ENW expects to roll-out smart grids and smart metering for customers 9

Transactions opportunities

Europe: an active market 1 Unmatched depth & diversity Cornerstone region for developed-market investors 24 of the 34 OECD members located in Europe, which rates highly on institutional criteria such as property rights and transparency. Market depth Europe not only largest institutional infrastructure market, but is also the largest market for overall corporate infrastructure M&A, accounting for half of global deals.* Multiple jurisdictions increase diversification potential. With >30 national governments, investors are better able to diversify political and regulatory risk, and are less exposed to actions of any one government (e.g. privatisation delays) Asia 8% Oceania 5% CIS 7% North America 28% Latin America 4% Corporate infrastructure activity by region* 2002-2014 Europe 46% 2 Good mix of cyclical, structural drivers Large European utilities divesting assets, due to: Financial pressures: repairing debt-laden balance sheets Strategic reasons: exiting lower-margin non-core activities Regulation: unbundling of vertically-integrated utilities New EU-wide renewables target of 27 per cent of energy from renewables by 2030 announced in 2014. Less prescriptive, but more market-based than previous version. Privatisations will continue to present opportunities, particularly in southern Europe. Vattenfall Vattenfall Verkko ($2.0 bn) 50 Hertz ($1.1 bn) BG Group CATS ($962 m) Total TIGF ($3.1 bn) Gassled ($870 m) Statoil Gassled ($3.0 bn) Selected energy utility divestments ** 2010-2014 Fortum Swedish heating assets ($311 m) Finnish heating assets ($262 m) Finnish electricity network ($3.5 bn) Norwegian assets ($233 m) E.ON Open Grid Europe ($3.7 bn) E.ON Rete ($416 m) E. ON Sverige ($154 m) E.ON (EVG) Swedegas Contractors recycling capital from mature assets into greenfields Publigas Fluxys ($212 m) GDF Suez GRTgaz ($1.6 bn) $35 bn + RWE Net4Gas ($2.0 bn) Amprion ($1.4 bn) Czech Grid RWE Grid Holding * Excludes institutional. private equity and MLP deals Gas Natural Madrilena Red ($1.1 bn) Gas Aragon ($93 m) 11 Source: First State Investments and Zephyr. **Sales to financial buyers only.

completed deal value (USD bn) A sector-diversified approach Despite increased institutional interest in infrastructure (demand), brownfield deal volumes have remained relatively steady (supply). At a sector level, activity has tended to be sporadic and unpredictable Highlights limited window of opportunity to acquire highly-prized assets (e.g. UK water) Underscores difficulty in constructing a diversified portfolio from scratch 60 50 40 30 20 10 0 Comms Oil & Gas Electricity utilities Generation Renewables Water & waste Road Rail Ports Airports Institutional activity by target sector 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 Sector-regional activity matrix (2002-2014) Timely capital deployment while maintaining value has become more challenging for investors Seasoned funds or portfolios allow investors to instantly access tightly-held sectors (e.g. Australian airports) North America Latin America Europe Asia ROW 52% of activity since 2002 in just five hotspots Oceania Source: First State Investments and Zephyr 12

Disclaimer This presentation is directed at Professional Clients only and is not intended for, and should not be relied upon by, other investors. The information included within this presentation and any supplemental documentation provided is confidential and should not be copied, reproduced or redistributed without the prior written consent of First State Investments. Any investment with First State Investments should form part of a diversified portfolio and be considered a long term investment. Prospective investors should be aware that returns over the short term may not match potential long term returns. Investors should always seek independent financial advice before making any investment decision. Past performance should not be used as a guide to future performance, which is not guaranteed. The value of an investment and any income from it may go down as well as up. An investor may not get back the amount invested. Currency movements may affect both the income received and the capital value of investments in overseas markets. Where a fund or strategy invests in fast growing economies or limited or specialist sectors it may be subject to greater risk and above average market volatility than an investment in a broader range of securities covering different economic sectors. Telephone calls with First State Investments may be recorded. First State European Diversified Infrastructure Fund FCP-SIF (the Fund ) is a Luxembourg fonds commun de placement. Detailed information about the Fund is contained within the Fund s Private Placement Memorandum. The distribution or purchase of shares in the Fund or entering into an investment agreement with First State Investments may be restricted in certain jurisdictions. No person in any such jurisdiction should treat this presentation as constituting an offer, invitation or inducement to distribute or purchase shares or enter into an investment agreement unless in the relevant jurisdiction such an offer, invitation or inducement could lawfully be made to them. This presentation does not therefore constitute any offer, invitation or inducement to distribute or purchase shares or to enter into an investment agreement by First State Investments in any jurisdiction in which such offer, invitation or inducement is not lawful or in which First State Investments is not qualified to do so or to anyone to whom it is unlawful to make such offer, invitation or inducement. Investors should take their own legal advice prior to making any investment. In particular, investors should make themselves aware of the risks associated with any investment before entering into any investment activity. This presentation has been issued by First State Investments International Limited (company number SC079063), which is authorised and regulated by the Financial Conduct Authority. For more information please visit www.firststate.co.uk. FSII is a subsidiary of the Commonwealth Bank of Australia and is a company within the Colonial First State Global Asset Management division of the Bank. Except for any statutory liability which may not be excluded, no person, including the Manager or any other member of the group of companies of which Commonwealth Bank of Australia ABN 48 123 123 (the Bank ) is the ultimate holding company (Commonwealth Bank of Australia group), accepts responsibility for any loss or damage however occurring which results from the use of or reliance on this Report by any person. Past performance is not indicative of future performance and no guarantee of future returns is implied or given. Certain information contained in this presentation has been obtained from published sources prepared by other parties. Neither First State Investments International Limited nor any other person assumes any responsibility for the accuracy or completeness of such information. Investors who invest in Luxembourg-based or other non UK funds will generally have no rights of cancellation under the rules of the UK Financial Conduct Authority and will not benefit from the rules and regulations under the UK Financial Services and Markets Act 2000 for the protection of investors including the UK Financial Services Compensation Scheme. 13