New ilink Architecture Phase 2 Pre-Launch Mock Trading Sessions



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New ilink Architecture Phase 2 Pre-Launch Mock Trading Sessions Customer Test: January 30, 2016 February 20, 2016 March 5, 2016 1

Table of Contents Contents 1. Introduction & Overview... 3 2. Timeline... 4 3. Eligible Instruments... 5 4. Eligible Market Segments for the new ilink Failover Testing... 7 5. Additional Information... 7 2

1. Introduction & Overview Due to the significant performance improvements, CME group will offer several mock trading sessions to support the launch of the new ilink Architecture Phase 2 pre-launch. The objective of the new ilink Architecture pre-launch mock is to ensure customers have an opportunity to test the new performance profiles and experience the new ilink failover process in the CME Globex production environment. The CME Global Command Center (GCC) will be staffed to support this session. There will be a conference bridge line open during the testing. Customers are encouraged to dial into this line for real-time updates and any questions during the customer testing sessions. Conference Bridge Number US toll free: 1.877.979.3898 International: 011.404.410.4584 Pass Code 6485475 Participants should call the GCC at any time during the testing session with questions, requests or concerns. United States: +1 800 438 8616 Europe: +44 0800 898 013 Asia: +65 6532 5010 3

2. Timeline The new ilink Architecture pre-launch mock trading session will follow the timeline reflected in the tables below. All times are listed in Central time (CT). Time (CT) Description 8:30 a.m. Connect and login to the Production ilink and Market Data All ilink sessions connect to the new ilink Architecture pre-launch through the current ilink gateways Customers join MDP channels for market data Conference call opens: Report any issues on the conference call 8:45 a.m. Unscripted Testing: Begin unscripted mock order entry testing on primary MSGW 9:15 a.m. MSGW Failover to the backup component Customer ilink messages received during the MSGW failover will be rejected. Market segments will transition to Technical Pause, o o Only order cancellation is allowed. MDP3 sends out MDP Security Status(tag 35-MsgType=f) message MDP3.0: tag 326-SecurityTradingStatus=2 (Trading Halt) and tag 327-HaltReason=6 (Recovery in process) FIX/FAST: tag 326-SecurityTradingStatus=2 (Pause) Market Segments will transition to Technical Pre Open o Order Entry is allowed, except for FAK, FOK, and Market order types. o MDP3 sends out MDP Security Status(tag 35-MsgType=f) message MDP3.0: tag 326-SecurityTradingStatus=21 (Pre Open) and tag 327-HaltReason=6 (Recovery in process). FIX/FAST: tag 326-SecurityTradingStatus=21 (Pre Open) After the market is re-opened, order entry will be allowed. 9:55 a.m. Unscripted Testing: Begin unscripted mock order entry testing on backup MSGW (new Primary) 10:15 a.m. Mock Trading Session Ends Customer must reset all sequence numbers Conference call closes 4

3. Eligible Instruments During these mock trading sessions, customers may select to trade using any CME Group instruments from the following market segments, per their business needs. Mock Trading Session Tag1300- MarketSegmentID Market Segment January 30, 2016 54 64 66 68 50 58 82 84 CME Equity options CME E-mini S&P 500 futures CBOT Equity futures CME Equity futures excluding E-mini S&P CME Eurodollar options CBOT Treasury options CME Eurodollar futures CBOT Treasury futures 50 CME Eurodollar options February 20, 2016 58 82 84 56 74 76 78 80 86 CBOT Treasury options CME Eurodollar futures CBOT Treasury futures NYMEX and COMEX options Hosted Partner Exchange markets and NYMEX Emissions futures NYMEX and COMEX Metals and Alternative Market futures NYMEX Non-Crude Energy futures NYMEX Crude Energy futures CME Europe futures and options 5

March 5, 2016 56 74 76 78 80 86 NYMEX and COMEX options Hosted Partner Exchange markets and NYMEX Emissions futures NYMEX and COMEX Metals and Alternative Market futures NYMEX Non-Crude Energy futures NYMEX Crude Energy futures CME Europe futures and options 6

4. Eligible Market Segments for the new ilink Failover Testing During these mock trading sessions, customers may select to test a failover behavior change using any instruments from the following market segments. Mock Trading Session Central Time Tag1300- MarketSegmentID Market Segment 9:15 a.m. 54 CME Equity options January 30, 2016 9:25 a.m. 64 CME E-mini S&P 500 futures 9:35 a.m. 66 CBOT Equity futures 9:45 a.m. 68 CME Equity futures excluding E-mini S&P 9:15 a.m. 50 CME Eurodollar options February 20, 2016 9:25 a.m. 58 CBOT Treasury options 9:35 a.m. 82 CME Eurodollar futures 9:45 a.m. 84 CBOT Treasury futures 9:15 a.m. 56 NYMEX and COMEX options March 5, 2016 9:25 a.m. 74 Hosted Partner Exchange markets and NYMEX Emissions futures 9:35 a.m. 76 NYMEX and COMEX Metals and Alternative Market futures 9:45 a.m. 80 NYMEX Crude Energy futures 5. Additional Information FirmSoft will be available during these mock trading sessions This mock trading session only supports front-end testing. End-to-end testing through clearing will not be available. 7

Detailed information on the new ilink Architecture Pre-launch is available in the CME Globex Notices at www.cmegroup.com/globexnotices. A Client impact Overview is also available. Customer may register to participate in the upcoming mock trading sessions online. 8