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Technical Specifications Broker Activity BME Market Data Product Code 5100 End of Day Files External Use Broker Activity BME MARKET DATA Version: 1.00 08/10/2015 13:44:00 BME Market Data

VERSION CONTROL Version Date Author 1.00 28/08/2015 BME Market Data DISTRIBUTION CONTROL This document is not available in paper format. MODIFICATION CONTROL BY CHANGE OF VERSION 1.00 28.08.2015 New document 2

Index 1 PRODUCT DESCRIPTION... 4 2 FORMATS AND DATA DELIVERY... 5 2.1 FILE FORMATS... 5 2.2 DATA FORMATS... 5 2.2.1 Numerical formats... 5 2.2.2 Date and time conventions... 5 2.2.3 Headings of TXT files... 5 2.2.4 XML TAGS... Error! Marcador no definido. 2.2.5 Data delivery... 6 2.2.6 File names... 6 2.3 SERVICE SCHEDULE... 6 2.4 CLIENT SUPPORT... 6 3 BROKER ACTIVITY... 7 3.1 RANKING / RESUMEN HISTÓRICO DE CONTRATACIÓN... 7 3.2 BROKER CODE ANNEX... 9 3

1 PRODUCT DESCRIPTION Files with aggregated information of the broker s activity (buy, sell) of the equities Market members of the following segments: SEGMENT DESCRIPTION INCLUDED EQ Continuous Market and Electronic Outcry Trading YES MA MAB YES LT LATIBEX YES TF ETFs YES 4

2 FORMATS AND DATA DELIVERY 2.1 FILE FORMATS BME MARKET DATA delivers this product under the TXT Format ( ; as field separator and. or, as decimal separator). This format is compatible with databases as well as with spreadsheets. Each file field is separated from the following by ; and each line ends with a specific end of line character. 2.2 DATA FORMATS 2.2.1 Numerical formats There is no thousands separator, and depending on each file the. or the, will be used as decimal separator. 2.2.2 Date and time conventions Unless stated otherwise, the date fields are in the format YYYYMMDD being YYYY the year, MM the month and DD the day. Time fields are stated following the format HHMMSS or HHMMSSXXX being HH the hour, MM the minute, SS the second and XXX second thousandth. Dates and times refer to CET (Central European Time). 2.2.3 Headings of TXT files The first line of ASCII files (extensions TXT or similar) contain the headings of the file, the rest of lines contain the data. PRODUCT Brokers Activity No hay cabeceras TXT 5

2.2.4 Data delivery The information is available via Internet through a FTP (file transfer protocol) at the address ftp://ftp.bolsasymercados.es (ftp://193.110.154.171) or sftp (ssh) 2.2.5 File names Name of the files and type: PRODUCT TYPE MONTHLY FILE YEARLY FILE HISTORICAL TRADING RANKING All segments (Aggregated by broker) Ranking_Entidades_20150722090018_mdataM.zip Ranking_Entidades_20150722090018_mdataA.zip 2.3 SERVICE SCHEDULE The files will be available in M+2 at 23:30 CET, and no later than 09:00 CET of the following trading day (M+3). 2.4 CLIENT SUPPORT Address Email Telephone Palacio de la Bolsa Plaza de la Lealtad 1, 28014 - Madrid marketdata@grupobme.es + 34 91 709 58 10 The clients will have at their disposal a support service from 09:00 to 18:30 CET from Monday to Friday. BME Market Data will keep the clients updated regarding any critical modification in the files, or any technical improvement that might take place. 6

3 BROKER ACTIVITY 3.1 RANKING / HISTORICAL TRADING RANKING For any range of dates (current month, current year or ad-hoc range), the information includes the broker activity ranking for instruments traded in the Continuous Market and the Electronic Outcry Trading (EQ Segment), ETFs (TF Segment), Latibex (LT Segments) and MAB (MA Segment). The information will be displayed disaggregated by broker/trading venue (each broker will appear in 4 fields, one for each trading venue) and as aggregated totals. With the following fields: TYPE OF INSTRUMENT FIELD CODE LENGTH DESCRIPTION FORMAT / POSSIBLE VALUE BROKER POSICION 9(3) ENTITY S POSITION IN TOTAL NUMBER OF TRADES NUMERICAL BROKER COD_ENTIDAD X(4) BROKER GENERAL CODE SEE ANNEX TO ASSOCIATE MEMBER CODE TO BROKER GENERAL CODE. BROKER ENTIDAD X(40) BROKER NAME CHAR BROKER VOLMADRID 9(17)V9(2) VOLUME TRADED IN BOLSA DE MADRID (IN EUR) EUR BROKER CUOTAMADRID 9(5)V9(2) TRADED PERCENTAGE IN BOLSA DE MADRID % BROKER VOLBAR 9(17)V9(2) VOLUME TRADED IN BOLSA DE BARCELONA (IN EUR) EUR BROKER CUOTABAR 9(5)V9(2) TRADED PERCENTAGE IN BOLSA DE BARCELONA % BROKER VOLBILBAO 9(17)V9(2) VOLUME TRADED IN BOLSA DE BILBAO (IN EUR) EUR BROKER CUOTABILBAO 9(5)V9(2) TRADED PERCENTAGE IN BOLSA DE BILBAO % BROKER VOLVALENCIA 9(17)V9(2) VOLUME TRADED IN BOLSA DE VALENCIA (IN EUR) EUR BROKER CUOTAVALENCIA 9(5)V9(2) TRADED PERCENTAGE IN BOLSA DE VALENCIA % BROKER VOLTOTAL 9(17)V9(2) VOLUME TRADED IN ALL VENUES (IN EUR) EUR BROKER CUOTATOTAL 9(5)V9(2) TRADED PERCENTAGE IN ALL VENUES % 7

Two files are generated at the end of each month: o o mdatam: monthly ranking. Ranking_Entidades_YYYYMMDDHHMMSS_mdataM.zip. This file is generated at the end of the month and includes the ranking of that month. The file is available in M+2. mdataa: annual ranking. Ranking_Entidades_YYYYMMDDHHMMSS_mdataA.zip. This file is generated at the end of the month and includes the ranking from the 1st of January to the closing month. The file is available in M+2. The last line of the file includes the total aggregates by venue. 8

3.2 BROKER CODE ANNEX Exchange Broker Code (MAD, BAR, BIL, VAL) <> Internal Broker Code CODE BROKER NAME BARCELONA BRK CODE BILBAO BRK CODE MADRID BRK CODE VALENCIA BRK CODE 115 AHORRO CORPORACION FINANCIERA, S.A., SVB. 9474 9821 9378 ALLARIA LEDESMA Y CIA., SDAD.BOLSA S.A. 8803 1402 ALL TRADING BROKERS EUROPE A.V., S.A. 880 AURIGA GLOBAL INVESTORS S.V., S.A. 9435 8825 9355 BANCHILE CORREDORES DE BOLSA, S.A. 8802 60 BANCO ALCALA, S.A. 9465 33 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 9484 9575 9820 9373 1093 BANCO DE MADRID, S.A.U. 9853 9391 2 BANCO DE SABADELL, S.A 9404 9588 9872 9397 80 BANCO ESPIRITO SANTO INVESTMENTO S.A. 9432 9859 9390 72 BANCO INVERSIS, S.A. 9438 9802 9366 59 BANCO MEDIOLANUM, S.A. 9410 9883 9387 1503 BARCLAYS CAPITAL SECURITIES LIMITED 8835 877 BCO.PORTUGUES DE INVESTIMENTO S.A. SUC.E 8821 116 BEKA FINANCE, S.V., S.A. 9427 9832 9394 902 BESTINVER SOCIEDAD DE VALORES, S.A. 9836 1504 BNP PARIBAS S.A. SUCURSAL EN ESPAÑA 9403 9871 BRADESCO S.A., CTVM 8801 1049 CAIXABANK, S.A. 9426 9584 9851 9389 1440 CAJA LABORAL POPULAR COOP. DE CREDITO 9583 972 CITIGROUP GLOBAL MARKETS LIMITED 8834 890 CM CAPITAL MARKETS BOLSA, S.V., S.A. 9407 9891 1405 CONSULNOR SERVIC.FINANCIEROS S.V. S.A.U. 9581 898 CREDIT SUISSE SECURITIES, S.V.,S.A. 9819 1375 DEUTSCHE BANK AG SUCURSAL EN LONDRES 9443 8830 9

892 EURODEAL SOCIEDAD DE VALORES, S.A. 9424 135 FINANDUERO, S.A., S.V.B. 9856 896 FINECO, S.V. S.A. 9561 907 GEFONSA S.A., A.V. 9860 904 GESTION DE PATRIMONIOS MOBIL.,S.A.,A.V.B 9441 9847 125 GVC GAESCO VALORES, S.V., S.A. 9419 9869 9399 1354 IBERCAJA BANCO, S.A.U. 9889 138 INTERMONEY VALORES, S.V., S.A. 9854 127 INVERSEGUROS, S.V., S.A. 9430 9855 878 J.P. MORGAN SECURITIES PLC SUC. ESPAÑA 8822 911 JB CAPITAL MARKETS, S.V.,S.A. 9897 132 LINK SECURITIES, SOC, DE VALORES, S.A. 9416 9845 900 MEDIACION BURSATIL, SOC. DE VALORES, SA. 9831 901 MERCADOS Y GESTION DE VALORES, S.A., AVB 9833 895 MERCAGENTES, S.A. S.V.. 9560 884 MERCAVALOR, SOCIEDAD DE VALORES S.A. 9467 9843 9382 136 MERRILL LYNCH CAP.MARK.ESPANA,S.A.,S.V. 9880 879 MORGAN STANLEY, S.V., S.A.U. 8824 121 NORBOLSA S.V., S.A. 9573 903 POPULAR BOLSA, S.V., S.A. 9846 28 RBC INVESTOR SERVICES ESPAÑA,S.A. 9896 111 RENTA 4, S.A., S.V.B. 9475 9582 9816 9392 883 SANTANDER INVESTMENT BOLSA,SDAD.VALORES 9472 9577 9838 9370 993 SELF TRADE BANK, S.A. 9894 36 SOCIETE GENERALE, SUCURSAL EN ESPAÑA 9431 9890 9369 1439 UBS LIMITED 8829 10