ELECTRIC UTILITY INTEGRATED RESOURCE PLAN (IRP)



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ELECTRIC UTILITY INTEGRATED RESOURCE PLAN (IRP) Demand-Side Resources PRESENTED TO THAI ENERGY REGULATORY COMMISSION, OERC, AND UTILITIES DELEGATION Boston, Massachusetts PRESENTED BY ROMKAEW BROEHM MARIKO GERONIMO July 16, 2014 Copyright 2014 The Brattle Group, Inc.

Agenda Purpose and Process of Integrated Resource Planning (IRP) Modeling Demand Side Resources in IRPs PacifiCorp Case Study Connecticut Case Study Note: This presentation reflects the thoughts and observations of the authors alone, and does not necessarily represent those of The Brattle Group or its clients. 1 brattle.com

Purpose of IRP An IRP is a utility long term plan, with a focus on meeting forecasted annual peak and energy demand, plus planning reserve margin through existing and planned mix of resources Supply side resources Demand side resources Transmission Utility has an obligation to its ratepayers to minimize its system cost Evaluate and balance the expected cost, risk of candidate portfolios, and long run public policy goals to choose the portfolio with the best cost risk combination 2 brattle.com

IRP Process Load Forecast Identify Goals Existing Resources Power Prices Need for New Resources Fuel Prices Social Environmental Factors Supply Demand T&D Rates Define Suitable Resource Mixes Uncertainty Analysis Public Review/ PUC Approval Monitor Acquire Resources Action Plans 3 brattle.com

Existing IRP Requirements IRP requirements vary by state. But the plan is generally required to: Identify and evaluate all existing and new resource options to meet policy objectives, including renewable portfolio standards, distributed generation, energy efficiency requirements Address costs for compliance with current and projected environment regulations and electricity market conditions Lay out the method and assumptions for assessing potential resources Identify and assess risks of key drivers, such as load forecasts, costs of demand side management measures and power supply, and fuel prices Explain the procedures for soliciting public comments 4 brattle.com

IRP Modeling Approach Planners cannot assume a single long run equilibrium condition They must understand key drivers and explore potential turning points for shifts in an outlook that could alter preferred technology so that they could manage expectations To choose the best portfolio plan, uncertainty in input assumptions must be tested with a range possible high and low cases 5 brattle.com

Modeling Demand-Side Resources in IRP For most utilities, demand side resources are included only up to the point that statutory goals are met Two methods have been used by utilities when incorporating demand response and energy efficiency in IRPs Create supply curves by type of demand side resources so that they can be modeled against competing supply alternatives PacifiCorp IRP Make adjustments (reductions) to their load forecasts Connecticut IRP 6 brattle.com

PacifiCorp Case Study 7 brattle.com

PacifiCorp 2013 IRP Case Study PacifiCorp (PAC) is a utility in Pacific Northwest of the U.S. It operates across six states Oregon, Washington, California, Idaho, Utah, and Wyoming PAC s 2013 IRP is a 20 year plan but focuses on a 10 year outlook PAC projects capacity needs, starting in 2013 8 brattle.com

PacifiCorp's 2013 IRP Resource Option PAC assesses a wide variety of resource options, including interruptible load (Class 1), EE (Class 2), and DR (Class 3) 19 scenarios were applied across five different transmission scenarios, yielding 94 different variations of resource portfolios 9 brattle.com

Supply Curves of Demand-Side Resources PAC developed a demand side resource supply curve Resource quantity available in each year (MW) Resource daily and seasonal energy limits (MWh) Levelized resource costs ($/kw year) Class 2 DSM resource costs were levelized using utility costs (incentive and non incentive program costs) instead of total resource costs Classify Class 2 into bundles, using ranges of levelized costs to reduce the number to a more manageable level PAC created 27 cost bundles for its Class 2 DSM Levelized Cost ($/kw Year) Illustrative Supply Curve of Demand Side Resources 150 140 Supply Curve of DSM Resources 130 120 110 100 90 80 70 60 50 40 30 20 10 0 0 20 40 60 80 100 120 140 Cummulative MW 10 brattle.com

PacifiCorp s Preferred Portfolio PAC s IRP outcome is to focus on accelerating acquisition of cost effective DSM measures to mitigate price risks from purchase power 11 brattle.com

Connecticut Case Study 12 brattle.com

Regulatory and Market Framework Connecticut is a deregulated state with dense population centers Relatively strict separation of transmission and generation; retail customers can choose wholesale power provider (with restrictions) With Massachusetts, largest load among six New England states The state is a leader in EE policies Ranked #5 in national study (2013 AAEE scorecard) The state is part of a regional marketplace Member of ISO NE Independent system operator Administrator of energy, ancillary service, and capacity markets Regional renewables marketplace Regional Greenhouse Gas Initiative (CO 2 capand trade system) Natural gas dominated electricity supply, with the highest gas prices in the country Source: U.S. Energy Information Administration, Status of Electricity Restructuring by State, http://www.eia.gov/electricity/policies/restructuring/restructure_elect.html, as of September 2010. Source: Federal Energy Regulatory Commission, North American Regional Transmission Organizations, http://www.ferc.gov/market oversight/mkt electric/overview/elec ovr rto map.pdf, updated February 3, 2014. 13 brattle.com

Regulatory Construct for Evaluating and Implementing New Energy Efficiency Connecticut s IRP focuses on ratepayer funded electric EE Separately, utilities must submit 3 year electric Conservation and Load Management (C&LM) Plans; the regulator (DEEP) has the authority to review, approve, modify, or reject EE must be cost effective (benefit > cost) DEEP approved the 2013 2015 Electric and Natural Gas C&LM Plan ~$180MM annual electric budget, recovered through up to $0.006/kWh conservation charge on retail rates, outcome of 2012 IRP Does not include direct customer costs Prior C&LM plan was an input to the 2012 IRP s Base Case Periodic EE potential studies identify additional cost effective measures to achieve deeper levels of savings Potential study is an input to the IRP s evaluation of EE resource strategy Other EE is also important (but not the focus of this case study) Includes other state and federal programs, building codes and appliance standards Accounts for a significant share of total EE 14 brattle.com

Objectives and Process Purpose is to develop resource strategies consistent with policy objectives 10 yr Base Case outlook on markets Identify resource requirements and needs under different scenarios; analyze a variety of related policy issues Evaluate resource solutions Collaborative effort among DEEP, electric utilities, stakeholders, and Brattle Brattle is currently working on its 5 th consecutive IRP with the state Ultimately a DEEP product, providing policy direction for the state 15 brattle.com

Future Projections Considered Base Case Projection of known market trends and regulations, business as usual Resource Strategies Projection of controllable but currently unplanned resource development; see impact on Base Case and Market Scenarios Market Scenarios Projection of alternative futures given uncontrollable market uncertainties High gas prices Low gas prices Expanded energy efficiency programs More renewables development for Renewables Portfolio Standards (RPS) New cost of service conventional gas fired generation Tight supply conditions Abundant supply conditions Each resource strategy is evaluated within the Base Case and each market scenario Years 3, 5, and 10 are studied in detail (evaluated years 2015, 2017, and 2022 for the 2012 IRP) Can lead to a large number of cases in the IRP modeling system: 3 strategies x 5 scenarios (including Base Case) x 3 study years = 45 cases 16 brattle.com

EE Assumptions in Modeling Framework 1. Develop Base Case 10 year outlook on future market fundamentals and planned resources Outlook on: Energy market Capacity market Supply and market for renewables 2. Identify Needs for new unplanned resources 3. Evaluate Resource Solutions to meet needs Impact on: Generation economics and market prices Customer retail rates Electric Sector emissions ISO NE forecast of electricity consumption assuming no new EE (MW and MWh) Projected savings from new EE programs (MW and MWh) Alternative outlooks under Market Scenarios Additional achievable cost effective EE New renewables New conventional generation Utility analysis for Conservation & Load Management Plan Analysis of key market risks EE potential study 17 brattle.com

Modeling DR In the IRP cases, wholesale demand response (DR) is modeled supply side Planned DR, based on capacity market results (3 years forward), then held constant Modeled DR economic entry and exit in capacity market, based on DR supply curve Calibrated to available (but sparse) market data DR entry/exit considers fixed + variable cost and expected hours of dispatch, versus expected capacity payments DR up to about 10% of peak load expected to be available as low cost supply in the capacity market; delays the need for major new generator builds, stabilizes capacity prices 18 brattle.com

Modeling EE In the IRP cases, any assumed energy efficiency (EE) is modeled demand side Planned EE, based on latest approved C&LM plan Utilities estimate peak hour (MW) and annual energy (GWh) savings Bottom up analysis of EE measures; $ per MW and MWh that can be extrapolated Savings applied as load reductions to hourly load forecast; input to IRP analysis Proper accounting of EE in demand forecast is crucial Embedded historical effects of EE in load forecasting models Account for future non utility programs, capacity market participation and possible attrition, codes and standards Consider how to treat expiring measures, diminishing marginal returns, changes in customer behavior due to changes in energy prices or total bills In the 2012 IRP, the ISO NE demand forecast and accounting of EE cleared in the capacity market was found to already include Base Case levels of EE; no additional adjustments to the ISO NE forecast was made 19 brattle.com

2012 IRP Base Case Energy Efficiency At the time of the 2012 IRP, utility program funding was about $100MM per year This was the foundation for developing Base Case energy efficiency Resulted in about 30 MW & 200 GWh in annual incremental savings from new programs in each year Reduces peak and energy load growth by about 0.5% Cumulative EE savings build up over time, due to 10+ year EE measure lives Recovered as a fixed $0.003/kWh ( 3 mills per kwh ) fee on customer bills 2012 IRP Base Case Energy Efficiency Source: Connecticut Department of Energy & Environmental Protection, 2012 Integrated Resource Plan for Connecticut, June 14, 2012. 20 brattle.com

Resource Adequacy to Meet Peak Load Connecticut was expected to be quite long on supply, through the study horizon Passive DR = EE; 2012 IRP did not count levels beyond what was cleared in the Forward Capacity Auction (FCA) due to potential double counting in demand forecast discussed previously 2012 IRP Base Case Resource Adequacy Outlook under Connecticut Local Requirement (MW) Planned DR Planned EE Modeled DR Source: Connecticut Department of Energy & Environmental Protection, 2012 Integrated Resource Plan for Connecticut, June 14, 2012. Capacity Surplus 21 brattle.com

Additional Achievable Cost-Effective EE The IRP analyzed additional achievable cost effective EE, based on results from a recent EE Potential Study Requires about $100MM additional funding, through expanded or new utility programs Accounting issues like expiring measures, diminishing marginal returns for every dollar spent on EE programs, and rebound/snapback become increasingly important Used as input for EE Resource Strategy 2012 IRP Expanded Energy Efficiency Source: Connecticut Department of Energy & Environmental Protection, 2012 Integrated Resource Plan for Connecticut, June 14, 2012. 22 brattle.com

Impacts of EE Resource Strategy on Market The EE Resource Strategy creates a less constrained system Lower energy and capacity prices Reduces need for renewables for RPS (since defined as % of MWh consumption) May drive economic retirements or prevent new economic builds 2012 IRP Expanded Energy Efficiency Market Impacts Source: Connecticut Department of Energy & Environmental Protection, 2012 Integrated Resource Plan for Connecticut, June 14, 2012. 23 brattle.com

Impacts of EE Resource Strategy on Customer Costs The EE Resource Strategy reduces total cost to customers Increases cost of utility EE programs, but Decreases generation service costs by even more (positive benefit/cost ratio) May increase average retail rates, since kwh demand is lower (i.e., higher rates per kwh but lower total bills for customers) 2012 IRP Expanded Energy Efficiency Customer Cost Impacts Source: Connecticut Department of Energy & Environmental Protection, 2012 Integrated Resource Plan for Connecticut, June 14, 2012. 24 brattle.com

EE Total Resource Test Utilities must demonstrate that benefits of new EE programs are greater than the costs (i.e., Benefit Cost > 1) Benefits vs. net present value over life of the EE measure avoided energy costs avoided generation capacity avoided distribution and transmission energy and capacity price suppression benefits i.e., Demand Reduction Induced Price Effect (DRIPE) other: fossil fuel avoided costs, water savings, reduced maintenance costs to the participant, and additional environmental benefits not already internalized Cost Utility cost, i.e., program cost up to $0.006/kWh charge market revenues (FCM/REC/RGGI) Customer out of pocket costs Sources: Connecticut Department of Energy and Environmental Protection, Final Decision 2013 2015 Electric and Natural Gas Conservation and Load Management Plan, October 31, 2013. Connecticut electric and gas utilities, 2013 2015 Electric and Natural Gas Conservation and Load Management Plan, November 1, 2012. 25 brattle.com

Appendix 26 brattle.com

Example of Total Resource Test Connecticut Total Resource Costs and Benefits for C&LM Programs 2013 Source: Connecticut electric and gas utilities, 2013 2015 Electric and Natural Gas Conservation and Load Management Plan, Page 29, Table B2, November 1, 2012. 27 brattle.com

Impacts of EE Resource Strategy The EE Resource Strategy can materially decrease emissions Depends on type of fossil generation displaced, both for baseload and during high demand peak hours 2012 IRP Expanded Energy Efficiency Impacts on Emissions Source: Connecticut Department of Energy & Environmental Protection, 2012 Integrated Resource Plan for Connecticut, June 14, 2012. 28 brattle.com

Presenter Information ROMKAEW P. BROEHM Principal Cambridge Romkaew.Broehm@brattle.com +1.617.864.7900 Dr. Broehm is an economic expert in the electric utility industry. She specializes in the areas of market competition, impacts of regulatory policies on wholesale power markets and power assets and valuation, price forecasting, demand response programs, and the evaluation of power procurement. She has assisted clients in both litigation and consulting settings. Dr. Broehm has submitted testimony in a number of market based rate (MBR) proceedings before the Federal Energy Regulatory Commission (FERC). She has analyzed potential competitive impacts of M&A transactions on wholesale power markets for both horizontal and vertical market power aspects in various power markets, such as ISO NE, NYISO, PJM, SERC, FRCC, SPP, Entergy System, and WECC. She has also led numerous studies related to price forecasting and short and long term marginal costs, and advised utilities on how potential demand side management and demand response programs could impact both integrated resource planning and economic evaluations of generation and transmission expansions. Dr. Broehm has experience analyzing and testifying on potential market manipulation allegations. She co authored comments submitted to the Commodity Futures Trading Commission (CFTC) that proposed a practical definition of market manipulation. She has also presented on navigating the complexities of the Dodd Frank Wall Street Reform and Consumer Protection Act, which focuses on how energy companies should address the economic, governance, regulatory, and transaction issues they will face as they begin implementing the requirements of the Act. In addition, Dr. Broehm provides to her clients analyses and litigation support on the prudence of particular investment decisions and power procurement decisions, as well as the valuation of provider of last resort supplies. Her experience in pricing and ratemaking includes designing and evaluating dynamic pricing programs, such as a real time pricing programs and block rate designs. She has implemented demand simulation models to analyze changes in net economic benefits due to changes in rate design. Prior to joining The Brattle Group, Dr. Broehm taught Economics and Statistics at the University of Wisconsin Milwaukee and Cardinal Stritch College. 29 brattle.com

Presenter Information MARIKO GERONIMO Senior Associate Cambridge Mariko.Geronimo@brattle.com +1.617.864.7900 Ms. Geronimo has over eight years of experience addressing electricity industry topics in the context of litigation, regulatory proceedings, and company internal consulting services. Her work has focused on investigating a variety of strategic, regulatory, and environmental issues related to long term system resource planning, wholesale market design and performance, and project specific resource valuation. Specific work includes integrated resource planning to meet reliability, environmental, and cost effectiveness goals; evaluation of the effectiveness of RTO market rules and design to address stakeholder concerns and region specific issues; valuation of generation projects given market and regulatory uncertainties; estimation and evaluation of the benefits of transmission projects; development of strategic organizational structure of T&D utilities given costs, performance, and potential industry developments; and estimation of actual or potential wholesale market manipulation. Ms. Geronimo has also worked extensively in the area of nuclear spent fuel storage, providing contract damages litigation support and evaluating U.S. spent fuel storage policy and fuel storage program design. 30 brattle.com

About Brattle The Brattle Group provides consulting and expert testimony in economics, finance, and regulation to corporations, law firms, and governments around the world. We aim for the highest level of client service and quality in our industry. We are distinguished by our credibility and the clarity of our insights, which arise from the stature of our experts, affiliations with leading international academics and industry specialists, and thoughtful, timely, and transparent work. Our clients value our commitment to providing clear, independent results that withstand critical review. 31 brattle.com

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