Myeloablative versus Reduced Intensity Conditioning Regimen Cord Blood Transplants



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Educational 2 Cord Blood Transplantation Myeloablative versus Reduced Intensity Conditioning Regimen Cord Blood Transplants William Arcese University of Rome Tor Vergata Rome Transplant Network 4th April 2011, Paris

The preparative regimen for HSC transplantation of patients with malignant diseases should: Have sufficient immunosuppressive effect in order to avoid graft rejection Have tolerable morbidity without mortality Be capable of eradicating malignancy Finn B. Petersen and Scott I. Bearman: Preparative regimens and their toxicity. In Bone Marrow tranplantation by SJ Forman, KG Blume and E Donnall Thomas, 1994 No ideal preparative regimen currently exists

Conditioning Regimens by Chemo-Radiotherapy Intensity Non-Ablative Immunosuppression Reduced Intensity Ablative GENETIC DISPARITY Haplo / UCBT MUD Matched sibling F+Cy TBI 2Gy Cy + ATG + XRT Flag-Ida FMel100 Bu8+F+ATG Mel200 BEAM TBI+Cy TBI+F+TT Bu16+Cy CLL / CML LCL/AML fcl MM Cytoreduction AGGRESSIVENESS OF MALIGNANCY

What we want to know about Conditioning Regimens in Cord Blood Transplantation? Which is the best? Myeloablative Conditioning versus Reduced Intensity Conditioning versus versus other HSC Sources Matched / MM Unrelated BM or PBSC Donor Haploidentical Transplant other HSC Sources Matched / MM Unrelated BM or PBSC Donor Haploidentical Transplant Which is the best?

What we want to know about Conditioning Regimens in Cord Blood Transplantation? Myeloablative Conditioning versus Reduced Intensity Conditioning

Myeloablative versus Reduced Intensity Conditioning Cord Blood Transplantation for Adults with Acute Leukemia Preliminary analysis

Comparative Retrospective Registry Based Analysis Selection criteria First single cord blood transplants performed from 2000 to 2008 Adults 18 years with AML or ALL Myeloablative or Reduced Intensity conditioning regimen

Patient Characteristics (n=600) RIC MAC p N 197 403 Age (y) Median 46 34.001 Range 18-72 18-60 Weight (Kg) Median 60 63 ns Female Gender 62% 49%.003 CMV + 62% 70%.01

Transplant Characteristics RIC MAC p N 197 403 Conditioning: Fludarabine based 91% 41% <0.001 Serotherapy 29% 75% <0.001 GVHD Prophylaxis: <0.001 MMF containing 72% 25% Median follow-up (mo) 16 (1-64) 14 (1-112)

Donor Characteristics RIC MAC p N 197 403 ABO major 32% 34% ns HLA match (HLA-A,-B by serology and DRB1 low resolution) HLA Matched ns 6/6 or 5/6 31% 34% 4/6 or 3/6 69% 76% Nucleated cells infusedx10 7 /kg 2.8 2.6 ns

MAC versus RIC after single CBT for Adults with AL 1,0,8 Non Relapse Mortality,6 MAC 47%,4,2 RIC 34% 0,0 0 6 12 18 24 30 36 months

MAC versus RIC after single CBT for Adults with AL 1,0,9,8 Relapse Incidence,7,6 RIC 49%,5,4,3,2 MAC 40%,1 0,0 0 6 12 18 24 30 36 months

MAC versus RIC after single CBT for Adults with AL Disease Free Survival 1,0 In Remission 1,0 Not Remission,8,8,6,4 RIC 38%,6,4,2 MAC 37%,2 MAC 12% 0,0 0 6 12 18 months 24 30 36 0,0 0 6 12 18 months 24 RIC 10% 30 36

MAC versus RIC after single CBT for Adults with AL Relapse Multivariate analysis RIC HR 2.02; p<0.001 Transplant Related Mortality RIC HR 0.54; p=0.001 Disease Free Survival RIC HR=1.04; p=0.74 RIC compared to MAC is associated to decreased TRM but higher RI in adults with AL

What we want to know about Conditioning Regimens in Cord Blood Transplantation? Which is the best? Myeloablative Conditioning Reduced Intensity Conditioning Which is the best?

Analysis of risk factors for engraftment after single unit CBT 1946 Patients with Malignant Disorders after Myeloablative Regimen Median age: 11 years ( 1-60) Median Weight: 38 kg ( 5-100) Diagnosis: 76% Acute Leukemia Status of the disease: early 28%, intermediate :39%, advanced: 33% Median number of TNC infused: 3.4 x10 7 /kg( <1 15) Median number of CD34 infused: 1.5x10 5 /kg ( 0.8-2.7) HLA 6/6: 14% 5/6: 49% 4/6: 36% 3/6: 1% Median follow-up: 22 months ( 2-169)

1,0,8,6,4,2 0,0 0 Multivariate analysis for neutrophil recovery Early and Intermediate 88 % 10 20 Advanced 84 % p= 0.015 P=0.015 30 40 50 60 1,0,8,6,4,2 0,0 0 CD34 infused >1.5 x10 5 /kg (n=607) 90% 10 20 CD34 infused < 1.5 x10 5 /kg (n=557) 86% 30 p<0.0001 40 50 60 1,0,8,6,4 0,0,2 HLA 6/6 (n=150) 90 % HLA 5/6 (n=686) 88 % HLA 4/6 (n=730) 86 % 0 10 20 HLA 3/6 (n=87) 74% p<0.001 30 40 50 60 1,0,8 Early GCSF (n=786) 90% 1,0,8 Fludarabine based MAC (n=384) 91%,6,4 No (n=267) 80%,6,4 No Flu based (n=1471) 86 %,2 p< 0.0001,2 p< 0.0001 0,0 0 10 20 30 40 50 60 0,0 0 10 20 30 40 50 60

Overall Survival after single UCBT for patients with malignant disorders after MAC by use of Fludarabine 1,0,8,6 No Fludarabine Based (n=1471) 42 %,4 p=0.67,2 Fludarabine based MAC (n=384) 39% 0,0 0 6 12 18 months 24 30 36

Impact of the use of Fludarabine or CY based Myeloablative Conditioning after CBT in adults with leukemias H Bittencourt, S Nabhan et al. on behalf of Eurocord

Impact of the use of Fludarabine or CY based MAC after CBT in adults with leukemias Number of Patients 231 Age (years) 33 (18-55) Disease Acute myeloid leukemia 87 (38%) Acute lymphoblastic leukemia 85 (37%) Myelodysplastic / Myeloproliferative syndrome 59 (25%) Disease status at transplantation Early and intermediate phase of the disease 149 (64%) Advanced 82 (36%) Previous Autologous HSCT 31 (13%) Donor-recipient HLA-disparities 0-1 disparities 92 (40%) 2-3 disparities**** 135 (60%) Nucleated Cell Dose at Infusion (x10 7 /kg) 2.5 (0.58-7.6)

Impact of the use of Fludarabine or CY based MAC after CBT in adults with leukemias Median Year of CBT 2004 (2000-2008) Conditioning Groups: CY based MAC CY + TBI (± Etoposide/Thiotepa) CY+ BU (+ Thiotepa) 160 (69%) 84 76 Fludarabine based MAC Fludarabine + BU (iv) + Thiotepa 71 (31%) ATG/ALG 209 (91%) Graft-versus-host disease prophylaxis Cyclosporine + steroids 180 (80%)

Impact of the use of Fludarabine or CY based MAC after CBT in adults with leukemias Neutrophil Recovery (CI) after MAC CBT by type of Conditioning Regimen early disease stage advanced disease stage 0.0 0.2 0.4 0.6 0.8 1.0 p=0.0006 FLU-MAC 96% CY-MAC 82% 0.0 0.2 0.4 0.6 0.8 1.0 p=0.11 FLU-MAC 88% CY-MAC 69% 0 10 20 30 40 50 60 Days 0 10 20 30 40 50 60 Days

Impact of the use of Fludarabine or CY based MAC after Overall Survival CBT after in adults MAC UCBT with leukemias by type of conditioning regimen in patients with leukemia Overall Survival Early and intermediate disease Advanced disease Flu-MAC 52% CY-MAC 38% CY-MAC 28% p=0.04 p=0.70 Flu-MAC 6% Multivariate analysis for OS : Fludarabine (HR: 0.52; CI95%:0.27-0.97 p=0.04)

GETH-RTN Protocol 2008 (TBF-MAC protocol) EudraCT Code 2008-000927-24 Thiotepa 5 mg/kg/d iv in 4 hs TT TT CBT Busilvex 3.2 mg/kg iv in 3 hs BU BU BU Fludarabine 50 mg/m 2 /d iv in 1 h FLU FLU FLU Thymoglobulin 2 mg/kg/d ATG ATG ATG Days -7-6 -5-4 -3-2 -1 0 GVH prophylaxis ATG + CSA + MMF or Prednisone

What we want to know about Conditioning Regimens in Cord Blood Transplantation? Myeloablative Conditioning CBT in AML versus Myeloablative Conditioning Haploidentical BM Transplant in AML

UCBT for AML Transplant characteristics Conditioning regimen n=573 -Reduced Intensity - Cy+Flu+TBI, n -Myeloablative - TT+Bu+Flu, n - Cy+TBI, n - Cy+Bu, n - Cy+Flu+TBI, n 282 (49%) 211 291 (51%) 98 54 34 31 Use of Anti-thymocyte globulin 49% GVHD prophylaxis n=551 - CsA + MMF ± steroids - CsA ± steroids - Other 58% 28% 14%

TBF-MAC 2-year Overall Survival CBT in 98 AML EUROCORD Overall Survival CR1+CR2 (n=77) 63±8% 8±7% Advanced (n=21) months 64±8% at 1 yr 59%±9 CR1 + CR2 n=34 18±12% ADVANCED n=11 p= 0.019 TBF-MAC 2-year Overall Survival Haplo BMT in 45 AML Rome Transplant Network Pescara Transplant Unit

TBF-MAC 2-year Disease Free Survival CBT in 98 AML EUROCORD Disease Free Survival CR1+CR2 (n=77) 45±7% p=<0.001 8±7% Advanced (n=21) months 61±9 % at 1 yr 49±9% CR1+CR2 (n=34) p= 0.007 9 ±9 % ADVANCED (n=11) TBF-MAC 2-year Disease Free Survival Haplo BMT in 45 AML Rome Transplant Network Pescara Transplant Unit

What we want to know about Conditioning Regimens in Cord Blood Transplantation? Myeloablative Conditioning CBT versus other HSC Sources Matched / MM Unrelated BM or PBSC Donor Haploidentical Transplant

Impact of Stem Cell Source on Myeloablative Transplant Outcomes in Adults with Acute Leukemia Mary Eapen MD MS Center for International Blood and Marrow Transplant Research Medical College of Wisconsin

Patient and Transplant Characteristics Patients n=1525 Acute leukemia N=880 AML; N=645 ALL Age > 16 years Donors of BM and PBPC were matched or 1-locus mismatched at HLA A, B, C and DRB1 UCB units were matched or 1- or 2-loci mismatched at HLA A, B or DRB1 with a minimum cell dose of 2.5 x 10 7 /kg Transplant years: 2002 2006 Median follow up of surviving patients: 2 years Eapen et al; Lancet Oncol 2010

Donor-recipient HLA match Graft source Matched Mismatched BM (N=472) 70% 30% PBPC (N=888) 71% 29% CB (N=165) 6% 19% (1-locus) 75% (2-loci) Eapen et al; Lancet Oncol 2010

Neutrophil Recovery 100 100 90 8/8 PBPC 96% 90 80 4-6/6 UCB, 80% 80 Probability, % 70 60 50 40 30 8/8 BM, 92% 7/8 BM, 94% 7/8 PBPC, 96% 70 60 50 40 30 20 20 10 10 0 0 10 20 30 40 50 60 Days 0 Eapen et al; Lancet Oncol 2010

Probability, % 100 90 80 70 60 50 40 30 20 10 0 Days Probability, % 100 90 80 70 60 50 40 30 20 10 0 Months 4-6/6 UCB vs. 8/8 BM RR 0.78, p=0.13 4-6/6 UCB vs. 8/8 PBPC RR 0.57, p=0.002 8/8 BM, 38% 7/8 BM, 47% 7/8 PBPC, 52% 4-6/6 UCB, 31% 8/8 PBPC, 47% 0 0 20 40 60 80 100 4-6/6 UCB vs. 8/8 BM RR 0.63, p=0.01 4-6/6 UCB vs. 8/8 PBPC RR 0.38, p=0.001 8/8 PBPC, 47% 8/8 BM, 42% 7/8 PBPC, 55% 7/8 BM, 40% 4-6/6 UCB, 25% 0 0 4 8 12 16 20 24 100 90 80 70 60 50 40 30 20 10 100 90 80 70 60 50 40 30 20 10 Acute GVHD Chronic GVHD Eapen et al; Lancet Oncol 2010

100 90 80 Transplant-related Mortality 4-6/6 UCB vs. 8/8 BM RR 1.69, p=0.003 4-6/6 UCB vs. 8/8 PBPC RR 1.62, p=0.003 100 90 80 Probability, % 70 60 50 40 30 4-6/6 UCB, 37% 7/8 BM, 33% 7/8 PBPC, 38% 8/8 PBPC, 24% 70 60 50 40 30 20 8/8 BM, 22% 20 10 10 0 Months 0 6 12 18 24 8/8 matched BM 332 208 156 112 92 7/8 matched BM 140 81 51 38 34 8/8 matched PBPC 632 379 259 162 126 7/8 matched PBPC 256 123 85 57 44 4/6-6/6 matched UCB 165 94 57 39 30 0 Eapen et al; Lancet Oncol 2010

Probability, % Probability, % 100 90 80 70 60 50 40 30 20 10 Leukemia-free Survival 7/8 BM, 41% 8/8 PBPC, 50% 8/8 BM, 52% PBPC 39% 4-6/6 UCB, 44% 0 0 6 12 18 24 100 90 80 70 60 50 40 30 20 10 0 7/8 BM, 14% 4-6/6 UCB, 15% 8/8 BM, 17% PBPC, 17% 7/8 PBPC, 17% 0 6 12 18 24 Months in Remission NOT in Remission Eapen et al; Lancet Oncol 2010

Summary Relative to 8/8 matched BM/PBPC from unrelated adult donor: Mismatched CB Slower rate of hematopoietic recovery Lower rates of acute and chronic GVHD Higher rates of TRM No significant differences in LFS rates Eapen et al; Lancet Oncol 2010

What we want to know about Conditioning Regimens in Cord Blood Transplantation? Which is the best? Myeloablative Conditioning Reduced Intensity Conditioning Which is the best?

Reduced Intensity Conditioning HLA mismatched UCBT Single UCB Double UCB Cytoxan 50 mg/kg Fludarabine 200 mg/m 2 stbi 200 cgy Day +28 BMBx -9-8 -7-6 -5-4 -3-2 -1 0 7 14 21 28 Eligibility: < 70 yrs Heme malignancy High risk for TRM age > 45 extensive prior Rx poor fitness CSA - 3 to + 100 Mycophenolate - 3 to + 30 G-CSF until ANC >2500/uL University of Minnesota

Reduced Intensity Conditioning CB Transplant (n=110) Median age: 51 years (17-69) Reason for NMA Age >45 yrs 46% Co-morbidity 40% Prior Auto 14 % Median follow up: 19 months (5-51) Brunstein et al. Blood 2007; 110: 3067

Reduced Intensity Conditioning CB Transplant (n=110) 1.0 0.8 Transplant Related Mortality Incidence 0.6 0.4 0.2 19% 0.0 0 1 2 3 4 5 6 months Brunstein et al. Blood 2007; 110: 3067

Reduced Intensity Conditioning CB Transplant (n=110) 1.0 Relapse 0.8 0.6 0.4 0.2 p=.07 single Unit CB 41% double Unit CB 30% 0.0 0.0 0 1 2 3 years Brunstein et al. Blood 2007; 110: 3067

Reduced Intensity Conditioning Progression-Free CB Transplant (n=110) Survival By Number of Donors Cumulative Proportion 1.0 0.8 0.6 0.4 Event Free Survival I I II I I I II IIII I II I I I I II II I I 0.2 Single CBT 24% p=.05 0.0 0.0 0 1 2 3 years Years Double CBT 39% I I I I I I II Brunstein et al. Blood 2007; 110: 3067

Reduced Intensity Conditionings in CBT Which are the outcomes using other conditioning regimens? Can we reproduce the results of the Minneapolis group? Which are the risk factors for outcomes?

Reduced Intensity Conditioning Regimen after single unrelated CBT for adults with hematological maligancies An Eurocord-Netcord, SFGM-TC and Minnesota group analysis

Reduced Intensity Conditionings in CBT (n=176) Patients and disease characteristics Transplants performed from 1999-2006 with single units Follow-up : 12 months (3-80) Median age: 45 years ( 16-76) Median weight: 61 kg (40-116) CMV+: 61% Previous autologous transplants: n=53 (30%) allogeneic transplants: n=8 (5%) Chr L 7% MDS 8% sec AML 10% Lymph 17% Myeloma 1% ALL 12% Diagnosis AML 45%

Reduced Intensity Conditionings in CBT TBI low dose (2-6 GY) no (n=45) yes (n=131) Cy 1 0 Cy+Ara-C 1 0 Cy+Melph+Thio 1 0 Cy+Bu 3 0 Bu+Melph 2 0 Cy+Bu+Thio 1 0 Fludarabine 3 3 Cy+Fluda 7 101 Fluda+Melph 5 5 Cy+Fluda+Melph 3 0 Fluda+Ara-C 0 4 Fluda+Thio 1 0 Cy+Fluda+Thio 3 0 Bu+Fluda 3 18 Bu+Fluda+Melph 2 0 VP16+Melph+other 1 0 Fluda+other 8 0 Twenty-one different combinations!

Reduced Intensity Conditionings in CBT (n=176) Disease Free Survival according to Conditionings 51% CY+FLU+TBI 2GY p= 0.0002 28% other conditionings months

Reduced Intensity Conditionings in CBT (n=176) Multivariate analysis for DFS Type of conditioning (CY+FLU+TBI 2 GY): HR= 0.53 p<0.001 Early and intermediate phase of the disease: HR= 0.63 p=0.02 Other variables included in the model (p<0.10) status of the disease, diagnosis, age

What we want to know about Conditioning Regimens in Cord Blood Transplantation? Reduced Intensity Conditioning CBT versus other HSC Sources Matched / MM Unrelated BM or PBSC Donor Haploidentical Transplant

Impact of Stem Cell Source on RIC Transplant Outcomes in Adults with Acute Leukemia Mary Eapen MD MS Center for International Blood and Marrow Transplant Research Medical College of Wisconsin

Patients & Donors Were included in this study patients: Aged 21-69 yrs With Acute Leukemia Transplanted between 2000-2009 Unrelated donor recipients were included if they received a 7-8/8 allele level HLA-matched PB grafts CB recipients were included if they received a 4-6/6 HLA-matched double CB grafts (class I at antigen level and class II allele level)

Methods We explored whether there were survival differences by conditioning regimen within each graft source: survival after double CB with TBI200/Cy/Flu ± ATG vs. double CB with other regimens No differences in the PB group Therefore 4 treatment groups were created: MUD (8/8 allele matched unrelated donor) MMUD (7/8 allele matched unrelated donor) Double CB, TCF Double CB, other regimens Variables MUD MMUD dcb, TCF dcb, other Total Number of patients 313 111 121 40 585

Cumulative Incidence, % Cumulative Incidence, % 100 90 80 70 60 50 40 30 20 10 70 60 50 40 30 20 10 0 MUD: 96% MMUD: 95% dcb, TCF: 83% dcb, other: 83% p=0.0007 0 0 7 14 21 28 35 0 42 Days 100 Fk10_54.ppt 100 MUD: 90% 90 90 MMUD: 89% 80 80 p <0.0001 dcb, TCF: 66% dcb, other: 58% 0 1 2 3 4 5 6 Months 100 90 80 70 60 50 40 30 20 10 70 60 50 40 30 20 10 0 Neutrophil Recovery Platelet Recovery

Cumulative Incidence, % Cumulative Incidence, % 100 100 90 80 p=0.007 90 80 70 70 60 60 CB, TCF: 50% 50 50 MMUD: 38% 40 40 30 30 MUD: 32% 20 20 10 dcb, other regimen: 33% 10 0 0 0 1 2 3 4 5 6 Months 100 100 90 90 80 80 70 p=ns 70 60 60 50 50 40 dcb, TCF: 17% 40 30 MMUD: 22% 30 20 dcb, other: 18% 20 10 MUD: 13% 10 0 0 1 2 3 4 5 6 0 Months Grade 2-4 Acute GVHD Grade 3-4 Acute GVHD Fk10_52.ppt

Chronic Graft vs. Host Disease 100 100 Cumulative Incidence, % 90 80 70 60 50 40 30 20 P<0.0001 MUD: 56% MMUD: 54% dcb, other: 36% dcb, TCF: 34% 90 80 70 60 50 40 30 20 10 10 0 0 6 12 18 24 30 36 0 Months Fk10_50.ppt

Relapse 100 100 Cumulative Incidence, % 90 80 70 60 50 40 30 20 MUD: 46% P=NS MMUD: 45% dcb, TCF: 52% dcb, other: 39% 90 80 70 60 50 40 30 20 10 10 0 0 6 12 18 24 30 36 Months 0 Fk10_46.ppt

Leukemia-Free Survival 100 100 90 MUD vs. dcb other 0.68 (0.47 0.99) P=0.017 0.046 90 80 80 Probability, % 70 60 50 40 30 dcb, TCF: 26% MUD: 31% 70 60 50 40 30 20 MMUD: 25% 20 10 0 dcb, other: 9% 0 6 12 18 24 30 36 10 0 Months Fk10_49.ppt

Summary Relative to 8/8 matched PBPC from adult unrelated donors Mismatched CB : co-infusion of 2 units Lower Hematopoietic recovery Lower rates of TRM with TBI 200/Cy/FLU Higher rate of grade 2 acute GVHD but lower chronic GVHD No significant differences in rates of TRM, LFS and OS with TCF regimen Other regimens: higher rates of TRM and lower rates of LFS and OS

What we want to know about Conditioning Regimens in Cord Blood Transplantation? Reduced Intensity Conditioning Double CBT versus Reduced Intensity Conditioning Haploidentical BM Transplant

Blood and Marrow Clinical Trials Network 2 parallel phase II trials of RIC SCT using: HLA-haploidentical bone marrow (BMT CTN 0603) Double unrelated cord blood (BMT CTN 0604) 27 Transplant Centers participated 11 centers enrolled on 0603 10 centers enrolled on 0604 6 centers enrolled on both trials by courtesy of Mary Eapen, CIBMTR

Demographic and Disease Characteristics Cord (0604) N=50 Haplo (0603) N=50 Median age (range) 58 (16-69) 45 (7-70) Performance status > 90% 40 (80%) 38 (76%) Disease AML (CR1/CR>1) 29 (18/11) 22 (10/12) ALL (CR1/CR>1) 6 (4/2) 6 (3/3) Biphenotypic/undiff leukemia 1 3 Burkitt lymphoma 1 0 Hodgkin lymphoma (CR/PR) 5 (2/3) 7 (3/4) Large cell lymphoma (CR/PR) 3 (2/1) 8 (3/5) Mantle cell lymphoma (CR/PR) 0 3 (1/2) Marginal zone or follicular NHL 5 1 Prior autologous Transplant 6 (12%) 11 (22%) by courtesy of Mary Eapen, CIBMTR

Cord Blood Treatment Schemas * Haploidentical * by courtesy of Mary Eapen, CIBMTR

Relapse and Non-Relapse Mortality Cord (0604) Haplo (0603) by courtesy of Mary Eapen, CIBMTR

Overall and Disease-free Survival Cord (0604) Haplo (0603) 95% CI, 38-67% 95% CI, 44% by courtesy of Mary Eapen, CIBMTR

Comparison of Outcomes After Unrelated Cord Blood Transplantation and Matched Unrelated Donor RIC Transplantation for Lymphoid Malignancies Celso Arrais Rodrigues et al. A Eurocord-Netcord Group/ Lymphoma Working Party and Chronic Leukaemia Working Party of the EBMT Study

Analysis of Risk Factors for Outcomes After Unrelated UCBT in Adults With Lymphoid Malignancies n=104 PROGRESSION-FREE SURVIVAL Low-dose TBI (n=48) 59%±7 at 18 months p<0.0001 Other regimens (n=56) 21%±6 at 18 months Rodrigues CA et al. JCO 2009;27:256-263.

Hodgkin or non-hodgkin Lymphoma excluding Burkitt and lymphoblastic Chronic lymphocytic leukemia Age 18 RIC-UCBT vs. RIC-MUD Transplantation for Lymphoid Malignancies Unrelated UCBT or MUD HSCT using mobilized PBSC RIC regimens INCLUSION CRITERIA Transplantation performed between 2000-2006 MUD: 284 vs. CBT: 75 Total: 359

RIC-UCBT vs. RIC-MUD Transplantation for Lymphoid Malignancies NON-RELAPSE MORTALITY Cumulative Incidence 1.0 0.8 0.6 0.4 0.2 0.0 Months p = ns PBSC (n=284) 31% at 3 years UCBT (n=75) 28% at 3 years 0 12 24 36 48 60 MULTIVARIATE ANALYSIS HR CI 95% p Use of CB 1.23 0.65-2.33 0.53 Age>50 years 1.93 1.27-2.94 0.002 Chemoresistant disease 1.83 1.20-2.77 0.005

RIC-UCBT vs. RIC-MUD Transplantation for Lymphoid Malignancies 1.0 RELAPSE Cumulative Incidence 0.8 0.6 0.4 0.2 0.0 Months p = ns UCBT (n=75) 37.8% at 3 years PBSC (n=284) 35.4% at 3 years 0 12 24 36 48 60 MULTIVARIATE ANALYSIS HR CI 95% p Use of CB 1.19 0.68-2.10 0.54 Aggressive vs. indolent 2.27 1.29-3.99 0.005 HL vs. indolent 1.95 1.03-3.71 0.04 Refractory disease 2.25 1.53-3.31 <0.0001

Probability (%) 0 Months RIC-UCBT vs. RIC-MUD Transplantation for Lymphoid Malignancies 100 80 60 40 20 PROGRESSION-FREE SURVIVAL p = ns UCBT (n=75) 38%±6 at 2 y PBSC MUD (n=284) 41%±2 at 2y 0 24 48 72 96 MULTIVARIATE ANALYSIS HR CI 95% p Use of CB 1.33 0.88-1.99 0.18 Non-indolent vs. indolent 1.69 1.21-2.35 0.002 Refractory disease 2.02 1.53-2.67 <0.0001

RIC-UCBT vs. RIC-MUD Transplantation for Lymphoid Malignancies SUMMARY MULTIVARIATE ANALYSES After adjustment for the differences in the 2 groups CBT vs. MUD-PBSCT No differences in: Non-relapse related mortality Relapse or progression Progression-free survival Overall survival

RIC-UCBT vs. RIC-MUD Transplantation for Lymphoid Malignancies CONCLUSION Umbilical Cord Blood: Valuable alternative for patients with advanced Lymphoma or CLL who lack an HLA-matched donor in the RIC setting

EDUCATIONAL Myeloablative versus Reduced Intensity Conditioning Regimen Cord Blood Transplants CONCLUSIONS From all retrospective analyses, results of MAC and RIC Cord Blood Transplants are respectively well comparable with those obtained using different hematopoietic stem cell sources (BM-MUD; PBSC-MUD; Haploidentical Donor). Prospective, randomized studies are warranted Myeloablative Conditioning Regimens should be compared with TBF-mac regimen (TT-i.v.BU-Flu) Reduced Intensity Conditioning Regimens should be compared with TCF-ric regimen (TBI200/Cy/Flu)

Acknowledgements