Power of Attorney Form



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Transcription:

Power of Attorney Form Account Holder Name(s): Application Reference #: Complete this form if you wish to authorize another person to have full power and authority over your Account(s) with TD Waterhouse Canada Inc. as listed below. Please make a separate election for your accounts in each division of TD Waterhouse Canada Inc. to which you want your Power of Attorney to apply. Direct Investing: This Power of Attorney will apply to all your TD Direct Investing accounts under your 6 digit client ID (your account number without the letter that indicates the type of account) you have indicated below. You agree that this Power of Attorney will apply to all your current and future accounts under this client ID. 6 digit client ID TD Wealth Financial Planning: If you want this Power of Attorney to apply to all your TD Wealth Financial Planning accounts, check here OR If you want it to apply to a specific account or accounts in this division, specify those accounts below. You acknowledge and agree that your attorney, if accessing your accounts on WebBroker, will have view access to all your accounts under the 6 digit client ID(s) (your account number without the letter that indicates the type of account), noted below. Account Number(s): TD Wealth Private Investment Advice: If you want this Power of Attorney to apply to all your TD Wealth Private Investment Advice accounts, check here OR If you want it to apply to a specific account or accounts in this division, specify those accounts below. You acknowledge and agree that your attorney if accessing your accounts on WebBroker, will have view access to all your accounts under the 6 digit client ID(s) (your account number without the letter that indicates the type of account), noted below. Account Number(s): Throughout this agreement, the words "you", "your" and "yours" mean the person making this Power of Attorney, referred to as the donor. The words "we", "us" and "our" mean TD Waterhouse Canada Inc. ("TD Waterhouse"). Appointment of Attorney You hereby appoint to act as your attorney for your Account(s) with us as listed above. For divisions other than TD Direct Investing, you may designate more than one attorney but you must state whether you wish them to act together, separately or both together and separately. Where I have appointed more than one attorney to act for me, I authorize them to act (fill in one of the following: together, separately, or both together and separately). You and your witness(es) must initial the words you have inserted above. Initials of Account Holder Initials of Sole Witness Initials of Second Witness Page 1 of 5 596056 (1115)

At such time as this Power of Attorney is signed and properly witnessed, your attorney will have the power and authority to do the following for you through your accounts with us: buy, sell and trade stocks, bonds, and any other securities (including margin purchases and short sales*); receive and deliver securities and order their reception from and delivery to others either for free or against payment for your account; order the redemption of payments from and the making of payments to others including your attorney; receive payments from or make payments to others; receive transaction statements, and approve and confirm them; receive all notices and demands of any kind addressed to or intended for you regarding your account transactions; withdraw funds from your account; transfer your account; sign any agreements with us on your behalf necessary for your transactions; act on your behalf in any other matter regarding your accounts with us. * Not permitted in your SDRSP 1, SDRIF 2 or RESP 3 You agree to be responsible for any actions taken by your attorney regarding your Account(s) with us designated by you until we have either received your written notice of revocation or proof of your death. We will not notify you if your attorney performs any of the above actions since they will have the same effect as though you did them. We are not required to send you any statements, notices, or demands concerning such actions. By signing this Power of Attorney, you are approving all of your attorney's actions regarding your accounts with us. However, you acknowledge and agree that we reserve the right to review and reject any of your attorney's transaction requests. You agree to indemnify us completely from and against any action taken by your attorney until such time as we know this appointment has been ended. Ending this Power of Attorney Each of you agrees that this Power of Attorney is binding on each of you as well as on your heirs, executors, administrators, successors and assigns. We will continue to deal with your attorney until this Power of Attorney is ended by our having received either your written notice of revocation made in accordance with applicable law or proof of your death. You may provide your notice of revocation to us by delivering it to any office of TD Waterhouse Canada Inc. This TD Waterhouse form of Power of Attorney does not revoke any previous general or continuing powers of attorney you have given. You specifically authorize multiple powers of attorney. This Power of Attorney Continues If You Become Legally Incapacitated If you do not want your Power of Attorney to continue in force if you become legally incapacitated, then you must strike out the sentence below and you and your witness (es) must then initial the deletion. (See below for further information about witnesses.) You authorize this Power of Attorney to continue to be exercised if you become mentally incompetent or legally incapacitated after the execution of this Power of Attorney Initials of Account Holder Initials of Sole Witness Initials of Second Witness Page 2 of 5 596056 (1115)

Signature of Donor: Print the Name of the Donor: Witnesses to the signature of the Donor: All witnesses must be legally competent adults who understand the language of this form (unless interpretive assistance is provided) excluding the donor, a person signing for the donor, the attorney, or a family member (including a parent, spouse, child or partner) of any of them. One witness is sufficient in all provinces except Ontario and Quebec provided that in Manitoba, Saskatchewan and B.C., that witness must be a designated professional; and (a) In Saskatchewan, that witness must complete the required witness certificate (two non-lawyer witnesses are permissible as an alternative to a lawyer witness). (b) In Manitoba, the witness must always be a designated professional. (c) In B.C., two non-designated witnesses are permissible as an alternative to a lawyer or B.C. notary. In addition to the above restrictions, a witness cannot be the employee or agent of the attorney except in situations set out in applicable law. Sole witness to signature of Donor (For all provinces except Ontario and Quebec and for designated professional witness in Manitoba, Saskatchewan and B.C.) I (We) have no reason to believe that the person whose name appears above is incapable of giving a continuing Power of Attorney for property. I (We) have signed this Power of Attorney in the presence of the person whose name appears above and in the presence of each other. In B.C., Manitoba and Saskatchewan please include the professional qualification of sole witness: Where Two (2) Witnesses: First witness to signature of Donor (For Ontario and Quebec and for non-designated professional witness in Saskatchewan and B.C.) Second witness for signature of Donor (For Ontario and Quebec and for non-designated professional witness in Saskatchewan and B.C.) Non-Lawyer Witness Certificate (2 witnesses for Saskatchewan Power of Attorney) and Certify: (a) that I witnessed the signing of the Enduring Power of Attorney of (b) that I am a adult with capacity and that I am not the attorney named in the above mentioned Enduring Power of Attorney and that I am not a family member of either the grantor or the authority (c) that in my opinion the grantor was an adult who could understand the nature and effect of the Enduring Power of Attorney at the time that he or she signed tha above-mentioned Enduring Power of Attorney. Signature of Witness: Signature of Witness: Page 3 of 5 596056 (1115)

Lawyer Witness Certification For Saskatchewan, witness who is a lawyer must complete this Certificate. Certify: (a) that I am a practicing member in good standing of the Law Society of (Jurisdiction of relevant Law Society) of Street address City Postal Code (b) that I was consulted by (Name of grantor) of Street address City Postal Code (c) that I explained the nature and effect of an Enduring Power of Attorney and reviewed the provisions of the above-mentioned Enduring Power of Attorney with the grantor; (d) that I witnessed the signing of the above-mentioned Enduring Power of Attorney by the grantor; (e) that in my opinion the grantor was an adult who could understand the nature and effect of an Enduring Power of Attorney at the time that he or she signed the above-mentioned Enduring Power of Attorney. Signature of Lawyer: Each attorney must sign the Consent In B.C. each attorney must sign in the presence of the lawyer or Notary who is the witness or the two non-designated witnesses for the Power of Attorney to be valid. The restrictions on witnesses to the signature of the donor in B.C. noted on page 2 also apply to the witnesses to the signature of attorney. Consent of Your Attorney I, the attorney named by the donor in this Power of Attorney, confirm that I am qualified to act as the attorney for the donor under applicable law, understand my responsibilities as attorney and accept my appointment as attorney. In BC, the attorney must sign the Power of Attorney in the presence of either one lawyer or BC notary only or two non-designated witnesses for the Power of Attorney to be valid. The restrictions on witnesses to the signature of the donor in BC noted above also apply to the witnesses to the signature of the attorney. Signature of Attorney: Witnesses to the signature of the Attorney: Witness signature: Witness signature: About Your Attorney (to be completed by the person appointed to act as attorney) Home address: Name and address of Attorney's employer: Occupation Date of birth Full Name of Spouse or Partner Type of Business Relationship to Account Holder Occupation Employer* Type of Business * Spousal information is required to determine pro status and as part of the "Know Your Client" regulatory requirements. Banking information: Bank Branch Account No. Does the attorney have other brokerage accounts or control the trading in any other accounts? No Yes - Account Types Page 4 of 5 596056 (1115)

Is the Attorney a Director, Senior Officer or Insider of any publicly traded company? No Yes - Name of Company(ies) Is the Attorney, as an individual or as part of a group, in a control position of a publicly traded company? No Yes - Name of Company(ies) Valid Identification/Citizenship Required - For all Authorized Individuals: (U.S. Persons - W9 form (#515876) and a Waiver of Confidentiality (#591856)) Valid (photo) ID types (one copy required): Canadian Drivers Licence (Restriction: QC only if client volunteers it) Passport Canadian Citizenship Card Permanent Resident Card Provincial Health Insurance Card (with photo) (Restriction: ON, MB and PEI not allowed by law; QC only if client volunteers it) Canadian Provincial Government ID Card (with photo) (AB, BC, NL, NS, SK, PEI only) Canadian Forces ID Card US Government Nexus Card Has a TD employee dated and certified true a photocopy of the client ID? Yes No Certificate of Indian Status (with photo) IMM1000 Record of Landing (with photo, signature and certified) IMM5292 Permanent Residence (with photo, signature and certified) ACF2 Login ID Name of TD Employee Date ID was Certified (mm/dd/yyyy) Type of Identification Identification Number Place of Issue Date of Issue (mm/dd/yyyy) Expiry Date (mm/dd/yyyy) Consent of Joint Account Holders, if any I (We) are joint account holders on the following Account(s) and consent to this appointment of the attorney(s) named in this Power of Attorney with respect to these Account(s): I (We) acknowledge that the actions of the attorney with respect to these Account(s) will be binding on me (us). Signature of Joint Account Holder: Signature of Joint Account Holder: 1 Registered Retirement Savings Plan (RRSP) - Refers to the TD Waterhouse Self- Directed Retirement Savings Plan 2 Registered Retirement Income Fund (RRIF) - Refers to the TD Waterhouse Self- Directed Retirement Income Fund 3 Registered Education Savings Plan (RESP) - Refers to the TD Securities Inc. Self-Directed Education Savings Plan TD Direct Investing, TD Wealth Financial Planning, and TD Wealth Private Investment Advice are divisions of TD Waterhouse Canada Inc., a subsidiary of The Toronto-Dominion Bank. TD Waterhouse Canada Inc. - Member of the Canadian Investor Protection Fund. Page 5 of 5 596056 (1115)