Engineering Nanomedical Systems

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BME 695 November 8, 2011 Engineering Nanomedical Systems Lecture 15 GMP and issues of quality control manufacture of nanodelivery systems James F. Leary, Ph.D. SVM Endowed Professor of Nanomedicine Professor of Basic Medical Sciences and Biomedical Engineering Member: Purdue Cancer Center; Oncological Sciences Center; Bindley Biosciences Center; Birck Nanotechnology Center Email: jfleary@purdue.edu 1 Copyright 2011 J.F. Leary

15.1 Overview 15.1.1 What does cgmp mean? 15.1.2 Why GMP? Controlling processes means more predictable outcomes 15.1.3 What can be learned from the semi-conductor industry clean-room and manufacturing? 15.1.4 What doesn t fit this paradigm 2

15.1 What does cgmp mean? Good Manufacturing Practice or GMP (also sometimes referred to as 'cgmp' or 'current Good Manufacturing Practice') is a term that is recognized world-wide for the control and management of manufacturing and quality control testing of foods and pharmaceutical products. Items that are to be used on or within humans usually require cgmp manufacturing. Since the current state of the art can change we usually use cgmp rather than GMP. 3

15.2 Why GMP? Controlling processes means more predictable outcomes Since sampling products will statistically only ensure that the samples themselves (and perhaps the areas adjacent to where the samples were taken) are suitable for use, and end-point testing relies on sampling, GMP takes the holistic approach of regulating the manufacturing and laboratory testing environment itself. An extremely important part of GMP is documentation of every aspect of the process, activities, and operations involved with drug and medical device manufacture. If the documentation showing how the product was made and tested (which enables traceability and, in the event of future problems, recall from the market) is not correct and in order, then the product does not meet the required specification and is considered contaminated (adulterated in the US). Additionally, GMP requires that all manufacturing and testing equipment has been qualified as suitable for use, and that all operational methodologies and procedures (such as manufacturing, cleaning, and analytical testing) utilized in the drug manufacturing process have been validated (according to predetermined specifications), to demonstrate that they can perform their purported function(s). Source: Wikipedia 4

GMP is world-wide The World Health Organization (WHO) version of GMP is used by pharmaceutical regulators and the pharmaceutical industry in over one hundred countries worldwide, primarily in the developing world. The European Union's GMP (EU-GMP) enforces more compliance requirements than the WHO GMP, as does the Food and Drug Administration's version in the US. Similar GMPs are used in other countries, with Australia, Canada, Japan, Singapore and others having highly developed/sophisticated GMP requirements. In the United Kingdom, the Medicines Act (1968) covers most aspects of GMP in what is commonly referred to as "The Orange Guide", because of the color of its cover, is officially known as The Rules and Guidance for Pharmaceutical Manufacturers and Distributors. Source: Wikipedia 5

An important reference source 6

Part 2 from the same source 7

Enforcement GMPs are enforced in the United States by the FDA; within the European Union, GMP inspections are performed by National Regulatory Agencies (e.g., GMP inspections are performed in the United Kingdom by the Medicines and Healthcare products Regulatory Agency (MHRA); in Australia by the Therapeutical Goods Administration (TGA); in India by the Ministry of Health and by similar national organizations worldwide). Each of the inspectorates carry out routine GMP inspections to ensure that drug products are produced safely and correctly; additionally, many countries perform Pre-Approval Inspections (PAI) for GMP compliance prior to the approval of every new drug for marketing. Regulatory agencies (including the FDA in the US and regulatory agencies in many European nations) are legally entitled to turn up unannounced to conduct inspections, if they believe that there are suitable grounds for doing this. Source: Wikipedia 8

15.3 What can be learned from the semi-conductor industry clean-room and manufacturing? 15.3.1 Similarities: clean air and water 15.3.2 Differences: biologicals 9

Important question: Can nanomedical systems be bionanomanufactured under cgmp principles? 10

15.2 cgmp-level manufacturing 15.2.1 Predictable methods lead to predictable products! 15.2.2 The CFR (Code of Federal Regulations) sections on GMPs 15.2.3 What is covered under cgmp? 15.2.4 GLP (Good Laboratory Practices) and the FDA 11

15.2.1 Why concentrate on reproducible and well documented methods rather than statistical sampling? Rather than depending on some statistical analysis of a subset of the manufactured products (also useful!) the FDA under cgmp concentrates on the methods that lead to the resulting product. The concept is that if the method is very reproducible then this will be better than merely sampling (and perhaps missing!) the products to find defects. Enough products need to be saved to allow for re-testing. The documentation is used to push reproducible methods and also to leave a document trail if something goes wrong so that there is a traceable method trail that can be addressed, if necessary. 12

15.2.2 The CFR (Code of Federal Regulations) sections on GMPs http://www.gpoaccess.gov/cfr/index.html 13

cgmp (Current Good Manufacturing Practices) CGMP are the Current Good Manufacturing Practices followed by the pharmaceutical and biotech firms to ensure that the products produced meet specific requirements for identity, strength, quality, and purity. FDA regulates these industries to ensure CGMPs are being followed by using the following tools: CGMP regulations: Laws which can incur criminal penalties when they are not followed; for example: 21 CFR Part 210 - Current Good Manufacturing Practice in Manufacturing, Processing, Packing, Or Holding Of Drugs; General Part 21 CFR Part 211 - Current Good Manufacturing Practice for Finished Pharmaceuticals 21 CFR Part 600 - Biological Products: General 21 CFR Part 11 - Electronic Records; Electronic Source: Wikipedia 14

15.2.3 What is covered under cgmp? A. General Provisions B. Organization and personnel C. Buildings and facilities D. Equipment Code of Federal Regulations: Parts 210 & 211 cgmp in Manufacturing, Processing, Packing or Holding of Drugs and Finished Pharmaceuticals E. Control of Components and Drug Product Containers and Closures F. Production and Process Controls G. Packaging and labeling Control H. Holding and Distribution I. Laboratory Controls J. Records and Reports K. Returned and Salvaged Products 15

15.2.4 GLP (Good Laboratory Practices) and the FDA The US FDA has rules for GLP in 21CFR58. These are the rules used for preclinical trials on animals prior to clinical research in humans. Research that is not conducted under these restrictions might be inadmissable in support of a New Drug Application in the US, so it is important to always use GLP with the idea that early data might be important. You don t have to use it, but you can! 16

Good Laboratory Practice (GLP) Good Laboratory Practice generally refers to a system of management controls for laboratories and research organizations to ensure the consistency and reliability of results as outlined in the OECD Principles of GLP and national regulations. GLP applies to non-clinical studies conducted for the assessment of the safety of chemicals to man, animals and the environment. The internationally accepted definition is as follows: Good Laboratory Practice (GLP) embodies a set of principles that provides a framework within which laboratory studies are planned, performed, monitored, recorded, reported and archived. These studies are undertaken to generate data by which the hazards and risks to users, consumers and third parties, including the environment, can be assessed for pharmaceuticals, agrochemicals, cosmetics, food and feed additives and contaminants, novel foods and biocides. GLP helps assure regulatory authorities that the data submitted are a true reflection of the results obtained during the study and can therefore be relied upon when making risk/safety assessments. Source: Wikipedia 17

15.3 Bionanomanufacturing 15.3.1 So what is special about biomanufacturing? 15.3.2 Nano-clean water necessary for nanopharmaceuticals 15.3.3 Contaminants at the nano-level 15.3.4 Can you scale up the process? 18

Testing Instrumentation and Techniques Nanoparticle fabrication and quality control labs Nanochemistry Dynamic Light scattering sizing Zeta Potential Atomic Force Microscopy Nanoparticle-cell interactions Flow cytometry Imaging (laser opto-injection and ablation) cytometry Confocal (one- and multi-photon analysis)ll Transient Gene Therapy ( gene drugs ) Construction of therapeutic genes for specific biomedical applications Animal testing/comparative medicine Human clinical trials Nanomaterials biocompatibility labs Microscopy/image analysis/leap Gene expression microarray analyses Biosensor Labs Biosensor molecular biology Results evaluated in targeting labs 19

15.4 Some quality control issues and how to test 15.4.1 Correctness of size size matters! 15.4.2 Composition atomic level analyses 15.4.3 Monodispersity versus agglomeration 15.4.4 Order and correctness of layers 15.4.5 Correctness of zeta potentials 15.4.6 Does the nanomedical system contain the correct payload? 15.4.7 Targeting (and mis-targeting) specificity and sensitivity 20

References CFR (Code of Federal Regulations) sections on GMPs. http://www.access.gpo.gov/cgibin/cfrassemble.cgi?title=200421 Go into the "Browse Parts" column and select Parts 200-299. The GMP sections are 210 and 211. 21