REQUEST FOR PROPOSALS FOR CONSULTING SERVICES FOR GRANT COMPETITION PROPOSAL DEVELOPMENT AND SUBMISSION FOR LUZERNE COUNTY, PENNSYLVANIA



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REQUEST FOR PROPOSALS FOR CONSULTING SERVICES FOR GRANT COMPETITION PROPOSAL DEVELOPMENT AND SUBMISSION FOR LUZERNE COUNTY, PENNSYLVANIA Reference #11315RFPLC Due Date: January 28, 2015 by 4:00 p.m. Luzerne County Purchasing Department Attention: Mr. Mark A. Zulkoski Penn Place Office Building 20 North Pennsylvania Avenue Wilkes-Barre, PA 18711 1

GENERAL INFORMATION: Luzerne County, an Equal Opportunity, Affirmative Action Employer, seeks to retain the services of a consultant firm to provide professional services for the development of a grant submission for the U.S. Department of Housing and Urban Development National Disaster Resilience Competition on behalf of Luzerne County. Luzerne County is issuing this Request for Proposals (RFP) to solicit written proposals from consultants who are interested in providing this service. Based on an evaluation of responses to this RFP, a consultant will be selected and invited to participate in further discussions and negotiation of a contract agreement for the requested services. The U.S. Department of Housing and Urban Development (HUD), in collaboration with the Rockefeller Foundation (Rockefeller), is providing significant resources and support to communities to help them become more resilient. The National Disaster Resilience Competition (NDRC) is a two-phase process that will competitively award nearly $1 billion in HUD Disaster Recovery funds to eligible communities. (FR-5800-N-29) The competition will help communities recover from prior disasters and improve their ability to withstand and recover more quickly from future disasters, hazards, and shocks. Luzerne County is identified as an eligible community to submit an application in this competition. The competition is structured in two phases: (1) a framing phase and (2) an implementation phase. During Phase 1, applicants will consider their disaster recovery needs, vulnerabilities, stakeholder interests, resilience, community development objectives, and investment alternatives. In Phase 2, applicants will consider and refine approaches to meet their needs and objectives identified in Phase 1. HUD will invite a subset of applicants from Phase 1 to participate in Phase 2. HUD will make funding awards at the conclusion of Phase 2. A resilient community is able to resist and rapidly recover from disasters or other shocks with minimal outside assistance. Reducing current and future risk is essential to the long-term vitality, economic well-being, and security of all communities. By identifying future risk and vulnerabilities, resilient recovery planning can maximize preparedness, save lives, and bring benefits to a community long after recovery projects are complete. This competition encourages American communities to consider not only the infrastructure needed to become resilient, but also the social and economic characteristics that allow communities to quickly bounce back after a disruption. For example, applicants need to consider how their projects will promote community development goals, ensure meaningful public engagement and participation, and build collaborations with neighboring jurisdictions and stakeholders who are critical partners in preventing, mitigating, and recovering from disasters. Through the NDRC, HUD seeks to meet the following six objectives: 1. Fairly and effectively allocate the CDBG Disaster Recovery funds. 2. Create multiple examples of modern disaster recovery that applies science-based and forward- looking risk analysis to address recovery, resilience, and revitalization needs. 3. Leave a legacy of institutionalizing the implementation of thoughtful, sound, and resilient 2

4. Provide resources to help communities plan and implement disaster recovery that makes them more resilient to future threats or hazards, including extreme weather events and climate change, while also improving quality of life for existing residents and making communities more resilient to economic stresses or other shocks. 5. Fully engage and inform community stakeholders about the impacts of climate change and assist in developing pathways to resilience based on sound science. 6. Leverage investments from the philanthropic community to help communities define problems, set policy goals, explore options, and craft solutions for local and regional resilient recovery strategies. SCOPE OF SERVICES: The selected consultant will be responsible for developing a grant submission in response to the Department of Housing and Urban Development CFDA 14.272 (FR-5800-N-29) for the National Disaster Resilience Competition on behalf of Luzerne County. 1. Work collaboratively, under the leadership of Luzerne County designated representatives, with all participating jurisdictions in developing a proposal for submission in the National Disaster Resilience Competition to the U. S. Department of Housing and Urban Development. 2. Work collaboratively with all jurisdictions, agencies and stakeholders to collect and compile supporting data and information necessary to validate final proposals and recommendations for submission and consideration in the competition. 3. Prepare all drafts and the final submission to meet all agreed upon time frames with Luzerne County as well as those required in the competition guidelines. 4. Produce a professionally drafted submission that meets all application criteria contained in FR 5800-N-29 and all subsequent updates to the initial release for both Phase I and Phase II consideration including all supporting data, documents and reports. 5. Please see the following website link for grant information. http://www.grants.gov/searchgrants.html?agencies%3dhud%7cdepartment%20of%20housing%20and%20urban%2 0 Development Interested consultants should submit a Letter of Interest and Statement of Qualifications including, but not limited to, the following (PLEASE LIMIT YOUR PROPOSALS TO 10 PAGES): Firm name, address, and telephone number. Point of contact: name and telephone number. Summary of suggested approach to meet the objectives for the project as described in the Scope of Services section. Past experience in Disaster Planning, Disaster Recovery Consultation, Disaster Mitigation Design, and experience with HUD, FEMA, and SBA Disaster contracts and recovery implementation and management. Overview of consulting team including clear statements of expertise in project of this nature. Adhere to all Title VI requirements and provide proof/documentation. Qualifications 3

in complying with HUD Section 3 requirements. Key personnel s professional qualifications and experience and availability to undertake the tasks outlined above; their reputation and professional integrity and competence. Current workload and demonstrated ability to meet schedules without compromising sound planning practices. At least three (3) project references. A cost proposal must be included which reflects the per hour rate for individuals assigned to this project as well as a not to exceed amount. Familiarity with the requirements of the Community Development Block Grant Program and the CDBG-DR program. Professional Liability Insurance is required for this project. Please indicate the level of coverage provided. Submittal Format / Evaluation Criteria Submittals shall be organized in a manner requested in the RFP submittals shall contain all pertinent information requested and will be evaluated based on adherence to the following: 1. General Requirements Cover letter Firm name, address, and telephone number Point of contact: name and telephone number Written statement of compliance with Title VI and HUD Section 3. 2. Capacity to perform required services Areas of expertise addressed by the team members presented in submittal 3. Qualifications Company overview for all consulting firms participating as team members Resumes for proposal project manager and staff from each participating firm 4. Experience Provide case study information documenting relevant experience (minimum of four examples). Case studies shall list the following as a minimum: Client and client s point of contact information Firm s role in project Project staff and their role 5. Methodology Summary of suggested approach and methodology shall include: Clearly defined scope of work Proposed distribution of tasks among team members Organizational chart, including all team members 6. Attendance at one or more of the Rockefeller Foundation Resilience Academies A Consultant Review Committee that will identify the most qualified proposers will review submittals. At the discretion of the Consultant Review Committee, selected consultants may be interviewed to determine the most qualified firm or firms. Disadvantaged Business Enterprise (DBE) firms, Section 3 Business Enterprises, as well as other minority-owned and women- owned firms are encouraged to respond to this Request 4

for Qualifications. 5

TENTATIVE PROJECT SCHEDULE: 1. Project Kickoff Meeting February 6, 2015 2. Draft Unmet Needs Assessment Completed February 20, 2015 3. Draft Resiliency Competition Application Completed February 25, 2015 4. Final Unmet Needs Assessment February 27, 2015 5. Final NDRC Competition Application Completed March 13, 2015 6. Draft Resiliency Framework Completed March 27, 2015 7. Comments on Resiliency Framework Completed April 10, 2015 8. Final Resiliency Framework Completed April 24, 2015 9. Adoption of Resiliency Framework May 1, 2015 10. Performance Review for Potential Phase II Support No Later Than May 1, 2015 COMPENSATION: Luzerne County will negotiate a flat fee for services with the consultant whose proposal and qualifications are determined to be the most advantageous to Luzerne County, based upon the evaluation of information received from applicants, at a compensation which Luzerne County determines to be fair and reasonable. Should Luzerne County be unable to negotiate a satisfactory contract with the consultant considered to be the most qualified, the County reserves the right to undertake negotiations with the responsible firm considered to be the next most advantageous, or at its discretion, issue another Request for Proposal/Qualifications. Non-discrimination and Title VI The contractor hereby agrees, warrants, and assures compliance with the provisions of Title VI and VII of the Civil Rights Act of 1964 and all other federal statutory laws which provide in whole or in part that no person shall be excluded from participation or be denied benefits of or be otherwise subjected to discrimination in the performance of this Contract or in the employment practices of the contractor on the grounds of handicap and/or disability, age, race, color, religion, sex, national origin, or any other classification protected by federal, state or statutory law. The contractor shall upon request show proof of such nondiscrimination and shall post in conspicuous places available to all employees and applicants notices of non-discrimination. Any recipient entity shall be subject to the requirements of Title VI of the Civil Rights Act of 1964, 42 U.S.C. 2000d et seq., and regulations promulgated pursuant thereto. It shall develop a Title VI implementation plan with participation by protected beneficiaries as may be required by such law or regulations. To the extent applicable, such plan shall include Title VI implementation plans sub-recipients of federal funds through the entity. The contractor shall produce the plan upon request by Luzerne County. Failure to provide same shall constitute a material breach of contract. Respondents requesting additional information or clarification are to contact Andrew D. Reilly in writing at Andy.Reilly@lzuernecounty.org. Questions should reference the section of the RFP to which the question pertains and all contact information for the person submitting the questions. 6

GENERAL INFORMATION: The County reserves the right to reject any and/or all response, to modify the scope with one or more of the respondents, to amend the RFP, cancel the RFP and to waive any/all requirements which the County deems to be in its or its employees best interest. After evaluation of the responses, the County will make its selection based on the response which best meets the needs of the County, in the sole discretion of the County. The Request for Proposals in not intended to create a public bidding process, and the proposal with the lowest quoted fees will not necessarily be accepted, nor will any reason for the rejection of any proposal be indicated. The County reserves the right to privately negotiate with any firm with respect to the requirements outlined in this Request for Proposals. If no vendor is chosen, Luzerne County will re-issue this RFP. SUBMISSION REQUIREMENTS: Sealed proposals must be submitted no later than 4:00 p.m. on Wednesday, January 28, 2015 to: Luzerne County Purchasing Department Attention: Mr. Mark A. Zulkoski Penn Place Office Building 20 North Pennsylvania Avenue Wilkes-Barre, PA 18711 7

Submit proposals in a sealed envelope cleared marked CONSULTING SERVICES FOR GRANT COMPETITION PROPOSAL DEVELOPMENT AND SUBMISSION FOR LUZERNE COUNTY, PENNSYLVANIA. Interested firms shall submit an original, six (6) copies, and one (1) digital CD of a letter of interest and statement of qualifications to the above office. LUZERNE COUNTY IS AN AFFIRMATIVE ACTION, EQUAL EMPLOYMENT OPPORTUNITY EMPLOYER. 8