How to design the future EU Financial System? Resolution Framework, Crisis Prevention and Capital Markets Union



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28 October 2015, 8:15 18 h, Venue: Auditorium Maximum ESMT Berlin Conference in English, Admission is without fees, but restricted on confirmed registration Organizer: F I N A N C I A L S T A B I L I T Y C O N F E R E N C E 2 0 1 5 T H I R D J O I N T C O N F E R E N C E O N E U R E G U L A T O R Y R E F O R M S Scientific Co-Organizers: How to design the future EU Financial System? Resolution Framework, Crisis Prevention and Capital Markets Union Keynotes Dr. Vitor Constâncio, Vice President, European Central Bank Dr. Elke König, Chair, Single Resolution Board Speakers & Discussants Günter Borgel, Federal Agency for Financial Market Stabilisation Prof. Stijn Claessens, U.S. Federal Reserve System Dr. Thomas Dohrn, European Banking Authority Dr. Levin Holle, German Federal Ministry of Finance Monica Marcucci, Bank of Italy Olivier Jaudoin, Prudential Supervisory and Resolution Authority Francesco Mazzaferro, European Systemic Risk Board Martin Merlin, European Commission Christophe Nijdam, Finance Watch Dr. Wilfried Paus, Deutsche Bank Fatima Pires, European Central Bank Dr. Rolf Strauch, European Stability Mechanism and other Experts...

Opinions Discussions Perspectives Viewpoints r e s o l u t i o n f r a m e w o r k a n d b a i l - i n P r o g r a m 9:00 Opening Martin Aehling, Head, Financial Risk and Stability Network 9:15 Welcome Address Klaus Feiler, State Secretary, Berlin Senate for Finance 9:30 Keynote Ending too big to fail Have we completed the job? Dr. Elke König, Chair, Single Resolution Board 10:15 Panel Discussion I Resolution Framework and Resolution Board: Is the Work done? Preparing Resolution and Evaluation of Living Wills: Are we on Track? Implementing credible Resolution Planning: Are Taxpayers out now? Lagging behind: A common legal Bank Insolvency Regime in the EU Olivier Jaudoin, Director Resolution, Prudential Supervisory and Resolution Authority Dr. Elke König, Chair, Single Resolution Board Christophe Nijdam, Secretary General, Finance Watch Fatima Pires, Head of the Financial Regulation Division, European Central Bank Emiliano Tornese, Senior Officer, Resolution and Crisis Management Unit, European Commission Moderation: Prof. Jörg Rocholl, President, ESMT European School of Management and Technology 11:15 Coffee With kind support from: Linklaters d-fine Ernst & young Stiftung geld und währung 11:45 13:00 Panel Discussion II Resolution Tools: How to make Bail-in operational and effective? Are the Settings and Requirements for Bail-in-able Liabilities sufficient? How to organize orderly Liquidation and Resolution Plan Transparency? How have Banks to adopt and change their Business Structures? Günter Borgel, Member of the Management Board, Federal Agency for Financial Market Stabilisation Dr. Thomas Dohrn, Policy Expert, Resolution Unit, European Banking Authority Monica Marcucci, Senior Lawyer, Legal Department, Bank of Italy Dr. Wilfried Paus, Global Head Risk Analytics and Living Wills, Deutsche Bank Dr. Sven Schelo, Partner, Linklaters Moderation: Prof. Marcel Fratzscher, President, German Institute for Economic Research, DIW Berlin Lunch

Meinungen Diskussion Perspektiven Standpunkte c r i s i s p r e v e n t i o n a n d c a p i t a l m a r k e t s u n i o n P r o g r a m 14:00 Panel Discussion III Crisis Prevention and Macroprudential Policy: Mission impossible? What are the various Instruments and how can they work? How will they interact with Monetary and Fiscal Policy? How shall Macroprudential Policy be organized effectively? What are the Repercussions on the EU Banking Sector? Prof. Arnoud Boot, University of Amsterdam, and Co-Director, Amsterdam Center for Law and Economics Prof. Stijn Claessens, Senior Adviser, International Finance Division, Board of Governors of the Federal Reserve System Francesco Mazzaferro, Head of the Secretariat, European Systemic Risk Board Dr. Rolf Strauch, Member of the Management Board, European Stability Mechanism Moderation: Prof. Henrik Enderlein, Director, Jacques Delors Institut Berlin, and Professor of Political Economy, Hertie School of Governance 15:15 Coffee 15:45 Keynote Macroprudential Policy in Europe: Ensuring Financial Stability in a Banking and Capital Markets Union Dr. Vitor Constâncio, Vice President, European Central Bank 16:30 Panel Discussion IV The EU Financial System: How to better design for sustainable Growth? How to overcome Fragmentation and push Intermediation? Which regulatory and policy Settings are inducing Growth? Can the Capital Market Union be an appropriate Stimulator? What Policy Choices and alternative Options do we have? Colin Ellis, Chief Credit Officer, Moody s Dr. Levin Holle, Director General, Financial Markets Policy Department, German Federal Ministry of Finance Liz Meneghello, Head of Capital Markets Union and CCP Resolution, HM Treasury Martin Merlin, Director Financial Markets, European Commission Dr. Christian Thimann, Member of the Executive Committee, AXA Group Moderation: Nicolas Véron, Senior Fellow, Bruegel 17:40 Closing Organizer and Co-Organizers 17:50 Get together

o r g a n i z e r a n d c o - o r g a n i z e r s Organizer Martin Aehling, Financial Risk and Stability Network Scientific Co-Organizers Prof. Henrik Enderlein, Jacques Delors Institut Berlin, and Hertie School of Governance Prof. Marcel Fratzscher, German Institute for Economic Research, DIW Berlin Prof. Jörg Rocholl, ESMT European School of Management and Technology Dr. Guntram Wolff, Bruegel About the Organizer The Financial Risk and Stability Network is an independent initiative focusing on regulation and financial sector reforms in the EU. It contributes to the provision of information and views exchange on these issues via its activities and events. A sound financial sector serving real needs is key for Europe, its citizens and economic welfare. We are far from this. And financial stability is never a given condition. It is only achieved by rules, good regulation and oversight. Shaping policies which respect the interest of society is an essential, ongoing challenge. FRSN therefore stimulates debate and opinion making on financial sector reforms amongst politicians, scientists, regulators and industry experts. Independence, transparency as well as a critical and constructive perspective are core principles of the initiative. The understanding is as a complementary to institutions which have a societal-, dialog- and research-driven approach.

m o t i v a t i o n a n d F e a t u r e d S P O N S O R S Motivation The conference topics relate to the regulatory and political efforts to make the EU financial system more resilient and to push intermediation. The Single Resolution Board had started work on developing resolution plans and shall be fully operational as from January 2016. The resolution framework shall then work in the case of bank failures. Also to prevent future crisis, new regulatory requirements have been set and various measures as well as institutional arrangements undertaken to safeguard financial stability. In the discussions we will critically question these efforts and settings by asking if they are a comprehensive response to the crises, how they may function together and if they do work in practice. This is of overall importance: First, to prevent that tax payers have to pay once more and EU member states run in deficits for bail-outs. Second, because stability and a sound financial sector are preconditions for a smooth functioning of the economy and for sustainable growth. In this regard we will also discuss the agenda for an European capital markets union. The conference brings together regulators, scientists, politicians, industry experts and organizations. We think that generating a public debate on these issues is very reasonable and also necessary to keep on in building a more resilient financial system which fulfills its vital functions in serving the real economy and supports sustainable growth. Premium Sponsor Conference Sponsors With kind support from Stiftung Geld und Währung We are thanking the Sponsors and the Foundation for making possible this conference. Please note: Admission only after confirmed registration. Registration via conference@frsn.de, deadline 22 October.

Joint Conference, 28 October 2015, ESMT Berlin h o w t o d e s i g n t h e f u t u r e e u f i n a n c i a l s y s t e m? r e s o l u t i o n f r a m e w o r k, c r i s i s p r e v e n t i o n a n d c a p i t a l M a r k e t s u n i o n Organizer: Financial Risk and Stability Network Scientific Co-Organizers: Bruegel German Institute for Economic Research European School of Management and Technology Jacques Delors Institut Berlin Date and Venue: 28 Oct. 2015, Check-in/doors open 8:15 a.m. ESMT European School of Management and Technology, Schlossplatz 1 D 10178 Berlin Mitte How to get there: ESMT is on the south side of Museumsinsel besides the Federal Foreigen Office in the center of Berlin. The nearest bus stations are Staatsoper and Lustgarten (bus lines TXL, 100, 200). From Tegel Airport you can reach the venue by bus TXL within 60 minutes or by taxi in about 45 minutes. Nearest subway station is Hausvogteiplatz with U2. There are no car parking places nearby. Registration: via email: conference@frsn.de Registration deadline: 22 October On-site registrations are not possible. Attendance is free of charge. Registrations have to be confirmed by the organizer. For the confirmation we aks for your personal details. We will inform you in due time. Registrations via: conference@frsn.de Additional Information: I The program may be subject to changes. Any liability or responsibility of the organizer is excluded. II There is no right of participation. The organizer may refuse registrations, especially as the room capacity is limited. III Note that there is no translation service. Accomodation: Nearby hotels are "Cosmo Hotel Berlin" cosmo-hotel.de and "Arcotel John F Berlin" arcotelhotels.com/en/john_f_hotel_berlin. Coordination and Organization: Martin Aehling Financial Risk and Stability Network Willmanndamm 17 D 10827 Berlin info@frsn.de financial-stability.org