Wisconsin s Annual Elder Abuse and Neglect Report: 2006



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Wisconsin s Annual Elder Abuse and Neglect Report: 2006 A statewide summary of reports submitted by Wisconsin counties P-00124 (08/2007)

Introduction: The Annual Elder Abuse and Neglect Report In Wisconsin, county agencies receive elder abuse, neglect, and financial exploitation referrals and respond to them, determining whether a situation of abuse, neglect, or financial exploitation exists and creating individualized service plans to assist elder persons and help ensure their safety. After responding to an incident, county agencies file an incident report with the Department of Health and Family Services, using the web-based Wisconsin Incident Tracking System (WITS). A compilation of all county incident reports from 2006 are the basis of this statewide Annual Elder Abuse and Neglect Report.

New Reporting System In September, 2006, DHFS rolled out the Wisconsin Incident Tracking System (WITS), a web-based application county agencies use in reporting their responses to incidents of elder abuse, neglect, and financial exploitation. In addition to collecting all the information previously submitted to DHFS on paper forms, WITS collects new information on clients substitute decision makers, home and community-based waiver participation, and other topics. Because the software was provided late in the reporting year, county workers began the year collecting information on paper forms and later transcribed them into WITS. For incidents that took place before WITS was available, workers may not have had information about substitute decision makers, waiver participation, etc. Thus, the 2006 report is missing some information on these topics, and you will note frequent use of unknown as an answer to some of the new questions. Reports will be more complete in future years as WITS becomes the standard for data collection.

More Changes Ahead Effective December 1, 2006, the laws regarding reporting of abuse, neglect, and financial exploitation changed to create consistent reporting requirements for adults of all ages. The provisions to ensure the safety of older adults now extend to adults at risk of all ages. For more information about the new laws and their implications for response and reporting, use the link to the August, 2006 issue of Wisconsin Lawyer on the DHFS Adult at Risk webpage: http://dhfs.wisconsin.gov/aps/links.htm Beginning in Fall, 2007, county adult-at-risk agencies will be able to use WITS to report on incidents of all abuse, neglect, and financial exploitation involving adults age 18 and over, not only those age 60+. DHFS will continue to provide separate annual reports on incidents of elder abuse, neglect, and financial exploitation, and on incidents involving younger adults at risk.

Growing Awareness of Elder Abuse A total of 4,372 cases of suspected abuse, neglect, and financial exploitation were reported in 2006, an increase of 3.3 percent from 2005. Tragically, 24 were fatal and another 260 were considered lifethreatening. About one in 11 incidents (6.5%) involved a lifethreatening or fatal situation. The increased number of reported incidents signals better communication between law enforcement, health care professionals and social services agencies, which leads to more people recognizing signs of abuse and helping to ensure the safety of our older residents. This report documents reported elder abuse incidents in Wisconsin, and provides information about the types of incidents reported, characteristics of the victims and abusers, and local responses which guide the State's efforts to prevent abuse, neglect, and financial exploitation.

Primary Reason for Call Type of abuse Number Percent of Incidents Self-Neglect 2367 53.4% Financial Exploitation 917 20.7% Neglect by Others 512 11.6% Physical Abuse 252 5.7% Sexual Abuse 27 0.6% Emotional Abuse 287 6.5% Treatment without consent 1 0.0% Unreasonable confinement/restraint 9 0.2% Calls requesting information only* 59 1.3% Total 4431 100.0% * NOTE: Calls for "information only" do not involve allegations of abuse, neglect, or financial exploitation, and are not included in the analytic tables. NOTE: This table includes several response options that are new to county workers and were not available on the data collection forms used for most of 2006. Thus, workers had not collected information about sexual abuse, treatment without consent, or unreasonable confinement or restraint for 2006. In future years, more complete information will be available about incidents involving these types of abuse.

Primary Reason for Call Financial Exploitation, 20.7% Self-Neglect, 53.4% Neglect by Others, 11.6% Physical Abuse, 5.7% Information Only*, 1.3% Treatment without consent, 0.0% Sexual Abuse, 0.6% Emotional Abuse, 6.5% Unreasonable confinement/restraint, 0.2%

Previous report on this individual? Number Percent Yes 1344 31.0% No 2865 66.0% Unknown* 129 3.0% Total 4338 100.0% * In addition, 35 reports were missing this information. Location of Incident Number Percent At or near place of residence 4020 91.9% Other place 352 8.1% Total 4372 100.0% Life-Threatening and Fatal Incidents Number Percent Life-Threatening Incidents 284 6.5% Fatal Incidents 24 0.5% Fatalities as percent of life-threatening incidents 8.5%

Referral Source Source Number Percent ADRC/Aging Unit 39 0.9% Agency 798 18.3% Alleged abuser 6 0.1% Anonymous 269 6.2% Friend/neighbor 380 8.7% Law enforcement 383 8.8% Medical professional 793 18.1% Relative 920 21.0% Victim 259 5.9% Other source 525 12.0% Total 4372 100.0%

Referral Source Relative 21.0% Agency Medical professional 18.3% 18.1% Other source 12.0% Law enforcement Friend/neighbor 8.8% 8.7% Anonymous Victim 6.2% 5.9% ADRC/Aging Unit Alleged abuser 0.9% 0.1%

Call Received By Number Percent ADRC 626 14.3% Aging Unit 623 14.2% Dept. of Community Programs (51.42/437) 4 0.1% Dept. of Human Services 1687 38.6% Law enforcement 51 1.2% Publicized helpline number 819 18.7% Social Services Dept. 505 11.6% Other 57 1.3% Total 4372 100.0%

Call Received By... Dept. of Human Services 38.6% Publicized helpline number 18.7% ADRC 14.3% Aging Unit 14.2% Social Services Dept. 11.6% Other 1.3% Law enforcement Dept. of Community Programs 1.2% 0.1%

Initial Response and/or Investigating Agency Item Number Percent ADRC 246 5.6% Aging Unit 1608 36.8% Animal Control/Humane Society 2 0.0% BOALTC/Ombudsman 2 0.0% Dept. of Community Programs (51.42/437) 3 0.1% Dept. of Human Services 1839 42.1% Dept. of Justice 1 0.0% Dept. of Public Health 7 0.2% Dept. of Social Services 554 12.7% DQA/Licensing and Regulation 3 0.1% Housing inspection/zoning 4 0.1% Law enforcement 77 1.8% Other 26 0.6% Total 4372 100.0%

Initial Response and/or Investigating Agency Dept. of Human Services, 42.1% Other, 1.1% Law enforcement, 1.8% ADRC, 5.6% Dept. of Social Services, 12.7% Aging Unit, 36.8%

Age of Elder Person Age Number Percent Under 60 years 15 0.3% 60-69 years 794 18.2% 70-79 years 1400 32.0% 80-89 years 1714 39.2% 90+ years 449 10.3% Total 4372 100.0% Note: The small number of individuals under 60 years of age are all in their 50s and have health or disabling conditions considered "infirmities of aging."

Elder Person's Age 60-69 years, 18.2% 70-79 years, 32.0% Under 60 years, 0.3% 90+ years, 10.3% 80-89 years, 39.2%

Elder Person's Gender Number Percent Male 1542 35.3% Female 2825 64.7% Total 4367 100.0% Elder Person's Race Age Number Percent White 3765 86.1% Black/African American 327 7.5% Native American/Alaska Native 63 1.4% Asian 13 0.3% Hawaiian/Pacific Islander 1 0.0% Other race 22 0.5% Not reported or unknown 181 4.1% Total 4372 100.0%

Elder Person's Living Arrangement Number Percent Adult family home 20 0.5% Adult family home/licensed 7 0.2% CBRF 126 2.9% Friend's home 37 0.8% Homeless 20 0.5% Nursing home 200 4.6% Own home/apt alone 2180 49.9% Own home/apt with others 1490 34.1% RCAC 16 0.4% Relative's home 239 5.5% Other 37 0.8% Total 4372 100.0%

Elder Person's Living Arrangement Own home/apt alone, 49.9% Other, 2.2% Assisted Living, 3.9% Nursing home, 4.6% Relative's home, 5.5% Own home/apt with others, 34.1%

Waiver Participant? Number Percent Yes 220 5.0% No 2629 60.1% Unknown 1523 34.8% Total 4372 100.0% Note: Prior to the release of WITS in September, 2006 workers did not collect information about the elder person's waiver participation. Thus, for many 2006 incident reports this status is "unknown." Is there a substitute decision maker? Number Percent Yes 556 12.7% No 3369 77.1% Unknown 447 10.2% Total 4372 100.0% Note: Prior to the release of WITS in September, 2006 workers did not collect substitute decision-maker information in this way. Thus, for many 2006 incident reports this information is "unknown."

Type of Substitute Decision Maker Number Percent Guardian of the Person 82 1.9% Guardian of the Estate 70 1.6% Representative Payee 17 0.4% Power of Attorney-Finances-Activated 246 5.6% Power of Attorney-Finances-Not Active 66 1.5% Power of Attorney-Health Care-Activated 203 4.6% Power of Attorney-Health Care-Not Active 123 2.8% Conservator 2 0.0% Note: Multiple responses were allowed. Percents represent share of all incidents showing this type of substitute decision-maker.

Type of Substitute Decision-Maker Power of Attorney- Finances-Activated Power of Attorney-Health Care-Activated 4.6% 5.6% Power of Attorney-Health Care-Not Active 2.8% Guardian of the Person 1.9% Guardian of the Estate Power of Attorney- Finances-Not Active 1.6% 1.5% Representative Payee 0.4% Conservator 0.0%

Elder Person's Characteristics Number Percent Frail Elderly 2914 66.7% Dementia 985 22.5% Disoriented and confused 680 15.6% Developmental Disability 66 1.5% Physical Disability 614 14.0% Medical Condition (other) 679 15.5% Mental Illness (mentally ill) 267 6.1% Chronic mental illness 170 3.9% Diabetes 206 4.7% Morbidly Obese 42 1.0% Homebound 440 10.1% Incontinent 337 7.7% Alcohol abuse 213 4.9% Chronic alcoholic 90 2.1% Drug abuse 29 0.7% Blind/visually impaired 179 4.1% Deaf/hard of hearing 305 7.0% Stroke-related condition 158 3.6% Functionally illiterate 33 0.8% None of the listed characteristics 237 5.4% Note: Multiple responses were allowed so numbers do not add up to 100%

Elder Person's Characteristics Frail Elderly Dementia 22.5% 66.7% Disoriented and confused Other medical condition Physical Disability Homebound Sensory disability Any mental illness Incontinent Any AODA issue Diabetes Stroke-related condition 15.6% 15.5% 14.0% 10.1% 10.0% 9.7% 7.7% 6.9% 4.7% 3.6%

Age of Alleged Abuser(s) Age Number Percent Unknown 126 n/a Under 25 years 98 4.50% 25 to 44 years 604 27.74% 45 to 59 years 885 40.65% 60 to 79 years 429 19.71% 80 years or older 161 7.40% Note: Abusers with unknown ages are excluded from these percents. Total 2,177 100.0%

Alleged Abusers' Gender Number Percent Male 1141 49.5% Female 1062 46.1% Unknown 100 4.3% Total 2303 100.0%

Alleged Abusers' Relationships to Elder Person Number Percent Spouse 328 14.2% Son 514 22.3% Daughter 480 20.8% Sibling 31 1.3% Grandchild 153 6.6% Other Relative 175 7.6% Friend/Neighbor 237 10.3% Home agency or facility staff 11 0.5% Other service provider 106 4.6% Other 178 7.7% Unknown 90 3.9% Total 2303 100.0%

Alleged Abuser's Relationship Son, 22.3% Service provider, 5.1% Grandchild, 6.6% Other Relative, 9.0% Daughter, 20.8% Friend/Neighbor 10.3% Spouse, 14.2% Other or unknown, 11.6%

Are Alleged Abusers Caregivers? Number Percent Yes 1058 45.9% No 1124 48.8% Unknown 121 5.3% Total 2303 100.0% Do Alleged Abusers Live with Elder Person? Number Percent Yes 1098 47.7% No 1119 48.6% Unknown 86 3.7% Total 2303 100.0% Do Alleged Abusers Have Any Legal or Substitute Decision Maker Status? Number Percent Any legal/subs dec maker status listed 792 34.4% No status listed 1511 65.6% Total 2303 100.0%

Alleged Abusers' Characteristics Number Percent Frail Elderly 156 6.8% Dementia 42 1.8% Disoriented and confused 26 1.1% Developmental Disability 21 0.9% Physical Disability 51 2.2% Medical Condition (other) 62 2.7% Mental Illness (mentally ill) 93 4.0% Chronic mental illness 49 2.1% Diabetes 14 0.6% Morbidly Obese 16 0.7% Homebound 16 0.7% Incontinent 4 0.2% Alcohol abuse 177 7.7% Chronic alcoholic 50 2.2% Drug abuse 143 6.2% Blind/visually impaired 4 0.2% Deaf/hard of hearing 17 0.7% Stroke-related condition 3 0.1% Functionally illiterate 4 0.2% Financially dependent on elder 304 13.2% Unemployed 238 10.3% None of the listed characteristics 1255 54.5% Note: Multiple responses were allowed so numbers do not add up to 100%. Percents refer to share of all alleged abusers.

More than One Alleged Abuser? Number Percent Yes 171 3.9% No 4201 96.1% Total 4372 100.0%

Was Hurt or Harm Substantiated? Number Percent Substantiated 2338 53.5% Unsubstantiated 1493 34.1% Unable to substantiate 538 12.3% Missing answer 3 0.1% Total 4372 100.0%

Was Hurt or Harm Substantiated? Unable to substantiate, 12.3% Unsubstantiated, 34.1% Substantiated, 53.5%

Actions Taken Action Number Percent Guardian referral 276 6.3% Investigation not accepted 246 5.6% Mental health commitment 64 1.5% Outreach continues 504 11.5% Protective services placement 239 5.5% Referral made to other agency 578 13.2% Referral made to state agency 30 0.7% Services needed are not available 32 0.7% Services not needed 591 13.5% Services offered but not accepted 870 19.9% Services offered-all accepted 620 14.2% Services offered-some accepted 1161 26.6% Other legal action 140 3.2% Other disposition 313 7.2% Note: Multiple responses were allowed so numbers do not add up to 100%

Actions Taken Services offered-all accepted Services not needed Referral made to other agency Outreach continues 14.2% 13.5% 13.2% 11.5% Other disposition Guardian referral Investigation not accepted Protective services placement 7.2% 6.3% 5.6% 5.5% Other legal action 3.2% Mental health commitment Services needed are not available Referral made to state agency 0.7% 0.7% 1.5%

Services Planned for Elder Person Service Number Percent Advocacy/Legal services 781 17.9% Community Based aids,svcs 1233 28.2% Day care svcs, treatment 497 11.4% Domestic violence/assault victim services 40 0.9% Emergency response services 152 3.5% Facility based care 696 15.9% Medical services 366 8.4% Service coordination 1748 40.0% Substitute decision making 291 6.7% Transportation 229 5.2% Other services planned 306 7.0% Note: Multiple responses were allowed so numbers do not add up to 100%

Services Planned for Elder Person Service coordination 40.0% Community Based aids,svcs 28.2% Advocacy/Legal services Facility based care 17.9% 15.9% Day care svcs, treatment Medical services Other services planned Substitute decision making Transportation Emergency response services 11.4% 8.4% 7.9% 6.7% 5.2% 3.5%

Services Planned for Alleged Abuser(s) Service Number Percent Advocacy/Legal services 207 9.9% Community Based aids,svcs 97 4.7% Day care svcs, treatment 92 4.4% Domestic violence/assault victim services 1 0.0% Emergency response services 5 0.2% Facility based care 44 2.1% Medical services 23 1.1% No services planned 1412 67.7% Service coordination 325 15.6% Substitute decision making 19 0.9% Transportation 8 0.4% Other services planned 76 3.6% Note: Multiple responses were allowed so numbers do not add up to 100%. Percents refer to share of all incidents in which abuse was alleged.

Services Planned for Abuser(s) No services planned 67.7% Service coordination Advocacy/Legal services Community Based aids,svcs Day care svcs, treatment Other services planned Facility based care Medical services Substitute decision making Transportation Emergency response services 15.6% 9.9% 4.7% 4.4% 3.6% 2.1% 1.1% 0.9% 0.4% 0.2%

Contact Information Jane A. Raymond, Advocacy and Protection Systems Developer Wisconsin Department of Health and Family Services Division of Long Term Care Bureau of Aging and Disability Resources P.O. Box 7851, Madison WI 53707-7851 Voicemail: 608-266-2568 FAX: 608-267-3203 Email: raymoja@dhfs.state.wi.us