CIDRIS Vendor Certification



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CIDRIS Vendor Certification About 80% of the Connecticut CAD/RMS market is with non-cidris certified vendors The State of Connecticut Criminal Justice Information Systems (CJIS) would like to announce the release of the new Connecticut Impaired Driver Records Information System and the opportunities for business growth with the State of Connecticut. FOR A DEMO, CONTACT A CIDRIS MANAGER TODAY!: Gary Wollman Mark Tezaris 101 East River Drive 101 East River Drive East Hartford, CT 06108 (or) East Hartford, CT 06108 (860) 622-2147 (860) 622-2140 gary.wollman@ct.gov Mark.Tezaris@ct.gov Page 1 of 15

Table of Contents What is CIDRIS?... 3 Purpose of this Handout... 6 Benefits of Developing a Interface with CIDRIS... 7 CAD/RMS Vendors... 8 Grants available to Law Enforcement Agencies... 9 How to become CIDRIS certified...10 Appendix A. Public Act 08-01...13 Page 2 of 15

What is CIDRIS? The Connecticut Impaired Driver Records Information System (CIDRIS) is a comprehensive, state-wide information technology system per Public Act 08-0 1 (refer to Appendix A), that has the ability to electronically share Operating Under the Influence (OUI) offender information among law enforcement, the Department of Motor Vehicles (DMV), and the Judicial Branch. CIDRIS includes the electronic roadside data capture of traffic citations, as well as the retrieval of judicial, criminal offender, and DMV information. CIDRIS delivers more timely and accurate driver, vehicle, and enforcement - adjudication information. It also offers a records management and tracking system that enables law enforcement, licensing, and criminal justice agencies to better adjudicate and impose sanctions against drunk drivers. More specifically, CIDRIS allows the state to: Appropriately identify, charge, and sanction intoxicated drivers, based on their driving history Manage impaired driving cases from arrest through the completion of court and administrative sanctions Identify target impaired driver populations and trends, address driving control system flaws, and evaluate counter measures Provide agencies with the adequate and timely information necessary to fulfill their requirements Reduce administrative costs while increasing system efficiencies To act as a clearinghouse for OUI activity within the State of Connecticut To provide near real-time information on motor vehicle and criminal OUI arrests To streamline the OUI process, reducing errors and redundant data capture, and to eliminate and/or minimize paper transfer between law enforcement, DMV and judicial To transmit forms in a readable format: A-44 Officer s OUI Arrest and Alcohol Test P-1 Accident Report P-2 Accident Report with Death Drager Intoxilyzer Results for: Test 1 Test 2 Blood / Urine Reports, if taken Page 3 of 15

JD-CR-21 Uniform Arrest Report Accused Statements, if provided Witness Statements, if taken Criminal Summons Criminal Search Warrants involving Blood test CIDRIS Vendor Certification To integrate with Criminal Justice Information Systems (CJIS) information-sharing system initiative via the National Information Exchange Model (NIEM) version 2.0 conformant messaging To integrate with current and future Law Enforcement Computer Aided Dispatch/Records Management Systems (CAD/RMS) within Connecticut via NIEM version 2.0 conformant messaging technology To integrate with legacy CJIS systems via IBM WebSphere MQ messaging technology To align with the Justice Related Architecture (JRA) and Service Oriented Architecture (SOA) and CJIS Standards To initiate an architectural framework that will benefit or enhance a traffic citation processing system To create a data mart that will track the information necessary for reporting on or by agencies, including the Connecticut Department of Transportation (ConnDOT) and National Highway Traffic Safety Administration (NHTSA) To maintain a full chain of custody, including an audit trail, for all case data captured To support the collection of electronic signatures Below is a diagram of how inbound and outbound event messages are exchanged between the agencies and CIDRIS. Page 4 of 15

Page 5 of 15 CIDRIS Vendor Certification

Purpose of this Handout As of today, there is only one CAD/RMS vendor in Connecticut who is CIDRIS certified. The CJIS Governing Board would like to give the opportunity to all the CAD/RMS vendors, within the State of Connecticut, to be part of Connecticut s new CIDRIS environment. Currently, law enforcement agencies are participating on a voluntary basis. This handout leverages the Bureau of Justice Assistance (BJA), National Institute of Justice (NIJ) Standard Functional specifications for: Law Enforcement Computer Aided Dispatch (CAD) Systems and Law Enforcement Records Management Systems (RMS) Version I and II. To become CIDRIS certified, the CAD/RMS vendor must meet the above referenced BJA/NIJ requirements; all of the CIDRIS specific requirements contained herein, and have their CAD/RMS systems validate against the approved NIEM schema set for CIDRIS exchange messages prior to sending the message to the CIDRIS engine. After a vendor receives their CIDRIS certification from the CJIS Support Group, they may market their product to the Connecticut law enforcement community as CIDRIS certified. Vendors that are CIDRIS certified can have an advantage by providing more added value to local police departments that can save money and lives. This added value can also help increase vendor exposure in Connecticut. Page 6 of 15

Benefits of Developing a Interface with CIDRIS The benefits of increasing criminal justice informationsharing capabilities are tremendous for both the vendor community and law enforcement community. The benefits are largely derived from the ability of CIDRIS to facilitate information movement, making it available throughout the system and greatly reducing the time spent trying to find it. The benefits of CIDRIS can be separated into two categories: Vendor and Law Enforcement benefits. Vendor Benefits The tangible benefits of connecting to CIDRIS can be estimated by the value derived from the automated exchange of data between systems and increased access to justice information by those who need it. The following benefits would directly result from interfacing with CIDRIS: Ability to gain exposure within the State of Connecticut, since only a certified vendor will be able to connect with CIDRIS The interface will be NIEM conformant which will allow the vendor to connect with any State or Federal NIEM system easily The ability for the client (Law enforcement agency) to get grant funding from the Federal agency The Vendor Certification workbook makes it easy to successfully create the interface with CIDRIS Law Enforcement Community Benefits (Customer) Reduced data entry Reduced data entry errors Reduced processing time Reduced material costs for manually exchanging documents Reduced transportation costs for manually exchanging documents Reduced time spent manually seeking information Reduction in process delays Page 7 of 15

CAD/RMS Vendors Twenty five different vendors have installations of CAD / RMS in the 103 cities, towns, and agencies (including colleges and universities) in Connecticut. About 80 percent of the Connecticut CAD/RMS are not with a CIDRIS certified vendor. Vendor Computer Info Systems (CIS) Vendor Mobile Tec International DATAFORCE International New World Systems DCS, Inc. NexGen Diversified Pamet Systems Ed Marshall Computer Primestar EmergiTech PSSD Global Software Hunt Computer Design Queues Enforth Development, Inc. Smart Systems (SMART Public Safety Software, Inc.) IMC Solutions Spillman Technology In House Developed SunGard Larimore Associates, Inc. Tiburon, Inc. VisionAIR Inc. Page 8 of 15

Grants available to Law Enforcement Agencies In order for each law enforcement agency to participate in CIDRIS, they will need to contract with a CIDRIS certified CAD/RMS vendor who will perform their own acceptance testing and stress testing on this system prior to going live in CIDRIS. may be available to law enforcement agencies to help procure their new CAD/RMS system. Below are some helpful links pertaining to grants that are available to law enforcement agencies. 2010 Grant Application Package http://www.ct.gov/seec/lib/seec/publications/ 2010_grant_application_package_instructions.pdf Page 9 of 15

How to become CIDRIS certified Let s get started! Configuring your CAD/RMS to be CIDRIS Certified 1The vendor will provide a certified-proven solution compatible with the current version of the CAD/RMS system that uses NIEM 2.0 conformant messages. 2The vendor will build the interface to conform to Bureau of Justice Assistance (BJA), National Institute of Justice (NIJ) Standard Functional specifications for: Law Enforcement Computer Aided Dispatch (CAD) Systems and Law Enforcement Records Management Systems (RMS) Version I and II. 3The vendor will install and configure IBM WebSphere MQ Series Server or Client version 7 or greater. We will provide information and assistance in the process. 4The vendor will install and configure Java Authentication Login and Logout scripts, provided by the CIDRIS System Administrator. The scripts will contain the law enforcement system s ID and Password. When the CAD/RMS sends a message to CIDRIS, the State edirectory will authenticate the system s ID and Password against the ID and Password in the State edirectory. We will provide information and assistance in the process. 5The vendor will install VeriSign SSL certificate on MQ Server or Client. This will ensure a secure transmittal of messages through the MQ channels. We will provide information and assistance in the process. 6The vendor will provide the CIDRIS System Administrator with their CAD/RMS IP addresses and ports. The CIDRIS System Administrator will submit a request to the Department of Information Technology (DOIT) Security to have the CJIS Firewall ports opened. We will provide information and assistance in the process. Page 10 of 15

7The vendor will load the master code tables and NIEM exchange schema documents provided by CJIS CIDRIS Certification Manager into their CAD/RMS. We will provide information and assistance in the process. 8The CAD/RMS must validate any XMLs against a local schema prior to sending the XMLs to the CIDRIS server, display appropriate error messages via the user interface if errors are found, and allow for the law enforcement officer to update the values. It is unacceptable for the CAD/RMS to validate the XML by sending the XML to the CIDRIS server. Note the key to passing the vendor certifications test process is to have each message validated against the required NIEM exchange schema prior to sending the message via MQ to CIDRIS. We will provide information and assistance in the process. 9The vendor CAD/RMS must be capable of printing and sending a properly signed document through the system (CAD/RMS System Requirements Checklist available upon request) Below are the documents that must be transmitted and signed electronically: DOCUMENT DOCUMENT TITLE A 44 Officer's OUI Arrest and Alcohol Test DPS 302 E DPS FORM 302 3 DPS 52 C DWI 24 Hour License Revocation & Return DPS 683 E DPS FORM 683 E H 110 Abandoned motor Vehicle Sale Notification IRS 8300 Report of Cash Payments over $10,000 JD CR 094 Probable Cause Determination JD CR 1 Misdemeanor/MV Summons or Complaint JD CR 13 Promise To Appear JD CR 18 Property Seizure without Search Warrant JD CR 21 Uniform Arrest Report (UAR) JD CR 3 Transmittal Sheet JD CR 4 Bond Form JD CR 5 Notice of Rights Bail JD CR 51 Property Seizure Under Search Warrant JD CR 52 Property Seizure Under Search Warrant JD CR 61 Affidavit and Application Search and Seizure Warrant JD CR 64 Request to Seal Affidavits JD CR 64a Request to Seal Affidavits Continuation Page(s) JD CR 64b Arrest Warrant Application (Affidavit) JD CR 71 Arrest Warrant and Information Sheet JD JM 95 Juvenile Summons MISC AFN Asset Forfeiture Notice MISC HR 1 Hospital Record MISC LC 1 Toxicology Lab Conversion MISC OTH1 Other Document/Miscellaneous MISC PIX Photo and Diagrams MISC POA Power of Attorney MISC RPT 1 Narrative (Incident Report) MISC RPT 2 Witness Report MISC TR 1 Intoxilyzer Tape Page 11 of 15

MISC TR 2 MISC TR 3 MISC TR 4 PR 1 PR 2 Toxicology Processing Request Form Lab Test Results Blood Lab Test Result Urine Accident Form PR2 Fatal Accident Report 10The vendor will ensure their CAD/RMS system complies with the following requirements: Meet the system requirements according to the CAD/RMS System Requirements Checklist Successfully send and receive NIEM conformant messages to and from CIDRIS (Contact us for the latest NIEM schema) Produce electronic signatures Produce printed documents We will provide information and assistance in the process. Testing your CAD/RMS 1We will work with the vendor to certify the CAD/RMS system. 2The vendor will provide the CJIS CIDRIS Certification Manager with their CAD/RMS user manual to better understand their system. 3The CJIS CIDRIS Certification Manager will provide the vendor with a set of data (Test Message Control spreadsheet) which must be entered into the user interface so that we can validate that the information entered was received in the XML. 4The CIDRIS testers will run a series of predetermined test messages to determine if the vendor s system can send NIEM conformant messages to CIDRIS and receive messages from CIDRIS successfully. 5The CJIS CIDRIS Certification Managers will validate the accuracy of the tests performed by the CIDRIS Testers and prepare a certificate stating that the vendor s CAD/RMS is CIDRIS Certified. 6The CJIS CIDRIS Certification Manager will sign a non-disclosure agreement, provided by the vendor s attorney, to protect their intellectual property rights. Next Step Contact Us Gary Wollman or Mark Tezaris (860) 622-2147 (860) 622-2140 gary.wollman@ct.gov mark.tezaris@ct.gov Page 12 of 15

Appendix A. Public Act 08-01 Senate Bill No. 1700 January 2008 Special Session, Public Act No. 08-1 AN ACT CONCERNING CRIMINAL JUSTICE REFORM. Be it enacted by the Senate and House of Representatives in General Assembly convened: Excerpt --- Section 40, CJIS Information Sharing System Sec. 40. (a) The Criminal Justice Information System Governing Board shall design and implement a comprehensive, state-wide information technology system to facilitate the immediate, seamless and comprehensive sharing of information between all state agencies, departments, boards and commissions having any cognizance over matters relating to law enforcement and criminal justice, and organized local police departments and law enforcement officials. (b) Such information technology system shall include, without limitation, a central tracking and information database, a central electronic document repository and centralized analytical tools, as provided in subsections (c) to (e), inclusive, of this section, all of which shall be developed with state-of-the-art technology, as provided in subsection (f) of this section, and such other components or elements as are determined to be appropriate or necessary by the board after development of a plan for the design and implementation of such system. (c) Such information technology system shall include a central, integrated criminal justice tracking and information database that provides: (1) Complete biographical information and vital statistics for all offenders and former offenders still living; and (2) Tracking information for all offenders in the criminal justice system, from investigation through incarceration and release, and seamless integration with any electronic monitoring systems, global positioning systems (GPS) and any offender registries. (d) Such information technology system shall include a central, integrated electronic repository of criminal justice records and documents that provides: Page 13 of 15

Page 14 of 15 CIDRIS Vendor Certification (1) Access to all state and local police reports, presentence investigations and reports, psychological and medical reports, criminal records, incarceration and parole records, and court records and transcripts, whether such records and documents normally exist in electronic or hard copy form; and (2) Access to scanning and processing facilities to ensure that such records and documents are integrated into the system and updated immediately. (e) Such information technology system shall include centralized analytical tools, bundled together in a custom-designed enterprise system that includes: (1) Analytical tools that empower and enhance criminal case assessment, sentencing and plea agreement analysis and pardon, parole, probation and release decisions; (2) Analytical tools that empower and enhance forecasting concerning recidivism and future offenses for each individual offender; and (3) Collaborative functionality that enables seamless cross-department communication, information exchange, central note-taking and comment capabilities for each offender. (f) Such information technology system shall be developed with state-of-the-art relational database technology and other appropriate software applications and hardware, and shall be: (1) Completely accessible by any authorized criminal justice official through the Internet; (2) Completely integrated with the state police, organized local police departments, law enforcement agencies and such other agencies and organizations as the governing board deems necessary and appropriate, and their information systems and database applications; (3) Indexed and cross-referenced by offender name, residence, community, criminal offense and any other data points necessary for the effective administration of the state's criminal justice system; (4) Fully text searchable for all records; (5) Secure and protected by high-level security and controls; (6) Accessible to the public subject to appropriate privacy protections and controls; and (7) Monitored and administered by the Criminal Justice Information Systems Governing Board, with the assistance of the Department of Information Technology, provided major software and hardware needs may be provided and serviced by private, third-party vendors. (g) Not later than July 1, 2008, the Criminal Justice Information Systems Governing Board shall issue a request for proposals for the design and implementation of such information technology system and hire a consultant to develop a plan for such design and implementation. (h) Not later than July 1, 2008, and not later than January first and July first of each year thereafter, the Criminal Justice Information System Governing Board shall submit a report, in accordance with section 11-4a of the general statutes, to the joint standing committees of the General Assembly having cognizance of matters relating

to criminal justice and appropriations and the budgets of state agencies concerning the status of the design and implementation of such information technology system. In conjunction with the report submitted not later than January first of each year, the board shall also make a presentation to said committees during the ensuing regular session concerning the status of the design and implementation of such information technology system and a specific itemization of the additional resources, if any, that are needed to achieve such design and implementation. Page 15 of 15