Hubert de LA BRUSLERIE



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Hubert de LA BRUSLERIE French citizenship University Paris Dauphine DRM Finance UMR CNRS 7088 Place du Marechal de Lattre 75775 Paris Cedex 16 (France) (33) 1 44 05 42 57 hlb@dauphine.fr ACADEMIC POSITION University Paris Dauphine, Professor of Finance (2009-present) University Paris I Panthéon Sorbonne, Professor of Finance (1988-2009) University Paris Nord, Professor of Finance (1983-1988) University Paris Nord, Associate Professor of Finance (1981-1983) University Paris Dauphine, Assistant professor of Finance (1978-1981) EDUCATION PhD in Finance University Paris Dauphine (1979) Graduate (Ms) in Finance (1976) and Monetary Economics (1981) Paris Dauphine Higher Certificate in French law and tax (1981) Graduated from Sciences Po. Paris (1975) RESEARCH AREAS Financial governance Mergers and acquisitions Corporate finance Financial information disclosure PUBLICATIONS Refereed publications (2000-present) Consumption Model, Interest Term Premiums and Risk aversion: A Test of a Parsimonious Model, Finance, co-author J. Fouilloux, forthcoming Voluntary disclosure by French firms: Does the introduction of the IFRS?, Advances in Accounting (and Advances in International Accounting), co-author H. Gabteni, forthcoming «L assomption de risques économiques élargis : Une clé pour la refondation du capitalisme 1

Actionnarial», Revue du Financier, Vol. 36, n 208-209 Juin-Octobre 2014, p.28-40 «Les voies d une refondation du capitalisme. Une responsabilité élargie et une rémunération spécifique de la fonction de contrôle actionnarial», Revue Française de Gestion, Vol. 40/242-2014, p.11-35 Equal opportunity rule vs. market rule in transfer of control: How can private benefits help to provide an answer?, Journal of Corporate Finance, volume 23, December 2013, p.88-107 Crossing takeover premiums and mix of payment: Empirical test of contractual setting in M&A transactions, Journal of Banking and Finance, vol. 37(6), June 2013, p.2106-2123 La valeur psychologique du temps : Une synthèse de la littérature, L Actualité Economique - Revue d analyse financière, co-author F. Pratlong, Canada, septembre 2012, volume 88, n 3, 39p. Ownership Structure and Debt Leverage: Empirical Test of a Trade-Off Hypothesis on French Firms, Journal of Multinational Financial Management, co-author I. Latrous, vol. 22, 2012, p.111 130 Corporate acquisition process: Is there an optimal cash-equity payment mix?, International Review of Law and Economics, vol. 32, 2012, p. 83-94. This article won the 2013 Publication Award of the Paris Dauphine Foundation. The setting of a coalition contract between controlling shareholder, managers and employees: how to mix incentive and political logics?, International Journal of Corporate Governance, vol. 2, n 2/3, 2011, p. 237-267 The Consequences of Issuing Convertible Bonds: Dilution and/or Financial Restructuring?, European Financial Management, with R. Gillet, 2010, vol. 16, p. 552-584 «Le temps, la finance et le management des entreprises», Revue Française de Gestion, vol.35 n 198-199, 2009, p. 31-57 Information Asymmetry, Contract Design and Process of Negotiation: The Stock Options Awarding Case, Journal of Corporate Finance, with C. Deffains-Crapsky, vol.14, n 2, april 2008, p. 73-91 Takeover bids, unconditional offer price and investors protection, Review of Financial Economics, with C. Deffains-Crapsky, vol. 14, 2005, p 103-126 Active bond strategies: What link between forecasting ability, excess return and performance?, Journal of Asset Management, vol.5 n 2, aug. 2004, p105-119 «Contrat optimal d actionnariat salarié et asymétries d information», with C. Deffains- Crapsky, Finance, vol 24, dec 2003, p113-142 «Analyse économique de l appropriation de la richesse dans l entreprise et évolutions récentes du droit français», with A. Couret, Revue Internationale de Droit Economique, n 4, 2002, p575-601 2

Books (2000-present) 2014 «Analyse Financière», 5th edition, Editions Dunod, Paris, 520p ; 4th edition 2010, 3rd edition 2006 ; 2nd edition 2002 ; 1st edition 1999 2012 «Trésorerie d entreprise», 3rd edition, en coll., 720p, Editions Dunod, Paris, 2 nd edition 2003, 1st edition, 1997 2010 «L entreprise et le contrat : Jeu et enjeux», Editions Economica, Paris, 389p 2006 «Gestion obligataire - Tome 2 Rentabilité, Stratégies, Contrôle», 2 nd edition, Editions Economica, Paris, 831p 2002 «Gestion obligataire - Tome 1 Marchés, Taux d intérêt, Actifs», 2 nd edition complètement revue, Editions Economica, Paris, 591p 2001 «Finance d'entreprise», 490p, Editions Economica, editor of the book and co-author of chapter 10 «Stock-options et équilibre incitatif optimal entre actionnaires et dirigeants: le cas français», p269-302 and of chapter 13 «OPA, garantie de cours et protection des minoritaires», p345-380 Chapters of Book (2000-present) 2014 «Le contrôle stratégique dans l entreprise est-il compatible avec la responsabilité limitée des actionnaires contrôlants?» chapitre V in «L état des Entreprises 2014», p.56-68, Coll. Repères, Edition La Découverte, Paris 2010 Perspectives nouvelles en théorie des organisations: Jacques Rojot vs. Hayek?, Chapitre 8 p.111-123 in Les organisations ont leurs raisons que la raison n ignore pas, Mélanges J. Rojot, F. Bournois, V. Chanut (editors), Editions Eska, Paris 2008 «Equal Opportunity Rule, Investor s Protection and Controlling Shareholder Chapitre 1, p.1-46 in Corporate Governance: New Issues, P. Urlacher (Ed.), Nova Science publisher, New York 2007 «OPA-OPE-OPM: Existe-t-il un mode de paiement optimal dans les fusionsacquisitions?» Chapitre 3, p 91-116 in «Finance d entreprise et finance de marchés», J.M. Sahut (editor), Hermès, Paris 2006 «Contract Negotiation and Internal Regulation Mechanisms in a Firm», Chapter 21, p.445-465 in International Corporate Governance After Sarbanes-Oxley, P. Ali et G. Gregoriou (editors), Wiley Finance, New Jersey Working papers 3

- Consumption-based model and the term structure of subjective time preference rates: Empirical evidence - Do mergers and acquisitions improve informativeness about the acquirer s stock?, under submission - Debt, private benefits, and corporate governance: Analysis in an option valuation framework CONFERENCES AND PRESENTATIONS - French Finance Association (AFFI), 2014, 2013, 2012, 2011, 2010, 2009, 2008, 2006, 2004, 2003, 2002,2001,2000,1999,1996,1995 - Southern Finance Association 2010, 2008 - Eastern Finance Association New Orleans 2015 - European Financial Management Association (EFMA), 2011, 2010, Milano symposium 2007, Wien 2007, Durham conference, 2006, 2003, 2002 - Conférence Internationale de Gouvernance (CIG), 2014, 2012, 2011, 2010, 2008, 2007, 2006, 2004 - German Law and Economics Association 2010 - French Association of Economics (AFSE), 2006 - Multinational Finance Society: Prague 2014, Izmir 2013, Krakow 2012, Roma 2011, Barcelona 2010 - Journal of Banking and Finance, 30th anniversary, Beijing Conference, 2006 - German Finance Association, 2006 - Swiss Society for Financial Markets Research, 2002 - Soc. Canadienne de Sc. Economique, 2014 ACADEMIC AND PROFESSIONAL SERVICE. Head of a nationwide selection committee for French universities professors of management (11 positions). Financial expert listed by the Paris Court of Appeal (listed in1999) named by the Court of Appeal and the Business Court in more than 20 different cases. Dean of the Management faculty of the University Paris l Sorbonne (dec 2001-jan 2009), formerly Vice-Dean in charge of academic and financial affairs (1994-2001).. Refereeing activity: Finance; Bankers, Market and Investors; Quarterly Review of Finance and Economics; Review of Financial Economics; Journal of Corporate Finance; Economic Modelling. Financial and economic advisor of a French Asset Management firm. PhD supervision: 17 since 1987. Visiting professor at UQAM, Canada, april 2013 TEACHING -«Corporate finance: Financial reporting and Financing» (Ms1 degree) -«Cash and Financial risk management (Ms1 degree) -«Financial risk management» (Ms2 degree) -«Financial contracting and governance», (PhD) 4

- Bond portfolio management (Ms2, University of Dijon) DISTINCTION Chevalier in the Order of the Légion d Honneur Chevalier in the Order of the Palmes Académiques Award: PhD thesis s 1983 prize of the Paris Bourse 5