Form 990-P F Return of Private Foundation



Similar documents
2001 Attachment Sequence No. 118

Pre-Approval Application

S a l e s Ta x, U s e Ta x, I n c o m e Ta x W i t h h o l d i n g a n d M i c h i g a n B u s i n e s s Ta x E s t i m a t e s

Health insurance marketplace What to expect in 2014

Health insurance exchanges What to expect in 2014

UNITED STATES DEPARTMENT OF AGRICULTURE Washington, D.C ACTION BY: All Divisions and Offices. FGIS Directive 2510.

The Morgan Stanley FTSE Protected Growth Plan. Investor Pack

Pay over time with low monthly payments. Types of Promotional Options that may be available: *, ** See Page 10 for details

Health insurance exchanges What to expect in 2014

c. Values in statements are broken down by fiscal years; many projects are

Template convertible loan agreement. User notes

QUESTIONNAIRE. 1. Your Name: 2. Age-group: Below 25 years years. 3. Gender : Male Female. 4. Education : H.S.C or Below H.S.C.

Humana Critical Illness/Cancer

Guide to Reading Your Morgan Stanley Smith Barney Statement

PROPERTY AND CASUALTY INSURANCE. Effects of the Nonadmitted and Reinsurance Reform Act of 2010

BUSINESS OWNERS PACKAGE INSURANCE APPLICATION

Lump-Sum Distributions at Job Change, p. 2

Combined Liability Insurance. Information and Communication Technology Proposal form

Move, Inc Citi EMT Conference January 5, 2010

Active & Retiree Plan: Trustees of the Milwaukee Roofers Health Fund Coverage Period: 06/01/ /31/2016 Summary of Benefits and Coverage:

GENERAL APPLICATION FOR FARM CLASSIFICATION

European Convention on Certain International Aspects of Bankruptcy

DlNBVRGH + Sickness Absence Monitoring Report. Executive of the Council. Purpose of report

2. Transaction Cost Economics

LEGISLATIVE BUDGET SYSTEM BUDGET COMPARISON WORKSHEET EXPLANATION A W

ClearPeaks Customer Care Guide. Business as Usual (BaU) Services Peace of mind for your BI Investment

Prescriptive Program Rebate Application

Anthem Blue Cross Life and Health Insurance Company University of Southern California Custom Premier PPO 800/20%/20%

Small Businesses Decisions to Offer Health Insurance to Employees

In addition, the following elements form an integral part of the Agency strike prevention plan:

MasterCard Effective April 17, 2015 U.S. Region Interchange Programs and Rates

Commercial Cooling Rebate Application

Small Business Cloud Services

PEARLS MONITORING SYSTEM

Office of Student Financial Aid Haven-Warren Room 210

How To Offer In Compromise

GAO HIGHER EDUCATION. Improved Tax Information Could Help Families Pay for College. Report to the Committee on Finance, U.S.

Voluntary Prekindergarten Parent Handbook

North American Logistics Services

a a a a a a With CareCredit... Start care immediately Pay over time with low monthly payments For yourself and your family

Vendor Rating for Service Desk Selection

Features. This document is part of the Terms and Conditions for Personal Bank Accounts Barolin St, PO Box 1063 Bundaberg Queensland 4670

How To Network A Smll Business

Small Business Networking

SAMPLE PROPERTY MANAGEMENT REPORT

GAO HOME MORTGAGE INTEREST DEDUCTION. Despite Challenges Presented by Complex Tax Rules, IRS Could Enhance Enforcement and Guidance

Small Business Networking

Small Business Networking

CONTRACTORS COMMERCIAL GENERAL LIABILITY BROADENED ENDORSEMENT

aaaaaaa aaaaaaa aaaaaaa a Welcome To The ADP TotalPay Visa Card Program!

COMMONWEALTH OF VIRGINIA STATE CORPORATION COMMISSION AT RICHMOND, JULY 20, 2015 ORDER ADOPTING AMENDED RULES

EU Declaration of Conformity

Application Bundles & Data Plans

Thank you for requesting a Trade Account with Exertis (UK) Ltd.

2015 EDITION. AVMA Report on Veterinary Compensation

JaERM Software-as-a-Solution Package

THERMAL EXPANSION OF TUNGSTEN

Operations with Polynomials

Enterprise Risk Management Software Buyer s Guide

Structuring. Your Business a Brazilian or in Brazil

Small Business Networking

GAO DISASTER ASSISTANCE. USDA and SBA Could Do More to Help Aquaculture and Nursery Producers

Corporate Compliance vs. Enterprise-Wide Risk Management

E-Commerce Comparison

NUVASIVE SPINE FOUNDATION

INJURY MANAGEMENT & REHABILITATION

NTD Internet Reporting - Agency Identification (RU-10)

Utilization of Smoking Cessation Benefits in Medicaid Managed Care,

Ees. KIRLOSKAR INDUSTRIES LIMITED A Kirloskar GrouP ComPanY

How To Set Up A Network For Your Business

INSURANCE REQUIREMENTS FOR CONSULTANTS (WITHOUT ERRORS AND OMISSIONS REQUIREMENT)

Long Term Financial Planning

Guide for completing the CMS-1500 (Professional Claims) Form

Questionnaire for Public Trust Positions

Econ 4721 Money and Banking Problem Set 2 Answer Key

NQF Level: 2 US No: 7480

o Bol Meeting 29 July restructuring and UK Schemes. Applicability ofwarehousing Initiatives in Northern Ireland

Data quality issues for accounting information systems implementation: Systems, stakeholders, and organizational factors

INSURANCE REQUIREMENTS FOR CONSULTANTS (WITH ERRORS AND OMISSIONS REQUIREMENT)

For ETF. (Continuous Offer of units at Applicable NAV)

Financing PFI projects in the credit crisis and the Treasury s response

Morgan Stanley Ad Hoc Reporting Guide

PETER M. ROSS 22 Four Oaks Crescent London, Ontario N6J 4B7 Telephone: /Facsimile: pmross@,uwo.

GAO IRS AUDIT RATES. Rate for Individual Taxpayers Has Declined But Effect on Compliance Is Unknown

Recognition Scheme Forensic Science Content Within Educational Programmes

STATUS OF LAND-BASED WIND ENERGY DEVELOPMENT IN GERMANY

Your car insurance policy

STATE OF MONTANA Developomental Disabilities Program Comprehensive Evaluation Hi-Line Home Programs, Inc Adult Services

Basic Analysis of Autarky and Free Trade Models

Transcription:

.. mmccn Form 99-P F Return of Privte Foundtion OMB No 1545-52 Deprtment dcrotresury I or Section 4947()(1) Nonexempt Chritble Trust Treted s Privte Foundtion iinternl Rmue SeMCe Note. The orgniztion my be stile to use copy W this return to stisfy stte reporting reqrements 22 For clendr er 22 or tx er be Innln, 22, nd ending G Check ll tht e Initil return Finl return Amended return Address chnge Nme chnge I Nme of orgniztion A Employer Identifiction number Use the IRS lbel THE MARY DUKE BIDDLE FOUNDATION 13-668883 Otherise, Number nd street (or P O box number if mil Is not delivered to street ddress) Room/suite B Telephone number (see pp 1 of print the Instructions) or type See Specific 14< WEST FOREST HILLS BOULEVARD 919 493-5591 Instructions City or ton, stte, nd ZIP code C pe~dh Nick h n~n b Check type of orgniztion U Section 51 Fir mrket vlue of ll sses t end of yer (from Prt Il, cot (c), line 16). 19.879.559 ~Anlysis of Revenue nd Expenses (the totl W mounts m columns (b), (c) end (co my not necessrily equl the mounts in column () (see pge 1 of the instructions) I exempt privte foundtion Other txble privte foundtion D 7 Fonpn«pntrimnu,cnskhen 7 Foreign oqnltbtu mtyip Me esrosccn.ckn.kn.n.n.m.mm comvutmn...... 1 D E,rnrN.nfoundtion buse.,.terminted ng method X Csh u Accrul under section 5o,(e)(,xA, mke." "~ Other (specify) _ F If the foundtion b h. s.muim bemntbn fmn (d) must be on csh bsis) under.kmn?coxlxex ch. mn,, (d) Dls6ursementn ( ) 1 Revenue nd (b) Net Investment (c) Adjusted net for chritble expenses per income Income purposes books N 3 Q 7 Comneuuom_. 1hl, crni, Mc nc.m Umcn rtnmns). ~ ~ If the foundtion is not required to Check jl~ LJ ttch SGh B Z Distributions from split-interest trusts,, Interest on syings nd temporry csh nyestments, 6 Dividends nd Interest from securities 6 Gross rents,,,,, b (Net rentl income or (ide) 1 ~y 6 Net gin or (logs) from sle of ssets not on line 7 b Gross sles price for ll ssets on line 6 9,22,87 7 Cpitl pin net Income (from Pn IV, line 2) 8 Net short-term cpitl gin 9 Income modifictions 1 Gross sles less returns nd llonces b Less Cost N goods sold e Gross profit or (toss) (ttch schedule),, 11 Other income (ttch schedule),,,,,., STtdT 1 STMT"2 d 14 13 Compenstion of officers, directors trustees etc Other employee slries nd ges c 76 Pension plns, employee benefits, d 16 Legl lees (ttch schedule) b Accounting fees (ttch schedule)sttdt 3. d c Other professionl lees (ttch sc " q A.~. 17 n Interest,, De fl9ccupncy.... ~hedul nd depletion c 2 Ifr~~vel, co ~ er~eync'e.m ~ ~d ~ p Z N~flt~- ne pueil~mbiis 2 burr^ ennes ( COU ) $TM'l. 6 u 2 To r n4,njjqtmmlsv five expenses VY~ O..... 26 Contributions, gifts, grnts pid,,,.,,, 26 Tel ex pense, nd di.bumements. Add lines 24 nd 25 27 Subtrct line 26 from line 72 Ern of mmue over experun nd EI.EVnem.mft b Net Investment income (if negtive, enter b) 167, 846 89, 48 13, 475 11, 352. 2, 28 1, 63 1, 831. 16, 795 312, 69 1, 17, 628. 1, 42, 318. ; xei4io 1 For Pperork Reduction Act Notice, see the instructions P Form 99-PF (22) 4

Attched ktiedules nd mounts In the Blnce Sheets description column should,bebr_.-., End of 7 Csh -non-intercsbbedng,,,,,,, 2 Svings nd temporry csh investments, ' 3 Accounts receivble Less llonce for doubtful ccounts 4 Pledges receivble Les llonce for doubtful ccounts 5 Grnts receivble,,,,,,,,,,,,,,,,,,, 6 Receivbles due from officers, directors, trustees, nd other dlsqullhed persons (ttch schedule) (see pge 15 of the Instructions) 7 Other notes nd lons receivble (ttch schedule) lll~ Less llonce (or doubtful ccounts 8 Inventories fr sle or use,,,,,, 9 Prepid expenses nd deferred chrges 1 Investments - U S nd stle povemment obligtions (ttcb4muli), b Investments - corporte stock (ttch schedule), $T= s c Investments - corporte bonds (ttch schedule) $Z2QT 11 Investments-lnd buildings,, nd equipment bsis Less ccumulted deprecition (ttch schedule) ------------------- 12 Investments - mortgge lons,, 13 Investments - other (ttch schedule),,,,,,,,,, 14 Lend, buildings, nd, equipment bsis Lens ccumulted deprection 1 (ttch schedule) -------------------- 16 Other ssets (describe 1 -ST2dT_1) 16 Totl ssets (to be completed by ll filers-see gpe 16 of 17 Accounts pyble nd ccrued expenses,,,,,,,,,,, 1 Grnts pyble,,,,,,,,, 19 Deferred revenue,,,,,,, 2 Lons from officers, directors trustees, nd other disqulified persons 21 Mortgges nd other notes pyble (ttch schedule),,,,, 22 Other libilities (describe " ) zs P oti uomnes (dd ones i i mrou n et Orgniztions tht follo SFAS 177, cheek here " X nd complete lines 24 through 26 nd lines 3 nd 31 24 Unrestricted,,,,,, 26 Temporrily restricted 26 Permnently restricted Orgniztions tht do not follo SFAS 117, check here nd complete lines 27 through 37. 27 Cpitl stock, trust principl, or current funds..... 28 Pid In or cpitl surplus, or lnd bldg nd equipment fund,,, 29 Retined ernings, ccumulted income, endoment or other funds 3 Totl net ssets or fund blnces (see pge 16 of the Instructions),, 31 Totl libilities nd net ssets/fund blnces (see pge 16 l the Instructions) Anlysis of Chnges in Net Assets or Fund Blnces t 1 Totl net ssets or fund blnces t beginning of yer - Prt II, column (), line 3 (must gree ith end-of-yer figure reported on prior yer's velum),,,, 1 19 521 862 2 Enter mount from Prt I, line 27,,,,,,,,,,,, 2-2, 99, 4 7 Other increses not included in line 2 (itemize) " 4 Add lines 1, 2, nd 3,,,,,,,,,,,,,,,,,,,,,,,,,,,, 4 17 422 462. S Decreses not included inline 2(dem e) " ~ 5 8 Totl net ssets or fund blnces t end of yer (line 4 minus line 5) - Prt II, column (b), line 3.. 8 17, 422,462. Form 99-P F (sooz) JSA xeuxo + o 5

13-668883 7d SEE PART IV SCHEDULE b e d e () List nd describe the kindle) of property sold (e p,rel estte, 2-story brick rehouse, or common stock, 2 shs MLC Co ) (e) Gross sles price (1) Deprecition lloed (g) Cost or other bsis (or lloble) plus expense of sle cquired (mo. dy, Yr ) I (h) Gin or (loss) (e) plus (f) minus (p) d) Dte sold Jmo, dy, Yr C (q F M V s of 12/31/69 I U) Adjusted bsis s of 12/31/69 (k) Excess of cot (I) over cot U). If ny (I) Gins (Col (h) gin minus cot (k), but not less thn --) or Losses (from cot (h)) If gm, lso enter in Prt I, line; Z Cpitl gin net income or (net cpitl loss) " { If (loss), enter-- in Prt I, line 7 } 2 J Net short-term cpitl gin or (loss) s defined in sections 1222(5) nd (6) l If gin, lso enter in Prt I, line 8, column (c) (see pges 72 nd 17 of the instruclons) l( 11 IIn~c1 nn~nr _A_ ~n Ded 1 Irnn R 7 1 (Fr optionl use by domestic privte foundtions subject to the section 494() tx on net investment income ) If section 494(d)(2) pplies, leve this prt blnk Ws the orgniztion lible for the section 4942 tx on the distributble mount of ny yer in the bse penod7,,, Yes X No If "Yes," the orgniztion does not qulity under section 494(e) Do not comp lete thi s pr 1 Enter the pproprite mount in ech column for ech yer, see pge 77 of the instructions before mlting ny entries Bse period yers Clendr veer (h) (c) Distribution (d) rtio In, tnr vr beninnlnn IN Adjusted puelimno 4tNnbunons Net vlue of nonchntblo-use ssets rcni iron niunon nv rni 1,11 2 I 1,394.51 I 28.168.35 I 4948997723 1998 I 1.343,784 I 27,342.632 I 4914611 2 Totl of line 1, column (d)......... 3 Averge distribution rtio for the 5-yer bse period - divide the totl on line 2 by 5, or by the number of yers the foundtion hs been in existence d less thn 5 yers 4 Enter the net vlue of nonchntble-use ssets for 22 from Prt X, line 5,,, 1 4 S Multiply line 4 by line 3,.,,,,, 8 Enter 1 h of net investment income (1.6 of Prt I, line 27b) 7 Add lines 5 nd 6.............. 8 Enter qulifying distributions from Prt XII, line 4.. ~ ~ I e I 1,42,318. If line B Is equl to or greeter thn line 7 check the box In Port VI line 1b, end templte tht prt using e 1 % lx rte See the Prt VI InsUuciloro m pp 17 JSA Form99-PF (22) 7E747 7 6

Excise Tx Bsed on Investment Income (Section 494(), 494(b), 494(e), or 4948 - see pg 1 Exempt operting foundtions described in section 494(d)(2), check here 1 nd enter "N/A" on line 1 Dte of ruling letter _ - _ -- (ttch copy of ruling letter if necessry -see instructions).. b Domestic or niztions tht meet the section 494(e) requirements in Prt V, check here " X nd enter 1 % of Prt I line 27b c All other domestic orgniztions enter 2.6 l line 276 Exempt foreign orgniztions enter 4 b of Prt I, line 12, cot (b) 2 Tx under section 511 (domestic section 4947()(1) trusts nd txble foundtions only Others enter --) 3 Add lines 1 nd 2 4 Subtitle A (income) tx (domestic section 4947()(1) trusts nd txble foundtions only Others enter -G-) 5 Tx bsed on investment income Subtrct line 41rom line 3 If zero or less, enter--,, 6 Credits/Pyments 22 estimted lx pyments nd 21 overpyment credited to 22 6 8, 8 b Exempt foreign orgniztions - tx ithheld t source 6b NONE c Tx pid ith ppliction for extension o1 time to file (Form 8868) 6c NONE d Bckup ithholding erroneously ithheld I 6 d 7 Totl credits nd pyments Add lines 6 through 6d 8 Enter ny penlty for underpyment of estimted tx Check here Flif Form 222 is ttched 9 Tx due II the totl of lines 5 nd B is more thn line 7, enter mount oed 1 Overpyment If line 7 is more thn the totl of lines 5 nd 8, enter the mount overpid, 17 of 7 During the tx yer, did the orgniztion ttempt to influence ny ntionl, stte, or locl legisltion or did Yes No if prticipte or intervene in ny politicl cmpign? 1 X b Did it spend more thn $1 during the yer (either directly or indirectly) for politicl purposes (see pge 18 of the instructions for definition)? 1 b X 11 the nser is 'Yes' to l or 16, ttch detiled descnphon of the ctivities nd copes of ny mterils published of distributed 6y the orgniztion m connection ith the ctivities c Did the orgniztion file Form 112-POl for this yer! 1 c X d Enter the mount (if ny) of tx on politicl expenditures (section 4955) imposed during the yer (1) On the orgniztion ji~ $ (2) On orgniztion mngers P, $ Enter the reimbursement (If ny) pid by the orgniztion during the yer for politicl expenditure tx imposed on orgniztion mngers 1 E 2 Hs the orgniztion engged in ny ctivities tht hve not previously been reported to the IRS 2 X II "Yes,' ttch detiled description of the ctivities 3 Hs the orgniztion mde ny chnges, not previously reported to the IRS, in its governing instrument, rticles of incorportion or byls, or other similr instruments 11 'Yes ' ttch conformed copy o1 the chnges 3 X 4 Did the orgniztion hve unrelted business gross income of E1, or more during the yer? 4 X b I( "Yes ;" hs it filed tx return on Form 99-T for this yeh 46 N A 5 Ws there liquidtion, termintion dissolution, or substntil contrction during the yer? 5 X If "Yes,' ttch the sttement requited by Generl Instruction T 6 Are the requirements of section 58(e) (relting to sections 4941 through 4945) stisfied either By lnguge in the governing instrument or " By stte legisltion tht effectively mends the governing instrument so tht no mndtory directions tht conflict ith the stte l remin in the governing instrument?,, 6 X 7 Did the orgniztion hve t lest E5, in ssets t ny time during the yer? I/ 'Yes "complete Prt Ii, cot (c) nd Prt XV 7 X 8 Enter the sttes to hich the foundtion reports or ith hich it is registered (see gpe 19 of the instructions) l. NORTH CAROLINA,-NEW YORK b If the nser is "Yes" to line 7, hs the orgniztion furnished copy of Form 99-PF to the Attorney Generl (or designte) of ech stte s required by Generl Instruction G7 If 'No' ttch explntion, Bb X 9 Is the orgniztion climing sttus s privte operting foundtion ithin the mening of section 4942(3) or 4942(5) for clendr yer 22 or the txble yer beginning in 22 (see instructions for Prt XIV on gpe 25)7 11'Yes,' complete Prt XIV 9 X 1 Did ny persons become substntil contributors during the tx yer'? IF 'Yes "ttch schedule listing then nmes nd ddresses 1 2X I Did the orgniztion comply ith the public inspection requirements for its nnul returns nd exemption ppliction? it X Web site ddress " NfA 12 The books re in cre of "_THE_MARY _DUKE _HIDDLE_FOLINDATIO_--- -- Telephone no X919=493-5591 Locted l ~ 149_ W _ FOREST HILLS BLVD DURHP.M_,- NCZIP+4 l. --- 2777 13 Section 4947()(1) nonexempt chritble trusts tiling Forth 99-PF in lieu of Form 141 -Check here,,, nd enter the mount of tx-exempt interest received or ccrued dunnc the yer " ~ " 13 isik 1E1/1 7 Forth 99-PF (22) 7

99-PF 472 Mv Be File Form 472 if ny Item Is checked In the "Yes" column, unless n exception pplies 7 During the yer did the orgniztion (either directly or Indirectly) (1) Engge In the sle or exchnge, or lesing l property ith disqulified person?.... E]Ye No Y (2) Borro money from, lend money to, or otherise extend credit to (or ccept it from) e disqulified person?.............. Yes X No (3) Furnish goods, services, or lcllrles to (or ccept them from) disqulified person? Y No (4) Py compenstion to, or py or reimburse the expenses of, disqulified person?. Yes X No (5) Trnsfer ny income or ssets to disqulified person (or mke ny of either vilble for the benefit or use of disqulified person)'!.....,, Dyes ~X No (6) Agree to py money or property to government officil? (Exception Check "No" Yes No If the orgniztion greed to mke grnt to or to employ the officil for period lter termintion of government service, if terminting ithin 9 dys ). 1:1 Yes OX No b II ny nser is "Yes' l 1(7)-(6), did ny of the cts til to qulify under the exceptions descnbed In Regultions section 53 4941(d)-3 or In current notice regrding disster ssistnce (see pge 19 of the instructions)?...~ lb X c Orgniztions relying on current notice regrding disster ssistnce check here.. Did the orgniztion engge In prior yer in ny of the cts described in 1, other thn excepted sets, tht ere not corrected before the first dy of the tx yer beginning in 227 Txes on filure to distribute income (section 4942) (does not pply for yers the orgniztion s privte operting foundtion defined In section 4942Q)(3) or 4942(5)) At the end of tx yer 22, did the orgniztion hve ny undistributed income (linen 6d nd 6e, Prt XIII) tr lx yer(s) beginning before 227. Yes ~X No It 'Yes," list theyers " ----------' ---------' b Are there ny yers listed In 2 for hich the orgniztion is not pplying the provisions of section 4942()(2) (relting to incorrect vlution of ssets) to the yer's undistributed income? (II pplying section 4942()(2) to ll yers listed, nser "NO" nd ttch sttement - see gpe 19 l the Instructions ).. 2 b N c If the provisions of section 4942()(2) re being pplied to ny of the yers listed In 2, list the yeh here 1.., 3 Did the orgniztion hold more thn 2.6 direct or indirect interest in ny business enterprise t ny time during the yer?,,,,, 1:1 Yes ~X No b II "Yes," did It hve excess business holdings In 22 s result of (1) ny purchse by the orgniztion or disqulified persons fter My 26, 1969, (4) the lpse of the 5-yer period (or longer penl pproved by the Commissioner under section 4943(c)(7)) to dispose of holdings cquired by gift or bequest, or (1) the lpse of the 1-, 15-, or 2-yer first phse holding period? (Use Schedule C, Form 472, to determine if the orgniztion hd excess business holdings in 22 ) 3b N 4 Did the orgniztion invest during the yer ny mount in mnner tht ould Jeoprdize Its chritble purposes s X b Did the orgniztion mke ny investment In prior yer (but lter December 31, 1969) tht could jeoprdize its chritble purpose tht hd not been removed from jeoprdy before the first dy of e tx yer beginning In 227 db X 6 During the yer did the orgniztion py or incur ny mount to (7) Crry on propgnd, or otherise ttempt to influence legisltion (section 4945(e))? ~ Yes No (Z) Influence the outcome of ny specific public election (see section 4955), or to crry on, directly or indirectly, ny voter registrtion drive?,,,,, e Yes BX No (3) Provide grnt to n individul for trvel, study, or other similr purposes?,, Yes X No (4) Provide grnt to n orgniztion other thn chritble, etc, orgniztion described in section 59()(1), (2), or (3), or section 494(d)(2)7 Yes ~ No (5) Provide for ny purpose other thn religious, chritble, scientific, literry, or eductionl purposes, or for the prevention of cruelty to children or nimls'! ~ Yes ~X No b If ny nser is "Yes" to 5(1)-(5), did ny of the trnsctions fil to qulity under the exceptions described In Regultions section 53 4945 or in current notice regrding disster ssistnce (se gpe 2 of the instructions)? " " " 5b N Orgniztions relying on current notice regrding disster ssistnce check here..... ~ ED ", c II the nser is -Yes' to question 5(), does the orgniztion clim exemption from the lx becuse it mintined expenditure responsibility for the pnt?..... N/A D Yes EJ No If 'Yes,' ttch the sttement required by Regultions section 53 49455(d) 6 Did the orgniztion, during the yer, receive ny funds, directly or Indirectly, to py premiums on personl benefit contrct? Yes ~X No, b Did the orgniztion, during the yer, py premiums, directly or indirectly, on personl benefit contrct? 6 b X I/ you nsered 'Yes'to 66, lso le Form 887 Form 99-PF (22) 7E715 I 8

13-668883 Form 99-PF(22) Pge 6 Informtion About Officers, Directors, Trustees, Foundtion Mngers, Highly Pid Employees, nd Contrctors 1 List ll officers directors, trustees, foundtion mn gers nd their com penstion see pg e 2 of the Instructions (6) Title, nd venge (c) Compenstion () cntrldutbn, m () Nme nd ddress hours per eek (e) Expense ccount, (II not pid, enter employee bsn~frt pln devoted to position b1 nd efene compentnn other llonces - - - - - - - - - - - - - - - - - - - - - - - - 1 I I I 2 Compenstion of five highest-pid employees (other thn those Included on line 1 - see pge 2 of the instructions) If none, enter "NONE " () Nme nd ddress of ech employee pid more thn $5 DOUGLAS ZINN ------------------------------------- ------------------------ ------------------------ (6) Title nd verge. to) Contribution, to hours per (e) Expense ccount, ee (c) Compenstion employee ti plns ces devoted to position n efenee compnnon other lloxn EXEC DIR Totl number of other employees pid over $5, 3 Five highest-pid Independent contrctors for professionl services - (see pge 2 of the Instructions) If none, enter "NONE" THOMPSON.- SIEGEL_ 6_ WALMSLEY - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - Summry of Direct Chritble Activities List the foundtion's four lrgest direct chritble ctivities during the tx yer Include relevnt sttisticl informtion such s the number of orgniztions nd other beneficiries served conferences convened reserch ppers produced etc ~s~ 1 NOT APPLICABLE ---------------------------------------------------------------------------- 2 ---------------------------------------------------------------------------- 3 ---------------------------------------------------------------------------- 4 ---------------------------------------------------------------------------- Jsn ieus i o Frm 99-PF (22) 9

see 1 NONE --------------------------------------------------------------------------- 2 --------------------- ---------------------------------------------- qn omer progrm rei[eo invesimems ee pge n or me insirucions 3 NONE -------------------------- ---------------------------- I lines 1 through 3 Minimum Investment Return (All domestic see pge 21 of the instructions ) 1 Fir mrket vlue of ssets not used (or held for use) directly in crrying out chritble, etc, purposes Averge monthly fir mrket vlue of securities b Averge of monthly csh blnces c Fir mrket vlue of ll other ssets (see pge 22 of the instructions) d Totl (dd lines 1, b, nd c) e Reduction climed for blockge or other fctors reported on lines 1 nd 1c (ttch detiled explntion) I 1e 2 Acquisition indebtedness pplicble to line 1 ssets 7 Subtrct line 2 from line 1d 4 Csh deemed held for chritble ctivities Enter 1 1/2% of line 3 (for greter mount, see pge 22 of the instructions) 5 Net vlue of nonchntble-use ssets Subtrct line 4 from line 3 Enter here nd on Prt V, line 4 6 Minimum Investment return Enter 5% of line 5 Distributble Amount (see pge 23 of the instructions) (Section 4942Q)(3) nd Q ; ~found4ons nd certin foreign orgniztions check here lo. M nd do not compli 1 Minimum investment return from Prt X, line 6 2 Tx on investment income for 22 from Prt VI, line 5 b Income tx for 22 (This does not include the tx from Prt VI ) e Add lines 2 nd 26 3 Distributble mount before djustments Subtrct line 2c from line 1 4 Recoveries of mounts treted s qulifying distributions b Income distributions from section 4947()(2) trusts c Add lines 4 nd 4b 5 Add lines 3 nd 4c 6 Deduction from distributble mount (see pge 23 of the instructions) 2 4 must complete this prt Foreign foundtions, 1 2 4 privte operting this prt ) 2c 4c Qulifying Distributions (see pge 23 of the instructions) 1 2 3 4 5 6 b b Amounts pid (including dministrtive expenses) to ccomplish chritble, etc, purposes Expenses, contributions, gifts, etc - totl from Prt I, column (d), line 26 1 1 Progrm-relted investments -Totl from Prt IX-B 1 b Amounts pid to cquire ssets used (or held for use) directly in crrying out chritble, etc, purposes 2 Amounts set side for specific chritble projects tht stisfy the Suitbility test (prior IRS pprovl required) Csh distribution test (ttch the required schedule) 3 b Qulifying distributions Add lines 1 through 36 Enter here nd on Prt V, line 8, nd Prt XIII, line 4 4 7 Orgniztions tht qulify under section 494(e) for the reduced rte of tx on net investment income Enter 1% of Prt I, line 27b (see pge 24 of the instructions),,,,,,,, 5 Adjusted qulifying distributions, Subtrct line 5 from line 4 6 7 Note The mount on line 6 ill be used in Pert V, column (b) in subsequent yers hen clculting hether the foundtion qulifies for the section 494(e) reduction of tx in those yers 3 NONE 2E 1 X7 1 Frm 99-PF (22) 1

13-668883 Form 99-F (22) Pge 8 Undistributed Income (see pge 24 of the mstrucuons) 1 Distributble mount for 22 from Pn XI, line 7................ 2 Undistributed Income, II erty s d the end d 21 Enter mount for 21 only,,,,,,, b Totl forprior yers 2 3 Excess distributions crryover, If ny, to 22 From 1997 NON b From 1998, " ", 1 474 c From 7999,,, 132 994 d From 2,, 54 751 e From 21,, 28 28 1 Totl of lines 3 through e,,,,,,, 4 Qulifying distributions for 22 from Prt XII,line 4 " E 1.42,318 Applied l 21, but not more thn line 2e,, () I (b) Corpus Yers prior to 21 21 7E (d) 22 1, 157, 415 b Applied to undistributed income of prior yers (Election required - see pge 24 of the Instructions) c Treted s distributions out of corpus (Election required - see pge 24 of the instructions),, d Applied to 22 dlstrlbutble mount, e Remining mount distributed out of corpus 6 Excess distributions crryover pplied to 22 fly en mount ppers In column (d), the sme mount must be shon in column () ) s Enter the net totl of ech column s Indicted belo. Corpus Add lines 3f, 4c, nd 4e Subtrct fine 5 b Prior yers' undistributed Income Subtrct line 4b from line 2b c Enter the mount of prior yers' undlsn6uted Income for hich notice of deficiency hoe been Issued, or on hich the section 4942() tx hs been previously ssessed,,,, NONE NONE 1, 157, 415. NONE d Subtrct line 6c from line 6b Txble mount - see pge 24 ( the Instructions e Undistributed income for 21 Subtrct line 4 from line 2e Txble mount -ee pge 24 of the Instructions,,,, NONE QE f Undistributed Income for 22 Subtrct lines 4d nd 5 from line 1 This mount must be distributed In 23 7 Amounts treted s distributions out of corpus to stisfy requirements imposed by section 17(b)(1)(E) or 4942(p)(3) (see pge 24 l the Instructions),,.. 8 Excess distributions crryover from 1997 not pplied on line 5 or line 7 (se pge 25 of the Instructions)...... NONE 9 Excess distributions crryover to 23 Subtrct lines 7 nd B from line 6... 1 Anlysis of line 9 Excess from 1998 1 474 b Excess from 1999.. 132 994 o Excess from 2 54 751 d Excess from 21. 2B 28 e Fxeessfrom 22 262.93 (22) JSA 3E 148 1 11

7 e II the foundtion hs received ruling or determintion letter tht it Is privte operting foundtion, nd the ruling Is effective for 22, enter the dte of the ruling., b Check box to indicte hether the orgniztion l privte operting foundtion described In section 4942Q)(3) or 4942(j)(5) 2 Enter the lesser t the Tx yer Prior 3 yers djusted net income from (e) 22 (b) 21 (c) sooo () 1999 () Totl Pert I or the minimum Investment return from Prt % for ech yer listed... b B5% of line 7... c d Qulifying sme,n, mn n zn nn. 4 roe ecn yer tfted Amounb Mcluded In line 2c not u.e directly for ctifn, conduct of exempt tictm1yi, Qulifying dhbmutbnmde directly for N conduct nmpt clmb Smn line 7E Irn fire 2c. 3 Complete 7 b or c fob N t InmiiNe im nir upon 2 'NVYIbmInWt-mkr (1) vlue of Wildivte (Z) VluefierbquICyYip under iecdon 4s42fIMNeX9. b 'EneomenCIbmsMbst- Enter 7A of minimum Inv~tbn~nt return mm In Port % the 8 for ech yer i..... c "SUpPOeCtlimVntel enbr (1) Totl suppint Other Mn gross Innnniftintit In.. (Inhrtt ENNenE rent, pyments On escuritles lons (section S13()I511 or ro7n11yq (2) support from generl public nd 5 u MOM :...Pt ry.tuttbru u provldm h uctbn.s4zm(mexiu). (3) L.rge.t mount of support from n exempt orpnlztbn Supplementry Informtion (Complete this prt only if the orgniztion hd $5, or more m ssets t ny time during the yer - see pge 25 of the instructions.) Informtion Regrding Foundtion Mngers List ny mngers of the foundtion ho hve contributed more thn 2% of the totl contributions received by e foundtion before the close of ny tx yer (but only II they hve contributed more thn $5,) (See section 57(d)(2) ) N/A b List ny mngers of the foundtion ho on 1 6 or more of the stock of corportion (or en eqully lrge portion of the onership of prtnership or other mity) of hich the foundtion hs 1 b or greter Interest N/A 2 Informtion Regrding Contribution, Grnt, Gift, Lon, Scholrship, etc, Progrms Check here 1 d the orgniztion only mkes contributions to press~ The nme, ddress, nd telephone number of the person to hom b The form in hich pplictions should be submitted nd SEE ATTACHED STATEMENT c Any submission dedlines SEE ATTACHED STATEMENT d Any restrictions or limittions on rds, such s by geogrphicl fctors SEE ATTACHED STATEMENT JSA ]E 149 1

13-668883 JSA 2E1497 1 Form 99-PF (xoos) 13

13-668883 Form 99o-PF (22) Ptio 11 Enter gross mounts unless otherise Indicted Unrelted business Income Excluded b section 512 513 or 514 l~l Relted or exempt Business (b) (C) (d) function Income Exclu6Ion (S ee the Inpeps 26 l 1 Progrm service revenue code Amount toss Amount s tructions b e d e f p Fees nd contrcts frorri government gencies 2 Membership dues end ssessments 3 interest on hops nd temporry csh investments 14 12, 723 4 Dividends nd Interest from securities 14 813, 22. 6 Net rentl income or (loss) from rel estte Debt-finnced property,, b Not debt-finnced property,, 6 Net rentl income or (loss) from pemmel property 7 Other Investment Income,,,,,,, 8 Gin or (loss) trm min d ssets other thn inventory is -1, 317, 765 9 Net Income or (lo) from specil events, 1 Gross profit or (loss) from sles of Inventory 11 Other revenue b c d e 12 Subtotl Add columns (b), (d), nd (e),, -491,822 13 Totl Add line 12, columns (b), (d), nd (e),,,,,,, 13-491, 822 See orksheet in line 13 instructions on pge 26 to veri ty clcultions Reltionshi of Activities to the Accomplishment of Exempt Purposes Line NO Explin belo ho ech ctivity for hich income is reported in column (e) of Prt XVI-A contributed importntly to the ccomplishment of the orgniztion's exempt purposes (other thn by providing funds for such purposes) (See pge 26 of the instructions ) JSA 2E7493 1 Form 99-PF (22) 14

Form99PF 42 13-668883 e12 Informtion Regrding Trnsfers To nd Trnsctions nd Reltionships With Nonchritble Did the orgniztion directly or indirectly engge in ny of the folloing ith ny other orgniztion described In section 51(c) of the Code (other thn section 51(c)(3) orgniztions) or In section 527, relting to politicl orgniztions? Trnsfers from the reporting orgniztion to nonchrrble exempt orgniztion of (Z) Other ssets...... "..... "................... b Other Trnsctions (1) Sles of ssets to nonchritble exempt orgniztion,,,,,,,,,,,,,,,,,,,,, (Z) Purchses of ssets trm nonchnlbl exempt orgniztion,,,,,,,,,,,,,,,,,,,,, (3) Rentl of fcilities, equipment, or other ssets,,,,,,,,,,,,,,,,,,,,, (4) Reimbursement rrngements,,,,,,,,,,,,,,,,,,,,,,,,,,, (6) Lons or lon gurntees,,,,,,,,,,,,,,,,,,,,,,,, (6) Performnce of services or membership or fundrsisinp solicittions,,,,,,,,,,,,,,,,,, c Shring of fcilities, equipment, miling lists, other ssets, or pid employees,,,,,, d I( the nser to ny of the bove is "Yes," complete the folloing schedule Column (b) should lys sho the fir mrket vlue of the goods, other ssets, or services given by the reporting orgniztion If the orgniztion received less thn fir mrket vlue in ny trnsction or shring rrngement, sho in column (d) the vlue of the goods, other ssets, or services.. 2 In the orgniztion directly or Indirectly ffilited ith, or relted to, one or more tx-exempt orgniztions described in section 51(c) 1 the Code (other thn section 51(c)(3)) or in section 5277 E Yes No () Nme of of i Under penlties of penury, I declre tht I hve exmined this return, Including ccompnying schedules end sttements nd to the best of my knoledge end belief, it i true, correct, end complete Declrtion of preprer (older thn txpyer or fducry) is bsed ll Informtion of hich preprer hs ny knoledge III, i I ~ Pr/,gignture or officer or trustee D@K Title te Prepree SSN or PTIN (See Signture on pge 28 C. Z Preprer's C e=f, 'k mpl,yed if P- of the instuctions I c signture r 15/12/23 P119585 o' Firm's nm he if frior yok kejee~o tj ~~king&associates, CPAS PA EIN ll~ 11-367968 :elf-employlild), rid dqess, F'P IiO 'i 4116 ZIP code CHARLOTTE NC 28241-16 Phone no 83-831-6838 Fme 99-PF (soos) JSA 2E7497 7 15

FORM 99-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME Kind of Property Description Dte Dte sold cquired Grs s le Deprecition Cost or FMV Add bsis tes o G in price less lloed/ other s of s of FMV over or e xp enses o sle lloble 12/31/69 121311 A d bs is bs SEE STATEMENT F PROPERTY TYPE SECURITIES,557,375 4,12,588-955,213 SEE STATEMENT PROPERTY TYPE SECURITIES,644,712 6,57,264-862,552 ---------- TOTAL GAIN (LOSS)...... -1317765. 2E173 1 16

,. THE MARY DUKE BIDDLE FOUNDATION FORM 99OPF 22 13-888883 PART N CAPITAL GAINS AND LOSSES FOR TAX () (W (d) (e) (B) (h) SECURITY DATE ACO DATE SOLD SALES PRICE COST GAIN (LOSS) SHORT TERM GAIN soosutnecorp MUM 1111nm 2,376 13.214 7,162 so,ooodone mudcmnomr7 3nxivirzm9 7rsuzoi vi7rom 4e,is) 52,761 Nfii> 1,OOOFord Motor CompuiYGIOWIWNOtScnmu 914n1 IR7ROOI 93.218 9!179 (4,911) qpp.pnmpnc~ Ccnp Vc1 IAUZ3 ]161 52651 (31}66) 7719d 14 WNUumuFunNNtoumiIVlue FE Vc1 IAI/15 3" 1111 416,5" (3,11!)!I}6334 shfn~mufmwmulm InCuPd Vv1 1/11RW7 274,592 251,191 169] 7l,7JU66WNinimuPimdMnged 5m11C1pA VvOi I13IR7 X11,65 ]91,7] 31] 119JuVmmoCmi 61n1 L4/3W7 47A69 55.275 [I,16) zooe., vnnooi V4=2 "W 12 W (4 4Q mn+mnlmcb scour v=7nooi v4noo2 iosss 14796 c4soq 46mCCmmimoiuNV Vvol vvlow ibese :o s P17q 137WBntfNeYYm41rc 7R7R1 L4R77 6,177 1.247 (39) 1.543 im A~ Inc Ve1 L4R] 7!.%J 4J19 (I,4]7) 313YeCT mvtcocmp 7/17/51 L4R7 1191] 19)7 (76) 79JJURxiAl'.nWeCo INS/:1 L4R3 2]A91 ]OSAA ]J 913 dumocrrvcocoup 115R1 1/4/1W3 ]O,414 25]7 X977 ]OOWT,coInuvmYlrc 4'1Y11 L17/53 17,7)3 I],963 (67) 911iN1GIivCoup 787131 L1Y13 35 W7 )937 (],43) fw9mtofnruy4lnc Vno1 111783 19}3) 25 125 (],LUO) ]7 W MinoIlCup 5/181 7/38] 12,971 3,63 (1,653) 7]IWBvbinieuonullnc Id5131 J/387 1,657 1819 6]9 33 W AMBAC FiemY Getup Ns Id5/3U1 ]/3/3P3 3,61 1! 167 2442 6KbDollr Tone Ste,bc S/1181 )/1787 19} 13,893 5.612 7tNNmVJNRduCpFbICin, d13/11 4(1N33 7,177 2717 (1639) ],7.NNmcINervbCpHOld.n, IN1f11 4RNSOU] 1),2J4 17,119 (6}IS) 7 IOOdIUN'dESOmNNVOddcomGroup NR3 4n9R3 116!7 54 742 (]6,39) 7JOOWWd4omIDcM'orlECOmGOVO NY31 4n9R3 637 JIJ9 (3l,736) ]69WFA1CCoryMind b7f11 5A/3W7 ]39 179 (9,4A) 3]IWAOLTimcWVnclne vim= SMU3 917 1751 (S]76) SOIW2NCCorp Mm IURU71 SN3GU7 4171 7,188 (711) IOOUWII/IS/61nIPent duconmppdusatnmyk97a%gucii/isn6 IMI(L1 S/I4RG7 91 782 1/jL1 (3163) IN OOOFedmINuvIMOKye6%duc3/ISf111 11/1781 S/1681 IOIJII 16 3] (4 617) 111/IS/61ntPont duenmppmusatmyhcue97a%due11/15/6 17181 5/1781!]391 AI~244 (1,61 IUUOUOFNMASIR%ducLI3N6 ILIII1 SRYS3 1),66 11,544 (177) IN OOOATRTCp61R%Eue7/15/1] dl4(l1 3/)'31 71, 88,3 (1797) 13m)slmNUvrc4ic IIAR1 N4RW7 39 1 4 6 53)9[ 6,71 11JU1M5muctcCO Vr1RQl NSRODS 734 666 77 I}OOdied BrvioIMyrnSqblCo V1l3 NI41SWS 66,731 127319 (361!) 47slyAd ypycyqrp Vv1kQ1 6Z7RW3 11 I] I 39JdNGrnehNC YI]113 6ZNS3 963] 1,665 (S d) 673,NMerck kcolnc YIY33 7/17113 39x)1 4.58 (11176) 7ppU,K (',qp IY3M1 7/ILS3 15 934 33,179 (9J43) 1,173WCmsoNFFSInc V.. 2M YI4/SWS 371! )3319 (IJ471) 39]WUniudThrobpeCp LSRWl YIIf1W3 171 21,618 (4)Ot) ]91YUBOnvt LI7ROO1 YI4R3 13,851 16 791 (3,9)),ydied B, i3ooi v14rsvt 15172 15 419 (:47) me..u.munenhmnm. isrsooj uisox 4 7.7 'rir7 (2 454) IS W Bu~lnimutiW Nc IM/19 x/19/11 1986 4,61 (169 396WBmBuYI^c V3 8/187 9137 19}45 (9131) 463AuUmidTMOlopCp 1/383 18'13 39,9 J4W (711!) :oc~tceedco cop i7rsozoi ersonro : is,ooo 17,512 (2se:) 146WP-imMObilCp ]/3/57 V1Wt1 5.26] 6336 (9D1) 173 W Mnll Lynch d Cs Inc 17/321 N1'53 1.312 IAU (11) I4OWFiMTLWBmcp 7883 V3W33 9,3W 9,3114 (ZO) 35Ju5IlACOq L17123 VI33 34.313 33317 1,69 JISJuMtGnr-WIICmnpmiolnc 17/lMWI V1MSW3 2189 19191 1,197 131 flu lsthed Mn Cory I WSn1 V3M3 7,737 S 819 1916 So WWSIhFV,,okC 7/383 VIUf13 47}37 X15! 3)75 33WMmmibCp(Cb.nliof5svulNVe) V. 2 VS6RUP1 I 7 1 136WLMom.bCp Vv7 IR9l1W3 7A53 4669 1187 IODWVmISOEcCo V1W3W7 9/1181 17713 I]374 (5I3) IJOO9uCd, DSpiSyumuIM 18383 911987 13.233 39717 (1~,55) IOOOOOP`ECINuIMOnp{c6%AUe3/15/iUll Vu1 98623!7311 78 722 4 1% SSO,NFelNUimWMen~ AVOCiWrn I/11737 INIR3 733! 119] (797 ]79JuCucoSysIrnulnt L17RW3 IWVt3 33979 S7f25 (37546) i 1314 RulipMm'uCniecn.lK L4Rr1 IU9R3 13)73 37)1 (1963) do OOOFNMASIR%dsY17A6 Vv1MR IdIbt3 467,477 431.674 ]]798 I2tNElecuucDed sysimucorp V.. 2 17183 17937 5]173 (]5]17) 117JuMISUVBshCmipmebc Y4n3 II/IRW7.177 5633!76 1,1 W CLC Systom Inc 149/33 11/17/53 16,719 1 974 5 766 4}OOmiles EIPUOCorp VuDS183 IL4RWI 7995 136446 (16,63p 73VmmnNCVPngldNCSrNotes 61/1%9/13/111 Men= 17/1183 91731 7]369 1,163 PNMA6IR%duc9/1/1)1 9/V11 V.. 2W2 79917 7,31 (14) FNMA6XEus7/1816 7/171!1 V.. i] 2786 1y9 157

THE MARY DUKE BIDDLE FOUNDATION FORM 99PF 22 13688883 PART N CAPITAL GAINS AND LOSSES FOR TAX () (c) (d) (e) (9) (h) SECURITY DATE ACO DATE SOLD SALES PRICE COST GAIN (LOSS) FNMA 7%dueILIr115 ]lt3rom V.. 2W2 6]A41 66,71 (3,798) GNA7A 7%duc5/17R31 4/1V33 V... 2m 75991 71,171 (7167) TOTALSHORT7ERM 3.557,375 4 1 xpee (455.213) LONG TERM 73Yu~ImPUIONCO S/IN3U7 1/1]/SWI IS 33 (7) I,4OOSM,cmqiirnuNC71R%dueL13/6 I/ILI999 1/16Z3 14913t 133 635 1,19).n.reo" sirsxeue, virz v.,o viersz o () 94 WFNMA 61f1%Auc'JInJ Vmpu 17!]113 1 (I) IN OOOPONMdmCmpmyGlobd~MUhScru 1I1,541 1/t)f37 9],318 W,676 (I,4It) ISO6NMObml Vnous I/tSR3 17, 2,293 (7)97) SOO,UOOPimyBOeNC71R%EUC4/11'M Id17ltpp 1n9/1W3 31795 414 797 34,153 9 dut~olnivnonylnc Vo L4/3W7 23.52 44 HO (18,91) 9.b5BCCmmiuoiuln[ Vu L4R3 33 W3 5965 (17,967) 1sNExoMobil COry V. LVlOD7 779)9 B978 (116]9) J91WAmmonInbvYmWGmuplnt Vie 14R3 28.352 79b74 (I137) 4 ~IU1.poupNC IM5R Y41I1 17861 1,77 (2J57) sory<omnonmmc vvoo inm n,2 :o 27.35 (s,i3) Will,n.Cuuoohm, irzsrzooo vi7rzoo: 273 31,8 (4,oso) 3 so.mouoow izoo viveoz 15,7 lms (zseq 3sgn,ugmPme ivirzooo vi2rzooz i.sn in (2os) SOOJuUOOnICp IL11/1997 7/IROD1 18,31 193 (1,29J) )9uBUn6CO 5(37/1999 ]/IR1 I4,IW 1448 ()1'7 ]OOWC7pilluln, I(11/t JIIRW7 16995 15,354 I,WI 4oom.emneueo vierzooo viooz 3,335 n728 4,sn 14m.coed sntrnumc vuoo vsrzom 23. 72434 HsJ4q J77duMerck ACOIM li/iuzow 3/5/13 3775 7/77 (1113 44 7JuGmmlEl~cCO 1'1NtOD 7/5R3 17,946 71977 (177) 796WMrdoonucinc IN35n ]/SRWS 13997 13,95 (31) 157 W Pepsi. Ine 7!17/11 113R3 22 939 11,33 1A37 144 siuwymmslum lns IWSSR )13/.W3 A747 6,683 337 7(IuNrPOducvkUnicWlns Vu99 7RNlr1 )7,37 1],31) IlAlo 73,OOOUSANOl6%EVe9/15/9 4418/2W 7R6R3 77,967 71999 3966 IN WWchmCmp 7R3/1999 JR7R3 79!56 43p1 (137N) SOOshit MnIILynchkColnc 1/19/11 1/3783 37,5 2813 (39) IODOWUnoolCory INII/1997 )8783 38799 ]9,8 (2B) so.n,imiernor~ co 3nrzooo 3rs>ovt xiszs ls 2,976 6Federl NmorulMyye6lf%due5/1589 1999 ]8787 31,56 55 72 39 55 WBOns co 9/1,19911 78783 36,81 19,249 6,931 SOOYuAbho lbuon 11/7/1999 7R7Rr1 76,53 I!)33 7 199 1WBmtofNrcncCmp 9/13/199! ]f17rod2 37}27 19,NI 7A11 1,65 W MOi 41118ROD 4i5413 22.391 65746 (1373 6roYUMotorol 7/188 4581 E I47 27,127 (13,3!) 165dNMObml 781/199! 413R3 71791 39731 (739) X W Mool Vmou, US/53 3,31 61 (I 66) 73, FdmINmonuIMCft`e635%due5/1589 1999 1111N3W3 7396 65A4 4 15 1JU7MCO 1991 424R3 5 1115 39}15 3b7 3,4SUduNonlNnAiCpHOIGny 4RNi1 4fl6Z3 8,767 41,613 (73A5) 4SOWNmicINCIivbCpHOldivS 7/1/11 4436Z3 161 17,13] (I)}I7) I,IOULh, NOnelNCtYiCmplbldn 7/JI/199t 4RN33 79]4 17,259 (1)73 IIOOWWMdcmn4rM'oddcomGp N3N3 Irz9n3 2895 43412 (f17) ),73INWldmhv/WOirIdcmGOUp 9/IV199t x/39/13 8,84 42.396 ()4JI7) I,7 du WplECn NNVNECOm GOUp I/3/ 1 U39n3 ] 131 3]}OS (3711 SOOW6mtfAmmuCry 9/13/199! 3/783 76797 31p1 13,193 IN WPMCCmpMm 11/INS 52713 6.5 61711 (77744) 4SOYuFMCCorpMmu INi3ROW 5283 7,691 4.366 (76671) I}OOWAOLTimeW. Iii. V SM1W3 36,79 57191 (7.314) 37YUFMCCmpMm ILI/t SR/t3 3,53 19 144 (17p93) 1YUENCCpM. x/1621 5A/33 3,46] 9,193 (6773) 1 OOOFdmINWMOn(.Ke625%due5/1 SR9 1999 5421 97 75 91787 3919 5,OOUSANdn6%dueNI3N9 4RBRW 7RYt2 33,366 47y63 5y7 IOO,ODOFNMA6il1%EVeLIfNI I,79/1999 3/3783 161W 19A 6 6 IOO,OWATkTCp61/1%dueJ/ISn39 5!5781 SAN1M 71!717 (I4,l7) 174 ilugmealnc 1/1981 6n6n1 15f7 25 146 (9y73) 7 W hivj Corp 6M1 Yt7f13 7316 12.324 (4AOe) 7]3WMOr,,;i,:I5tmIqDUiWiit&Co Vr 7277 29 74 499]J (339) I,MOsIuSpnniCorp 1,19/1999 7/11!33 11756 43,83 (32 Ni IOOOWSpnvtCp Y7/1999 7/IIfEU7 11 196 4613 (S94I6) 1,3WSpnnlCup 9/13l1W 7/11/13 I]4]6 34,77 (21J34) 719WMCrthdCofine Vio 7/IYt3 3365 43 132 (=2.17t) IOOOOOFord Motor C7ed, Co Flv[duel/IQT3 788 7/IY1W3 1 167 (67) i.sooshim c.rn~ma+tzenui mc vs9 7rsino : 11,143 3492 Ps93s> 3.ooo.mr.]iCorp vmou. irurzooz 49763 72 eos Wsh

THE MARY DUKE RIDDLE FOUNDATION FORM 99PF 22 13-BOBB883 PART N CAPITAL GAINS AND LOSSES FOR TAX () SECURITY 4.o gn miwbbc Gvuv Cmnie me 75 tons B.., IOI in IinuscAold NivnWmY 4 334 flu Mnll Lull R Co be l II W Nnmn InInWO~ul Gmup Inc 757 W InienmW Bine'MechineCory n ce.r. Comp 231 W hpum be 1 IM Ft D Cory ] 17 she AMcv Bt Compviie N< 7 Yu MNih Inc 92 ft Trend. RvprnrCmWry Cory n A (csint m li)!4 W Tmds f1vpmy CYtY COT Cl B (CM in li) 36 du Tmelm Ropvty Cuslry Coq n B ([W in hcu) 17 W Trndm Ropmr Culry Cp CI A (One in li) 77 W Tmdm Pmpvq Cvuly Cnp Cl B ]S Yv Tmdm Pmpmy Cmilry Cory Cl A (ih m L) 1 Yu CWt Dipi Synmu Inc eo o xoussnoi rinence, com s 4% unioe IJW Lb C+dm[e Dmpi Synem, Irc 6 As Mnll LyMi & C he ISO Yu 1P Mme (.Tee 8 Co 97,U Noelnld Finen[e Cmp 6 t% di7/9 95 W FdcJ Noiul Mon~Ie Amc~mmi 13, Wit UmeyCo MrLivn Tm Notes t 7A% Euc 7291 77, Bdluh Csnul FEiN 7 7/1% due V1543 ISO No 1<hmm BmiAm Holding Co 6 3l!% 1/INI 3, FNVY Nnl Mony+je 635% due 3/1389 5 Burnt. Puum Inc S Notes I I2% NI7/1 IOD 1W FdY NmmY Mvtpgs ~m 1, FeEOY NmpW Mutyje 6% Eue 3/ISN! X75, PdvY Nmoul Moyyc 617% due 5/1729 1, W Johnson " lehvm 1,477 Yu Cum Sypecusloc ssom.mmecom 4W ohs Household TOTALS Inc 4" W Philip Mom' Cnpmn 4ic 33! W Tmsim Rvpmr Clry Cp Cl B 2.1.h. Hcvhv Psbrd Co 7,1 she Elects nic D Stem, Cp St) sn MMU Buuh Compmms, Ins 63 W 7M Co 1,5,b, First Boqon Finl Cp 631 W M.cmll Cp 3,3 W McOnildi Cp esom sm. nocl,uct nccecumus, s 3/4% due V1511 I 9 W Mid Cp 3 o sm. e nnuct nccence 6 V4% due 1115117 3»mMOW clumse m co 5 Wit Been, Co Mditum Tm Note; 4 74% due 7/LDS 191 191 slue FNMA 6113% due 9/1/131 6 W Urol Cp FNMA61/1%ve9/1871 FNMA 6% due 7/1/316 I~ sx due virsou FNMA M due 3/l/211 FNMA 718%due)/I/t39 GNMA 7%EVe)/13/179 cr+rn 7 irsx eum Ivurzoxe cr+r.+ 2% iss: vursmo Pdml!lme Loci MunMe Cup I I 7A% Aue NI5/1) TOTAL LONGTERM DATE ACO DATE SOLD SALES PRICE vmowoi unox $5,786 7/27/21 V 14/2W2 7 677 dvsw I YiM3 1,797 =7R1 Vrrokoi 4'IK1W1 vnrsmi 7R7RU1 1/1'51 NlRWI MOON Vmu Vmqu Venom venous venom Venues, Vc99 vcoi 4rsv1vsv V.1 1/33/1 vveol Vmpu99 121 smrso] I/I4RWO X999 N161 Vnpp 99.2 1999 Vmu 97pW V.&1 v. m vvoi I WS/t1 Vmmu Vr V.o "WI Vme 4ROR1 Vie venom envioi Vr99 mroi mo N3W1W I 91N71 ivunsv, VN11 7/17/11 1!37/1999 mnssv!/17/1999 fi4l 111 "9 iierso V3Mro7 N1N13 V1Nt3 eneooz VShZ3 V1M7 trm3 erzersooz 9/Jm 9/7f1W3 vnrsox 9qRW7 9983 9NRW3 MOM 9/1!83 9/19/13 9q4Rr1 9RI/SW$ 9MR3 9/1O3 98683 9/3N3p3 9/36'33 9/5673 9/1N77 iv3o: IM/SWl 1) 61T 21.213 3e,ss7 1bZ3 lop" 1193 16,129 iefio II 3 I W! 179 12 172 77~966 u3» 19,7] 1,697 95 6,776 MA1 39," 152 192 22,317 76,769 2573 13773 191 COST 129 45 4,75 3631 74,]1t 3,153 33 eve 6,25 1 636 17,763 13.52 17 WO 39 36 1,845 91 16,797 78.21 15,746 33.276 137 93,!61 6],19 e4,e74 77,11 17,91 Jun 5M 24,73 135 471 (h) GAIN (LOSS) (izb1v) (377) (11,37) (io3)u (11941) (yj41) (IN) (377) 737 ]J9 1, (IS) (13) (79) (en) (419) (4421) (235) (5u) (I]}77) (7373) (2614) (3.29]) X977 3)]9 11 11 36742 6 77 767 31,179 IMliWl 471 791 411,132 W 661 IM/2W $1,74 46,38 ]x,693 IdIRi 16)1] 4,654 4,41=i iovnro2 isnmz xe,e4s 8,42 4e, 36 763 (19131) (I e) 1983 1e,318 37,67 (4717) IW17/13 ]93 3,8 36E 17983 17,5]1 75,73 (17 19) IMIR73 15,935 124.576 (19721) I I/183 3)21 31,865 7917 II/4/2W7 e4467 5A36 33A7 I inr3 74.31? 4um (171t7) iinroz u,sm f44ro II i'ro31 11/!/13 94631 179191 ()]161) 11/1383 78 11,17 (637) 1 I/IV13 1734 N}61 (1731 iirsirooz zee1 ni f14on urs7noo: vo.219 ne (11 143) IYlR3 5 143 "3 173 ILI7R3 198,181 191 721 6452 IU16/15 196 213 (4J43) Vmom33 72 62 73,363 (7) Venom 2W2 17957 17y97 761 Vnom33 4159 9156 (147) V.. 2W2 3197 31 6(A 766 V.. =2 63,3 67,246 (1797) Vienn 2W2 7631 7591 (177) V.. 2W2 sv4 7o,oos (ms) Vmuu73 67,15 67A87 (157) Vmou,17 372 369 3 5.M..71 2 6.57s6,1 (ess52) )J v,lo;oe1 1.519.852 c1j177sl

THE MARY DUKE BIDDLE FOUNDATION 13-668883 FORM 99PF, PART I - INTEREST ON TEMPORARY CASH INVESTMENTS REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET DESCRIPTION PER BOOKS INCOME INCOME ----------- --------- ------ ------ MONEY MARKET FUND 1,398. 1,398. 1,398. INTEREST ON CASH HELD AT INKIEST MGR 2,134. 2,134. 2,134. INTEREST ON TAX REFUND 191. 191. 191. TOTAL -------------- -------------- 12,723. 12,723. 12,723. 17 STATEMENT 1

THE MARY DUKE BIDDLE FOUNDATION 13-668883 FORM 99PF, PART I - DIVIDENDS AND INTEREST FROM SECURITIES REVENUE AND EXPENSES DESCRIPTION PER BOOKS ----------- --------- DIVIDENDS 422,48. INTEREST CORPORATE BONDS 167,812. INTEREST GOVERNMENT OBLIGATIONS 223,36. -------------- TOTAL 813,22. NET ADJUSTED INVESTMENT NET INCOME INCOME ------ ------ 422,48. 422,48. 167,812. 167,812. 223,36. 223,36. -------- -------------- 813,22. 813,22. 18 STATEMENT 2

THE MARY DUKE BIDDLE FOUNDATION 13-668883 FORM 99PF, PART I - ACCOUNTING FEES DESCRIPTION REVENUE AND EXPENSES PER BOOKS NET INVESTMENT INCOME ADJUSTED NET CHARITABLE _ INCOME PURPOSES ------ -------- ACCOUNTING SERVICES TOTALS 26,95. 26,95. 13,475. -------------- 13,475. 13,475. 13,475.. -------------- -------------- 13,475. 13,475. 19 STATEMENT 3

THE MARY DUKE BIDDLE FOUNDATION 13-668883 FORM 99PF, PART I - OTHER PROFESSIONAL FEES REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET DESCRIPTION PER BOOKS INCOME INCOME ----------- --------- ------ ------ INVESTMENT COUNSEL 97,277. 97,277. 97,277. BROKER FEES 24,15. 24,15. 24,15. -------------- -------------- -------------- TOTALS 121,382. 121,382. 121,382. 2 STATEMENT 4

THE MARY DUKE BIDDLE FOUNDATION 13-668883 FORM 99PF, PART I - TAXES DESCRIPTION REVENUE AND EXPENSES PER BOOKS --------- NET INVESTMENT INCOME ADJUSTED NET CHARITABLE INCOME PURPOSES ------ -------- FEDERAL EXCISE TAX 6,559. EMPLOYMENT TAXES 12, 874. OTHER TAXES INCL. NY REGISTRAT 75. FOREIGN TAXES PAID 481. -------------- TOTALS 2,664. 1,522. 481. -------------- 2,3. 1,522. 11,352. 481_ -------------- -------------- 2,3. 11,352. 21 STATEMENT 5

THE MARY DUKE BIDDLE FOUNDATION 13-668883 FORM 99PF, PART I - OTHER EXPENSES REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES ----------- --------- ------ ------ -------- TELEPHONE 2,73. 273. 273. 2,457. INSURANCE 2,75. 1,375. 1,375. 1,375. POSTAGE 1,182. 118. 118. 1,64. OFFICE SUPPLIES 2,38. 231. 231. 2,77. DUES 6 SUBSCRIPTIONS 21. 21. 21. 189. REPAIRS b MAINTENANCE 617. 38. 38. 39. PENSION PLAN ADMINISTRATION 1,39. 1,187. 1,187. 8,852. OTHER 945. 473. 473. 472. -------------- -------------- -------------- -------------- TOTALS 2,781. 3,986. 3,986_ 16,795. 22 STATEMENT 6

THE MARY DUKE BIDDLE FOUNDATION FORM 99-PF 13-668883 DECEMBER 31, 22 U S Government nd gency obligtions. Federl Home Lon Mortgge Corp 11-7/8% due 6/15/13 Federl Ntionl Mortgge 5-1/2% due 2/15/6 6% due 7/1/16 6% due 2/1/14 6% due 6/1/16 6% due 5/15/8 6-1/2% due 8/15/4 7% due 12/1/15 7% due 3/1/11 7-1/2% due 3/1/29 GNMA Pool 7% due 3/15/29 7% due 5/15/31 7-1/2% due 12/15/28 8% due 7/15/3 U S Tresury Notes 3-I/4% due 12/31/3 4-1/4% Pnn Pmt Stripped due 11/15/3 4-5/8% due 5/ 15/6 5% due 2/15/11 5% due 8/15/11 5-1/4% due 5/15/4 6-7/8% due 5/ 15/6 Totl U. S. Government nd gency obligtions Fce/ Shres Cost Mrket 1,724 1,71 1,745 25, 256,613 273,437 169,127 167,934 177,45 25,153 25,511 262,848 18, 133,433 188,428 11, 16,998 124,69 175, 175,17 188,673 86,59 89,594 91,598 62,611 62,146 66,752 76,41 77,679 81,141 117,43 119,449 124,686 174,9 178,849 184,545 92,618 93,394 98,991 43,382 48,979 52,335 19, 193,121 193,8 2, 195,777 197,872 155, 164,432 167,158 85, 91,67 93,394 17, 182,877 186,415 5, 5,24 5,267 15, 156,875 172,594 2,752,391 2,933,333 STATEMENT 'j

THE MARY DUKE BIDDLE FOUNDATION FORM 99-PF 13-668883 DECEMBER 31, 22 Fce/ Investments Shres Cost Mrket Common stock Abbott Lbortories 3,65 149,297 146, Agilent Technologies, Inc 3,574 149,698 64,189 Au Products & Chemicls, Inc 1,15 35,536 49,162 Amencn Interntionl Group, Inc 7 55,67 4,495 AMGEN Inc 1,59 67,181 51,192 Andrko Petroleum Corp 2,2 1,165 15,38 Anheuser-Busch Compnies Inc 1,3 62,495 62,92 Automtic Dt Processing Inc 444 22,737 17,427 Bnk of Americ Corp 1,1 54,986 76,527 Bxter Interntionl Inc 1,135 63,427 31,78 Best Buy Inc. 3,85 13,78 92,977 Boeing Co. 3,5 134,799 115,465 Ctepillr, Inc 3,2 137,2 146,34 ChevronTexco Corp 1,89 139,511 12,262 Chubb Corp 1,65 91,843 86,13 Cisco Systems Inc 3, 27,434 39,3 CihGroup Inc 3,73 114,525 131,259 Cler Chnnel Inc 1,216 52,818 45,345 Coc Col Co 2,7 121,332 118,368 CVS Corp 4,5 1,882 11,128 Dell Computer Corp 2,617 71,649 69,979 Dollr Tree Stores 4, 93,417 98,28 Duke Energy Corp 263,2 1,852,255 5,142,928 Dominion Resources Inc VA 75 3,252 41,175 Eli Lilly & Co 88 69,332 55,88 Exxon Mobil Corp 3 12,855 1,482 Federl Ntionl Mortgge Assocition 75 61,48 48,248 Fifth Third Bncorp 5 33,515 29,275 First Dt Corp 2, 66,335 7,82 Fleet Boston Finncil Corp 1,9 73,179 46,17 Gnnett Co 2,81 177,439 21,758 Generl Electric 1,457 315,574 254,628 Gillette Co 3,85 124,368 116,886 Goldmn Schs Group Inc 9 59,86 61,29 Hrley Dvidson Inc 2 9,26 9,24 Helett Pckrd Co 8,335 171,489 144,696 Home Depot Inc 2,63 84,412 49,553 Honeyell Interntionl lnc 1,132 37,272 27,168 Humn Inc 5,2 66,614 52, Illinois Tool Works Inc 587 4,139 38,73 Intel Corp 6,813 228,331 16,78 Interntionl Business Mchines Corp 1,2 125,185 93, Interntionl Pper Co 4,1 149,935 143,377 STATEMENT

THE MARY JUKE BIDDLE FOUNDATION FORM 99-PF 13-668883 DECEMBER 31, 22 Fce/ Investments Shres Cost Mrket Johnson & Johnson 2,279 129,41 122,45 Kimberly-Clrk Corp 2,5 131,1 118,675 Lockheed Mrtin Corp 9 46,425 51,975 Loes Compnies Inc 1,19 45,667 38,213 Mrsh & McLennn Compnies Inc 352 18,225 16,266 Msco Corp 1,29 34,44 27,155 MBNA Corp 1,887 37,834 35,891 McDonlds Corp 1,41 4,29 22,528 McGr-Hill Compnies, Inc 3 18,75 18,132 Medtronic Inc 1,272 61,627 58,3 Merck & Co, Inc 1,5 71,6 84,915 Memll Lynch & Co Inc 2,525 121,419 95,824 Metlife Inc 3,3 86,953 89,232 Microsoft Corp 5,5 32,527 261,85 Minnesot Mmmg & Mfg Co 311 36,183 38,346 Ntionl SemuConductor Corp 3,85 135,881 57,788 Omnicom Group, Inc 1,75 87,464 113,5 Pll Corp 2,5 52,786 41,7 PepsiCo Inc 1,6 74,793 67,552 Pfizer Inc 4,551 193,739 139,124 Phrmci Corp 1,914 71,985 8,5 Proctor & Gmble Co 1,71 86,14 92,42 Qulcom 7 2,727 25,473 Schering-Plough Corp 1,148 39,79 25,486 Schlumberger Ltd 2,35 135,687 98,911 SLM Corp 25 23,243 25,965 i'rget Inc 4,994 157,915 149,82 Texs Instruments 2,324 66,453 34,883 Trvelers Property Csulty Corp CI A 6,225 9,319 91,196 UmtedHelth Group Inc 335 3,234 27,973 Umlever NV 2,132 124,294 131,566 Unocl Corp 2,55 9,763 77,979 Venzon 3,57 117,259 138,337 Vulcn Mterils Co 2, 84,1 75, Wchovi Corp 4, 116,862 145,76 Wlgreen Co 8 29,73 23,352 Wlmrt Stores, Inc 3,138 172,949 158,5 Wells Frgo Inc 2,5 1,354 96,84 Weyerhuser 835 44,694 41,9 Wyeth 4,7 149,487 175,78 Xilmx Corp 5 1,785 1,3 XL Cpitl Ltd 25 19,5 19,313 Totl common stock 9,247,272 11,795,268 Mutul Fund : TS&W Interntionl Equity Fund 67,797 1,5,82 626,442 Totl common stock & mutul funds 1,298,92 12,421,71 STATEMENT 98

THE MARY DUKE BIDDLE FOUNDATION FORM 99-PF 13-668883 DECEMBER 31, 22 Fcet Investments Shres Cost Mrket Corporte bonds Alco, Inc 6% due 1/15/12 75, 74,297 82,567 Americn Express Co 5-1/2% due 9/12/6 11, 11,421 118,825 BeIlSouth Cpitl Funding 7-7/8% due 2/15/3 1, 18,15 122,793 Conoco Inc 6 95% due 4/15/29 55, 6,439 62,336 Countryide Finncil 3-1/2% due 12/l9/5 6, 59,794 6,532 Countryide Finncil 5-5/8% due 5/15/7 75, 74,714 8,222 CSX Corp 7 45% due 5/1/7 125, 129,57 143,814 DimlerChrysler NA Holding 3 4% due 12/15/4 6, 59,975 6,411 Domuuon Resources Inc 8-I/8% due 6/15/1 1, 1,19 116,34 Do CheRUCI Compny 7 3/8% due l 1/1/29 1, 15,324 18,29 Duke Energy Corp 6-1/4% duel/15/12 1, 98,919 14,367 First Dt Corp. 4 7% due 11/1/6 2, 199,779 29,594 Generl Electric Cpitl Corp 6-3/4% due 3/15/32 6, 64,648 66,335 Generl Motors Corp 6-1/4% due 511/5 1, 1,596 12,324 JP Morgn Chse Comm Mtge Securities 5 OS% due 12/12/34 75, 75,467 77,163 LB-UBS Commercil Mortgge Trust 4 94% due 12/15/26 5, 5,334 5,727 Lehmn Brothers Holding Inc 6-5/8% due 4/1/4 1, 98,921 15,423 Nt'I Rurl Utilities Coop Finnce Corp 6% due 5/15/6 9/1/25 15, 149,534 163,637 SBC Communictions Inc 5-3/4% due O8/15/11 185, 184,718 2,634 Sers & Roebuck Acceptnce 6-3/4% due 8/15/11 35, 34,785 33,37 Trget Corp 7% due 7/15/31 85, 94,32 96,286 Vicom Inc 6-5/8% 5115111 75, 75,74 84,768 Wlt Disney Co 4-7/8% due 7/2/4 95, 94,925 97,756 Wshington Mutul Inc 4-3/8% due 1/15/O8 65, 64,789 66,233 Wells Forgo Inc Sr Notes 5-1/S% due 2/15/7 1, 99,973 17,41 Totl corporte bonds 2,369,53 2,522,67 STATEMENT

s i.! THE MARY DUKE BIDDLE FOUNDATION FORM 99PF, PART II - OTHER ASSETS 13-668883 DESCRIPTION ENDING BOOK VALUE ENDING FMV PURCHASED INTEREST FEDERAL EXCISE TAX RECEIVABLE TOTALS 7,975. 2,366. --------------- 1,341. 7,975. 2,366. --------------- 1,341. 26 STATEMENT 1

THE MARY DUKE BIDDLE FOUNDATION 13-668883 FORM 99PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES CONTRIBUTIONS EXPENSE ACCT TITLE AND TIME TO EMPLOYEE AND OTHER NAME AND ADDRESS DEVOTED TO POSITION COMPENSATION BENEFIT PLANS ALLOWANCES ---------------- ------------------- ------------ ------------- ---------- JAMES H. SEMANS TTEE/CHAIR NONE NONE NONE 1415 BIVINS STREET DURHAM, NC 2777 MARY D.B.T. SEMANS TTEE/VICECHAIR NONE NONE NONE 1415 BIVINS STREET DURHAM, NC 2777 THOMAS S. KENAN III TTE/SEC/TR NONE NONE NONE 41 CLAYTON RD. CHAPEL HILL, NC MARY TRENT JONES TRUSTEE NONE NONE NONE 17 HILLSIDE AVE. ABINGDON, VA JAMES D. SEMANS TRUSTEE NONE NONE NONE 144 A. FOREST HILLS BLVD DURHAM, NC 2777 JOHN G. MEBANE, JR TRUSTEE NONE NONE NONE 131 PROVIDENCE ROAD CHARLOTTE, NC ---------- ---------- ---------- GRAND TOTALS NONE NONE NONE 27 STATEMENT 11

THE MARY DUKE BIDDLE FOUNDATION 13-668883 FEDERAL FOOTNOTES ATTACHMENT TO FORM 99-PF PART XV, QUESTION 2 INFORMATION REGARDING GRANT PROGRAM (A) APPLICATIONS FOR GRANTS SHOULD BE SUBMITTED TO : THE MARY DUKE BIDDLE FOUNDATION ATTN : DR. JAMES H. SEMANS, CHAIRMAN 144 WEST FOREST HILLS BOULEVARD DURHAM, N.C. 2777 TELEPHONE : (919) 493-5591 (B) NO SPECIFIC FORM IS REQUIRED FOR APPLICATION. HOWEVER, ALL APPLICATIONS MUST BE IN WRITING. THE APPLICATION SHOULD IDENTIFY THE GROUP OR ORGANIZATION SEEKING THE GRANT, THE PURPOSE FOR WHICH THE GRANT IS SOUGHT AND A PROPOSED BUDGET FOR THE PROGRAM. A COPY OF THE REQUESTING ORGANIZATION'S 51(C)(3) DETERMINATION LETTER SHOULD ALSO BE INCLUDED. (C) APPLICATIONS ARE ACCEPTED ANY TIME. (D) THE FOUNDATION'S CHARTER RESTRICTS GRANTS TO ORGANIZATIONS BASED IN NORTH CAROLINA AND/OR NEW YORK. THE MARY DUKE HIDDLE FOUNDATION SEEKS TO SERVE THE PUBLIC INTEREST THROUGH PRIVATE RESPONSIBILITY, ATTEMPTING TO IMPROVE THE QUALITY OF AMERICAN LIFE THROUGH PILOT FUNDING FOR EXPERIMENTATION, INTERIM SUSTAINING GRANTS, SEED GRANTS TO STIMULATE LARGER GRANTS FROM OTHER SOURCES, AND OCCASIONAL GRANTS TOWARD FUND RAISING COSTS. THE FOUNDATION CONCENTRATES ITS EFFORTS ON PRIVATE EDUCATION AND THE ARTS. IT SEEKS TO HOLD A RATIONAL BALANCE BETWEEN PROJECTS WITH IMMEDIATE APPLICABILITY AND THOSE WITH LONG-TERM OBJECTIVES. GUIDE- LINES ARE USED AS TOOLS TO KEEP PURPOSES IN FOCUS, BUT OPEN ATTITUDES ARE MAINTAINED IN ORDER THAT THE RARE REQUEST OF SCINTILLATING CALIBER IN SOME ISOLATED FIELD WILL NOT BE RULED OUT CATEGORICALLY. RESOURCES BEING LIMITED IN RELATION TO TOTAL NEED, AN ATTEMPT IS MADE TO CHOOSE CAREFULLY BETWEEN THE ROUTINE AND THE INNOVATIVE, BETWEEN A PROJECT OF TRANSITORY VALUE AND ONE WHICH CAN LEAVE A STAMP OF DISTINCTION ON A DISCIPLINE OR A PROGRAM. THERE IS A COMMITMENT TO QUALITY AND AN EMPHASIS ON THE AESTHETIC. STATEMENT 1d- 32

THE MARY DUKE BIDDLE FOUNDATION 1368883 GRANTS PAID TO DUKE UNIVERSITY 22 DUKE UNIVERSITY- MUSIC DEPARTMENT- Contemporry Music Performnces - Encounters 12, Distinguished Composer Residency 5, Distinguished Visiting Lecturers 5, Mry Duke Biddle Grdute Felloship in Composition 44,616 Oper Workshop 3,5 Student Composition Projects 7, Undergrdute Scholrships 2, Robert Wrd's Americn Music Thetre Project 63,336 Brhms Concert/Duke Symphony Orchestr 2, Eddy Curtor 7,5 MUSEUM OF ART Conservtion of the Collections 19, AR & Tech Series 5 Smll Exhibitions 14,22 Clendr 21,75 Conservction of Brummer 8 Pre-Columbin Collections 2, Mry Duke Riddle Summer Internship Ards 2,25 Publictions 14, Frming 3,5 Solnder Boxes nd Flt Files 4,75 Reserch nd Trvel for upcoming "Philip III" exhibition 4,5 Equipment for Workshop 2, Eduction/Outrech Coordintor 36,95 Collection Reloction Project for Ne Art Museum 5, DANCE PROGRAM Prt time instructors 3,72 Slry support for Instructor - Ave Vinesett 25,16 Tyler Witers Bllet Instruction 51,693 Slry Support for Musicin John Hnks 27,339 FILM AND VIDEO PROGRAM Film/Video Acquisitions 2,25 Production Courses 23,83 Exhibition Series 11,5 Women Film Pioneers Project 4, Adjunct Instructors 15, Oscr Micheux Society Nesletter 3,25 Teching Assistnts 5,5 Southern Circuit Film Series 2,5 Screen Society Progrmming 5 INSTITUTE OF THE ARTS Institute Presenttions nd Cmpus Sponsorships 27, Professionl Development Grnts for Fculty Artists 5, Series of Residences nd Performnces Co-Sponsored ith the John Hope Frnklin Center 2,5 Expnded Neighborhood Prtnership Inititive 1, Community Collbortions & Residencies 2,5 Collbortion ith Ne Steering Committee 1,5 Art in Times of Wr 1,5 Comprehensive Duke Arts Mrketing 8, Cmpus Arts Areness Cmpigns 5, STATEMENT /3

THE MARY DUKE BIDDLE FOUNDATION 13-668883 GRANTS PAID TO DUKE UNIVERSITY 22 FOCUS PROGRAM Student Trvel-Field Trips 25, MEDICAL CENTER Support of Guy L Odom Professorship in Neurologicl Surgery 5, Memoril Sculpture to honor Duke personnel of the 65th Generl Hospitl of WWII 6,25 Medicl School scholrships 8,333 School of Nursing - Durhm's Southern High School Wellness Center 2,5 School of Nursing - Mry Ann Edens Wingfield Memoril Fund 2,5 Reserch on "Genetic Ascertinment of Lrge Afncn/Ntive Americn Fmily for Osteorthntis nd 5, Women, Wellness nd the Trnsformtion of Helth Cre conference 2,5 Cncer Compnions - volunteer home visit service 2, Support of specil protocol for prostte cncer 4, Support of AIDS vccine prepredness ork in subshrn Afric 5, Support of Jmes Urbnik Chir in Orthopedic Surgery 5, RARE BOOK, MANUSCRIPT AND SPECIAL COLLECTIONS LIBRARY Exhibition progrm 3,5 TERRY SANFORD INSTITUTE OF PUBLIC POLICY Production of biogrphicl film on Terry Snford 1, OFFICE OF SPECIAL EVENTS lin Hmilton memonl reception nd bs relief unveiling 2, CORPORATE & FOUNDATION RELATIONS Ambssdor Angler B Duke Scholrships for interntionl student 5, CENTER FOR DOCUMENTARY STUDIES Support of trveling exhibition of blck nd hite photgrphs of Rob Amberg 5, Support to publish Wendy Exld's book "Secret Gmes Collbortive Works ith Children, 1969-1999 SARAH P DUKE GARDENS Annul support 1, Support for video history of Grdens 2,5 DEPARTMENT OF THEATRE STUDIES Support of ne ply "Pper Doll" 15, Thetre Studies productions 1, DEPARTMENT OF ART AND ART HISTORY Cretion of Fello in Curtonl Studies ith the Duke Art Museum 16, DEAN OF THE FACULTY Reloction of West Cmpus Crg Center to Est Cmpus 5, FOREIGN ACADEMIC PROGRAMS Foreign Acdemic Progrms Brochure 1, Ne progrm development 7, SCHOOL OF LAW AIDS Legl Assistnce Project 5, OTHER DUKE UNIVERSITY- previous yer grnts returned (5,87) TOTAL DUKE UNIVERSITY 713,448 STATEMENT /

North Crolin Grnts Orgniztion Project Title Grnted Pyment TAD JQ $ej Bloing Rock Stge Compny support of theter performnces $2,5. $2,5. $2,5. 324 3165 tri Brevrd Music Center Inc. support of scholrship in honor of Ne York Philhrmonic oboist Joe Robinson $3,. $3,. $3,. 326 3166 h7 Bull City Bsebll Assocition, Inc. support to trin coches m youth encourgement, success nd mngement $2,5. $2,5 $2,5. 328 3158 -j G~v~ O d Crolin Chmber Symphony support of the 1th nniversry concert Crolin Thetre of Durhm, support of DoubIeTke Inc Documentry Film Festivl's curted progrm, 'Scorel Music nd Documentry' nd ssocited pnel duscussion $3,5 $3,5. $3,5. 33 3167 $3,5. $3,5. $3,5. 332 3145 O z b Pge14

North Crolin Grnts Orgniztion Project Title Grnted Pyment PTD 1p Rd Chmber Orchestr of the Tringle, Inc. support of the rtistic director $3,5. $3,5. $3,5. 317 3175 to Deepdish Theter Compny support to produce George Bernrd Sh's'Arms nd the Mn' $3, $3,. $3, 336 316 (d-! Durhm Arts Council, Inc. support of history of the z.3 Emerging Artists Progrm $5,. $5,. $5,. 358 3111 O tz or -~ d~y h7 Durhm Arts Council, Inc. support of the 2223 Emerging Artists Progrm Durhm Helth Prtners support of the Fmily Reunifiction Project $5,. $5, $5,. 36 317 $2,5 $2,5. $2,5. 362 3133 O z W o. PgeiS

North Crolin Grnts Orgniztion Protect Title Grnted Pyme fll PIL IQ SLef Durhm Rescue Mission support of ne Web Site Development course $2,5. $2,5. $2,5. 364 3127 Elizbeth R & Compny support to build ne Queen Elizbeth costume for use in ll productions nd public ppernces $3,. $3,. $3,. 366 3116 Heling Plce of Wke County support of the ne'helmg ~1 spce' $2,5. $2,5. $2,5. 37 3168 N O by o rn h7 Louisburg College Mnbites Dog Theter v, Compny support for the computer components to build e-mil $3,5. $3,5. $3,5 372 3159 nd domin nme servers support of PuuleHunt 22 $2,5 $2,5. $2,5 374 3134 'y 9 z J Pge36

North Crolin Grnts Orgniztion Project Title Grnted Pyment plp JD Be( Museum of the Ne South Inc. support of the publiction, 'The North Crolin Century : Tr Heels Who Mde A Difference, 192' $2,5. $2,5. $2,5. 379 3169 -~ NC Prtners of the Americs, support of n exhnge of Inc young musicins beteen the Ornge County Chrter School nd the Lredo Institute in Cochbmb, Bolivi North Crolin Centrl University ~Institutionl Advncement North Crolin Museum of History Assocites, Inc support of the instlltion celebrtion 'Embrcing Truth nd Service Through Reneed Commitment to Excellence' 7y 9 North Crolin Dnce Thetre support to perform Pul Tylor's 'Cloven Kingdom' support of the plnning of myor Civil Rights movement exhibition $2,5 $2,5. $2,5. 385 3171 $2,5. $2,5. $2,5. 393 3142 $2,5. $2,5. $2,5 395 367 $7,5 $7,5 $7,5 397 3172 d o ~ Od z P9 l

North Crolin Grnts Orgniztion Project Title Grnted Pyment EM 1p d North Crolin Museum of Life nd Science support of the trvelling exhibit, 'Mostly Music' $3,. $3,. $3, 3117 3176 Hx North Crolin School of the Arts support of scholrships $1, $25,. $5,. 2994 31 H h'1 North Crolin School of the support of the Gin Arts Bchuer Guest Artist Series W $6,5. $6,5. $6,5. 387 313 d(-! o by to H O North Crolin School of the support of the reserch nd d Arts development phse of ne (,y PBS serves entitled, 'Simple Living' Ch North Crolin Wesleyn College support of the Everette Jmes Collection of Africn Americn Quilts ro $3,. $3,. $3,. 389 3131 'y y O z o~ $2,5. $2,5 $2,5 399 3173 Pge38

North Crolin Grnts Orgniztion Project Title Grnted moment p,tq ID Ref Ronoke Islnd Historicl Assocition, Inc. support of ne Plymouth scenery $2,5 $2,5. $2,5. 311 3154 Senior Phrmssist Inc. support of the community informtion nd referrl services $2,5 $2,5 $2,5. 313 3151 x tri 7~. ~C! tri Southestern Efforts support of to booklets on ~y Developing Sustinble the importnce nd role of Spces Inc. school grdens O CA Tobcco History Corportion, support of ne Inc. documentry film, 'Durhm, Tobcco nd the Duke' Volunteer Fmilies for Children of North Crolin support of the Host Fmily Cmp Weekend $3,. $3,. $3,. 315 3174 $3,5. $3,5 $3,5. 319 314 $3, $3,. $3,. 3111 3164 N ~" o by o to ITJ ~ O " F~4 z.r Pgel9

North Crolin Grnts Orgniztion Project Title Grnted Pyment PL LD ref Winston-Slem Delt Fine Arts, Inc, support to relocte the culturl center $2,5 $2,5 $2,5 3113 3138 h7 Cn b7 ~d! o by N Q C7.~ -~ O 7y d \~I ~o O ro HI z W Pge

Ne York Grnts Oreniztion Americn Composers Orchestr, Inc. Project Title support of the young emerging composers progrm Grnted P men PTD ID Ref $2,5. $2,5. $2,5 322 3123 M Compny Appels, Inc Film Video Arts, Inc. support of the spring seson tht includes performnces in Pris, Montpellier nd Ne York support of the documentry film, 'The Frmmgvdle Project' $2,. $2, $2,. 334 3132 $2,5. $2,5 $2,5 368 3141 (d! ' Ntionl Center for Disbility support to provide 7~ Services equipment for the the Henry Viscrdi School Ntionl Dnce Institute support of of the In-School p Progrm t P.S. 199 $2,5. $2,5. $2,5. 381 317 $3,. $3, $3,. 383 3114 o ~ o N 'TI C7 r h'1 ITJ d Ne York Scndi Symphony, support of the concert serves Inc. $2,5. $2,5. $2,5 391 391 z -~ rri td Td Thetre nd Dnce Allince Inc. support to produce 'Heroes' $2,5. $2,5. $2,5. 3115 3155 z -~ Pge

North Crolin Grnts Orgniztion Project Title Grnted Pyment P12 L Ref A Helping Hnd support of the Fith in Action progrm $2,. $2,. $2,. 3119 329 to Airlie Grdens Foundtion Inc. support of comprehensive environmentl eduction progrm $3,5 $3,5. $3,5. 3121 3254 -G d' z Arts Center support of the World Arts Festivl Chpel Hill Preservtion support of 'Refrins of O~ Society Inc. Musicl Poer, Hunz, Pkistn $2,5 $2,5 $2,5 3123 3261 c,, trf o tz $2,. $2,. $2,. 3125 3266 `'7 ~G r ITJ C7 Costl Crolin Prtners Inc. support of the publictions, 'City on River' nd 'Born Slve, Dies Free' $2,5. $2,5. $2,5. 3127 3237 z o o~ tti l.r Pge

North Crolin Grnts Orgniztion Project Title Grnted EYmet EM in Rd Contemporry Art Museum, Inc. support of the fter school component of the Museum's prtnership ith the ne Museums Mgnet Middle School $2,5 $2,5. $2,5. 3129 325 Eductionl Medi Foundtion support of the Tringle v, Afric Chorl Exchnge's hosting of the University of rn Nmibi student chorus $2,5 $2,5. $2,5. 3144 3265 d' O 174 M Explores Genesis Home Historic Preservtion Society of Durhm, Inc. support of specil eduction progrms produced in conjunction ith the screening of ne IMAX film titled 'Jne Goodll's Wild Chimpnzees' support tord The Sterd's Fund chllenge support of 'The History of the Arts in Durhm' publiction $5,. $5,. $5,. 3146 3232 $1,5. $1,5. $1,5 3152 3268 $5,. $5,. $5,. 3154 322 O ~ q1 '~ F~-1 z s P9gej.z-~

North Crolin Grnts Orgniztion Protect Title Grnted moment PIP L Bt North Crolin School of the Arts support of scholrships $1,. $25,. $75, 2995 31 rn North Crolin School of the Arts support of the John Sneden Scholrship m Design & Production $5,. $5,. $5,. 3158 3257 t~1 [d" -3 b7 Southestern Efforts rn Developing Sustinble Spces Inc. ITJ d Western Crolin Colition For Socil Concerns Cn `" Women-In-Action for the Prevention of Violence & Its Cuses support for the'durhm Inner City Grdeners' (DIG) Progrm hich provides fobs for youth to ork m n orgnic frm in Northest Centrl Durhm support of the documentry film, 'Fully Ake : The Blck Mountin College Experience' support of progrms $3, $3,. $3,. 316 3243 $2,5. $2,5. $2,5. 3162 3194 $3,5 $3,5. $3,5. 3164 3213 o to t- O z ON z -~ Pege13

Ne York Grnts Orgniztion project Title Grnted Pyment EM ID fm Foundtion Center support of progrms nd services for grntmkers nd grntseekers $2,5. $2,5. $2,5. 3148 3221 to h7 Foundtion for Better Helth Cre support of the film 'Questioning Fith' $1,5 $1,5. $1,5. 315 3267 d~! Hudson Guild support for the Youth Stff Trining Progrm, hich provides t-risk youth ith comprehensive series of ~y professionl nd creer trining orkshops nd G.;y hnds-on ork experience C7 m $3,5. $3,5. $3,5. 3156 3246 o by N 'C ',I -~ FI O z W Pge 14

North Crolin Grnts September 22 Orgniztion Project Title Grnted Pyment psp 1p Ref Africn -Americn Dnce Ensemble Inc. support of the Community Heritge Progrm $1,5 $1,5. $1,5. 3166 3273 Allince for Historic support for restoring the Hillsborough eighteenth century toer 171 clock locted in the tri Hillsborough courthouse -~ Arts Council Inc - Winston- Slem Arts Council su Muspc compone tofthe 22 Festivl, 'Artslgnite' $3,5 $3,5. $3,5 3168 3422 $1,5 $1,5. $1,5 317 3373 N o ttj tit Cherry Hill Historicl y Foundtion Inc. b support of Ctherine Bishir's book on historicl Cherry Hill $1,5. $1,5 $1,5. 3172 336 z H h1 ~' Community Living Assocition, Inc. support of the Developmentl Disbilities Trining Institute's 'Arts for ALL' Conference $1,5. $1,5 $1,5 3176 3419 t7r,i H v Pge 1

North Crolin Grnts September 22 Orgniztion Duke Memoril United Methodist Church Project Title nnul support Grnted en p1d_ L of $5, $5,. $5,. 318 3313 Durhm Ntivity School Inc. support of scholrships $2,5. $2,5. $2,5 3182 3412 z Ntionl Humnities Center support of 'Spring Essence', poetry reding nd concert O North Crolin Deprtment of support of the North Culturl Resources Crolin Ards C7 North Crolin School of the support of scholrships rts $1, $1,. $1,, 3156 3368 $5,. $5,. $5,. 3194 3418 $1,. $25,. $1, 2996 31 -C d(~! ' Od ro " I~-1 z rn Y z.~ o(j Pge

'$1,5 North Crolin Grnts September 22 Orgniztion Proieet Title Grnted Pyment p1r_ jp Ref North Crolin School of the Arts support of the School of Drm's production, 'Blues for n Albm Sky $2,5. $2,5 $2,5 319 3311 North Crolin School of the Arts support of musicins for the A.J Fletcher Oper Institute celebrtion $1,2 $1,2. $1,2 3188 33 d(! Sees Studio Inc. support of the Artist-nd Business Residency Progrm. $1,5. $1,5. 3196 3394, N Od e -~ O Specil Olympics North Crolin to support of North Crolin thletes to ttend the 23 Specil Olympics World Summer Gmes in Dublin, Irelnd h7 Stonesork support of trining videotpe to improve services for bused omen in North Crolin $2,5. $2,5 $2,5. 3198 332 $1,5. $1,5 $1,5. 32 344 H z Pe9lz

North Crolin Grnts September 22 Orgniztion Project Title Grnted Pyment PQ ID Ref Tringle Fmily Services, Inc support of the DOSE (Domestic Offenders Sentenced to Eduction) Progrm $1,5 $1,5 $1,5. 322 3281 to to Urbn Ministries of Durhm, support to expnd services Inc. for the homeless, Wkemed/Wke AHEC support of the North Crolin Arts for Helth z H $1,5 $1,5. $1,5 324 3424 $1,5 $1,5. $1,5. 326 339 -G d~'! o ~, 'T~ d b h7 ro z Pge13

Ne York Grnts September 22 Orgnlztlon Chest Church United Methodist Project Title nnul support Gr nted P me t pip M Ref $5, $5,. $5,. 3174 3314 Concert Artists Guild, Inc. support of progrms $1,. $1, $1,. 3178 3423 to H Dnce Thetre of Hrlem Inc. support of 'Dncing Through Brriers' nd 'Arts Exposure' $2,. $2,. $2, 3298 3425 N > W to iy IrvingtornOn~Hudson nnul support Presbyterin Church C7 Ne York Philomusic support of the lin Hmilton v) Chmber Ensemble Retrospective $2,5. $2,5 $2,5. 3184 3315. b ftl -~ z $5, $5,. $5,. 3192 3282 rn H Pge' y-

North Crolin Grnts December 22 Orgniztion Project Title Grnted Pyment PTD ID Ref Americn Dnce Festivl, Inc support to commission ne ork by Chinese choreogrpher Shen Wei $5,. $5,. $5,. 3412 3478 Crolin Arts Festivl Inc support of the Festivl Workshops ith Jcques d'amboise $3, $3, $3, 3418 349 (d~! Citizens for Interntionl support of 'North Crolin - Understnding Seden Best Prctices in Erly Childhood Eduction' $2,5 $2,5. $2,5 342 3491 N O d ~O -~ 9 Concert Dncers of Rleigh support of Me[ Tomlinson's d ne bllet'jckson Squre' h7 M Contemporry Art Museum, Inc support of Clssicl Voice of North Crolin $2, $2,. $2,. 3422 3489 y C $2,5 $2,5 $2,5 3424 3482 m O z Pge 1

North Crolin Grnts December 22 Orgniztion Project Title Grnted Pyment PTD ID Ref Durhm Acdemy support of scholrships in $2,5 $2,5 $2,5 3426 3493 The Cornerstone Cmpign tri rd Durhm Rescue Mission support of the Durhm Inn $2,5. $2,5. $2,5 3428 3519 project I m Durhm Symphony Inc. support of the Young Artists' $1, $1, $1, 343 3488 Concert O ~O ~y Executive Service Corps of the support of consulting service $2,. $2, $2, 3432 3481 ty Greter Tringle Inc for Africn Americns nd Ltinos ~ C7 ` to o o, Florence Crittenton Services support of 1th nniversry $1,. $1,. $1,. 3434 3515 Inc. of services for high risk v, pregnnt dolescents, omen nd their fmilies H h~7 h7 Pge 2

North Crolin Grnts December 22 Orgniztion Project Title Grnted Pyment PQ ID Ref Food Bnk of North Crolin support of the Durhm food distribution progrm $2, $2,. $2, 3436 3436 to Friends of the Durhm Youth Orchestr support of n Eductionl Symphonic Gl $1,. $1, $1, 3438 3486 d(~! -~ M Ci1 GFWC of North Crolin, Inc. y Guilford College C7 C7 support of the 23 'Women of Achievement Ards' support of Founders Hll Heling Plce of Wke County support of the Dr Wilmer Betts Sobering up/detoxifiction Center $1, $1,. $1, 344 3498 $5,. $5,. $5,. 3442 3449 71 N r 171 ~ o $2,5. $2,5. $2,5. 3444 3496 FI O z W Pge 3

North Crolin Grnts December 22 Orgniztion Liberty Arts Inc. Project Title Grnted Pyment PQ ID Fee support to purchse smll $2,5 $2,5. $2,5. 345 353 foundry for frming students in csting techniques nd procedures 171 to tri ICU Little River Community Complex Inc. Mllrme Chmber Plyers, Inc support to increse $2,5. $2,5. $2,5 3452 356 progrms for children nd fmilies t the Little River Fmily Resource Center support to commission nd $2,5. $2,5. $2,5. 3454 3511 premiere ne chmber ork by Vietnmese G C_7 N ~7y o py composer, Cuong Hong ~ -n ~O O d y Mist Museum of Art, Inc. b d Ne Grden Friends School Inc. support of visitors guide $2,5. $2,5. $2,5. 3456 3475 to the Mint Museum support of the Theter Arts $2,5 $2,5 $2,5. 3458 3512 nd Theter Community Service Progrms O z Cr, Pge 4

North Crolin Grnts December 22 Orgniztion Project Title Grnted Pyment PTD ID Ref North Crolin Centrl University Deprtment of Mthemtics & Computer Science support of the Durhm Mthemtics Mentoring Progrm $2,5 $2,5. $2,5 346 345 North Crolin Therpeutic Riding Center, Inc. support of therpeutic riding lessons for specil eduction clsses $2,5. $2,5 $2,5. 3462 3521 Cn North Crolin Volunteer support of progrms linking Lyers for the Arts, Inc the rts nd legl communities $2,5 $2,5. $2,5 3464 3518 O 7y Prevent Blindness North Crolin support of the Durhm At- Risk Adult Vision Project $1,5. $1,5 $1,5 3466 3439 h7 H H h~7 Second Journey Inc. support of the'erth Elder Inititive $3,. $3,. $3, 347 3514 h7 W Pge 5

North Crolin Grnts December 22 Orgniztion Project Title Grnted Pyment PTD ID Re Southestern Efforts Developing Sustinble Spces Inc. support of the Incresing Access to Fresh Food in North Est Centrl Durhm Project $2,. $2,. $2,. 3472 3516 x Southern Documentry Fund support of the documentry, 'Durhm' A Self-Portrit' $3, $3, $3,. 3474 3483.,y O Southern Documentry Fund support of the documentry film, 'Bienvenidos Crolin del Norte. North Crolin's H~2A Frmorker Progrm nd its People' Spnish Dnce Arts Compny, support of the 2th Inc. Anniversry Concert t the ;u Crolin Theter in Durhm, rln NC VICTORY Inc support of the Community Development Center o $2,5 $2,5 $2,5 3476 3517 N 71 $2,5. $2,5. $2,5 3478 3464 $2,. $2, $2, 348 3487 d(-!' h7 'i7 O z f 4E, v Pge 6

Ne York Grnts December 22 Orgniztion Americn Symphony Orchestr, Inc. Project Title support of the 4th Anniversry seson Grnted Pyment PTD ID Ref $2,5 $2,5. $2,5 3414 3442 Bllet Thetre Foundtion, Inc. support of the Studio Compny's progrms $3, $3, $3, 3416 3499 to m Cr1 Henry Street Settlement support of Henry Street Chmber Oper Hundred Grnd Dnce support of ne piece for I, Foundtion, Inc the 23 seson $3,5. $3,5 $3,5. 3446 3457 $2,5. $2,5. $2,5 3448 352 o p N r O y School of Americn Bllet Inc. support of scholrships d $3,5. $3,5. $3,5 3468 3463 ~ z -~ r m z m York Thetre Compny, Inc support of Michel Ching's musicl drm, 'Corps of Discovery A Musicl Journey' Pge 1 $5, $5,. $5,. 3482 3492

THE MARY DUKE RIDDLE FOUNDATION EIN 13 668883 99 PF DECEMBER 31, 22 A Helping Hnd Executive Service Corps of the Greter Tringle Inc P Box 3234 Duke University Medicl Center Chpel Hill, NC 27515 P Box 3669 Durhm, NC 2771 Africn Americn Dnce Ensemble Inc Explores Durhm Arts Council 21 Est Hrgett Street 12 Morris Street Rleigh, NC 2761 Durhm, NC 2771 Airlie Grdens Foundtion Inc Film Video Arts, Inc 3 Airlie Rod 462 Brody Wilmington, NC 2843 Suite 52 Ne York, NY 113 Allince for Historic Hillsborough Florence Crittenton Services Inc 15 Est King Street 13 Blythe Boulevrd Hillsborough, NC 27278 P Box 36392 Chrlotte, NC 28236 Americn Composers Orchestr, Inc Food Bnk of North Crolin 1775 Brody Suite 525 388 Tr Heel Drive Ne York, NY 119 193 Rleigh, NC 2769 Americn Dnce Festivl, Inc Foundtion Center Box 9772 79 Fifth Avenue Durhm, NC 2778 772 Ne York, NY 13 Americn Symphony Orchestr, Inc Foundtion for Better Helth Cre 333 West 39th Street 6 Est 32nd Street Suite 111 9th Floor Ne York, NY 118 Ne York, NY 116 Arts Center Friends of the Durhm Youth Orchestr 3 G Est Min Street P Box 71125 Crrboro, NC 2751 Durhm, NC 27722 2125 Arts Council Inc Winston Slem Arts Council Genesis Home 35 West Fourth Street 3 North Queen Street Winston Slem, NC 2711 P Box 25426 Durhm, NC 2772 5426 Bllet Thetre Foundtion, Inc GFWC of North Crolin, Inc The Peter T Joseph Studios 111 Nvho Drive 89 Brody Suite 24 Ne York, NY 13 1278 Rleigh, NC 2769 Bloing Rock Stge Compny Guilford College P Box 217 58 West Friendly Avenue Bloing Rock, NC 2865 Greensboro, NC 2741 Brevrd Music Center Inc Heling Plce of Wke County Post Office Box 312 1251 Goode Street Brevrd, NC 28712 Rleigh, NC 2763 Bull City Bsebll Assocition, Inc Henry Street Settlement P Box 61623 265 Henry Street Durhm, NC 27715 Ne York, NY 12 488 Crolin Arts Festivl Inc Historic Preservtion Society of Durhm, Inc P Box 617 P Box 25411 Rleigh, NC 27628 Durhm, NC 2772 5411 STATEMENT 3

THE MARY DUKE RIDDLE FOUNDATION EIN 13 668883 99 PF DECEMBER 31, 22 Crolin Chmber Symphony Hudson Guild P Box 1454 441 West 26th Street Winston Slem, NC 2718 Ne York, NY 11 Crolin Thetre of Durhm, Inc Hundred Grnd Dnce Foundtion, Inc 39 West Morgn Street Bill Young & Dncers Durhm, NC 2771 2119 1 Grnd St, 2nd Floor Ne York, NY 113 Chmber Orchestr of the Tringle, Inc Irvington On Hudson Presbyterin Church P Box 98658 25 North Brody Rleigh, NC 27624 8658 Irvington, NY 1533 Chpel Hill Preservtion Society Inc Liberty Arts Inc 61 Est Rosemry Street Box 24 Chpel Hill, NC 27514 5 McCllie Avenue Durhm, NC 2774 Cherry Hill Historicl Foundtion Inc Little River Community Complex Inc Route 2 835 Roxboro Rod Box 253 Bhm, NC 2753 Wrrenton, NC 27589 Christ Church United Methodist Louisburg College 52 Prk Avenue t 6th Street Office of the President Ne York, NY 121 855 51 North Min St Louisburg, NC 27549 Citizens for Interntionl Understnding Mllrme Chmber Plyers, Inc 412 North Wilmington Street 12 Morris Street Rleigh, NC 2761 2813 Durhm, NC 2771 Costl Crolin Prtners Inc Mnbites Dog Theter Compny 2231 Wrightsville Avenue P Box 42 Wilmington, NC 2843 Durhm, NC 2772 Community Living Assocition, Inc Mint Museum of Art, Inc P Box 51159 22 North Tryon Street Durhm, NC 27717 1159 Chrlotte, NC 2822 Compny Appels, Inc Museum of the Ne South Inc 44 West 24th Street 324 North College Street Suite 2E Chrlotte, NC 2822 Ne York, NY 111 Concert Artists Guild, Inc Ntionl Center for Disbility Services 85 Seventh Avenue 21 I U Wllets Rod Suite 125 Albertson, NY 1157 1599 Ne York, NY 119 Concert Dncers of Rleigh Ntionl Dnce Institute P Box 3543 594 Brody, Room 85 Rleigh, NC 27622 Ne York, NY 112 Contemporry Art Museum, Inc Ntionl Humnities Center P Box 66 7 Alexnder Drive Rleigh, NC 2762 66 P Box 12256 Reserch Tringle Prk, NC 2779 2256 Dnce Thetre of Hrlem Inc NC Prtners of the Americs, Inc 466 West 152nd Street P Box 28221 Ne York, NY 131 1896 Rleigh, NC 27611 STATEMENT

THE MARY DUKE BIDDLE FOUNDATION EIN 13 668883 99 PF DECEMBER 31, 22 Deepdish Theter Compny 58 Robin Rod Chpel Hill, NC 27516 Ne Grden Friends School Inc 1128 Ne Grden Rod Greensboro, NC 2741 Duke Memoril United Methodist Church 54 West Chpel Hill Street Durhm, NC 2771 Ne York Philomusic Chmber Ensemble 15 West 73rd Street Ne York, NY 123 Duke University Center for Documentry Studies Box 982 Center for Documentry Studies Durhm, NC 2778 82 Duke University Corporte & Foundtion Reltions P Box 96 Durhm, NC 2778 Duke University Dnce Progrm Box 9686 Duke Dnce Progrm Durhm, NC 2778 686 Duke University Den of the Fculty Box 946 Durhm, NC 2778 46 Ne York Scndi Symphony, Inc P Box 583 FDR Sttion Ne York, NY 1 15 North Crolin Centrl University Deprtment of Mthemtics & Computer Science P Box 19798 Durhm, NC 2777 North Crolin Centrl University Institutionl Advncement P Box 19363 Durhm, NC 2777 North Crolin Dnce Thetre 8 North College Street Chrlotte, NC 2826 Duke University Deprtment of Art nd Art History Est Duke Building Box 9764 Durhm, NC 2778 764 Duke University Deprtment of Music Box 9665 Deprtment of Music Durhm, NC 2778 665 Duke University Deprtment of Theter Studies Richrd Riddell 25 Brvins Bldg Durhm, NC 2778 Duke University Film nd Video Progrm Box 9671 Film nd Video Progrm Durhm, NC 2778 671 Duke University FOCUS Progrm Box 9697 FOCUS Progrm Durhm, NC 2778 697 Duke University Foreign Acdemic Progrms Box 957 Duke University Durhm, NC 2778 57 Duke University Institute of the Arts Box 9685 Institute of the Arts Durhm, NC 2778 685 North Crolin Deprtment of Culturl Resources 461 Mil Service Center Suite 315 Rleigh, NC 27699 461 North Crolin Museum o1 History Assocites, Inc 5 Est Edenton Street 465 Mil Service Center Rleigh, NC 27699 465 North Crolin Museum of Life nd Science 433 Murry Ave P Box 1519 Durhm, NC 2774 North Crolin School of the Arts P Box 12189 Winston Slem, NC 27117 2189 North Crolin Therpeutic Riding Center, Inc P Box 62572 Durhm, NC 27715 572 North Crolin Volunteer Lyers for the Arts, Inc 2516 Perkins Rod Durhm, NC 2765 North Crolin Wesleyn College 34 North Wesleyn Boulevrd Rocky Mount, NC 2784 Duke University Medicl Center Comprehensive Cncer Center Box 3139 Durhm, NC 2771 Cncer Ptient Support Prg Prevent Blindness North Crolin 381 Lke Boone Tril Suite 41 Rleigh, NC 2767 STATEMENT All

THE MARY DUKE RIDDLE FOUNDATION EIN 13 668883 99 RE DECEMBER 31, 22 Duke University Medicl Center Deprtment of Medicine P Box 373 Durhm, NC 2771 Ronoke Islnd Historicl Assocition Inc 149 Highy 64/264 Mnteo, NC 27954 Duke University Medicl Center 512 South Mngum Street Suite 4 Durhm, NC 2771 3963 Development nd Alumni Affirs School of Americn Bllet Inc 7 Lincoln Center Plz Ne York, NY 123 6592 Duke University Medicl Center Division of Rheumtology P Box 3416 Durhm, NC 2771 Second Journey Inc P Box 16671 Chpel Hill, NC 27515 6671 Duke University Medicl Center 269 North Duke Street Suite 12 Durhm, 2774 Duke University Medicl Center P Box 3671 Duke University Medicl Center Durhm, NC 2771 Division of Urology Medicl School Scholrships Sees Studio Inc 347 West Min Street Durhm, NC 2771 Senior Phrmssist Inc 123 Mrket Street Durhm, NC 2771 Duke University Medicl Center School of Nursing P Box 3322 Durhm, NC 2771 Southestern Efforts Developing Sustinble Spces Inc 76 Gilbert Street Durhm, NC 2771 Duke University Medicl Center Ctr for Integrtive Medicine P Box 322 Durhm, NC 2771 Southern Documentry Fund P Box 2817 Durhm, NC 27715 Duke University Museum of Art Box 9732 Durhm, NC 2778 732 Spnish Dnce Arts Compny, Inc 15 Vist del Rio Shm, NC 2753 Duke University Office of Specil Events Box 9931 Durhm, NC 2778 Specil Olympics North Crolin P Box 25968 Rleigh, NC 27611 5968 Duke University Rre Book, Mnuscript nd Specil Collections Librry Box 9185 Durhm, NC 2778 185 Storiesork P Box 51693 Durhm, NC 27717 Duke University Srh P Duke Grdens Box 9338 Srh P Duke Grdens Durhm, NC 2778 338 Duke University School of L P Box 9362 Durhm, NC 2778 362 Td Thetre nd Dnce Allince Inc 15 West 28th Street 3rd Floor Ne York, NY 11 Tobcco History Corportion, Inc 2828 Duke Homested Rod Durhm, NC 2775 Duke University Terry Snford Institute of Public Policy Box 9522 Durhm, NC 2778 522 Durhm Acdemy 361 Ridge Rod Durhm, NC 2775 5599 Tringle Fmily Services, Inc 116 N West Street Suite 25 Rleigh, NC 2763 Urbn Ministries of Durhm, Inc P O Box 249 Durhm, NC 2772 249 STATEMENT

THE MARY DUKE BIDDLE FOUNDATION EIN 13 668883 99 PF DECEMBER 31, 22 Durhm Arts Council, Inc VICTORY Inc 12 Morris Street 398 South Ne Hope Rod Durhm, NC 2771 Gstoni, NC 2856 Durhm Helth Prtners Volunteer Fmilies for Children of North Crolin 38 Crutchfield Street, Suite C 733 Chpel Hill Rod P Box 15519 Suite 26 Durhm, NC 2774 5519 Rleigh, NC 2767 Durhm Ntivity School Inc P Box 3537 Durhm, NC 2772 Durhm Rescue Mission 121 Est Min St 2 Wll Street P Box 11858 Suite 221 Durhm, NC 2773 Asheville, NC 2881 Wkemed Wke AHEC Regionl Helth Eduction Services 324 Ne Bern Avenue Rleuth, NC 2761 Western Crolin Colition For Socil Concerns Durhm Symphony Inc P Box 1993 Durhm, NC 2772 Eductionl Medi Foundtion P Box 1241 Reserch Tringle Prk, NC 2779 241 Winston Slem Delt Fine Arts, Inc The Delt Arts Center 1511 Est Third Street Winston Slem, NC 2711 Women In Action for the Prevention of Violence & Its Cuses 539 Foster Street Durhm, NC 2771 Elizbeth R & Compny York Thetre Compny, Inc P Box 1718 619 Lexington Avenue (54th St ) 943 Burnside Rod Ne York, NY 122 461 Mnteo, NC 27954 STATEMENT 113