EHR Data Preservation

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Emerging Computational Approaches to Interoperability the Key to Long Term Preservation of EHR Data William W. Stead, M.D. Associate Vice Chancellor for Health Affairs Chief Strategy & Information Officer McKesson Foundation Professor of Biomedical Informatics and Medicine Vanderbilt University Medical Center Disclosures: I am a co-inventor of two patient medical record products one licensed to McKesson HBOC, Inc., and one licensed to Informatics Corporation of America from which I receive royalties through Vanderbilt University. I am a director of HealthStream, a public company, compensated by an annual option grant.

Challenges to Long Term Preservation of EHR Data + Retention Retrieval Degradation of media Technological obsolescence Permeable membrane Complexity

Technological Obsolescence 1920 1930 1940 1950 1960 1970 1980 1990 2000 2010

Central Conclusions Current efforts aimed at nationwide deployment of HCIT will not be sufficient to achieve the vision of 21 st century health care, and may even set back the cause 1/2009 Success will require emphasis on providing cognitive support (assistance for thinking about and solving problems). Principles to Support Change Record all available data to drive care, process improvement, and research Architect information and workflow systems to accommodate disruptive change Archive data for subsequent re-interpretation Seek and develop technologies that clarify the context of data

Root cause: Mismatch between Computational Technique & Scale of Problem Automation Connectivity Decision Support Data Mining Stead WW. Electronic Health Records. In: Rouse WB, Cortese DA, eds. Engineering the system of healthcare delivery. Tennenbaum Institute Series on Enterprise Systems, Vol. 3. Amsterdam: IOS Press; 2010.

Decouple Data from Interpretation Work at multiple scales Triangulate multiple signals for robustness Satellite Rain Gauge Doppler Radar

Shift EHR Computational Paradigm OLD One integrated set of data Capture data in standardized terminology Single source of truth Seamless transfer among systems Clinician uses the computer to update the record during the patient visit. The system provides transaction-level data. Work processes are programmed and adapt through non-systematic work around. NEW Sets of data from multiple sources Capture raw signal and annotate with standard terminology. Current interpretation of multiple related signals Visualization of the collective output of relevant systems Clinician & patient work together with shared records and information. The system provides cognitive support. People, process and technology work together as a system. Stead WW. Electronic Health Records. In: Rouse WB, Cortese DA, eds. Engineering the system of healthcare delivery. Tennenbaum Institute Series on Enterprise Systems, Vol. 3. Amsterdam: IOS Press; 2009.

Match Computational Approach to Complexity of Data Automation Work lists Evidencebased advisors Connectivity Aggregate EHR Disease management dashboards Decision Support Data Mining Stead WW. Electronic Health Records. In: Rouse WB, Cortese DA, eds. Engineering the system of healthcare delivery. Tennenbaum Institute Series on Enterprise Systems, Vol. 3. Amsterdam: IOS Press; 2009.

Use Structures & Models to Extract & Visualize Abstraction Generalization Model Feature Set Attribute formal relationship package of related attributes structured information Data Observation raw signal One Instance

12/2010 Accelerate progress toward robust exchange Two levers universal exchange language interlinked search Key Concepts extensible language decouple syntax and semantics atomic approach to exchange using tagged elements persistent privacy tags that travel with data record locator/data element access functionality decouple key management, data, indexing & aggregation

Universal Exchange Language Identity Metadata Provenance Metadata Privacy Metadata Clinical Payload To Be Identified Syntax Semantics for metadata Naming authority to manage names & versions of syntax & semantics Binding of coded elements to terminologies, names, spaces & versions

A Path Toward Long Term Preservation Capture data from any source in any form & archive as raw signal Keep data from different scales of biology or levels of abstraction separate Aggregate, interpret & annotate data purpose by purpose Establish an authority to manage naming & versioning for syntax, semantics, algorithms, structures & models Use pseudocode to exchange & archive algorithms, structures & models