Computer Security Basics
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1 Computer Security Basics Deborah Russell and G.T. Gangemi Sr. Techniscbe Universitai O^misiadt FAGHBERFJCH INFORMATJK BIBLIOTHEK Inventar-Nr.: Sachgebiete: Standort: Cambridge ' Koln O'Reilly & Associates, Inc. ' Paris ' Sebastopol ' Tokyo
2 Table of Contents Page Preface xvii About This Book Summary of Contents Acknowledgments Comments and Questions xvii xviii xix xx Part I OVERVIEW 1 Chapter 1 Introduction 3 Attack of the Giant Worm (and Other Tales) 3 What Is Computer Security? 8 A Broader Definition of Security 9 Secrecy and Confidentiality 9 Accuracy, Integrity, and Authenticity 10 Availability 10 Threats to Security 11 Vulnerabilities 11 Threats 14 Countermeasures 16 Why Buy Security? 18 Government Requirements 19 Information Protection 19 What's A User To Do? 20
3 Chapter 2 Some Security History 23 Information and its Controls 24 Computer Security: Then and Now 25 Early Computer Security Efforts 27 Tiger Teams : 29 Research and Modeling 30 Secure Systems Development 31 Building Toward Standardization 31 Standards for Secure Systems 32 Standards for Cryptography 36 Standards for Emanations 37 Computer Security Mandates and Legislation 38 NSDD NTISSP2 39 Computer Fraud and Abuse Act 40 Computer Security Act 41 Searching for a Balance 42 Recent Government Security Initiatives 42 Privacy Considerations 44 International Security Activity 46 The Growth of Modern Standards '. 47 Part II COMPUTER SECURITY 53 Chapter 3 Computer System Security and Access Controls 55 What Makes a System Secure? 55 System Access: Logging Into Your System 57 Identification and Authentication 57 Protecting Passwords 62 Data Access: Protecting Your Data 66 Discretionary Access Control 67 Mandatory Access Control 72 VI
4 Chapter 4 Viruses and Other Wildlife 79 Viruses 79 Worms 82 Trojan Horses 83 Bombs Trap Doors 85 Spoofs 86 Other Wildlife 86 Remedies 88 Chapter 5 Secure System Planning and Administration 89 Administrative Security 89 Overall Planning and Administration 91 Analyzing Costs and Risks 91 Planning for Disaster 93 Setting Security Rules for Employees 94 Training Users 94 Day-to-day Administration 96 Performing Backups 96 Performing a Security Audit 99 Separation of Duties 100 Chapter 6 Inside the Orange Book 103 Introduction to the Orange Book 104 A Summary of Security Concepts 105 What's a Trusted System? 105 Measuring Trust 106 Trusted Computing Base 107 Security Policy 108 Security Model 108 Security Kernel 109 Security Perimeter 110 Orange Book Evaluation Classes 110 Comparison of Evaluation Classes 112 Complaints About the Orange Book 112 VII
5 Evaluations of Secure Systems 115 Security Policy Requirements 115 Discretionary Access Control 116 Object Reuse 118 Labels 119 Mandatory Access Control 124 Accountability Requirements 124 Identification and Authentication 124 Trusted Path 126 Audit 128 Assurance Requirements 133 Operational Assurance 134 Life-cycle Assurance 141 Documentation Requirements 149 Security Features User's Guide 150 Trusted Facility Manual 151 Test Documentation 152 Design Documentation 153 Summary of Classes 155 D Systems: Minimal Security 155 Cl Systems: Discretionary Security Protection 155 C2 Systems: Controlled Access Protection 156 Bl Systems: Labeled Security Protection 157 B2 Systems: Structured Protection 157 B3 Systems: Security Domains 158 Al Systems: Verified Design 159 Compartmented Mode Workstations 159 Government Computer Security Programs Part III COMMUNICATIONS SECURITY 163 Chapter 7 Encryption 165 Some History 166 What is Encryption? 169 Why Encryption? 171 Transposition and Substitution Ciphers 172 Cryptographic Keys: Private and Public, 175 Key Management and Distribution 177 One-time Pad 178 The Data Encryption Standard 179 VIII
6 What is the DES? 182 Future of the DES 185 Other Cryptographic Algorithms 188 Variations on the DES 188 Public Key Algorithms 188 The RSA Algorithm 189 Digital Signatures and Notaries 190 Government Algorithms 192 Message Authentication 192 Encryption in Banking and Financial Applications 193 Government Cryptographic Programs 196 NSA 196 NIST 197 Treasury 197 Cryptographic Export Restrictions 197 Chapter 8 Communications and Network Security 201 What Makes Communication Secure? 202 Communications Vulnerabilities 204 Communications Threats 204 Modems 205 Networks 207 Network Terms 207 Some Network History 210 Network Media 212 OSI Model 215 Network Security 218 Trusted Networks '..218 Perimeters and Gateways 221 Security in Heterogeneous Environments 221 Encrypted Communications 222 The Red Book and Government Network Evaluations 226 TCSEC Requirements 228 Other Security Services 228 Some Network Security Projects 232 DISNet and Blacker 232 SDNS 232 Kerberos 233 Project MAX 233 Secure NFS 234 IX
7 Part IV OTHER TYPES OF SECURITY 235 Chapter 9 Physical Security and Biometrics 237 Physical Security 238 Natural Disasters 238 Risk Analysis and Disaster Planning 241 Locks and Keys: Old and New 241 Types of Locks 243 Tokens 243 Challenge-response Systems 244 Cards: Smart and Dumb 244 Biometrics 246 Fingerprints 249 Handprints 250 Retina Patterns 250 Voice Patterns 251 Signature and Writing Patterns 251 Keystrokes 252 Chapter 10 TEMPEST 253 The Problem of Emanations 254 The TEMPEST Program 255 How To Build TEMPEST Products 257 TEMPEST Standards and Restrictions 259 TEMPEST Standards 259 TEMPEST Export Restrictions 260 Who Cares About TEMPEST? 261 Is TEMPEST Needed? 262 Changing TEMPEST Concepts 263 Government TEMPEST Programs 265
8 Part V APPENDICES 267 Appendix A Acronyms 269 Appendix B Computer Security Legislation 277 Appendix C Orange Book and Other Summaries 289 Orange Book (TCSEC) Requirements 289 Compartmented Mode Workstation (CMW) Requirements 313 System High Workstation (SHW) Requirements 315 International Security (ITSEC) Requirements 318 Appendix D Government Security Programs 323 Computer Security Programs 323 The Role of the NCSC 324 The Role of NIST 325 Trusted Product Evaluation Program (TPEP) 326 Evaluation of Network Products 331 Evaluations of Database Management Systems 332 Evaluations of Security Subsystem Products 333 Formal Verification Systems Evaluation Program (FVSEP) 336 Degausser Products List 338 Rating Maintenance Phase (RAMP) Program 338 System Certification and Accreditation 339 DOCKMASTER 340 Technical Vulnerability Reporting Program 341 Communications Security Programs 341 Commercial COMSEC Endorsement Program 342 CCEP Eligibility 343 CCEP Program Steps 344 Government Endorsed DES Equipment Program 345 EFT Certification Program 346 Protected Network Services List 346 Off-line Systems List (OLSL) 347 XI
9 Restrictions on Cryptographic Products 347 TEMPEST Security Programs 348 Industrial TEMPEST Program and Preferred Products List 349 Endorsed TEMPEST Products Program 351 Endorsed TEMPEST Test Services Program 356 Endorsed TEMPEST Test Instrumentation Program 357 Appendix E A Security Source Book 359 Government Publications 360 The Rainbow Series 360 Other NSA Publications 369 FIPSPUBs :.' 370 NIST Special Publications 374 Other NIST Publications 385 Compartmented Mode Workstation (CMW) Publications 385 COMSEC Program Publications 386 TEMPEST Program Publications 386 Other Security-relevant Government Publications 387 Government Program Contact Points 387 Computer Security (COMPUSEC) Programs 388 Communications Security (COMSEC) Programs 389 TEMPEST Programs 390 Other Government Contacts 390 Emergency Organizations 391 Standards Organizations 391 Security User Groups 393 Electronic Groups 397 USENET 397 Commercial Bulletin Boards 397 NCSC DOCKMASTER 398 NIST Computer Security Bulletin Board 398 Computer Security Periodicals 399 Computer Security Books 401 Conference Proceedings 401 Computer Security Textbooks 401 Viruses and Other Programmed Threats 402 Computer Crime and Ethics 402 Of General Interest 403 XII
10 Glossary 405 Index 429 XIII
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