NORMAN H. MOORE 390 Central Avenue New Haven, CT (203)

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1 390 Central Avenue New Haven, CT (203) EDUCATION: FLORIDA STATE UNIVERSITY, Tallahassee, FL Doctor of Philosophy Degree Major: Finance Support: Accounting UNIVERSITY OF ALASKA, Fairbanks, AK Master of Business Administration Degree Major: Management Bachelor of Business Administration Degree Major: Finance ACADEMIC EXPERIENCE: UNIVERSITY OF CONNECTICUT, Storrs, CT 1995-Present Associate Professor of Finance MBA Teacher of the Year Award (2001). Member of SS&C Financial Accelerator Steering Committee ( ). Member of CIBER Executive Committee ( ). Member of CIBER Advisory Committee ( ). Member Shool of Business Global Affairs Committee ( , 2010). Chairman School of Business Global Affairs Committee ( ). Member of Executive MBA Policy Committee ( ). Member of MBA Policy Committee ( ). INDIANA UNIVERSITY, Bloomington, IN Assistant Professor of Finance Outstanding Graduate Teaching Award (1995). Recipient of Peterson Faculty Fellowship (1993). Served on Graduate Policy Committee ( ); Undergraduate Policy Committee ( ). Member, Executive MBA Policy Committee ( ). Faculty Representative at FEI awards ( ). UNIVERSITY OF NOTRE DAME, South Bend, IN Assistant Professor of Finance UNIVERSITY OF TEXAS, Arlington, TX Assistant Professor of Finance Co-founded and taught CFA seminar program for twelve years. FLORIDA STATE UNIVERSITY, Tallahassee, FL Ph.D. Candidate and Part-Time Instructor of Finance UNIVERSITY OF ALASKA, Fairbanks, AK 1982 Visiting Assistant Professor of Accounting

2 - 2 - COURSES TAUGHT: GRADUATE (MBA): Introductory Financial Management Short-Term Financial Management Game Theory Global Financial Management Financial Risk Management Money and Capital Markets Advanced Capital Budgeting Advanced Fixed Income Advanced Corporate Finance Futures and Options Financial Engineering Corporate Finance (Case course) International Investments Alternative Investment Strategies Absolute Return Risk Management Introduction to Risk Management GRADUATE (EMBA): Real Option Analysis Financial Management I and II Directed Management Project UNDERGRADUATE: Futures and Options Financial Management Corporate Finance Investments & Portfolio Theory Global Financial Management INDUSTRY EXPERIENCE: SYSTRONICS, INC., Fairbanks, AK President and Chief Executive Officer Headed management consulting subsidiary of NERCO Minerals. Coordinated administrative functions and negotiated contracts. Oversaw design, development and implementation of MIS accounting/financial information applications for stand-alone and timeshare computer systems. NERCO MINERALS, Fairbanks, AK Treasurer and Vice President of Finance Directed all aspects of company's accounting, finance and capital budgeting operations. Served on the corporation's Board of Directors. Dealt extensively with executive management of utilities and major energy firms such as Exxon. Mobil, and Atlantic Richfield. Oversaw all capital structure decisions and acquisitions. MAIN LAFRENTZ & COMPANY, Fairbanks, AK Auditor/Tax Accountant Performed audits and extensive tax preparation for government agencies and corporate clients of this public accounting firm. Functioned as a consultant to small businesses regarding financial issues and tax matters. ARCTIC FIRST FEDERAL SAVINGS & LOAN ASSOCIATION, Fairbanks, AK Treasurer/Controller Managed all accounting and portfolio management functions for this financial institution. Directed accounting and teller personnel.

3 INTERNATIONAL EXPERIENCE NORMAN H. MOORE Vietnam 2009 Presented seminars on Hospital Financial Management and Financial Risk Management. Presented seminar at Cho Ray Hospital, Ho Chi Minh City on value creating competition for hospitals. GEORGIA 2009 Presented seminars at The University of Georgia, Tbilisi on Credit Risk. PHILLIPPINES 2008 Presented seminars on Hospital Financial Management and Financial Risk Management. THAILAND 2007 Presented seminars on Hospital Financial Management and Managed Care. SINGAPORE 2006 Presented seminars on Hospital Financial Management and Managed Care. THAILAND Participated in the Asian Development Banker Conference. Presented seminars on Treasury Management and Bank Performance Measures. Presented seminars on Hospital Financial Management and Managed Care. MALAYSIA Participated in the PACAP Conference. Presented paper on Malaysian Capital Budgeting Methods. PHILLIPPINES Participated in the Asian Development Banker s Conference. Presented seminars Treasury Management and Bank Performance Measures. Published a series of articles on Treasury Management in the Asian Banking Digest. Associate Editor Asian Banker s Digest.. PEOPLE'S REPUBLIC OF CHINA Facutly member and instructor for an MBA course "Doing Business in China." Presented a series of seminars at Beijung University and Institute of Banking and Finance MALAYSIA Establishing relationships between Indiana University and universities in Malaysia. Participated in a USAI grant to establish an Economic database in Malaysia. PROFESSIONAL CERTIFICATIONS Certified Management Accountant - Distinguished Performance Award for CMA exam Certified Public Accountant

4 - 4 - CONSULTING: Training: o GE Capital, Purdue-Frederick, Emisphere, Ernst and Young, National Association of Credit Managers, Indiana Banker s Association, Stalla CFA program. Modeling: o Edgelab: Edgelab is a joint venture between the University of Connecticut and General Electric. GE businesses submit projects to Edgelab, which are then assigned to a team consisting of graduate and undergraduate students, a faculty advisor and GE project manager. Risk Analytics Models Developed for GE businesses include: Rail Leasing Model Carbon Credit Model Locomotive Utilization Model Mortgage Model Rail Strategy Model Trailer Leasing Model Portfolio Optimization Model Rail Car Model Credit Model Structured Financial Products Model Fleet Leasing Residual Risk Model Strategic Materials Model Cost of Funds Model Global Strategic Marketing Model Risk-adjusted Pricing Model Private Label Credit Card Model Equity Investment Model o Patent applications have been filed for several of the models developed. SS&C Financial Accelerator Edgelab is a venture sponsored by the University of Connecticut that develops and builds risk models for various firms. The firms are charged for the project. The charge covers student and faculty compensation and overhead costs. The teams consist of graduate students in the MBA, Financial Math, Actuarial Sciences and Statistics programs. Risk Analytics Models Developed at the SS&C Financial Accelerator projects include: Reinsurance Financial Risk Model Insurance Equity Investment Model Enterprise Risk Model Mortgage Backed Securities Model Interest Rate Term Structure Model MENTORING ACTIVITIES: Faculty Advisor for several GE Fellowship projects. GE Fellowship students to conduct research and prepare a paper on an international topic. Faculty Advisor for several Honor Student projects. Honor Students must complete a two-semester six-credit project. One semester of research and a second semester compiling the research results into a paper. Faculty Advisor for the Executive MBA (EMBA) management projects in Stamford. Wharton China Business Forum Case Study Speaker on Healthcare Reform in China. NORMAN H. MOORE

5 - 5 - AD HOC REFERREE: Journal of Financial Research, Financial Review, Financial Management, Decision Science, Global Finance, Review of Quantitative Finance and Accounting, Asian Academy of Management Journal, etc. REFEREED PUBLICATIONS: "Signaling, Acquisitions, and Corporate Financial Slack." Co-Authored with Helen Bowers and Maurice Tse, Review of Quantitative Finance and Accounting, November Reviving Traditional Banking by Using Treasury Management. Co-Authored with Ruhani Ali, Banker s Journal Malaysia, June "Market Valuation of Excess Pension Assets: Evidence from the Market for Corporate Control." Co-Authored with Helen Bowers, Journal of Risk and Insurance, "The Firm-Size Relation and Stock Market Responses to Post-1962 Changes in Federal Reserve Margin Levels: Evidence from an Exhaustive Sample of Exchange-Listed Firms." Co- Authored with Stephen Pruitt, Economics Letters, "South African Divestment Decisions and Shareholder Wealth." Co-Authored with Stephen Pruitt and K. S. Maurice Tse, Economics Letters, "Arbitrage Opportunities and the Design of Call and Put Price Schedules of a Bond." Co- Authored with Stephen Pruitt, Advances in Futures and Options Research, "Cold Fusion--Hot Metal: an Analysis of Metals Futures Market Reactions to the 'Cold Fusion' Announcement." Co-Authored with Stephen Hill and Stephen Pruitt, Journal of Futures Markets, "Excess Asset Reversions and Shareholder Wealth: Comment." Co-Authored with Stephen Pruitt, Journal of Finance, "The Market Pricing of Net Operating Loss Carryforwards: Implications of the Tax Motivations of Mergers." Co-Authored with Stephen Pruitt, Journal of Financial Research, "The Adoption of New-Issue Dividend Reinvestment Plans and Shareholders Wealth." Co- Authored with Pamela Peterson and David Peterson, Financial Review, "Shelf Registrations and Shareholder Wealth: a Comparison of Shelf and Traditional Equity Offerings." Co-Authored with David Peterson and Pamela Peterson, Journal of Finance, 1986.

6 - 6 - WORKING PAPERS Relationship between Ownership Structure and Risk Taking in S&Ls. Co-Authored with John Knopf and Walter Dolde. Equity Duration and Alternative Investment Strategies for Insurance Firms. Sole Author. Impact of Macro-economic Factors on CDO Tranche Dependency Structure. Sole Author. Structural vs. Reduced Form Stochastic Models to Measure Risk in the Leasing Industry. Sole Author. Use of Stochastic Structural Models to Price Embedded Options in Insurance Products. Sole Author. "Malaysian Capital Budgeting Methods: Survey and Analysis." Co-Authored with Ruhani Ali. The Goal Seeking Investment Model Applied. Co-Authored with Maurice Tse. Returns to Shareholders: Short-term Effects of Malaysian Takeovers. Co-Authored with Ruhani Ali and Helen Bowers. Initial Public Offerings: The Predictability of Subsequent Targets. Co-Authored with Helen Bowers. Optimal Portfolio Allocation Over Different Investment Horizons. Co-Authored with Carmelo Giaccotto and Thomas J. O Brien Informational Content of Restatements. Sole Author. PRACTITIONER PUBLICATIONS 25 Keys to Budgeting. Published by the New York Times.